Kootak
Hong
ab,
Ki Chang
Kwon‡
a,
Kyoung Soon
Choi
c,
Quyet Van
Le
d,
Seung Ju
Kim
a,
Ji Su
Han
a,
Jun Min
Suh
a,
Soo Young
Kim
*e,
Carolin M.
Sutter-Fella
*b and
Ho Won
Jang
*af
aDepartment of Materials Science and Engineering, Research Institute of Advanced Materials, Seoul National University, Seoul 08826, Republic of Korea. E-mail: hwjang@snu.ac.kr
bJoint Center for Artificial Photosynthesis, Chemical Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA. E-mail: csutterfella@lbl.gov
cNational Research Facilities and Equipment Center, Korea Basic Science Institute, Daejeon 34133, Republic of Korea
dInstitute of Research and Development, Duy Tan University, Da Nang 550000, Vietnam
eDepartment of Materials Science and Engineering, Korea University, Seoul 02841, Republic of Korea. E-mail: sooyoungkim@korea.ac.kr
fAdvanced Institute of Convergence Technology, Seoul National University, Suwon, 16229, Republic of Korea
First published on 13th October 2021
The performance of halide perovskite-based electronic and optoelectronic devices is often related to interfacial charge transport. To shed light on the underlying physical and chemical properties of CH3NH3PbI3 (MAPbI3) in direct contact with common electrodes Al, Ti, Cr, Ag, and Au, the evolution of interfacial properties and Fermi level pinning is systematically studied. Given a unique experimental facility, pristine interfaces without any exposure to ambient air were prepared. We observe aggregation of substantial amounts of metallic lead (Pb0) at the metal/MAPbI3 interface, resulting from the interfacial reaction between the deposited metal and iodine ions from MAPbI3. It is found that the Schottky barrier height at the metal/MAPbI3 interface is independent of the metal work function due to strong Fermi level pinning, possibly due to the metallic Pb0 aggregates, which act as interfacial trap sites. The charge neutrality level of MAPbI3 is consistent with the energy level of Pb0-related defects, indicating that Pb0 interfacial trap states can be nonradiative recombination sites. This work underlines that control of chemical bonding at interfaces is a key factor for designing future halide perovskite-based devices.
Interfaces are of utmost importance not only for device functioning but also for device performance and stability.23,24 As an example, the energy level alignment at heterointerfaces such as charge transport layer (CTL)/perovskite or metal/perovskite is critical for efficient charge carrier separation and transport. Most studies thus far have focused on CTL/perovskite interfaces,25–27 while less attention has been given to metal/perovskite interfaces.28–31 The latter, however, is of importance for electronic and optoelectronic devices such as FETs, memories and photodetectors, determining contact resistance, charge transfer behavior and on/off ratio,32–34 as well as in solar cells operating without electron or hole selective contacts in order to reduce device complexity and fabrication cost.35,36 Previous studies have mainly investigated the metal/perovskite interfaces with the motivation of understanding the long-term stability of the halide perovskite-based device where diffusion of metals through CTLs and subsequent reaction with halide perovskites lead to performance degradation.28,29 To this end, there are however, contradicting reports on the contact type of metal/halide perovskite interfaces.36–39 For example, Peng et al. and Gu et al. observed Ohmic conduction behavior in devices with an Au/CH3NH3PbI3 (MAPbI3) interface,36,37 while Liu et al. and Lin et al. reported the formation of Schottky contacts at the same material interface.38,39 The discrepancy between various studies might be attributed to different halide perovskite preparation methods leading to different stoichiometries and surface chemistry, measurement conditions, mixed ionic-electronic conduction behavior found in halide perovskites, and uncontrolled exposure to moisture and light irradiation that can impact the metal/halide perovskite interface.19,23,40 Therefore, reliable characterizations of metal/halide perovskite interfaces under well-controlled condition is challenging but needed to understand the pristine interface formation, existence of surface trap states, and energy level alignment which dominate device performance. To do so, highly surface sensitive X-ray photoemission spectroscopy (XPS) has proven to be an appropriate characterization technique for the evaluation of physical and chemical interface properties of halide perovskites without the need for an externally applied bias voltage.23,41,42
