Andrew R.
Jupp
School of Chemistry, University of Birmingham, Edgbaston, Birmingham, West Midlands B15 2TT, UK. E-mail: a.jupp@bham.ac.uk
First published on 6th April 2022
Frustrated Lewis Pairs (FLPs) are combinations of bulky Lewis acids and bases that can carry out small-molecule activation and catalysis. Mechanistically, the reaction of the acid, base and substrate involves the collision of three distinct molecules, and so the pre-association of the acid and base to form an encounter complex has been proposed. This article will examine the evidence for the formation of this encounter complex, focusing on the archetypal main-group combinations P(tBu)3/B(C6F5)3 and PMes3/B(C6F5)3 (Mes = mesityl), and includes quantum chemical calculations, molecular dynamics simulations, NMR spectroscopic measurements and neutron scattering. Furthermore, the recent discovery that the associated acid and base can absorb a photon to promote single-electron transfer has enabled the encounter complex to also be studied by UV-Vis spectroscopy, EPR spectroscopy, transient absorption spectroscopy, and resonance Raman spectroscopy. These data all support the notion that the encounter complex is only weakly held together and in low concentration in solution. The insights that these studies provide underpin the exciting transformations that can be promoted by FLPs. Finally, some observations and unanswered questions are provided to prompt further study in this field.
The Lewis base can theoretically interact with the substrate (typified by H2 in Scheme 1A), and phosphine⋯H2 interactions have been postulated in an argon matrix.26 However, for the case of P(tBu)3 with H2, the interaction is computed to be repulsive in the chemically relevant range.27 For certain small-molecule substrates like CO2, the initial base⋯substrate interaction is more of a possibility, and strong Lewis bases such as N-heterocyclic carbenes and imidazolin-2-ylidenamino-phosphines have been shown to bind CO2.28–31Scheme 1B shows the next alternative, where the substrate is initially bound to the Lewis acid. This pathway is well established for certain substrates; for example, the B(C6F5)3-catalysed hydrosilylation of aromatic ketones, aldehydes and esters by Piers and co-workers,32 where the borane activates the silane moiety,33 is regarded as an early example of FLP chemistry.34 Furthermore, an alkene⋯borane adduct has been observed at low temperature as an intermediate in FLP activation,35 and the zwitterionic adduct of B(C6F5)3 with an alkyne was structurally characterised recently.36 Regarding dihydrogen as the substrate, H2 has been shown to bind to BH3 in an argon matrix;37 HB(C6F5)2 can undergo σ-bond metathesis with H2;38 and antiaromatic boroles have been shown to activate H2.39,40 However, calculations suggest that the interaction of H2 with B(C6F5)3 is unfavourable due to Pauli repulsion.27
Therefore, particularly for the activation of H2 with the prototypical FLP combinations of P(tBu)3/B(C6F5)3 or PMes3/B(C6F5)3 (Mes = mesityl), the prevailing theory is that depicted in Scheme 1C, where there is a pre-association of the bulky acid and base. This adduct is commonly referred to as the encounter complex, and is held together by weak van der Waals interactions between the substituents on the phosphine and borane. Understanding the nature of the encounter complex and the factors that affect its formation are critical to rationalising and optimising subsequent FLP reactivity, and a great deal of work has gone into studying this ephemeral species. The fact that the adduct is only weakly held together limited the studies of the encounter complex in the early days of FLP chemistry to computational investigations, but recent developments have gleaned key information using a range of experimental techniques, including NMR spectroscopy, UV-Vis spectroscopy, EPR spectroscopy, transient absorption spectroscopy, resonance Raman spectroscopy, and neutron scattering. These experimental breakthroughs are the focus of this Frontier article.
