Alessandra
Sivo
a,
Tae Keun
Kim
a,
Vincenzo
Ruta
a,
Renzo
Luisi
b,
Jose
Osorio-Tejada
c,
Marc
Escriba-Gelonch
d,
Volker
Hessel
e,
Mattia
Sponchioni
*a and
Gianvito
Vilé
*a
aDepartment of Chemistry, Materials, and Chemical Engineering “Giulio Natta”, Politecnico di Milano, Piazza Leonardo da Vinci 32, IT-20131 Milano, Italy. E-mail: mattia.sponchioni@polimi.it; gianvito.vile@polimi.it
bDepartment of Pharmacy – Drug Sciences, University of Bari “A. Moro”, Via E. Orabona 4, IT-70125 Bari, Italy
cSchool of Engineering, The University of Warwick, CV4 7AL, Coventry, UK
dUniversity of Lleida, Higher Polytechnic Engineering School, Igualada, Spain
eSchool of Chemical Engineering and Advanced Materials, The University of Adelaide, North Terrace Campus, Adelaide, 5005, Australia
First published on 6th September 2022
We report an improved approach for the integration of flow synthesis and continuous chromatography, for applications in the end-to-end preparation of pharmaceutically-relevant small molecules. It involves the combination of sequential microreactors and twin-column counter-current chromatography based on the often-used C18 columns. The column loading method ensures that the product breaking through a fully loaded first column is loaded onto the second one, avoiding waste of precious material and technological complexity associated with the use of four-to-six columns typical of simulated moving bed chromatography. The system was applied to synthesize biphenyl via Suzuki–Miyaura reaction, and was also demonstrated for other structurally-different compounds. Compared to the discontinuous and other traditional approaches, our method leads to higher isolated yields (ca. +60%), higher productivity (ca. +30%), and reduced solvent consumption (ca. −80%). A circularity and life-cycle analysis was also conducted to demonstrate the environmental benefits of the flow process.
As these benchtop reactors become even more indispensable as a result of their modularity, it is of paramount importance to be able to connect upstream and downstream methods to realize an integrated process. One of the most challenging (and less developed) aspects of microsystem engineering remains the design and in-line integration of benchtop purification processes, which are always needed after a synthetic step (Fig. 1a). Most chemical processes involve multistep reactions, and almost each step needs a downstream purification, that can go from the easy workup to a demanding crystallization and chromatography.5 These downstream steps consume energy, reactants, solvents, and time, with a considerable impact on the environmental footprint and overall efficiency of the process. Despite the high number of downstream unit operations, there are only a few devices which have been suitably designed for integration with microreactors.6 These examples mainly relate to liquid–liquid and liquid–gas extractions used for solvent switch, which are based on Zaiput membranes.7 Technologies such as continuous benchtop crystallizations have not yet provided a method for easy and in-line integration with continuous-flow reactors.8
Significant efforts to integrate in-line purification by column chromatography with continuous-flow synthesis have been undertaken in recent years.9 The first method has been developed by Seeberger and co-workers, by coupling simulated moving-bed (SMB) chromatography with flow synthesis.9a Here, a highly complex system has been used, consisting of a six-column configuration and 48-port valves. The use of multiple dual-mode centrifugal partition chromatography (MDM-CPC) has been also reported.9b This kind of chromatography relies on the use of two non-miscible phases, instead of using a solid stationary phase. Selecting the two phases, or biphasic liquid system (BLS), is elaborate and time-consuming for benchtop application, as it needs to consider various operating parameters, such as the partition coefficients of product in the BLS and the settling time of the phases, which can determine the resolution of the separation. Two studies have been reported based on the use of multiple columns in parallel as a substitute of the countercurrent chromatography for the in-line purification. A supercritical fluid chromatography (SCFC) coupled with a multistep flow synthetic process has been reported by Ley and co-workers.9c Despite the high overall yield of the process, this four-column system of 21 independent items of equipment with additional programming for automatic sampling require many specialists to operate. Vilela and co-workers investigated the use of in-line flash chromatography purification through a two-column configuration with a 10-port valve.9d
All in-line purification technologies mentioned before provided significant advancements to this field, but their system complexity and low injection volumes per cycle (maximum 10 mL) clearly require further improvements. In this work, we propose the capture-SMB technology as a new in-line purification approach, that offers high resolution, yield, and productivity, as well as low solvent consumption. This is achieved by utilizing only two twin columns and a new loading method, in which the product breaking through the outlet of a fully loaded first column is loaded onto the second column, thereby avoiding wasting precious material as well as increasing the process productivity. To integrate synthesis and purification, and build the end-to-end continuous process, a surge tank can be introduced to compensate the different flowrates of the synthesis and purification steps.10 As the mass transfer is improved between the liquid and the resin by the realization of a countercurrent movement between the stationary phase and the mobile phase, a higher resolution, or higher purity, is expected by the application of this technology. Moreover, a built-in software of the capture-SMB technology allows for fully automated operation and the minimum number of multi-port valves minimize the hold-up volume (Fig. 1b).