In this work, we present an experimental study on the interfacial structure evolution and origin of strong Fermi level pinning at pristine metal/MAPbI3 interfaces by means of photoelectron spectroscopy. Formation of a pristine interface was enabled by using a glovebox equipped with a thermal evaporator and a direct transfer system to an XPS measurement chamber without exposing the samples to ambient air at any point. The common metal electrodes Al. Ti, Cr, Ag, and Au were selected to investigate the relationship of metal/MAPbI3 interfaces as low and high work function metals from 4.1 to 5.2 eV. We found that a substantial amount of metallic lead (Pb0) is formed at the interfaces irrespective of metal electrode material. In addition, by chemical profiling we detect metal–iodine compounds at the interface indicating that the formation of Pb0 aggregates can be attributed to the chemical reaction between iodine in MAPbI3 and the interfacing metal layer. The Pb0 aggregates induce Fermi-level pinning at the metal/MAPbI3 interfaces, suggesting that the Fermi-level pinning at MAPbI3 is mainly determined by the interfacial trap states rather than metal-induced gap states. The charge neutrality level of MAPbI3 is consistent with the energy level of Pb0-related defects, which are nonradiative recombination sites. These results clearly show that the Pb0 aggregates play a key role in deteriorating charge transfer efficiency and determining the electrical properties of metal/MAPbI3 interfaces. This study provides new insights for designing high performance halide perovskite-based electronic and optoelectronic devices.
Scheme 1 Schematic illustration for preparation and characterization process of metal/MAPbI3 thin films. |
Fig. 1b–f show the evolution of the UPS spectra at the secondary cutoff region and valence band region with the gradual deposition of various metal thin films. All the spectra were normalized to the same height. The secondary cut off energy was determined by linear extrapolation of the leading edge of the spectra.46 The shifts of secondary cut off energy are highlighted with shaded areas and arrows in the spectra. The vacuum level (VL) is obtained from the difference between the secondary cutoff energy and the photon energy (21.22 eV). For bare MAPbI3 thin films, it is found that the work function (WF) is 4.35 eV and the energy difference between the Fermi level and the valence band maximum (EF − EV) is 1.43 eV, comparable to those previously reported in literature.41,47 With a bandgap of 1.53 eV (Fig. S2, ESI†), the surface of MAPbI3 thin films studied in this work exhibits pronounced n-type character in agreement with previous reports.41,42,47 With the subsequent metal deposition of 5 Å, the VL of the metal/MAPbI3 thin films show an abrupt change. For Al, Ti, and Cr, the VL decreases to 3.99 eV, 4.23 eV, and 3.94 eV, whereas, for Ag and Au, the VL increases to 4.66 eV and 4.78 eV, respectively. As the thicknesses of the metal layers increase to 80 Å, the VL of metal/MAPbI3 saturate at 3.94 eV, 3.71 eV, 4.02 eV, 4.48 eV, and 4.90 eV for Al, Cr, Ti, Ag, and Au, respectively. The VL shift at the metal/MAPbI3 interfaces reveals that charge transfer occurs between the deposited metals and MAPbI3 thin films.48 Al, Ti, and Cr deposition on MAPbI3 leads downward VL shift, indicating that electrons are transferred from Al, Ti, and Cr to MAPbI3. On the other hand, the upward VL shift with Ag and Au deposition means electron transfer occurs from MAPbI3 thin films to the metal (Ag and Au). The valence band maximum (VBM) is determined by a linear extrapolation of valence band onset subtracted to the background around Fermi level.46 The valence band spectra show the similar trend with the evolution of secondary electron cut off with the increasing metal deposition (Fig. 1b–f and Fig S3 in ESI†). In addition, it can be seen that the metallic Fermi edge becomes pronounced and the perovskite-related features gradually attenuated with increasing metal thickness (Fig. S4, ESI†).
