Ainhoa Fernández-Tenaa,
Jorge L. Olmedo-Martínez
*b,
Marcos A. Sabino G.
c,
Elizabeth Collinson
d,
Juan V. López
e,
Lourdes Irusta
a,
Alba Gonzáleza,
Antxon Martínez de Ilarduya
f,
Gonzalo Guerrica-Echevarria
a,
Nora Aranburu
a and
Alejandro J. Müller
*ag
aPOLYMAT and Department of Polymers and Advanced Materials: Physics, Chemistry and Technology, Faculty of Chemistry, University of the Basque Country UPV/EHU, Paseo Manuel de Lardizabal 3, Donostia-San Sebastián, 20018, Spain. E-mail: alejandrojesus.muller@ehu.es
bUniversidade da Coruña, Campus Industrial de Ferrol, CITENI, Campus de Esteiro S/N, Ferrol, 15403, Spain. E-mail: jorge.olmedo.martinez@gmail.com
cB5IDA Research Group, Department of Chemistry, Simón Bolivar University, Aptdo. 89000, Caracas 1080-A, Venezuela
dUniversity of Alabama, Department of Chemical and Biological Engineering, Tuscaloosa, Alabama 35487-0203, USA
eUSB Polymer Group, Department of Materials Science, Simón Bolívar University, Aptdo. 89000, Caracas 1080-A, Venezuela
fDepartament d'Enginyeria Química, Universitat Politècnica de Catalunya, ETSEIB, Diagonal 647, Barcelona, 08028, Spain
gIKERBASQUE, Basque Foundation for Science, Plaza Euskadi 5, 48009, Spain
First published on 6th August 2025
In this work, films based on blends of polylactide (PLA), poly(ε-caprolactone), (PCL), and the compatibilizer ElvaloyPTW were prepared by blown film extrusion; neat PLA was used as a reference material. Adding 30% PCL to PLA resulted in films with decreased modulus, yield strength, and tear resistance. However, when ElvaloyPTW was added to the 70/30 PLA/PCL blend, films featuring high ductility and improved gas barrier properties were achieved. The photodegradation of blown films based on PLA/PCL (100/0/0 and 70/30/0 wt%) and PLA/PCL/c (c = compatibilizer (ElvaloyPTW), 70/30/3 wt%) blends was comprehensively investigated under accelerated conditions using a xenon arc lamp for up to 168 h of UV irradiation. The photo-degraded samples were characterized using gel permeation chromatography (GPC), 1H-NMR, FTIR-ATR, thermogravimetric analysis (TGA), polarized light optical microscopy (PLOM), and differential scanning calorimetry (DSC). The results indicate that the photodegradation of PLA/PCL/c films proceeds via a bulk erosion mechanism. This suggests that UV penetrates the specimens with no significant reduction in intensity, irrespective of the polymer blends' chemical structure and crystallinity. PLA and PCL chains were susceptible to photodegradation even within the crystalline regions; however, their photodegradability was lower in the crystals than in the amorphous regions. A significant decrease in molecular weight was observed with photodegradation time. The combined results of FTIR and thermal analysis allowed us to establish that the PLA phase in the blends experiences a much faster degradation rate in the presence of PCL and/or PCL/compatibilizer. Finally, the effect of photodegradation increased the crystallization rate of PLA and affected the morphology of PLA spherulites.
Sustainability spotlightOur research focuses on the photodegradation of PLA/PCL polymer blends, offering a promising pathway toward sustainable material design. By enhancing the degradability of these biopolymers under light exposure, we aim to reduce long-term environmental persistence of plastics. This work directly supports the United Nations Sustainable Development Goals, particularly SDG 12 (Responsible Consumption and Production) and SDG 13 (Climate Action). Our approach aligns with circular economy principles, emphasizing renewable sources and end-of-life biodegradability. We believe that scientific innovation plays a key role in building a more sustainable future, and we're proud to contribute to this mission through practical, scalable solutions. By spotlighting this work in RCS Sustainability, we hope to inspire further collaboration in green materials research. |
However, PLA is characterized by its fragility, which results in low ductility and low tear and impact resistance in the case of films. Moreover, the application of PLA in large-scale processes like blown film extrusion is limited due to its low melt strength.11,12 PLA's properties and processing window can be improved by blending it with more flexible polymers, such as poly(ε-caprolactone) (PCL). Small amounts of PCL (∼10 wt%) have proved to be enough to increase the elongation at break of PLA dramatically, and the biodegradable nature of PCL helps maintain PLA's eco-friendly character.13 Although the properties of PLA-based blends have been extensively studied in the literature, little attention has been given to assessing the impact of photodegradation on the crystallization rate of PLA.14,15 Moreover, due to the poor miscibility between PCL and PLA, a third component can be added to improve the interfacial interactions between PLA and PCL phases.11,16 The intrinsic characteristics of the second and third components, the degree of crystallinity of the polymers, and the morphology created can significantly alter the gas barrier properties of the films. Besides, the degradation behavior of PLA in the resulting blends may differ from that of the neat polymer.