It is worth noting at this stage that there are alternative strategies for enhancing the pre-organisation of the acid and base moieties in FLPs. The most widely employed approach is tethering the two components with a covalent linker, known as an intramolecular FLP. Erker's ethylene-bridged FLP, Mes2PCH2CH2B(C6F5)2, is a pioneering example of such a system.41 Many different covalent linkers have been employed in the ensuing years, and selected examples of intramolecular FLPs include a simple methylene-bridged P/B system;42 a dimethylxanthene-bridged system that enables the reversible capture of N2O;43 a phenylene bridged N/B system that could catalyse the selective Z-reduction of alkynes;44 a geminal S/B species that could be activated by light;45 and even chiral systems for asymmetric catalysis.46–48 An alternative approach is for the acid and base to interact in a classical manner; there are a number of systems that are capable of FLP-type reactivity where the Lewis acid and base interact via a dative bond. Examples of these systems include combinations of the Lewis acid B(C6F5)3 with 2,6-lutidine,49 Et2O,50 1,4-dioxane,51 or the proazaphosphatrane P(N(Me)CH2CH2)3N,52 where the classical adduct is in equilibrium with the dissociated acid and base.
However, this article will focus on the computational and experimental evidence for the presence of the encounter complex between discrete Lewis acids and bases to explain the termolecular reactivity of FLPs. There are a very large number of possible Lewis acids and bases; there have been interesting studies looking at N-heterocyclic carbene/borane combinations, although a large proportion of these systems either form a normal Lewis adduct or undergo a range of decomposition pathways via C–H or C–F activation, which limits the possibility of studying the encounter complexes in these systems experimentally.53–55 Recently, the trioxatriangulenium ion was explored as a carbon-centred Lewis acid in FLP chemistry, and the association with different phosphines was probed.56 To focus the discussion and explore the evidence for the encounter complexes in more detail, the FLPs in this article will be limited to P(tBu)3/B(C6F5)3 or PMes3/B(C6F5)3 (Fig. 1), as these are the most commonly used FLPs and have significance in a wide range of catalytic applications.
Fig. 1 The phosphines and borane in the prototypical encounter complexes that are the focus of this article. |
The significance of dispersion interactions to stabilise the encounter complex was also supported by a number of other studies.55,58,59 Note that there are contrasting theories for the mechanism of the activation of dihydrogen by the FLP.60 Pápai proposed an electron transfer mechanism based on synergistic interactions of the donor and acceptor orbitals on the base and acid with the acceptor and donor orbitals on dihydrogen, respectively,27,61 whereas Grimme has proposed an electric field model, where the H–H bond is polarised by a strong electric field generated between the donor/acceptor atoms.58,62 A more recent publication has sought to unify these two mechanisms,63 and very recently, Fernández and co-workers have explored the activation strain model-energy decomposition analysis as a tool to probe reactivity in FLPs.64,65 Crucial to these theories is the formation of the pre-organised encounter complex stabilised by weak dispersion interactions with a reactive “pocket” available for the small-molecule substrate to be activated.
A further computational study by Vankova and co-workers corroborated the formation of the encounter complex is energetically favourable, with an average association energy across a range of systems of ΔEassoc = −10 kcal mol−1.66 Incorporating solvent effects (toluene) using a polarisable continuum model led to only small changes in the association energy (less than 1 kcal mol−1). However, the favourable electronic interactions in the encounter complex are counterbalanced by the entropic cost of adduct formation. Entropy is the dominant factor at room temperature, and the formation of the encounter complex is endergonic (ΔGassoc = +5 ± 2 kcal mol−1), which is consistent with the difficulty in observing these species in the laboratory.66
To move beyond the static computational models used in quantum chemical calculations, Pápai and co-workers used molecular dynamics (MD) simulations to probe the encounter complex of P(tBu)3/B(C6F5)3 in toluene.67 The model system comprised one borane, one phosphine, and 1011 toluene molecules in a periodically repeated cell, which represents a relatively dilute solution compared to a typical experimental set-up. The Helmholtz free energy curve (see F(r) in Fig. 2) showed that the formation of the encounter complex is disfavoured; the structures with a P⋯B distance in the chemically useful range of 4.2–5.6 Å were approximately 1.2 kcal mol−1 higher in energy than the dissociation limit. The probability of finding a configuration with a P⋯B distance of less than 6 Å (see C(r) curve in Fig. 2 for cumulative probability of P(r)) was calculated to be roughly 2%, and those configurations featuring the optimal P⋯B distance of 4.5 Å were only present 0.5% of the time.