In order to further understand the energy level evolution and the interface reaction at the metal/MAPbI3 interfaces, we performed XPS analysis to investigate the chemical characteristics and the shift in the core-level spectra of MAPbI3 after the metal deposition (Fig. S5 and S6, ESI†). It can be known that the bare MAPbI3 and metal/MAPbI3 stacks remained free of contaminations during the whole experiment (Fig. S5, ESI†). Fig. 2 displays the evolution of the Pb 4f7/2 core level spectra as a function of the deposited metal thickness. The Pb 4f spectrum is attenuated at 80 Å Ti due to the limited probing depth of XPS. All the spectra were normalized to the same height to see changes in peak shapes and position clearly and the peak positions were obtained by Gaussian–Lorentzian fitting. For bare MAPbI3, the Pb 4f7/2 core level presents two peaks located at 138.24 eV and 136.74 eV (Fig. S7, ESI†). The larger Pb 4f7/2 peak is attributed to the Pb–I bonds in MAPbI3, while the smaller Pb 4f7/2 peak is a representative feature of metallic lead (Pb0).49,50 The formation of metallic Pb0 in the bare MAPbI3 is associated with losses of iodine atoms during sample annealing.47 After metal deposition, the Pb 4f7/2 core level clearly shifts toward lower binding energies. It is attributed to the formation of Pb0 at the metal/MAPbI3 interfaces, indicating redox reactions occur at the interface. The total shift of Pb 4f7/2 to lower binding energy is measured to be 0.2 ± 0.1 eV, indicating the upward band bending in MAPbI3 thin films induced by the metal deposition. Notably, it is evident that the metallic Pb0 peak (136.74 eV) becomes pronounced with increasing metal thickness. To evaluate the relative amount of Pb0, the evolution of the ratio of Pb2+ to Pb0 (Pb2+/Pb0) as a function of deposited metal thickness is plotted in Fig. 2f. For bare MAPbI3, the Pb2+/Pb0 is 27.77. The Pb2+/Pb0 is drastically decreased after 5 Å layer of metal deposition and saturates at 0.59 (Al), 0.98 (Ti), 1.07 (Cr), 4.21 (Ag), and 2.51 (Au) with increasing the deposited metal thickness, respectively. This trend indicates that Pb0 becomes enriched at the metal/MAPbI3 interface possibly due to charge transfer between the deposited metal layers and MAPbI3 thin films.
To provide further information on the interaction between the deposited metal layers and the MAPbI3 thin films, we also obtained the Al 2p, Ti 2p, Cr 2p, Ag 3d and Au 4f core level spectra (Fig. 3). From the evolution of the metal core level spectra, it can be derived that the deposited metals were (partially) oxidized. It indicates that a redox reaction occurs at the metal/MAPbI3 interfaces resulting from the charge transfer between the deposited metal and MAPbI3 thin films. For example, we can find the dominant Al3+ (74.7 eV) and Ag+ (367.8 eV) peaks in Al 2p and Ag 3d5/2 spectra, which are associated to the Al and Ag component in aluminium halides and silver halides, respectively (Fig. 3a and d).51 The Au 4f7/2 spectra can be deconvoluted into two distinct components centered at 83.8 eV and 85.1 eV, which are ascribed to Au0 and Au +, respectively (Fig. 3e).52 The oxidized Al, Ag, or Au layers on MAPbI3 and the formation of Pb0 through reduction of Pb2+ suggest a redox reaction at Al/MAPbI3, Ag/MAPbI3, Au/MAPbI3 interfaces. In addition, it was observed that the peaks with higher binding energies, compare Al 2p, Ti 2p, and Cr 2p spectra in Fig. 3a–c, corresponding to higher oxidation states of the metals, are more dominant at low metal thickness (5 Å) as compared to 80 Å. With increasing metal layer thickness, the fraction of metallic component (Al0, Ti0, and Cr0) becomes stronger due to increasing contribution of neutral metals. The changes in the dominant oxidation states can be seen more clearly in metals with multivalent oxidation states, here for Ti and Cr.