Several papers have focused on the compatibilization of PLA/PCL blends with PLA-PCL17,18 block copolymers, MA grafted PLA,19 or other compatibilizers such as methylene diphenyl diisocyanate (MDI).20 Nevertheless, in this study, ElvaloyPTW was employed as a compatibilizing agent due to its molecular structure, which includes glycidyl methacrylate (GMA) and acrylate groups; these groups can react with the functional end groups of PLA and PCL, improving compatibility and adhesion between the phases.21 A comparison between ElvaloyPTW and six other similar compatibilizers was reported in a previous study by us, where it was concluded that ElvaloyPTW was the most effective among the compatibilizers employed for PLA/PCL blends. These polymer blends offer promising applications in biomedical innovation,22 food and pharmaceutical packaging23 with enhanced mechanical properties and biodegradability,24,25 and in industrial uses such as 3D printing filaments.26,27
The present work demonstrates how adding a soft polymer (PCL) and a compatibilizer (ElvaloyPTW) can affect the properties and photodegradation of PLA in blown films. The influence of UV irradiation on the chemical stability of the films, as well as the effect of UV exposure over time (under experimentally accelerated aging conditions) on the photodegradation process of PLA, has been analyzed. Furthermore, photodegradation-induced chain scission strongly affects the crystallization capacity of the PLA component.
Before the blown film extrusion process, the pellets were dried overnight in a dehumidifier at 80 °C. The films were prepared in a Collin Teach-Line E 20T single-screw extruder (Ebersberg, Bavaria, Germany; screw diameter 20 mm and L/D ratio 25:
1) coupled to a blowing unit Collin Teach Line BL 50 T equipped with a BL-D annular die of 30 mm of diameter, an opening of 0.8 mm, a lip-type cooling ring, and a collecting and winding system. For neat PLA, the processing temperature was 220 °C, while for the two blends, 200 °C was used. In all the cases, the screw speed was 70 rpm. The blow-up ratio (BUR) and the take-up ratio (TUR) were 4
:
1 and 6, respectively. Films with a nominal thickness of 30 μm were obtained.
The films' water vapor transmission rate (WVTR) was determined in a Sartorius BP210D gravimetric cell. The Teflon cell with the polymeric film was placed on a balance within a temperature and humidity-controlled chamber set at 25 °C and 45–60% relative humidity. The weight loss, i.e., the water loss, was measured over time. The WVTR (g mm m−2 day−1) was determined by calculating the slope of the weight loss vs. time plot using eqn (1):28
![]() | (1) |
The permeability to CO2 was measured at 25 °C and 1 atm in a manometric permeation cell. The pressure was registered in a computer using the Press Aquirer V0.2 software. Circular films of 1.8 cm2 were used to perform the measurements.
H2O and CO2 permeation measurements were repeated three times for each composition to obtain an average value, whereas O2 permeation measurements were repeated twice.
Non-isothermal DSC measurements were performed: (1) the samples were heated from room temperature to 200 °C at 20 °C min−1 (first heating), and (2) the thermal history was erased by keeping the sample at 200 °C for 3 min. Then, the samples were cooled to −50 °C and heated to 200 °C at 20 °C min−1. From these cooling and second heating scans, the crystallization temperature (Tc), the cold crystallization temperature (Tcc), the melting temperature (Tm), and the enthalpies corresponding to each transition were obtained. The degree of crystallinity (Xc) of PLA and PCL was calculated according to eqn (2):29
![]() | (2) |
For the isothermal crystallization experiments, the Tc range employed for each sample was determined using the methodology recommended by Lorenzo et al.32
Once the Tc values to be employed were determined, the samples were evaluated as follows: (1) heating from 25 to 200 °C at 20 °C min−1; (2) holding at 200 °C for 3 min; (3) cooling to Tc at 60 °C min−1; (4) holding at Tc during 15–40 min to allow crystallization to saturate; and (5) heating from Tc to 200 °C at 20 °C min−1 to register the melting behavior after the isothermal crystallization.
