Badri Parshad*a,
Suchita Prasadb,
Sumati Bhatiac,
Ayushi Mittalb,
Yuanwei Panc,
Prashant Kumar Mishrad,
Sunil K. Sharmab and
Ljiljana Fruk*a
aDepartment of Chemical Engineering and Biotechnology, University of Cambridge, Cambridge CB3 0AS, UK. E-mail: lf389@cam.ac.uk; bp448@cam.ac.uk
bDepartment of Chemistry, University of Delhi, Delhi 110 007, India
cInstitut für Chemie und Biochemie, Freie Universität Berlin, Takustraße 3, 14195 Berlin, Germany
dSchool of Chemical and Process Engineering, University of Leeds, Leeds LS2 9JT, UK
First published on 19th November 2020
Self-assembly of non-ionic amphiphilic architectures into nanostructures with defined size, shape and morphology has garnered substantial momentum in the recent years due to their extensive applications in biomedicine. The manifestation of a wide range of morphologies such as micelles, vesicles, fibers, tubes, and toroids is thought to be related to the structure of amphiphilic architectures, in particular, the choice of the hydrophilic and hydrophobic parts. In this review, we look at different types of non-ionic small amphiphilic architectures and the factors that influence their self-assembly into various nanostructures in aqueous medium. In particular, we focus on the explored structural parameters that guide the formation of various nanostructures, and the ways these structures can be used in applications ranging from drug delivery to cell imaging.
Among different classes of molecules used for preparation of biocompatible and tailor-made nanomaterials, the self-assembling behavior of small molecular amphiphiles has been extensively explored in the past decade. Characterized by dual binding affinity, the term amphiphile comes from the Greek roots: αμφις, amphis, for ‘‘both’’ and φιλíα, philia for affinity, and was coined by Hartley in 1936.9,10 The self-assembly of amphiphiles offers structurally precise and functional supramolecular architectures of distinct morphologies such as micelles, vesicles, fibers, tubes, toroids and others (Fig. 1). Assembly of these structures is a result solvophobic, or in particular, the hydrophobic effect within an aqueous environment aimed to achieve a state of minimum free energy and maximum stability.11,12
Fig. 1 Amphiphiles composed of hydrophobic tails and hydrophilic heads self-assemble into various shapes such as bilayers, micelles, vesicles, cylinders and toroids. |
Amphiphiles and their ability to form supramolecular architectures by the interplay of hydrophobic and hydrophilic molecular domains has been initially exploited in the study and manufacture of soaps, fats and oils more than hundred years ago. Surfactants, compounds that lower the surface tension at the interface of two liquids, are typical amphiphilic molecules that have the capability to decrease the surface tension of a liquid or the interfacial tension between two liquids of different polarity, and are, therefore, widely used as detergents, dispersants, wetting agents, foaming agents and emulsifiers.11 However, not all amphiphiles are surface active molecules and only those with almost equilibrated hydrophilic and hydrophobic tendencies are likely to migrate to the surface or interface. Phospholipids, which constitute the cell membranes, assemble in molecular bilayers by a process that is driven by a balanced volume ratio of water-exposed hydrophilic head groups and hydrophobic tails.
The continuous quest of researchers to mimic the natural self-assembled systems and increased need for functional materials for applications in drug delivery, bioimaging, environmental remediation and surface coating, has prompted design of synthetic amphiphiles. Harnessing the potential of self-assemblies of amphiphiles entails playing with the experimental variables together with the engineering of their functional, structural and chemical properties.
Within this review, we discuss the chemical structure of different types of small non-ionic amphiphiles, and give an overview of the assembled structures and their transport applications. There have been numerous publications that address small non-ionic amphiphiles. Herein, we review mainly different types of polyethylene glycol (PEG, Fig. 2) and polyglycerol (PG, Fig. 2) based small non-ionic amphiphiles. The addition of PEG to pharmaceutical formulations has several advantages such as increased water solubility and renal clearance, high chemical stability, decreased interaction with blood components and improved biocompatibility.13 Use of PEG also results in the formation of stable micelles with a buffer layer, which minimizes unfavorable interactions of the micelles with proteins, enzymes and cells. Such ability is known as ‘stealth’ property, and has been used to make more efficient nanoscale delivery vesicles, and successful drug formulations including Oncaspar, Adagen, Pegasys, Neulasta and Caelyx.14 On the other hand, polyglycerol (PG) belongs to a class of oligoethers and has a biocompatibility profile similar to PEG, and has emerged as a potential alternative to PEG.15 PG dendrons possess a compact, well-defined dendrimer-like architecture but unlike dendrimers, PG dendrons do not exhibit clearly distinguishable interior or periphery, and possess two types (primary and secondary) of hydroxyl functionalities (Fig. 2). Employing the “selective chemical differentiation” strategy for modification of these hydroxyl groups enables to generate versatile architectures using a PG scaffold.16
Besides giving the overview of different types of small non-ionic amphiphiles, we explore morphological aspects of amphiphilic architectures and their applications. Finally, we conclude with remarks on the recent developments, lessons learned and the future applications. For detailed account of other types of amphiphiles such as polymeric, dendritic and small ionic ones, we recommend review articles by Sorrenti et al.,11 Rosen et al.,17 Thota et al.,18 and Parmar et al.19,20
p = v/a0lc |
Depending on the p value, the aggregates can be micellar (p ≤ 1/3), cylindrical (1/3 ≤ p ≤ 1/2), in form of vesicles (1/2 ≤ p ≤ 1), or lamellar (p = 1) as depicted in Fig. 3.