The operating conditions of the capture-SMB technology were optimized using the results obtained from the breakthrough (BT) curves. As this twin-column technology uses an interconnected mode, in which the outlet of the upstream column is connected to the inlet of the downstream one, and a batch mode, in which the two columns are disconnected and operate in parallel, timings to switch from the batch to the interconnected mode and vice versa are essential in optimizing the operation of the technology. This process optimization can be easily achieved by inserting the BT points of the product (ranging from 1% to 10% of the product BT), and the desired loading volume (ranging from 65% to 85% of the product BT) obtained from the BT curves. These two experimental points determine the start and the end of the interconnected mode, respectively. After the first step of the process, in which the upstream column undergoes loading and the downstream column undergoes elution, cleaning and equilibration, the two columns are interconnected at the BT point defined for the process, which in this case is equal to 1%. Then, the two columns are disconnected when the desired BT of the upstream column is reached, in this case equal to 70%. The upstream column undergoes the same phases of the downstream column in the first step (i.e., elution, cleaning, and equilibration) while the downstream column continues the loading. In this way, using the twin-column technology efficiently loads the columns to maximize their resin utilization and thus allows for improving its productivity and solvent consumption.
Having optimized the synthesis, we integrated the two continuous steps together to prepare biphenyl in one pot. We then moved to the development of a suitable purification process. We started from the traditional batch chromatography, in which the crude mixture is discontinuously loaded into a column, packed with a C18 resin, until its capacity is approached. The biphenyl compound obtained from the Suzuki–Miyaura reaction served as model species to demonstrate the effectiveness of this multidisciplinary approach. A breakthrough test was preliminarily carried out on the reaction product in order to determine the dynamic binding capacity of the resin, which is pivotal for establishing the conditions for its optimal utilization (Fig. 2a). The crude, at 2.37 mg mL−1 of product 3, was loaded onto 1.66 mL of C18 resin and the product concentration in the eluate of the column was measured through a calibrated in-line UV-vis detector. The 1% breakthrough (BT), i.e., 1% of the product concentration in the feed, was measured in the eluate after having loaded 34 mL of crude. Considering the operating linear velocity of 300 cm h−1, the saturation time corresponding to the 1% BT was 61.5 min.17 This means that, reached this loading volume, the product starts being lost in the eluate, with no more adsorption on the resin, compromising the yield of the process. This was then considered as the reference loading for a batch single-column chromatography in order to avoid sacrificing the yield of the product. In this condition, a resin loading of 48.5 mg mLresin−1 was achieved. Using this parameter, the initial separations were performed in batch. The crude, with an overall concentration of 3.5 mg mL−1, was loaded up to the 1% BT estimated previously. After the loading, a washing step with 14 mM Na2CO3 was performed to desorb the impurities. Finally, the elution was operated with a step gradient to 100% acetonitrile and 1 mL fractions were collected during this phase to characterize the process. In particular, the yield and the biphenyl concentration in each fraction were determined by at-line HPLC analysis. The overall purity of the biphenyl collected from the batch process was about 86%. The yield, defined as the ratio between collected and injected product, was 51% for the batch process, while the productivity is 17 g h−1 Lresin−1 (Table 1). This poor yield was ascribed to the breakthrough of some product in the loading phase as well as in the washing step, required to desorb the impurities and reach acceptable standards of purity.