Composition | Tcc (°C) | Tm (°C) | Xc (PLA) (%) |
---|---|---|---|
PLA/PCL 100/0/0 | 113 ± 2 | 167 ± 0.9 | 0 ± 0 |
PLA/PCL 70/30/0 | 90 ± 0.4 | 166 ± 0.4 | 12 ± 0 |
PLA/PCL/c 70/30/3 | 88 ± 0.8 | 165 ± 0.4 | 15 ± 2 |
70/30 PLA/PCL blends are immiscible and exhibit a sea island morphology when compression molded, with PCL droplets well dispersed in a PLA matrix. The PCL droplets can be elongated or deformed depending on the processing conditions and can transition to a co-continuous morphology (see, for instance, our previous work cited in ref. 21, where similar samples were employed).
During the first heating scan of the as-extruded films, neat PLA shows an exothermic peak at 113 °C, corresponding to a cold crystallization transition, and a melting peak at 167.4 °C (Fig. S5). As a result of the low crystallization rate of PLA and the fast cooling rates applied during the manufacturing of the films, PLA displays a negligible crystallinity degree, Xc is approximately 0%. When PCL is added to PLA, the Tcc of PLA dramatically decreases to 90.3 °C, and the Xc is enhanced up to 12%. These changes result from the nucleating effect of the PCL phase on the PLA matrix. In the case of the first heating run of the films, the nucleating effect of the PCL phase can be attributed to a surface nucleation effect of the previously crystallized PCL phase. The nucleating effect can also be obtained during cooling from the melt and, in that case, even when the PCL is in the molten state. This has been attributed in the literature to heterogeneity migration from the PCL to the PLA phase.33,34
The incorporation of the compatibilizer hardly varies the Tcc and Xc of PLA (see Table 1), suggesting that the compatibilizer has a negligible impact on the crystallization ability of PLA. Although the blends display a lower Tm compared to neat PLA, the variations are too small to establish a relationship between the Tm of PLA and the presence of PCL and the compatibilizer within the matrix. These results agree with the results obtained in our previous work,21 where the same three compositions were prepared by injection molding.
Table 2 summarizes the mechanical parameters obtained by tensile and trouser tear tests. Films were tested in two directions, i.e., machine direction (MD) and transversal direction (TD). Neat PLA films (100/0/0) display a typical brittle behavior, high modulus and strength, and low ductility and toughness. The incorporation of PCL decreased modulus, yield strength, and tear resistance, while a significant improvement in elongation at break (from 5% to 65%) and toughness (from 59 to 504 J m−2) was obtained. A similar behavior was observed by Diaz et al.15 for PLA/PCL blown films. However, in their case, a lower improvement in ductility was observed, and the tear resistance increased slightly with the addition of PCL. Incorporating the compatibilizer into the 70/30/3 blend improved the films' ductility and toughness to 93% and 600 J m−2, respectively. At the same time, the modulus, yield strength, and tear resistance remained almost the same as in the non-compatibilized 70/30/0 blend. Overall, the mechanical properties of the films tested in the MD were higher, or almost equal, than in the TD. This effect is associated with the anisotropy of the samples, which is typically observed in blown films. The effect occurs due to the molecular orientation in the amorphous phase during the extrusion-blow molding process, where the molecular chains tend to orient along MD, leading to better mechanical properties in that direction.12 This effect is more pronounced in PLA/PCL and PLA/PLC/c blends, probably because of the PCL soft nature and the compatibilizer facilitating the molecular orientation.