Fig. 2 Free energy curve, F(r), and probability distribution, P(r), computed from MD simulations of P(tBu)3/B(C6F5)3 in toluene. Reproduced from ref. 67 with permission from the Royal Society of Chemistry. |
A further complication for exploring the encounter complex experimentally is that for one of the FLP combinations that we are discussing, P(tBu)3/B(C6F5)3, there is a competing side-reaction between the two components to form the ion pair [HP(tBu)3][FB(C6F5)3] and the intramolecular species (tBu)2P(C6F4)B(C6F5)2 with elimination of isobutylene (Scheme 2).70 However, despite these hurdles, there have been some recent breakthroughs in the characterisation of the encounter complex that will be explored below.
Fig. 3 19F,1H HOESY NMR spectrum of PMes3/B(C6F5)3 in benzene-d6, showing cross-peaks arising from all fluorine and proton environments. Adapted with permission from ref. 68. Copyright 2014 American Chemical Society. |
The study also explored the relative orientation of the phosphine and borane in this aggregate to ascertain if there was any preferred directionality. The kinetics of NOE build-up and a comparison of the relative strengths of the NOEs within PMes3/B(C6F5)3 with computational predictions strongly indicate that the two components have a random relative orientation. This result suggests that the aggregation of the acid and base in solution is dominated by intramolecular H/F interactions, and not due to donation of the phosphine lone pair into the vacant p orbital on the borane. This hypothesis was corroborated with computations that revealed there was only 1 kcal mol−1 between the two limiting structures of PMes3/B(C6F5)3 shown in Fig. 4, and the two extremes were roughly equally likely to exist in solution. Grimme and co-workers carried out a comprehensive computational investigation to explore this further using state-of-the-art quantum chemistry methods, building on the NMR spectroscopic data, and extended the study to P(tBu)3/B(C6F5)3.71 The authors highlighted the importance of accurately modelling the dispersion interactions, and showed that for PMes3/B(C6F5)3 there is little energetic difference between the two extreme orientations depicted in Fig. 4 across a range of different methods, in agreement with experiment. However, for P(tBu)3/B(C6F5)3, the orientation labelled geometry a in Fig. 4 is energetically favoured by 3–5 kcal mol−1 (or 1–2 kcal mol−1 in free energies) compared to geometry b, indicating that the association is less driven by dispersion interactions, and that there is a small amount of P⋯B bonding present. This non-negligible P⋯B interaction in P(tBu)3/B(C6F5)3 has previously been discussed in terms of the frontier orbitals.72
Fig. 4 The two limiting geometries for the association of a phosphine with B(C6F5)3, with the P lone pair oriented “towards” or “away” from the p orbital on B. |
Rocchigiani and co-workers quantified the propensity of PMes3/B(C6F5)3 to associate in solution using diffusion 19F and 1H NMR spectroscopy; the average association constant was determined to be K = 0.5 ± 0.2 M−1, meaning that formation of the encounter complex is slightly endergonic (ΔG° = +0.4 ± 0.2 kcal mol−1). These results are consistent with the previously discussed data from molecular dynamics simulations.67
More recently, Swadźba-Kwaśny and co-workers carried out further NMR experiments on the FLP combination P(tBu)3/B(C6F5)3.73 Interestingly, their data show a clear change in the chemical shifts of the 19F NMR resonances of free B(C6F5)3 in benzene-d6versus the same resonances in a 1:1 mixture of P(tBu)3/B(C6F5)3 in benzene-d6, consistent with a small amount of P⋯B interaction. In a bid to determine whether ionic liquids can increase the concentration of the encounter complex in solution, they also carried out the same analysis of P(tBu)3/B(C6F5)3 using the ionic liquid [C10mim][NTf2] as the solvent (Fig. 5). The 19F NMR chemical shifts of free B(C6F5)3 are significantly different when dissolved in [C10mim][NTf2] compared to benzene-d6, consistent with interaction of the Lewis acidic borane with one of the components of the ionic liquid. There are undoubtedly new 19F and 31P NMR resonances that appear when P(tBu)3/B(C6F5)3 is dissolved in [C10mim][NTf2] compared to the individual components; according to the study, 24% of the B(C6F5)3 is no longer “free” (and this 24% is split across at least three different environments), while 78% of the P(tBu)3 is also in a new environment. The