Open Access Article
Sandeep Kumar
Yadav
and
Saikat
Dutta
*
Department of Chemistry, National Institute of Technology Karnataka (NITK), Surathkal, Mangalore-575025, Karnataka, India. E-mail: sdutta@nitk.edu.in
First published on 20th December 2024
5-(Chloromethyl)furfural (CMF) has received enormous interest over the past two decades as a carbohydrate-derived platform chemical for synthesizing organic chemicals of commercial significance. This work reports a general synthetic protocol for synthesizing several known and novel mono- and diesters of CMF with potential applications as chemical intermediates, neutral surfactants, and plasticizers. The functional groups on CMF were selectively activated using relatively innocuous reagents, and the products were isolated with satisfactory yields (79–90%). The three-step process starts by oxidizing the aldehyde group into a carbonyl chloride using tert-butyl hypochlorite as a selective oxidant. The resulting carbonyl chloride was reacted with an alcohol reagent in the same pot to form the monoesters. The chloromethyl group was then reacted with the triethylammonium salt of a carboxylic acid by a nucleophilic substitution reaction to prepare the diesters. The reactions were optimized for temperature, molar ratio of reagents, and solvents. Depending on the choice of alcohol and the carboxylic acid reagents, the mono- and diester products can be made entirely biorenewable.
Sustainability spotlightCellulosic biomass plays a crucial role in the carbon-neutral bioeconomy for the sustainable production of transportation fuels, organic chemicals, and synthetic polymers. Cellulose-derived 5-(chloromethyl)furfural (CMF) is a prominent platform chemical that can be transformed into various classes of organic chemicals of commercial significance. This work reports the synthesis of various monoesters and diesters of CMF with potential applications as fuel oxygenates, surfactants, and plasticizers. The reactions were performed under organic solvent-free conditions, ensuring good to excellent isolated yields of the targeted esters. The oxidative esterification step was performed using tert-butyl hypochlorite (TBHC) as a selective, inexpensive, and relatively non-toxic oxidant. TBHC is produced from household bleach and tert-butanol. The carbonyl chloride intermediate was then reacted with alcohols at a slightly elevated temperature to produce the ester. The chloromethyl group in the monoesters was nucleophilically substituted by reacting with the triethylammonium salt of carboxylic acids. Many of the alcohols and carboxylic acids chosen in this study can be produced from biomass through chemical-catalytic or enzymatic pathways. Therefore, the diesters produced from CMF can be made entirely biorenewable by choosing the appropriate alcohol and carboxylic acid reagents. The general synthetic protocol developed in this work is high-yielding, scalable, and cost-effective. Our work emphasizes the importance of the following UN sustainable development goals: affordable and clean energy (SDG 7), industry, innovation, and infrastructure (SDG 9), ensuring sustainable consumption (SDG 12), and climate action (SDG 13). |
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5 molar ratio of HMF and LA, 20 wt% catalyst, 1000 rpm, 110 °C, and 2 h). The esterification and transesterification of HMF with carboxylic acid and esters were reported using immobilized lipase as a biocatalyst, and the HMF–esters were separated using a deep-eutectic solvent.20 HMF was transformed into 5-(acetoxymethyl)furfural (AcMF) by a transesterification reaction in the presence of an organic or inorganic base as a catalyst.21 Nilaphai et al. reported the synthesis of a series of monoesters of HMF with fatty acids using cyanuric chloride as the catalyst.22 Conversely, CMF reacts with alcohol or acids by nucleophilic substitution of the chloride. Moreover, CMF is considerably more stable than HMF in aqueous acids but decomposes rapidly upon coming in contact with many inorganic bases.23 Therefore, the synthetic protocol developed for certain HMF derivatives cannot be extrapolated to CMF directly.