The direct comparison of XPS spectra and their change with increasing metal layer thickness underline the redox reaction at the metal/MAPbI3 interface leading to the formation of metallic Pb. Previously, Liu et al. reported that no metallic Pb0 was observed at Au/MAPbI3 interfaces and this was explained by partial charge transfer in absence for evidence that would indicate a redox reaction.38 These differences are due to factors affecting the surface chemistry of halide perovskites, such as different synthesis methods, uncontrolled measurement conditions and degradation by air exposure or light illumination. Our findings indicate that the charge transfer leading to formation of Pb0 at the metal/MAPbI3 interfaces can be attributed to interface reactions between the deposited metal and halide perovskite, while the probability for MAPbI3 degradation driven by air, moisture, or light is relatively low given our experimental setup and not exposing the sample to air at any point.
To further investigate the underlying interfacial chemistries of the metal/MAPbI3 interfaces, time-of-flight secondary ion mass spectroscopy (ToF-SIMS) is employed to study the elemental distribution in the metal/MAPbI3 stacks. Fig. 4 shows the ToF-SIMS depth profiles of relative element distributions in Ag/MAPbI3, Au/MAPbI3, and Ti/MAPbI3 stacks. The boundaries of each layer were identified by the intensity of detected ions, as reported in previous studies.53,54 Al−, Au−, and Ti− ions are selected to identify the deposited metal layers, Pb− for Pb0 aggregates, PbI3− for the MAPbI3 thin films, Si− for the substrates. The maximum signals of AgI−, AuI−, and TiI− are observed at the Ag/MAPbI3, Au/MAPbI3, and Ti/MAPbI3 interfaces, indicating a chemical reaction between the deposited metals and iodine from the MAPbI3 surface. The formation of metal–iodine compounds is attributed to thermodynamically stronger bonds as compared to metal–metal bonds.43 In addition, the ToF-SIMS result of the bare MAPbI3 film (Fig. S8, ESI†) reveals that the concentration of Pb0 is higher in the bulk than at the surface, which is in good agreement with the Pb0 distribution in bare MAPbI3−xClx films reported by Sadoughi et al.50 However, the concentration of Pb0 at metal/MAPbI3 interfaces is comparable with that at bulk MAPbI3. It indicates that a substantial amount of Pb0 is existed at metal/MAPbI3 interfaces, consistent with XPS results.
Fig. 4 ToF-SIMS depth profiles of (a) the Ag/MAPbI3, (b) the Au/MAPbI3, and (c) the Ti/MAPbI3 stacks. |
Overall, our XPS and ToF-SIMS results provide evidence that the redox reaction between MAPbI3 and all investigated metals occurs. It has been reported that thermodynamically unfavorable reactions can occur at metal/semiconductor, especially metal/Pb(Zr,Ti)O3 interface, due to the heat of condensation of metal atoms.55–57 However, the formation of metal–iodine bond is thermodynamically favor due to the negative formation enthalpy and energy barrier,43 resulting in the formation of Pb0 state at metal/MAPbI3 interfaces (Table S1, ESI†). Generally, it is believed that Ag has higher reactivity with halide perovskite compared to other metals.28,58,59 The energy barrier for Ag and standard enthalpy of formation of AgI are less negative than those of Al, Cr and Ti. This trend is in good agreement with our experimental results. The difference between our results and the previous reports is attributed to the sample preparation and measurement methods. Our samples were investigated immediately after metal deposition without exposure to air and moisture, whereas the previous reports focused on the degradation mechanism of Ag/halide perovskite interfaces under air/humid conditions for more than several days. We speculate that the following reactions occur at the interface between MAPbI3 and the metal, M (with valency, z) account for the charge transfer of electrons due to the formation of the metal–iodine compounds which reduce Pb2+ in MAPbI3 to Pb0.