Solvent consumption (L g−1) | Isolated yield (%) | Productivity (g h−1 L−1) | Purity (%) | |
---|---|---|---|---|
a Synthesis and purification conditions in Fig. 1b and in the ESI.† b Process improvement between continuous-flow and batch experiments. | ||||
Batcha | 1.4 | 51.3 | 17.2 | 86.3 |
Continuous-flowa | 0.3 | 81.3 | 22.7 | >99 |
Process gainb (batch vs. continuous-flow) | 79.6% | 58.5% | 31.6% | 15.9% |
In order to improve the downstream processing performances, we moved to a continuous countercurrent chromatography process based on two twin columns, directly applying it to our small molecules.12 In this approach, the crude is partialized into multiple columns, which undergo consecutive interconnected (series) and disconnected (parallel) operations ensuring the periodic continuity of the feeding and the necessary steps of cleaning-in-place and regeneration. This leads to higher resin utilization and process efficiency, due to the maximized driving force for mass transfer, ensured by the simulated countercurrent movement between the solid and liquid phases, and therefore an easier scalability for industrial processes. The set-up was composed by two supports for columns, two long lifetime LED UV detectors (280 and 300 nm recorded simultaneously), four high precision double-piston-pumps with active seal wash and one pump for feed supply. The chromatograph was equipped with two HPLC columns YMC-Triart Prep C18-S20 μm, each with a volume of 1.66 mL (Fig. 2b).
The purification cycle involved two phases (Fig. 2c and d): in the first one, the columns are interconnected and are employed in series to ensure that the product breaking through the upstream column during the loading is re-adsorbed in the downstream one. This allowed to push the loading phase to higher values of breakthrough. In this work, 70% BT, corresponding to a loaded volume of 54 mL, was applied. This enabled a higher loading of the resin, up to 77 mg mLresin−1, which in turns grants a better column utilization compared to the single-column configuration. In the second stage, the columns are employed in parallel, performing the washing, elution and regeneration of the upstream column while completing the loading of the downstream one. These two phases constitute a switch, after which the two columns reach the same initial conditions but with exchanged positions (i.e., the upstream column becomes the downstream one and vice versa). Then, a full cycle comprises two symmetrical switches.
In our work, with only five cycles, we were able to purify the compounds. The UV traces recorded at the outlet of one of the two columns for these five cycles are shown in Fig. 2e, confirming the periodicity of the process, with good reproducibility of the chromatogram cycle after cycle. The peak corresponding to biphenyl can be appreciated at 130 min. From in-line HPLC analysis, we demonstrated that this product could be collected with high purity (>99%) in each cycle. The overall process performances of this continuous operation were evaluated by averaging the parameters obtained for the cycles that have reached the steady state (cycles 2, 3, and 4) and are reported in Table 1. In particular, biphenyl can be recovered, through this continuous chromatographic approach, with 81% yield and productivity of 22.7 g h−1 Lresin−1 at a purity of >99%. Thus, the continuous purification process provides increased yield and productivity, respectively by 59% and 32%, compared to the batch process. As shown in Table 1, the batch produced 80.5 mg of the product per run using 57.8 mL of the solvent while the continuous purification was able to produce 127.8 mg of the product per switch using 31.2 mL. This clear advantage could be summarized as the solvent utilized per purified product, or solvent consumption, which was 1.4 L g−1 for the batch and 0.3 L g−1 for the continuous purification. This remarkable reduction in the solvent consumption makes the continuous purification more attractive from an industrial and environmental viewpoint.
The broad applicability of our flow synthesis–purification method was demonstrated testing the protocol on different reaction mixtures. Among this, the symmetric aminoalcohol 4 and the diphenylether 5 were isolated using the same protocols validated above. As reported in Table 2, the separation provided products 4 and 5 in high purity (>90%), and with an overall yield of 68% and 71% respectively. Further information and comparative data with batch methods are in the ESI† (Tables S1 and S2).