The hydroxymethyl and the aldehyde groups in HMF can be esterified directly by oxidative esterification.24 Alternatively, in a two-step process, the aldehyde is first oxidized into a carboxylic acid, and the latter is then esterified following the Fischer esterification protocol. The hydroxymethyl group in HMF can be esterified by reacting with a carboxylic acid molecule using a suitable acid catalyst. The mono-and diesters of HMF have potential applications as renewable chemical intermediates, fuel oxygenates, surfactants, plasticizers, and even bioactive molecules.18,22,25,26 In some studies, HMF–esters are directly produced by the acid-catalyzed dehydration of sugars followed by concomitant esterification of the HMF formed in the reaction medium as a transient intermediate.27 Interestingly, many carboxylic acids used for making the HMF–esters can be sourced renewably from biomass.19 Therefore, the mono- and diesters of HMF can be made entirely biorenewable by carefully choosing the starting materials. We have recently reported the esterification of CMF (on the chloromethyl site) by reacting it with the triethylammonium salt of carboxylic acids.23 In an earlier report, CMF was esterified (on the aldehyde site) by a two-step process.28 In the first step, CMF was converted into 5-(chloromethyl)furan-2-carbonyl chloride (CMFCC) by reacting with tert-butyl hypochlorite (TBHC). In the second step, CMFCC was reacted with an alcohol to prepare the esters (Scheme 1). CMFCC showed significantly different reactivity compared to CMF, wherein the chloromethyl group resisted nucleophilic substitution. Interestingly, the chloromethyl group in CMF can be easily substituted with small-chain alkyl alcohols, even at room temperature. In this work, we report the synthesis of novel diesters of CMF using selective, sequential esterification of its side chains. The products were isolated in good to excellent isolated yields, and chromatographic purification was often avoided. This work adds to the recent efforts by several research groups worldwide to synthesize sustainable organic chemicals using CMF as a biobased platform chemical. Moreover, the reactivity patterns for CMF and its derivatives discussed in this work will help expand its derivative chemistry and sustainably synthesize new products of commercial interest.
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1, v/v). The synthetic protocol was extended to synthesize alkyl 5-(alkoxymethyl)furan-2-carboxylates.
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1, v/v). Evaporation of the solvent under reduced pressure afforded pure 1a (0.440 g, 60%).
In an alternative approach, when the aldehyde group in AcMF was esterified by oxidative esterification, the acetoxy group was cleaved by ethanolysis in the second step. TBHC required for the crucial oxidation to form CMFCC from CMF was synthesized from commercial bleach (6.5% aqueous sodium hypochlorite) solution following a literature process. The reaction involved bleach solution, tert-butanol, and acetic acid under controlled parameters (10 °C, 8 min), and water-insoluble TBHC was phase-separated from the aqueous reaction medium.29 The reaction between CMF and TBHC proceeds through a radical mechanism, where the chlorine atom in TBHC gets incorporated into CMFCC, and tert-butanol is formed as the byproduct. As CMFCC is reacted with an alcohol (e.g., ethanol), the chlorine atom is released as HCl.
With the successful synthesis of 1 and 1a in satisfactory isolated yields, the substrate scope of the synthesis was explored. The proposed applications of these molecules include fuel oxygenates, surfactants, and plasticizers of renewable origin. Therefore, the synthesis of mono- and diesters with alcohols and carboxylic acids (aliphatic and aromatic) with different alkyl chain lengths was attempted. The short-chain (C1–C4) alkyl alcohols can be renewably produced from biomass following chemical-catalytic and enzymatic pathways. Analogously, acetic to butyric acids can also be produced from biomass. Levulinic acid (LA) used as a carboxylic acid reagent in this study, is obtained by the acid-hydrolysis of carbohydrates through the intermediary of HMF. Therefore, many of the diesters of CMF reported in this study can be produced exclusively using sustainable biogenic carbon. When CMFCC was reacted with alkyl alcohols of different chain lengths, only a slight change in reactivity was observed. With the increasing chain length of the alcohol reagent, a marginal increase in the yield of the corresponding monoester was observed. The improved nucleophilicity of alcohols with longer alkyl chain lengths justifies this observation. Interestingly, we found some CMF monoesters mentioned in the literature.30 However, the synthetic process for these compounds is obscure, and no spectroscopic characterization data were found for these compounds. Hence, these compounds were characterized by spectroscopic techniques (FTIR, 1H-NMR & 13C-NMR) and HRMS (Fig. S1–S105, ESI†). The synthesized monoesters exhibited excellent storage stability under ambient conditions. No observable decomposition of the monoesters was found even after four months. The excellent storage stability improves the potential of these compounds for targeted applications and as platform chemicals for downstream synthetic value addition.