Fig. 3 Influence of the packing parameter (p) of an amphiphile on the morphology of the nanostructure. Reprinted with permission from ref. 18. Copyright 2016 American Chemical Society. |
Formation of micelles can be explained by the thermodynamics of the process. The enthalpic and entropic contributions ensue from energetically favorable interactions between the hydrophobic skeletons of amphiphiles (enthalpic) and the local distribution of water molecules due to hydrogen bonding (entropic). The hydrogen bonds between water molecules are interrupted by the segregated amphiphilic hydrocarbon chains leading to entropically unfavorable ordered structure. In order to evade the disruption of water distribution and re-establish the hydrogen bond network, micelle formation occurs as it is entropically more favorable than the isolated amphiphilic molecules. Formation of ordered structures helps in the reduction of free energy of the system by eliminating hydrophobic groups from direct contact with water and can be regarded as an alternative mechanism to adsorption at the interfaces.
Although, in general, vesicles have characteristic sizes ranging from 10–100 nm, there have been some as big as several hundreds of nanometers to several micrometers. Unilamellar vesicle is a conventional vesicle formed from a single bilayer structure comprising of two monolayers with their hydrophobic parts facing each other, whereas onion-like structure containing multilayer vesicles result from multiple concentric bilayer surfaces (Fig. 4). Vesicles are of great importance in biomedical field because they can be employed as carriers for the delivery of both hydrophobic and hydrophilic dyes/drugs.
Fig. 5 Transformation of Platelet structure into twisted ribbon, helical and tubule structures. Reprinted with permission from ref. 33. Copyright 2007 American Chemical Society. |
Helices can serve as precursors of tubules under certain conditions. Shortening of the helical pitch of the ribbon at a constant tape width, and widening of the tape width at a constant helical pitch have been reported as the two mechanisms for the nanotube formation from helical ribbons. It has been observed that both helices and tubes exist in solution only at temperatures below the gel-to-liquid crystalline phase transition temperature (Tg–l) of the amphiphile. At temperature higher than Tg–l, the morphology changes to vesicles. These have high aspect ratio and large curvature, and are usually formed by less soluble amphiphiles. Toroids possess a unique annular shape with an internal pore in the central region resembling a short nanotube with a length of few nanometers, and commonly formed of transmembrane proteins.34 The morphological properties of amphiphiles are of huge importance for various biomedical applications, in which the size and CMC are of utmost significance.
According to the head group charge, they have been classified as ionic or non-ionic (Fig. 6), however, the latter have emerged as potential biomedical candidates due to the limitations posed by the ionic counterparts. Namely, non-ionic amphiphiles are characterized by the pH-independent self-assembling behavior, biocompatibility and skin tolerance, which makes them desirable for use in cosmetics and medicine. On the other hand, ionic amphiphiles exhibit challenging toxicity profile and may show undesired ionic interaction with biomolecules inside biological system. The positive charge within cationic amphiphiles favor non-specific interactions with negatively charged serum albumine protein, low density lipoproteins and macroglobulins, and myriads of other negatively charged biomolecules.35–37 These undesired electrostatic interactions lead to undesired deactivation of biomolecular species, and have even been shown to promote the binding of amphiphile complex to the surface of the cells and other biomolecules compromising their inherent activity and increasing the toxic response.38 Anionic amphiphiles might also exhibit undesirable toxicological profile due to their persistence inside the cells after the delivery of therapeutic molecules. In addition, they can also engage in unfavorable interaction with positively charged metal ions within the biological system.
Fig. 6 Based on their charge amphiphiles can be classified into non-ionic and ionic. Different subclasses of ionic amphiphiles are shown. |
On the basis of the number and kind of connection of polar head(s)/hydrophobic tail(s), amphiphiles are categorized as conventional linear or single head/single tail amphiphiles attached to each other in linear fashion, bolaamphiphiles composed of two hydrophilic heads connected by a hydrophobic skeleton, dimeric amphiphiles containing two hydrocarbon tails and two hydrophilic groups linked by a spacer, and dendritic amphiphiles (Fig. 7).