M0 + zI− → MIz + ze− | (1) |
Pb2+ + 2ze− → Pb0 | (2) |
It has been reported that Pb0 in pristine halide perovskites acts as a donor-like surface state, which pins EF at the surface.41,42 Thus we speculate that the Pb0 formed at the metal/MAPbI3 interface could influence the charge transport behavior. Next, we extract the effective Schottky barrier height (SBH) for electrons, which is one of the important parameters determining charge transfer efficiency, from the Pb 4f7/2 core level shifts in the metal/MAPbI3 interfaces using the following equation:60
ϕB = Eg − Eiv + (Eicore − Emetalcore) = Eg − (Emetalcore − EVC) | (3) |
The extracted SBH values of the metal/MAPbI3 thin films are plotted as a function of the metal work function, as shown in Fig. 5a. The WF and SBH variations depending on the thickness of each metal appear as error bars in the x-axis and in the y-axis. It is apparent that the extracted SBHs are independent of metal work functions. To estimate the pinning factor (S) and charge neutrality level (ϕCNL), we perform a linear fit using the Schottky–Mott law and the Sze model.61 The details in the fitting method are described in ESI.† The value of S varies from 1 for ideal interface without Fermi-level pinning to 0 for a strongly pinned interface. The obtained S value for the metal/MAPbI3 interfaces is 0.06 when the thickness of the deposited metal layer is 40 Å and the ϕCNL is estimated to be 4.63 eV from the vacuum level, close to the Fermi level and above valence band maximum. This result reveals a strong Fermi-level pinning at the metal/MAPbI3 interface, therefore an ohmic contact cannot be formed between MAPbI3 and the metals investigated here (Fig. 5b).
We also calculated the density of the gap states (Dg) at the metal/MAPbI3 interfaces using the Sze model because the gap states is known to induce Fermi-level pinning at metal/semiconductor junctions (details are given in ESI†).61,62 The calculated gap Dg are the sum of the density metal-induced gap states (DMIGS) and interface trap states (DIT), the Dg, DMIGS, and DIT are estimated to be 2.09 × 1015, 4.16 × 1013, and 2.05 × 1015 eV−1 cm−2, respectively. This result indicates that the interface trap states mainly cause the strong Fermi-level pinning at metal/MAPbI3 interfaces. Strikingly, the density of calculated gap states at the metal/MAPbI3 interfaces is two orders of magnitude larger than the previously reported surface state density of bare MAPbI3 (∼1013 eV−1 cm−2).63 Probably, the formation of Pb0 due to the redox reaction between the deposited metal and iodine in MAPbI3 contributes to the difference in Dg. This result indicates that the metal/MAPbI3 interfaces suffer from low charge transfer efficiency due to the Pb0-interface trap state-induced strong Fermi-level pinning. Therefore, to enable efficient charge transport at the meal/MAPbI3 interfaces, the redox reaction resulting in the formation of extrinsic interface trap state should be suppressed.
Furthermore, our experimental ϕCNL of MAPbI3 is in agreement with the theoretical value of the Pb0-related defect energy levels of MAPbI3.64 It means that the Pb0 trap states at the metal/MAPbI3 interfaces can act as nonradiative recombination sites, resulting in performance degradation of halide perovskite-based devices.50 It has been reported that different surface termination leads to changes in Fermi-level pinning at the surface of pristine halide perovskite due to the different amount of surface states.63 However, it is uncertain that controlled surface termination of halide perovskite surface can suppress the reaction at the interface between the metal and halide perovskite. To reduce the Pb0-interface trap states at the metal/MAPbI3 thin films, an interlayer such as graphene and polymer thin films, which can prevent the reaction between the metal and halide perovskite, should be inserted at the interface.53,65
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/d1tc03370k |
‡ Present address: Center for convergence property measurement, Korea Research Institute of Standards & Science (KRISS), Daejeon 34113, Republic of Korea. |
This journal is © The Royal Society of Chemistry 2021 |