authors state that although it is not possible to make definitive assignments for these new resonances, they could be attributed to the interaction between the FLP components in the encounter complex, which is stabilised to a greater extent in the ionic liquid compared to benzene-d6. This notion was explored computationally in a further MD study by Liu and co-workers, comparing the association of P(tBu)3/B(C6F5)3 in toluene and a range of ionic liquids.74 They showed that in general the ionic liquids led to an enhanced probability of the phosphine and borane being associated with each other; the computed probability of finding P(tBu)3/B(C6F5)3 with a P⋯B distance of ≤6 Å in toluene was 2.32% (similar to the previously discussed value of 2% (ref. 67)), whereas this probability increased to 4.75–5.15% in the majority of the ionic liquids probed. For one of the ionic liquids, specifically [C6mim][CTf3], the same probability actually decreased to 1.08%, reflecting a decreased stability of the encounter complex in this case, so careful consideration of the nature of the ionic liquid is required. The authors propose that the ionic liquids pack together and leave large cavities that the encounter complex can accommodate, whereas toluene molecules move in between and separate the acid and base. These articles highlight the potential of ionic liquids as a tool to better study the encounter complex in FLP chemistry, although further work is required to unambiguously identify the encounter complex in these systems.
In light of the contradictory evidence above, Slootweg and co-workers sought to better understand the SET process in FLPs.83,84 Mulliken theory describes the interaction of an electron-rich donor (D) and an electron-poor acceptor (A) to form an electron donor–acceptor complex [D,A], which can subsequently absorb a photon of the correct energy to promote SET and afford the charge-transfer state [D˙+,A˙−] (Fig. 6).85–87 Relating these concepts to FLPs, Lewis acids are acceptors, and Lewis bases are electron donors, and therefore the encounter complex that we have been discussing is simply another name for the electron donor–acceptor complex.
Fig. 6 Mulliken theory for electron transfer in electron donor–acceptor adducts, with analogous terms relevant to FLP chemistry highlighted in bold. |
A toluene solution of PMes3/B(C6F5)3 is violet in colour, despite the individual components each being colourless in solution. This was noted in 2007 by Stephan, where they postulated that the colour arose from π-stacking of the aryl rings on the phosphine and borane.7 Then in 2017, it was postulated that the colour is due to a low concentration of the [PMes3]˙+ radical cation in equilibrium with the FLP.76 In 2020, Slootweg and co-workers proposed the violet colour is actually due to a charge-transfer band, where the electron donor–acceptor complex (i.e. encounter complex) can absorb a photon in the visible region to promote SET from the phosphine to the borane.83 This theory was supported computationally, as time-dependent density functional theory on the PMes3/B(C6F5)3 encounter complex revealed a band corresponding to this electronic transition. UV-Vis spectroscopy confirmed the presence of an absorption band at λ = 534 nm (Fig. 7a). Experimental verification that absorption of this band led to radical formation was obtained by EPR spectroscopy and transient absorption spectroscopy (Fig. 7b and c). Irradiation of the sample at the appropriate wavelength gave characteristic signals of the radical pair, while the same signals were not present in the analogous experiments performed in the dark. The back-electron transfer to regenerate the neutral phosphine and borane was rapid, and the lifetime of this radical pair was only 237 ps. These same analyses were also carried out on the FLP P(tBu)3/B(C6F5)3, which is pale yellow in toluene, and showed the presence of a new absorption band at λ = 372 nm. The P(tBu)3/B(C6F5)3 samples were always freshly prepared and quickly analysed to mitigate the complication in this particular FLP system of the previously discussed side-reaction that occurs between the acid and base as much as possible (Scheme 2); Piers and co-workers have shown that the (tBu)2P(C6F4)B(C6F5)2 product is also yellow.70 Irradiation of this new absorption band also showed diagnostic signals corresponding to the radical pair in the EPR spectrum, and transient absorption spectroscopy revealed a lifetime of only 6 ps.