Fig. 8 Examples of commonly used non-ionic PEG-based amphiphilic molecule, where C is alkyl chain carbon atom and EO is ethylene oxide unit. |
Significant number of self-assembled architectures has been formed from bola amphiphiles. This is mainly ascribed to their structural similarity to A–B–A type triblock copolymers, which permits versatile modification and structural rearrangements. For example, aggregation can be affected through the variation of both the structure of the head groups and that of the spacers, which is usually not possible in case of simple conventional surfactant systems.
However, the isolation technique of bolaamphiphiles from natural sources constrained their investigation, thus, pushing the researchers towards chemical synthesis to design mimics of natural amphiphiles. For example, a series of ester linkage containing bolaamphiphiles has been reported, which were synthesized via a chemo-enzymatic approach using an immobilized enzyme (lipase) from Candida antarctica (Novozym 435) and employing biocompatible starting materials such as p-hydroxybenzoic acid, mPEG, and glycerol (Fig. 9).43 Triazole rings or amides were used to functionalize the hydrophobic segments in pursuit of the comparative study between these two functionalities. In an attempt to attain enhanced stability of supramolecular assemblies and solubility of hydrophobic guest molecules, aromatic unit was introduced. The synthesized amphiphiles were studied for their self-assembly and encapsulation behavior using different drugs/dyes in aqueous medium. Cryo-TEM technique was used to evaluate the aggregation behavior of compounds 1a and 1b.The micrograph of compound 1b depicts the formation of globular and thread-like micelles in the range of 5 nm diameter, while compound 1a assembled into small globular micelles of size < 4 nm. Further, no significant change in size was observed after the encapsulation of desired molecules. The study of the enzyme-responsive behavior of the synthesized bolaamphiphiles using a hydrolase enzyme demonstrated that amide based nanocarriers disassembled and released the encapsulated cargo on incubation with the enzyme.
Fig. 9 Structures of bolamphiphiles (1a–1d) and cryo-TEM images of amphiphiles 1a and 1b. Small globular micelles can be observed in image 1a, and elongated thread-like micelles in 1b. Reprinted with permission from ref. 43. Copyright 2018 Elsevier. |
Synthesis, encapsulation, and cellular uptake of PEG and PG based bolaamphiphiles have also been reported recently (Fig. 10).44 Amphiphiles 2a and 2c displayed higher transport potential of nile red in comparison to their larger analogues i.e. 2b and 2d, respectively. Enzyme mediated release of the cargo was also studied by using lipase (Novozym 435), which showed the complete release from 2c within 5 hours. Confocal laser scanning microscopy of nile red encapsulated 2a and 2c showed that both the studied amphiphiles exhibited a similar dye uptake pattern inside the cell. After 24 h, more dye accumulation was observed inside the cytosol. This proved that the amphiphilic nanocarriers were capable of delivering nile red into the cytosol of cells (Fig. 10). Cytotoxicity profile showed that the amphiphiles were well tolerated up to 0.5 mg mL−1 by A549 cells.
Fig. 10 Molecular structures of bolaamphiphiles (2a–2d), which were used to encapsulate nile red dye and deliver it into cells and CLSM images of A549 cells after 24 h of incubation with nile red encapsulated amphiphiles 2c (a–c) and 2a (d–f). Adapted with permission from ref. 44. Copyright 2018 Royal Society of Chemistry. |
Wyszogrodzka et al. reported the synthesis of dendron based triblock amphiphiles in order to improve the solubility of hydrophobic entities, with nile red chosen as a model compound.45 Each of the amphiphile consisted of hydrophobic biphenyl core and hydrophilic PG dendron surface (Fig. 11). They found that the amount of nile red encapsulated in these amphiphiles decreased with an increase in dendron generation, an opposite trend than the expected. This behavior was explained by assuming the formation of amphiphilic aggregates instead of unimolecular transport behavior. In one of their other approaches to solubilize nile red, a similar type of water soluble compound consisting of aromatic core was synthesized by using diethylenebenzene and monoazide G1/G2/G3 dendron via click chemistry.46 The structure-transport relation of these dendrimers clearly showed that the amount of nile red encapsulated was dependent upon the dendron generation present at the surface.
Fig. 11 Molecular structures of triblockamphiphiles (3a–3c) used to designed transport vehicles for nile red. Adapted from ref. 45. |
Azobenzene-based bolaamphiphiles synthesized by Urner et al. were studied for water solubility by analyzing the structure, flexibility and cis–trans isomerization of the hydrophobic backbone of the amphiphiles (Fig. 10).47 Irradiation at 365 nm causes trans to cis isomerization, while cis to trans isomerization is a result of thermal equilibrium and/or irradiation at 490 nm. These light-induced changes were shown to affect the water solubility of amphiphiles, which did not only depend on the hydrophobic-hydrophilic balance, but also by flexibility of the system. The solubility of different amphiphiles before and after irradiation with 365 nm wavelength is shown in Fig. 12b. Lower solubility was observed for rigid and short linker containing trans-bolaamphiphile 4a, but increased significantly after irradiation at 365 nm. On the hand, bolaamphiphile 4a* which contains a flexible linker showed higher solubility even in the absence of light.