Solvent consumption (L g−1) | Isolated yield (%) | Productivity (g h−1 L−1) | Purity (%) | |
---|---|---|---|---|
a Synthesis and purification conditions in the ESI,† Tables S1 and S2. | ||||
4 | 2.4 | 68 | 7.5 | 93 |
5 | 2.4 | 71 | 7.1 | 92 |
The environmental impact as given by the LCA is assumed to be largely dependent on the reactant mass used to achieve the same quantity of product. This paper reported advances in the reduction of reactant mass by flow chemistry, over batch synthesis, and continuous-flow purification, over batch purification. The LCA results show that, indeed, this process intensification is translated into environmental benefits (Fig. 3). As expected, the reduction of the quantity of reagent used per mg of product generates proportionally reductions in the pollutant emissions and fossil resources scarcity. Hence, the total 56.1 mg CO2 eq. emitted due to bromobenzene consumption in the batch synthesis to produce 1 mg of biphenyl are reduced by 51% in the flow synthesis process, i.e., emitting only 27.3 mg CO2 eq. per mg of product. Similarly, air pollutant emissions and the impacts on fossil resources scarcity are halved by switching the production process from batch to flow systems. A similar positive outcome was determined for the environmental impact categories fine particulate matter formation and fossil resource scarcity. Together with the global warming, this provides a forecast both for most urgent global issues (warming, resources) and human health (particulate matter).
Fig. 3 Environmental impacts of bromobenzene used to obtain 1 mg of biphenyl by batch and flow processes. |
The circularity assessment goes one step further in scope than the LCA, by considering the route to generate biphenyl. As the focus is on recycling, the lost and recovered mass loads determine the degree of circularity. The mass loads are reduced when switching from batch to continuous-flow, both for the synthesis and purification (Table 3).18 In this sequence, the demand of virgin materials (V) decreases when the process is carried out continuously. Additionally, the recycled fraction (FR) is increased to a maximum value of 0.81, for a continuous synthesis and purification with reactants recycled and assuming synthesis using chlorobenzenes (Table S3†). Waste generation is also positively impacted, reaching a 95% reduction when using chloro-benzenes. The MCI metrics scores largest (0.859) for the best scenario. To summarise, the two-fold continuous process, continuous in synthesis and purification, is considerably better in the environmental performance, as evidenced by the LCA study. The circularity study confirmed this outcome, and outlined that the results would be significantly better when considering recycling of reactant waste and replacing the bromohalogens of the study with chlorohalogens.
Batch synthesis + batch purification | Flow synthesis + batch purification | Flow synthesis + flow purification | ||||
---|---|---|---|---|---|---|
Scenario | A | B | A | B | A | B |
a M: mass load entering the process. b F R: recycled/recyclable fraction. c V: amount of virgin materials. d C U: reuse fraction. e E F: extraction efficiency. f W: unrecoverable waste. g LFI: linear flow indicator. h F(X): utility factor. i MCI: material circular index. | ||||||
M (mg)a | 3326 | 3326 | 1661 | 1661 | 1447 | 1447 |
F R | 0.00 | 0.18 | 0.46 | 0.68 | 0.62 | 0.75 |
V (mg)c | 3326 | 2733 | 895 | 526 | 550 | 355 |
C U | 0.00 | 0.18 | 0.46 | 0.68 | 0.62 | 0.75 |
E F | 1.00 | 1.00 | 1.00 | 1.00 | 1.00 | 1.00 |
W (mg)f | 3226 | 2633 | 795 | 425 | 450 | 255 |
LFIg | 0.98 | 0.81 | 0.51 | 0.29 | 0.35 | 0.21 |
F(X)h | 0.9 | 0.9 | 0.9 | 0.9 | 0.9 | 0.9 |
MCI | 0.114 | 0.274 | 0.542 | 0.742 | 0.689 | 0.810 |
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2re00242f |
This journal is © The Royal Society of Chemistry 2022 |