Fig. 7 Evidence for encounter complex of PMes3/B(C6F5)3 due to SET processes (B(C6F5)3 is abbreviated as BCF in the figure above, as this is how it appears in the original article): (a) UV-Vis spectrum of toluene solution of PMes3/B(C6F5)3 compared to spectra of individual components; (b) experimental EPR spectrum of toluene solution of PMes3/B(C6F5)3 measured at 30 K during irradiation with visible light (390–500 nm) and simulated spectra of [PMes3]˙+ and [B(C6F5)3]˙−; (c) transient absorption spectra measured after pulsed excitation of PMes3/B(C6F5)3 with 530 nm light. Figure from ref. 83 used with permission from John Wiley and Sons. Copyright 2020 Wiley. |
The charge transfer in PMes3/B(C6F5)3 was further studied by resonance Raman spectroscopy by Ando and co-workers.88 Resonance Raman spectroscopy can provide information on vibrational modes that are associated with a particular electronic transition. The authors showed that the Raman spectrum of the FLP was the same as the superposition of the spectra of the individual components, consistent with the previous spectroscopic evidence that there is very limited interaction between the acid and base in solution. The resonance Raman spectrum of the FLP in CH2Cl2 (irradiated at λ = 457 nm) did show some enhancement of certain bands compared to the normal Raman spectrum, and as these vibrational modes were associated with both the borane and the phosphine, it was concluded that there must be some association of the two components in solution.
These spectroscopic measurements, namely UV-Vis, EPR, transient absorption, and resonance Raman spectroscopy, all arise from the charge transfer between the Lewis base and the Lewis acid. These analytical methods all provide direct evidence of the encounter complex in solution, as SET is only possible when the acid and base are in close proximity with a suitable orbital arrangement. This finding could unlock more ways for researchers to probe and understand the encounter complex in the future.
The first unambiguous evidence for the encounter complex in solution came from NMR measurements,68 and showed that the association of PMes3/B(C6F5)3 had no preferred orientation, which is consistent with the association being driven by dispersion interactions. An experimental value for the association constant of this FLP combination was obtained from the data (K = 0.5 ± 0.2 M−1), which supported the endergonic nature of the encounter complex. The concept of using ionic liquids as the solvent to better stabilise the encounter complex has been explored, which could open up new avenues for aiding characterisation of the encounter complex and promoting FLP reactivity.73 Neutron scattering measurements have also provided direct evidence for the association of P(tBu)3/B(C6F5)3 in benzene that is consistent with previous studies.73
More recently, it was discovered that the encounter complex of PMes3/B(C6F5)3 can absorb a photon to promote SET and afford a short-lived frustrated radical pair.83,84 This charge-transfer process was confirmed by EPR spectroscopy and transient absorption spectroscopy, and has enabled the encounter complex to be directly studied using UV-Vis spectroscopy and resonance Raman spectroscopy.88
The studies discussed in this article have provided evidence for the encounter complex in FLP chemistry. However, there are still questions to be answered to expand knowledge and application in this area of chemistry:
• Can the encounter complex be observed crystallographically?
• Can we experimentally determine the effects of concentration and temperature on encounter complex formation?
• Can we find an experimental probe to measure the concentration of “active” encounter complex in solution, i.e. those combinations that are oriented for small-molecule activation, instead of including the non-directional and non-productive orientations?
• Can the substituents around the Lewis acidic and Lewis basic centres be tuned to increase the concentration of the encounter complex in solution?
• Can we correlate concentration of encounter complex with catalytic activity for different FLP combinations, and therefore design FLP systems that are more active?
FLPs have unlocked reactivity and catalysis that was unthinkable by main-group compounds only twenty years ago, and will undoubtedly continue to provide new and sustainable routes to fundamental transformations. A thorough understanding of how the Lewis acids and bases associate and interact with small molecules in solution will be essential to driving this area of chemistry forward.
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