Fig. 12 (a) Cis–trans isomerization of azo-benzene modified bolaamphiphiles, and (b) water solubility of amphiphiles before and after irradiation at 365 nm. Less rigid linkers such as those shown 4a* are soluble even in the absence of light, while rigid linkers require irradiation. Adapted with permission from ref. 47. Copyright 2019 Wiley-VCH Verlag GmbH & Co. KGaA. |
In the earlier study by the same authors, ion mobility-mass spectrometry (IM-MS) was employed to complement the UV-Vis data and monitor the cis–trans isomerization of bolaamphiphile 4c.48 In addition, TEM analysis was employed to study the structures formed, which revealed that trans-isomer of compound 4c resulted in twisted tapes with thickness of 5 nm and width of approximately 20 nm, which were destroyed by 366 nm irradiation (Fig. 13).
Fig. 13 Transmission electron micrographs (TEM) of aggregates formed by amphiphile 4c; (a, c) twisted tapes of width of 20 nm and thickness of 5 nm are formed by trans isomer, (b) amorphous structures are observed upon irradiation indicating that the regular structure is destroyed and (d) schematic model of trans 4c showing the formation of twisted tapes. Reprinted with permission from ref. 48. Copyright 2015 Royal Society of Chemistry. |
Such an ability to control the structure by external stimuli such as light is a desirable feature of nanostructure design, and might be useful for design of responsive drug delivery systems.
The synthesis of twinned amphiphiles using A2B2 spacer, as well as the investigation of the influence of the length of both the PEG moiety and hydrophobic alkyl chain on the formation and aggregation of nanostructures was reported by Singh et al. (Fig. 14).58 Depending on the amphiphile's molecular structure, globular, thread-like micelles and planar double-layer assemblies in accordance with Israelachvili's packing parameter model were observed by cryo-TEM measurements. Amphiphile 5a having relatively large hydrophobic part and short hydrophilic PEG chain resulted into planar bilayer ribbon-like aggregates. On the other hand, amphiphile 5d with short hydrophobic part and long hydrophilic PEG chain resembled cone-shaped geometry and formed globular micelles. Contrary to this, amphiphiles 5c having long PEG chain/long hydrophobic part and 5b short PEG chain/short hydrophobic part, exhibited slightly cone-shaped geometry and self-assembled to form rod-like nanostructures with diameter 8.5 nm and 5.0 nm, respectively. In order to demonstrate their applicability as nanocarriers, encapsulation studies of hydrophobic drug nimodipine, a calcium channel blocker originally developed for the treatment of high blood pressure and bleeding in the brain, was carried out using the amphiphiles 5b, 5c and 5d. Cytotoxicity study carried out for amphiphiles 5b, 5c and 5d revealed that the amphiphiles were well-tolerated up to a concentration of 0.1 mg mL−1. In addition, even an extended incubation for up to 3 days did not result in an increased toxicity, thus, suggesting that they are suitable for in vivo applications. However, it should be noted, that 2D cell studies are not necessary representative of the in vivo systems, and more advanced studies employing 3D organoid and spheroid studies should be introduced into the testing workflow to ensure the success of in vivo studies.
Fig. 14 Structures of twinned amphiphiles (5a–5d) and geometry of amphiphiles along with cryo-TEM images of formed aggregates. Reprinted with permission from ref. 58. Copyright 2017 Wiley-VCH Verlag GmbH & Co. KGaA. |
Prasad et al. reported the synthesis of non-ionic dimeric amphiphilic constructs fashioned with suitable functionalities using 2,2-di(prop-2-yn-1-yl)propane-1,3-diol as the core unit (Fig. 15). The diol was successfully grafted with alkyl chains of variable lengths (C10/C18) and mPEG (Mn: 550/1000 g mol−1) to confer hydrophobicity and hydrophilicity, respectively.59 Nanosized species generated from PEGylated amphiphiles exhibited DLS size ranging from 6–19 nm and formed micellar assemblies confirmed by cryo-TEM study. The solubilization behavior of mPEG based amphiphilic nanocarriers (6a–6c) suggested the effective encapsulation of model hydrophobic species nimodipine, curcumin, dexamethasone and nile red. In pursuit of a comparative study of the synthesized amphiphiles with a standard excipient, Cremophor® ELP was used, wherein absorbance spectra measurements revealed that the developed systems had higher or equivalent solubilization for curcumin. Cellular uptake experiment for studying cellular internalization of nile red encapsulated in two selected amphiphiles 6a and 6c in A549 lung cancer cells was carried out by confocal laser scanning microscopy (Fig. 15). The study demonstrated that efficient uptake of encapsulated dye in the cytosol and lysosomes of lung cancer cells occurred, indicating that the amphiphilic systems can transport drugs into cells. Furthermore, the cytotoxicity profile obtained from MTS assay unraveled that the synthesized amphiphiles exhibited negligible cytotoxicity at the tested concentrations (2, 1, 0.5 and 0.1 mg mL−1), which is relevant for drug delivery systems. The enzyme-triggered release study revealed that amphiphile 6c was susceptible to enzymatic decay as indicated by decrease in fluorescence intensity with time.