Sample | Testing direction | Modulus (MPa) | Yield strength (MPa) | Elongation at break (%) | Toughness (J m−2) | Tear resistance (N mm−1) |
---|---|---|---|---|---|---|
PLA/PCL/c 100/0/0 | MD | 3460 ± 280 | 45 ± 6 | 5 ± 0.9 | 59 ± 10 | 14 ± 1 |
TD | 3440 ± 210 | 43 ± 2 | 10 ± 4 | 111 ± 57 | 13 ± 0.9 | |
PLA/PCL/c 70/30/0 | MD | 1740 ± 240 | 28 ± 2 | 65 ± 9 | 504 ± 69 | 4.6 ± 0.7 |
TD | 1760 ± 230 | 23 ± 2 | 41 ± 6 | 283 ± 43 | 3.8 ± 0.5 | |
PLA/PCL/c 70/30/3 | MD | 1740 ± 150 | 25.2 ± 2 | 93 ± 15 | 600 ± 146 | 4.5 ± 0.4 |
TD | 1400 ± 190 | 21 ± 2 | 64 ± 12 | 403 ± 128 | 3.5 ± 0.4 |
Fig. 1 shows the water vapor, oxygen, and carbon dioxide permeability values obtained in this work for the three studied films. As can be observed, the barrier properties of the films improved significantly with the incorporation of PCL. An even lower water vapor permeability was achieved in the compatibilized blend, while the oxygen permeability remained almost the same as the non-compatibilized PLA/PCL blend. The carbon dioxide permeability of PLA/PCL/c films could not be measured since the samples broke during the tests. The permeability results obtained in this work disagree with the values reported in the literature. Cabedo et al.35 and Urquijo et al.36 studied the oxygen permeability of compression-molded PLA and PLA/PCL blends, observing a decrease in the barrier properties of the blends due to the higher permeability of neat PCL. Different factors, such as the degree of crystallinity or the blend morphology, can alter the barrier properties of a blend.37 It has to be noted that, in the referenced studies, a sea-island morphology was reported. The morphologies were observed in our previous work for similar materials,21 and the PLA/PCL blend displayed a morphology between sea-island and co-continuous, while the PLA/PCL/c composition had a co-continuous morphology. Moreover, as shown in Table 1, the presence of the PCL increases the Xc of PLA. Besides, even though it cannot be confirmed, the Xc of PCL in the blends could also be higher thanks to the chain orientation induced by the blowing process. All these factors could be responsible for the observed better barrier properties in PLA/PCL and PLA/PCL/c blends.
Incorporating PCL and a compatibilizer like ElvaloyPTW into PLA has proved helpful in achieving a PLA-based film with high ductility and improved gas barrier properties.
![]() | ||
Fig. 2 FT-IR spectra of the carbonyl group band as a function of irradiation time for (a) PLA 100/0/0, (b) PLA/PCL 70/30/0, and (c) PLA/PCL/c 70/30/3. |
FT-IR spectra for all the films show the characteristic bands for polyester as PLA and PCL (Fig. S6 shows the complete spectra): 2998 and 2949 cm−1 related to the C–H stretching of methyl, methylene, and methyne groups, 1745 cm−1 associated with the carbonyl group stretching, between 748 and 1200 cm−1 related to the skeletal structure of the polymer chain.38,39
The more relevant differences detected by FT-IR between the blends irradiated by UV at different times are shown in Fig. 2. These results show the presence of two significant changes around the carbonyl band between 1700 and 1800 cm−1 and the appearance of extra peaks in the 1825–1865 cm−1 region with degradation time (attributable to anhydride functional groups) for the photo-oxidized films (see also the Nuclear Magnetic Resonance 1H-RMN results in Fig. S1). The most significant change is observed in the band of the carbonyl group, where it has been reported that the band at 1745 cm−1 is due to the presence of amorphous polyester, and the band at 1725 cm−1 is related to crystalline polyester.40 In the case of neat PLA, it is observed that at an irradiation time of 0 h, only the peak of the amorphous phase is observed (as observed in the DSC, PLA is amorphous at room temperature (Fig. S5a)); however, when increasing the irradiation time (between 96 and 120 h), the peak related to the crystalline phase appears. This is because as photodegradation progresses, the size of the polymeric chains decreases, and crystallization gradually occurs (a process sometimes referred to in the literature as chemo-crystallization41,42). When irradiation increases to 144 h, the material is entirely amorphous again due to the blend's severe photodegradation.
In the case of PLA/PCL and PLA/PCL/c blends, it is observed from the time 0 h that the two characteristic carbonyl bands (that can be correlated with amorphous or semi-crystalline PLA) are found at 1745 and 1725 cm−1. When increasing the irradiation time to 120 h in both cases, only the band related to the amorphous material is observed, which indicates that this UV irradiation time is sufficient to degrade and render the samples amorphous. These results align with the TGA data (see Fig. S4) and show that PLA degradation occurs faster when mixed with PCL or PLA/c, as the fully amorphous polymer signal is reached at shorter irradiation times.