The previously published literature reported the synthesis of 1 at room temperature using six equivalents of TBHC with respect to CMF. During this study, it was observed that only three equivalents of TBHC were enough to complete the reaction without compromising the yield of CMFCC. The reaction mixture containing CMFCC was initially quenched with excess ethanol at room temperature, and then heated to 50 °C to produce 1. Analogously, CMFCC was prepared and reacted with monohydric alkyl alcohols of increasing chain length (ethanol through 1-octanol) to synthesize the monoesters 1–7 (Table 1). All the monoesters were characterized by FTIR, NMR (1H and 13C), and HRMS.
| Entry | Alcohol reagent | Product structure & code | Yield (%) |
|---|---|---|---|
| a Reaction conditions: CMF (2.000 g, 13.84 mmol), (CH3)3COCl (4.51 g, 41.50 mmol), RT, 24 h; R1OH (10 mL), 50 °C, 6 h. | |||
| 1 | Ethanol |
|
83 |
| 2 | 1-Propanol |
|
82 |
| 3 | 1-Butanol |
|
85 |
| 4 | 1-Pentanol |
|
85 |
| 5 | 1-Hexanol |
|
86 |
| 6 | 1-Heptanol |
|
89 |
| 7 | 1-Octanol |
|
89 |
As evident from Table 1, all the alcohols afforded excellent isolated yields of the corresponding monoester. There was a marginal increase in the yield of the monoester when alcohols with longer alkyl chain lengths were used. For example, 1-propanol gave an 83% isolated yield of 2 (entry 2, Table 1), whereas 1-octanol gave an 89% isolated yield of the monoester 7 (entry 7, Table 1). The result may be attributed to the increased nucleophilicity of the alcohol reagent with longer alkyl chain lengths.
The monoesters 1–7 were then reacted with carboxylic acid salt as reagents to synthesize the diesters 1a–7a, 1b–7b, 1c–7c, and 1d–7d (Table 2). The nucleophilic substitution reaction was performed using the triethylammonium salt of various alkyl and aryl carboxylic acids. The alkyl carboxylic acids used in this study are acetic acid, propanoic acid, and levulinic acid, whereas benzoic acid was used as the aryl carboxylic acid. Triethylamine (TEA) was used as the organic base since it is inexpensive, available in bulk quantities, relatively non-toxic, and conveniently recoverable by distillation. The TEA salt of the carboxylic acids was prepared by reacting equimolar amounts of TEA and carboxylic acids at 80 °C. The reaction took roughly around 3 h to complete for all the carboxylic acids studied.23 When 1 was reacted with 1.5 equivalent of pre-formed TEAA at 80 °C under organic solvent-free conditions, the reaction was completed within 3 h. The progress of the reaction was monitored by TLC to observe the disappearance of 1. After the stipulated duration, the crude reaction mixture was quenched with distilled water, and the product was extracted using ethyl acetate. The product 1a was purified from color impurities by simply passing it through a plug of silica gel. An 85% isolated yield of 1a was obtained, and its spectroscopic characterization data matched well with the published literature.31 When 1 was reacted with triethylammonium propionate, the resulting 1b was obtained in nearly 80% yield.32
| Carboxylate reagent | Product structure, code & yield | Product structure, code & yield |
|---|---|---|
| a Reaction conditions: Et3NHCO2R2 (1.5 equiv.), monoester (1 equiv.), 80 °C, 3 h. | ||
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When the nucleophilic substitution reaction was attempted at room temperature under neat conditions by employing equimolar amounts of the monoester 1 and TEAA, no observable conversion of the former occurred even after 8 h. The reaction produced only trace amounts of the product after stirring for 24 h at RT. When the amount of TEAA was increased to 1.2 equivalent, the product started forming after 1 h, even though the kinetics remained extremely sluggish. When 1.8 equivalent of TEAA was used, the yield of 1a increased to 20% after 8 h.