Fig. 15 Molecular structures of gemini amphiphiles 6a–6c and cryo-TEM image of amphiphile 6c displaying micelles shown by arrows. White circles indicate the surface contamination. Adapted from ref. 59. Copyright 2017 Royal Society of Chemistry. |
Sharma et al. reported different types of non-ionic dendritic architectures for drug delivery applications.60–62 In one of their work, they reported small non-ionic dendritic amphiphiles (7a and 7b) possessing polyglycerol G2 dendron as hydrophilic unit and C10 and C18 alkyl chains as hydrophobic tails.63 These amphiphiles exhibited low CMC in the order of 10−5 M and hydrodynamic diameters in the range of 8–10 nm, with the nano-transporters 7a and 7b possessing the highest encapsulation efficiency of 80.74 and 98.03% for curcumin. Cryo-TEM image of the aqueous solution of amphiphile 7b showed the formation of globular micelles with a uniform diameter of 7.4 ± 0.6 nm (Fig. 16). Efficient uptake of encapsulated curcumin in adenocarcinoma human alveolar basal epithelial (A549) cells was demonstrated by confocal laser scanning microscopy (Fig. 16). Amphiphiles 7a and 7b were found to be non-cytotoxic towards at studied concentrations with more than 80% cell viability observed up to the concentration of 1.0 mg mL−1. However, encapsulated curcumin samples reduced the viability of A549 cancer cells in vitro more efficiently compared to free curcumin, which suggested the enhanced anticancer effect of amphiphile formulated curcumin.
Fig. 16 Structure of the non-ionic amphiphiles 7a (n = 7) and 7b (n = 15) composed of alkyl and PEG chains. Cryo-TEM image of the aqueous solution of amphiphile 7b shows globular micelles with a uniform diameter of 7.4 ± 0.6 nm. CLSM images of A549 cells after 4 h incubation with curcumin encapsulated amphiphiles. Adapted with permission from ref. 63. Copyright 2018 Wiley-VCH Verlag GmbH & Co. KGaA. |
In another report by the same research group, novel class of non-ionic amphiphiles were synthesized using a combination of polyethylene glycol and oligoglycerol dendrons as hydrophilic units alongside the alkoxy aryl moiety as hydrophobic unit.62 The resulting amphiphiles aggregated in aqueous medium as confirmed by DLS and cryo-TEM studies, with particle size varying from 6 to 12 nm. Moreover, efficient encapsulation of nile red, curcumin and dexamethasone was observed in the interior hydrophobic cavity of the synthesized amphiphilic architectures. Cytotoxicity studies revealed that amphiphile 8b constituting triglycerol unit was more cyto-compatible as compared to other synthesized amphiphiles. Cellular uptake study demonstrated that nile red encapsulated in amphiphile 8b internalized in A549 cells, with an increase in fluorescence intensity after 24 h, indicating the continuous uptake of the dye into the cytosol of the cells. The biomedical application of synthesized amphiphiles was further investigated for dermal drug delivery on excised human skin using nile red encapsulated in the nanocarrier 8b, wherein an increased penetration of nile red to the viable epidermis and dermis layers of the skin was found even after 6 h. The release profile of drug/dye encapsulated amphiphile 8b was studied under physiochemical conditions in the presence of immobilized lipase Novozym 435 that demonstrated time-dependent decay of the amphiphile and the release of the trapped cargo.
A novel-class of triglycerol based hydrolase responsive amphiphilic architectures were synthesized by using PEG as hydrophilic unit and alkyl chain (C15 and C18) as hydrophobic part, and employing chemo-enzymatic approach.64 Fluorescence measurements and DLS studies showed that all the amphiphiles self-assembled in aqueous medium with low CAC in the order of 10−5 M and DLS size in the range of 8–10 nm. Among all, amphiphiles having higher HLB value encapsulated the highest amount of drug nimodipine and dye nile red. Enzyme triggered release were also studied for the synthesized amphiphiles using nile red, which showed the release of around 90% dye within 72 h.
Trappmann et al. reported a family of non-ionic PG dendron based amphiphiles (9a–9g) and their assembly into different nanostructures at very low CMC.65 All the amphiphiles were composed of varying generation of dendron (G1 to G3) linked to different hydrophobic chain (C11 or C16) through mono- or bi-aromatic spacer (Fig. 18). It was observed that the size and morphology of the supramolecular assemblies was depended on the type of a polar head group and hydrophobic alkyl chain. For example, G1 amphiphiles assembled into different morphologies such as ring-like and fiber-like structures, while G2 and G3 amphiphiles formed uniform spherical micelles. One of the important outcomes of this study was preparation of the self-assembled structures that contained as little as 15 molecules and had up to 74% of empty space. This is completely different from the classical SDS surfactant micelles, where majority of core volume is filled by hydrophobic tails. All the amphiphiles were studied for their encapsulation potential using model hydrophobic dyes nile red and pyrene, and it was found that the purely aromatic pyrene dye solubilized in higher extent than the heterocyclic nile red dye. No change in size was observed after encapsulation of dyes, which indicated that the supramolecular assemblies had enough space in the hydrophobic core to accommodate guest molecules without alteration of overall assembly.