As can be observed in Fig. 3e, the average Mw of the three samples suffers a rapid decrease in the first 48 h of UV exposure. Such a dramatic decrease has been ascribed to the random scission of PLA backbone chains caused by photon absorption.43 The degradation of the PCL component is also possible, as the Mw of the blends decreases as fast as neat PLA. Between 48 h and 168 h, the Mw continues to decrease very slowly. Meanwhile, the Đ increases with irradiation time. This increase is more evident in the blends rather than in neat PLA.
To analyze the relation between the drop in molecular weight and the bond cleavage, the number of cleaved bonds (S) was calculated following ref. 43 according to eqn (3):
![]() | (3) |
Fig. 4b shows the PLA degree of crystallinity of the samples as a function of the irradiation time (calculated using eqn (2)), calculated from the first heating scan. For PLA and PLA blends, it can be observed that up to 24 h and 48 h of irradiation, respectively, the Xc increases, and after this time, the value of Xc begins to decrease. This behavior occurs because, during the first hours of irradiation, the polymeric chains that are in the amorphous state are photodegraded. Then, they recrystallize at longer UV exposure times (i.e., a chemo-crystallization effect). At even longer irradiation times, the chains in the crystalline phase can also photodegrade, which causes a decrease in the degree of crystallinity.
The SI compares the molecular weight calculated using the Tg values of PLA (only for neat PLA because, in the case of the blends, it was impossible to measure the Tg of PLA since the Tg value of PLA overlaps with the Tm of PCL) (Fig. S7) and that obtained by GPC (Fig. S8). The agreement is qualitatively satisfactory.
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Fig. 5 PLA spherulitic morphology observed by PLOM at different irradiation times for the indicated blends. |
Polarized Light Optical Microscopy (PLOM) was also used to follow the growth of the spherulites at different crystallization temperatures and irradiation times and thus calculate the spherulitic growth rates. Fig. 6 shows the PLA spherulitic growth rate as a function of temperature for neat PLA and for the PLA component within the blends at different irradiation times. In all cases, the slowest PLA spherulitic growth rate is for the sample that has not been irradiated; then, with 24 and 48 h of irradiation, the spherulitic growth rate increases at the same crystallization temperature range. The increase in PLA growth rate is due to the decrease in molecular weight caused by photodegradation.49,50
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Fig. 6 Spherulitic growth rate as a function of temperature for selected irradiation times, (a) PLA 100/0/0, (b) PLA/PCL 70/30/0, and (c) PLA/PCL/c 70/30/3. |
The supercooling needed for spherulitic growth is increased at even higher irradiation times. The bell-shaped curve of G versus Tc shifts to lower temperature values as both Tg and Tm decrease. In other words, as degradation proceeds to a greater extent, the crystallization window (the interval between Tg and Tm) shifts to lower values.
As shown in Fig. 6, when comparing the samples at the same irradiation time, the crystallization temperature decreases, and the crystallization rate increases slightly. This could be because the PCL and PCL/c blends degrade faster than neat PLA.
The photodegradation of the prepared extrusion-blown films was first studied using FT-IR. It was possible to demonstrate that the degradation caused by UV radiation affects PLA and PCL since changes were observed in the carbonyl bands (1700–1800 cm−1) as the irradiation time increased. The signal related to the crystalline part of the material (1725 cm−1) disappears, and only the band characteristic of the amorphous part remains (1745 cm−1). We correlated the changes in the Tg of PLA at different times of UV exposure with the decrease in the molecular weight of PLA. The results of FTIR and TGA allowed us to establish that the PLA phase in the blends experiences a much faster degradation rate when PCL and PCL/compatibilizer are present.
The compatibilizing agent (ElvaloyPTW) had no significant effect on the PLA crystallization rate in the blends. However, due to the decrease in molecular weight caused by photodegradation, both the spherulitic growth rate and the overall crystallization rate of the PLA component showed a significant increase with irradiation time.
Nuclear magnetic resonance (1H-RMN) spectra, proposed mechanism of photo-oxidative degradation of PLA, thermal gravimetric analysis (TGA), complete FTIR spectra, first and second DSC scans and fit parameters of Avrami equation are presented in the SI. See DOI: https://doi.org/10.1039/d5su00454c.
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