It was found that around 1.5 equivalents (with respect to the quantity of monoesters 1–7) of the triethylammonium salt of the alkyl carboxylic acids were required to ensure satisfactory isolated yields of the corresponding diesters. When the reaction was performed at 80 °C using 1–1.2 equivalent of the triethylammonium salt of the alkyl carboxylic acids, the conversion of monoester was not quantitative even after 8 h. With an equivalent amount of the carboxylate reagent, the yield of diester 1a reached only 45% after 24 h at 80 °C, where around 50% of 1 remained unreacted in the reaction mixture. When the equivalent was increased to 1.2 (with respect to 1), the yield improved to 60% under the same reaction parameters. Increasing the equivalent of TEAA to 1.5, the reaction was completed within 3 h at 80 °C, and an 85% isolated yield of 1a was obtained. Increasing the amount of carboxylate to 1.8 equivalent had no significant impact on the reaction kinetics and isolate yield of 1a (Fig. 1).
Temperatures above 80 °C led to increased decomposition of the triethylammonium salts and lower yields of the diesters. However, lower temperatures (50–70 °C) did not afford good yields of 1a due to incomplete reaction even after 24 h using 1.8 equivalent of TEAA. On the other hand, only 1.2 equivalent of the triethylammonium salt of aryl carboxylic acid was enough to complete the reaction and achieve good isolated yields of the diester under identical reaction conditions (i.e., 80 °C, 3 h). This observation can be explained by the lower thermal stability of the triethylammonium salt of alkyl carboxylic acids. Using an organic solvent slowed down the kinetics but had no positive impact on the yield of the diesters.
The one-pot synthesis of diesters could be adopted as a step-efficient method for synthesis. When triethylammonium carboxylate was added to the reaction mixture in the presence of excess alcohol, only a trace amount of the diester was formed. The reaction kinetics was very slow, and even after 12 h of reaction, no significant change was observed. Moreover, partial transesterification was also observed since alcohol reacted with the alkyl ester. Therefore, the excess alcohol used in the first step had to be removed by evaporation before introducing the TEAA. An organic solvent, acetonitrile added in the reaction mixture for the improvement of product yield. Two equivalents of TEAA are required to complete the reaction due to the in situ generation of hydrochloric acid. The yield of 1a in the one-pot, two-step synthesis was 60%, compared to around 70% in the two-step synthesis.
Green metrics like atom economy (AE), carbon economy (CE), and process mass intensity (PMI) have been calculated to estimate the sustainability of the synthetic route and to find ways to improve it further. The CE is 100% for the mono- and diesters reported in this work since no molecular fragment containing carbon atoms is eliminated during the mechanistic pathway. The AE for synthesizing 1a using the two-step synthesis is 46%. On the other hand, the PMI for the two-step synthesis of 1a was calculated to be 80.5 when the crude product was purified by filtering through a plug of silica gel. For the actual process, when the solvents are recovered and the byproducts like tert-butanol are recycled, the PMI will decrease drastically. When 1c, which is produced from carbohydrate-derived CMF, ethanol, and LA, was taken as an example, the AE was found to be 51.9%. The CE for 1c starting from glucose was calculated to be 86.7%. Carbon atoms of glucose are lost as CO2 during the fermentative preparation of ethanol and also lost as formic acid during LA production.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4su00563e |
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