By changing the structural parameters of non-ionic dendritic amphiphiles, various self-assembled nanostructures were engineered by Thota et al.66 They found that in case of G2 amphiphiles (10a–10c), shape played a major role compared to HLB value and distinct morphologies resulted on fine tuning the structural parameters. Symmetric G2 amphiphiles (10a and 10c) showed morphological transition from worm-like micellar structure to vesicles, depending upon the chain length of lipophilic part (Fig. 19). On the other hand, unsymmetrical G2 amphiphile led to the formation of spherical and worm-like micelles. The co-existence of two types of self-assembly was also supported by bimodal distribution in DLS. Moreover, all the G3 amphiphiles (10d–10f) showed the presence of monodisperse micelles of diameter less than 10 nm, irrespective of the structure of the lipophilic part, which was in good agreement with DLS data. They were further investigated for the encapsulation of nile red and nimodipine, and defined morphology was observed even after the encapsulation of guest molecules.
In another study, the morphology of similar type of fluorinated dendritic amphiphiles was investigated, in which the curvature of the single molecule determined the shape of self-assembled aggregates.67 In contrast to simple alkyl chain, fluorinated chain gives extra stiffness favouring planar architecture. All G3 amphiphiles irrespective of the number of perfluoro chain as well as single-tailed G2 amphiphiles, self-assembled into spherical micelles (Fig. 20). In these amphiphiles, bulky G3 or G2 dendron overcame the hydrophobic effect of perfluoro chain and dictated the self-assembly of these compounds into small spherical micelles. When the size of the head group was decreased to G1, the morphology changed, and G1-C3-Rf formed ribbon like structure. However, G1 with longer spacer i.e. (G1-C6-Rf) resulted in highly branched vesicle-like structures with high contrast rims. The most remarkable structure reporte in this study were stomatosomes, perforated vesicles which were observed in the case of double-tail G2 amphiphiles i.e. 11f (G2-(C0)2), 11g (G2-(C3)2), 11h (G2-(C6)2 in Fig. 17B) with two tails of different spacer lengths (C0 to C6). Interestingly, these stomatostomes were metastable and transformed into a bi-continuous cubic network with double diamond symmetry (Fig. 20, 11g).
Fig. 17 Molecular structures of amphiphiles 8a and 8b studied for encapsulation of curcumin, dexamethasone and nile red. CLSM images of A549 cells incubated with amphiphile 8b encapsulated with nile red after 4 h (A) and 24 h (B). Non-treated cells (C) have been used as a control showing blue-stained nucleus. Nile red is shown in red. Adapted from ref. 62. Copyright 2020 Elsevier. |
Fig. 18 Dendron amphiphiles and their self-assembly. (A) Cryo-negative stain (A) and cryo-TEM image (B) of aqueous solutions of amphiphile 9a, and cryo-negative stain (C) and cryo-TEM image (D) of aqueous solutions of amphiphile 9b. Adapted with permission from ref. 65. Copyright 2010 American Chemical Society. |
Fig. 19 Structures of dendron amphiphiles (10a–10g) and cryo-TEM image of aqueous solutions of amphiphiles where the left column scale bar is 50 nm and the right column scale bar is 30 nm. Adapted from ref. 66. Copyright 2010 Royal Society of Chemistry. |
Fig. 20 Molecular structures of dendronized amphiphiles with fluorinated chains (11a–11j) and cryo-TEM images of different self-assembled structures obtained from these fluorinated dendron structures including stomatosomes with double diamond network in 11g. Adapted from ref. 67. Copyright 2018 Royal Society of Chemistry. |
To explore the impact of chirality on the supramolecular assembly, dendronized amphiphiles with the chiral head group have been studied by Kumar et al.68 Enantiomeric amphiphiles (12a–12b, Fig. 21) were prepared and compared to their meso-form achiral analogue (12c). The study showed that not only hydrophilic-hydrophobic balance, but also the spatial arrangement of architectures was important to achieve well-defined self-assembled nanostructures. Structurally, all the studied amphiphiles possessed PG G1 dendron linked to a single long hydrophobic alkyl chain through the aromatic spacer. Both chiral enantiomers assembled into twisted ribbon like structures, in which the right-handedness and left-handedness were observed for S,S-G1 and R,R-G1 respectively (Fig. 21). Intermolecular H-bonding of 1°-OH and 2°-OH groups of isomers seemed to be responsible for the twisted configuration of the self-assembled structures. Interestingly, the meso-isomers aggregated into uniform disk-like and elongated cylindrical assemblies, whereas the racemic mixture formed planar platelets with length ranging from few nm to micrometers, but without a chiral ultrastructure.
Fig. 21 Chiral and non-chiral dendron amphiphiles(12a–12c), and the cryo-TEM images (after 24 h of gel preparation) of their self-assembled structures. A network of twisted ribbons with left-handedness for R,R-G1 and right-handedness for S,S-G1 were observed. Parallel oblique white lines show the directions of the twist. Adapted with permission from ref. 68. Copyright 2016 Wiley-VCH Verlag GmbH & Co. KGaA. |
In addition to these interesting structures, which can be controlled by initial chirality of the amphiphiles, control over the self-assembly can be achieved by design of photo-responsive dendron amphiphiles with the help of azobenzene (Fig. 22).69 Within these systems, CMC can be modified by UV-light which impacts cis–trans isomerization (see also Fig. 12) and results in switchable structures. The size of the micelles formed by these amphiphiles was found to be related to photo stationary state (i.e. equilibrium chemical composition under UV light), where smaller micelles displayed higher photo stationary state in comparison to the larger sized ones. The comparison of these amphiphiles with the amphiphile containing mPEG-500 (chosen because of similar molecular weight of mPEG-500 and G2 dendron) instead of PG dendron, showed that all four dendron-based amphiphiles self-assembled into definite micelles. The cis–trans isomerization of dendron amphiphiles also proceeded more readily than in the case of the linear mPEG amphiphile, which assembled into ill-defined aggregates. The CMC of the mPEG amphiphile was also not affected by UV irradiation, possibly because the linear geometry of PEG led to highly dense packing of the micelles and thus, the steric crowding restricted the isomerization. In order to illustrate the effect of photo-switching in azo-benzene aggregates, solubilization of model dye nile red was undertaken. The results revealed that upon photo irradiation, the CMC of the aggregate increased together with light attenuated uptake of nile red. Furthermore, the solubilization of model dye nile red used to illustrate the effect of photo-switching in azo-benzene aggregates showed an increase in CMC after photo irradiation, together with light attenuated uptake of nile red.
Fig. 22 Molecular structures of dendron amphiphiles (13a–13d) containing azo-benzene and proposed disruption of aggregates by light through trans–cis isomerization. Reprinted from ref. 69. Copyright 2011 Royal Society of Chemistry. |
A significant challenge of drug delivery is the low solubility of many important drugs, in particular those used in chemotherapy. Dendon based amphiphiles (14a–14e, Fig. 23) can be used to increase the aqueous stability and solubility of such insoluble drugs, as has been shown in the case of the anticancer drug Sagopilone.70 The effect of different hydrophobic tail structures on the solubilization of the drug, formulation stability profile and cytotoxicity was studied and compared with standard excipients such as Cremophor® ELP and polysorbate 80. Structurally, all the compounds contained G2 dendron attached to various hydrophobic C18 chains. All the compounds self-assembled into small monodisperse micelles of size in the range of 7–10 nm, with the exception of G2-(C18)2 amphiphile. These amphiphiles exhibited 2–3 fold higher drug solubilization in comparison to standards tested, with the di-aromatic spacer G2-DiAr-C18 (14c) showing the best results. Such remarkable solubilization increase together with the outstanding formulation stability proved that carefully designed dendron structures can be used a suitable alternative to solubilizing excipients and building blocks for design of efficient drug nanocarriers.
Fig. 23 Molecular structures of dendrone amphiphiles (14a–14e) used for formulation of insoluble chemotherapeutics. |
Interestingly, PG based amphiphiles were also shown to be useful to increase the dispersion of the carbon nanotubes (CNT) in water.71–73 The replacement of a sulphate group of SDS with PG dendron produced compounds which could be used for purification and de-bundling of single walled CNT (SWCNT) at low concentrations. Such an ability is a result of the steric hindrance and inter/intramolecular H-bonding provided by the dendron. Furthermore, the incorporation of extra aromatic moiety between PG head group and a hydrophobic tail increased the amphiphile's selectivity towards SWCNTs. Interestingly, depending on the type of amphiphile, nanotubes of different chirality could be found in the suspension. It should be noted that the electronic and optical of CNTs depend on the chirality of nanotubes. Thus, having the ability to isolate CNTs of different chirality is of huge interest particularly for electronic applications.
It was also observed that the interaction between the absorbed amphiphile and a nanotube alters the properties of nanotubes. Bluemmel et al. studied the replacement of absorbed amphiphile 15a on CNT surface by other amphiphiles (15b and 15c), and explored the effect of different aromatic spacers (Fig. 24).74 The amphiphile consisting of aromatic phenyl ring spacer (15c) displayed higher replacement of starting alkyl chain amphiphile, thus, indicating an enhanced interaction with CNT. On the other hand, amphiphiles composed of triazolyl ring spacer (15b) showed negligible replacement and hence, suggesting a weaker interaction with CNT. Thus, the chiral distribution inside the sample could be controlled by selection of the amphiphilic surfactant.
Fig. 24 Molecular structures of amphiphiles 15a–15c, including commercial SDS and Brij 35 used for interaction and purification of carbon nanotubes. |
SWCNTs were isolated and solubilized also using a similar series of amphiphiles (16a–16l, Fig. 25) derived by the variation of PG dendron generation and hydrophobic tails.75 The study correlated the hydrophobicity of the amphiphiles, which was controlled by varying the tail size from C12 to C22, with their ability to break up the aggregation of SWCNTs. The amphiphiles exhibiting longer chain length displayed improved exfoliation ability. On the other hand, the size and composition of the head group was found to only weakly impact the suspension behavior, whereas the configuration of linkage between head and tail seemed to play an important role. Meta (16g) and para-isomers (16h) of benzamide-based amphiphiles showed a remarkable difference in solubilization behavior, where meta-isomer exhibited higher stability and lower aggregation/bundleness of nanotube in comparison to para-isomer. Overall, amphiphiles consisting of flexible and bent shaped linker displayed were more effective in purification and solubilization of CNTs, which were further illustrated by using statistical AFM analysis of isolated CNTs.
Fig. 25 Molecular structures of amphiphiles 16a–16l used for isolation and solubilization of CNTs and AFM images of SWNTs dispersed by amphiphiles 16b (a), 16f (b), and 16k (c). Adapted with permission from ref. 75. Copyright 2016 Wiley-VCH Verlag GmbH & Co. KGaA. |
Another interesting structural property of functional materials is porosity, which cannot be easily introduced to the material systems. In order to develop highly porous surface, dendritic amphiphiles having different functionality were employed as additives in binary blend during breath figure technique.76 Breath-figure self-assembly is a self-assembly phenomenon where honeycomb micro-scaled polymer patterns are formed by the condensation of water droplets. “Breath-figure” relates to fog formation that occurs when water vapor contacts a cold surface. Here, evaporation of volatile polymer solution in a humid atmosphere results in decrease of solution surface temperature, thus causing condensation of water as small droplets on the surface. The formed droplets can grow and be ordered in a honeycomb structure, resulting in a porous polymeric film after complete solvent and water evaporation. The morphology and distribution of the pores obtained are governed by factors such as humidity, temperature, polymer concentration, as well as the topological and functional characteristics of the polymer employed. The effect of chemical structure and hydrophilicity of the amphiphiles together with blend composition were studied to create wide variety of surfaces. The G2 dendronized amphiphile 17 (Fig. 26) stabilized the condensed water droplets was found to be a superior additive for the production of well-ordered honeycomb-like patterned surfaces when compared to commercial Brij L4 surfactant. Thus, surface with tunable pore size varying from 5 to 14 μm could be fabricated by use of highly defined, low molecular weight and monodispersed amphiphilic nanostructures. Moreover, the high water solubility of the amphiphiles eased their removal after the formation of the porous structure, thus, offering the possibility of reuse.
Fig. 26 Molecular structure of amphiphile 17 used in design of the porous structures and SEM micrographs of surface prepared from a mixture of polystyrene and amphiphile 17 in CHCl3 under high humidity. Adapted with permission from ref. 76. Copyright 2015 Elsevier. |
Nanocarrier | Trade name | Drug | Disease | Clinical trial phase |
---|---|---|---|---|
PEG-drug conjugate | Prothecan | Camptothecin (with glycine linker) | Gastric and gastroesophageal tumors | II |
EZN-2208 | SN38 (camptothecin analog) | Metastatic breast tumor | II | |
NKTR-102 | Irinotecan | Second line colorectal tumor | II | |
Metastatic breast tumor | ||||
Platinum-resistant ovarian | ||||
Tumor and metastatic cervical tumor | ||||
PEG-based polymeric micelle | NK911 | Doxorubicin | Pancreatic tumor | I |
NK105 | Paclitaxel | Advanced stomach tumor | II | |
NC-6004 | Cisplatin | Solid tumors | I/II | |
Genexol® PM | Paclitaxel | Breast tumor | IV | |
Pancreatic tumor | II | |||
Non-small-cell lung tumor in combination with carboplatin | II | |||
Pancreatic tumor in combination with gemcitabine | I/II | |||
Ovarian tumor in combination with carboplatin | I/II | |||
PEG-based polymeric liposome | Doxil®/Caelyx® | Doxorubicin | Breast tumor, ovarian tumor, multiple myeloma, Kaposi's sarcoma | Approved |
Thermodox® | Doxorubicin | Liver tumor, breast tumor | III | |
Lipoplatin | Cisplatin | NSCLC, breast tumor, gastric tumor | III | |
SPI-77 | Cisplatin | Ovarian tumor | II |
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