Claire L.
McMullin
*,
Nasir A.
Rajabi
and
James S.
Hammerton
Department of Chemistry, University of Bath, Claverton Down, Bath, BA2 7AY, UK. E-mail: c.mcmullin@bath.ac.uk
First published on 25th June 2019
Density Functional Theory (DFT) calculations using a consistent methodology accounting for solvation, dispersion and thermal effects have been used to study C–H activation of the simple directing group substrate 2-phenylpyridine (a-H). The computational model uses acetate (−OAc) and benzene to represent the carboxylate and arene co-ligands coordinated at a Ru organometallic complex. A variety of different mechanisms ranging from cationic to neutral, ion-paired, arene free, two substrates bound, and solvent (MeCN) coordinated have been explored. Computed results indicate that the cationic pathways from “B+”, [(C6H6)Ru(OAc)(a-H)]+, and “D+ (η6)”, [(η6-a-H)Ru(OAc)(a-H)]+, involve the lowest overall barriers to C–H activation. Consideration of solvent coordination leads to a complex variety of isomers and conformers. Here a neutral pathway with either one or two acetonitriles coordinated to the Ru centre give very low barriers to C–H activation.
The area of carboxylate assisted ruthenium(II) catalysed C–H activation has been thoroughly reviewed by many notable researchers in the area, focusing on mechanism and scope,1 functionalisation,2 and computational studies.3–5 Whilst the general result of breaking a C–H bond has always been at the forefront of many research groups, there has often been friendly discord in the best way to describe and name the type of process that the C–H bond undergoes.6 Generally, this is a result of focusing on a specific set of substrates for activation, which then leads to unique interpretations of the mechanism. By focusing on carboxylate assisted C–H activation (Fig. 1), the potential mechanisms are; CMD (concerted metalation–deprotonation), AMLA (ambiphilic metal ligand activation), IES (internal electrophilic substitution) or also known as BIES (base-assisted internal electrophilic substitution).4
Fig. 1 Carboxylate assisted C–H activation of a directing group (DG) substrate (green) at a metal centre (M), coordinated by an arene (grey) and carboxylate (red) ligand. |
The focus of this paper is answering the question of what additional co-ligands are coordinated at the metal centre to help facilitate the C–H cleavage. After this first step has occurred, the now cyclometallated substrate is poised for direct functionalisation. The assumption made throughout is that a carboxylate is coordinated to a Ru centre, chelated either through both oxygen atoms (κ2) or as a pendant ligand with only one oxygen bound to the Ru (κ1). From there an intramolecular activation of the C–H bond occurs (see Fig. 1) for a substrate coordinated by a directing group (DG), either forming an agostic intermediate during a two-step process (AMLA) or proceeding in a one-step process (CMD).
Since Ackermann published in 2014 a study on the Ru catalysed C–H arylation of aromatic amides,7 where in Table 1, entry 7 (ref. 7), the best in situ generated catalytic system involved no pre-coordinated arene, the continued coordination of an arene co-ligand during C–H activation has been questionable. Such a result raises two questions; is an arene co-ligand ever required, and can the aromatic solvent of a system (in this case o-xylene) bind to the Ru centre instead? It was therefore of little surprise when in 2016, the groups of Larrosa8 and Frost9 separately published their observations of free arene in NMR experiments. Larrosa commented that during optimisation of their reaction system that nitrile solvents were shown to promote quantitative dissociation of arene co-ligands, such as p-cymene, from the ruthenium catalysts.10 Included in their kinetic studies was a noticeable induction period for arene loss from the Ru complex, a process that took ca. 30 minutes. This led to their eventual development of an η6-arene-free Ru(II) catalyst; [Ru(NCtBu)6][BF4].
Previously, in 2011 Dixneuf and Jutand had shown with kinetic studies that a coordinated arene ligand (p-cymene) was necessary for cross coupling of 2-phenylpyridine (a-H) with aryl halide.11 Acetonitrile was reported to displace a coordinated carboxylate ligand at Ru after external deprotonation of the C–H bond. Complete displacement of the arene by four acetonitrile solvent molecules (i.e. under arene-free conditions) at the Ru centre rendered the complex inert to cross coupling. Therefore, not only has evidence of free arene been observed by researchers in NMR spectra, but further confirmation has been provided by the isolation of crystal structures with no coordinated arene, but acetonitrile solvent molecules instead. From Frost in 2016,9 the six coordinate Ru crystal structure of [Ru(a-m-SO2C6H4-p-Me)(NCMe)4] was published, and in 2018,12 Larrosa isolated [Ru(a-4,5,10,11-Me-9,12-F)2(NCMe)2], also a six-coordinate structure.
There can be nothing more definitive when identifying complexes than a crystal structure as proof of a geometry that persists and is stable in experimental conditions. A basic search of the Cambridge Structural Database (CSD)13 returned 17 unique hits for Ru crystal structures coordinated by a C–H activated substrate (of some description) and acetonitrile ligands. This was by no means a thorough discovery, but it highlighted nicely that coordination of an acetonitrile solvent molecule to a Ru centre that had been used for C–H activation is stable enough to crystallise out of solution. One structure in particular, MARZEL,14 was the cationic Ru complex [Ru(a)(NCMe)4][PF6], which has the C–H activated 2-phenylpyridine coordinated with four acetonitrile ligands. A similar search instead focusing on carboxylate coordination at Ru, also returned 17 unique hits, of which seven had an arene co-ligand but no C–H activated substrate coordinated to the metal centre,15 and the remaining ten structures had no arene but a C–H activated substrate. Coincidently neither CSD search returned the two structures isolated by Larrosa in 2016; the κ2 pivalate (OPiv) coordinated [(p-cymene)Ru(OPiv)(C6F4H)] structure and the penta-coordinated pivalonitrile complex [Ru(C6F4H)(NCtBu)5].8 Both of these structures, and those previously discussed, highlight that an arene or nitrogen-based solvent molecules can coordinate to the Ru centre, however, this likely does not occur in a stable and crystallisable manner simultaneously.
There are only a few computational studies involving carboxylate assisted C–H activation that do not have an arene coordinated to the Ru centre. Preliminary results from Larrosa's group appear higher in energy than necessary,8 likely due to the reaction system not containing a directing group substrate and some missing methodology corrections. A later study in conjunction with Macgregor focused more on the oxidative addition of phenyl halides rather than the earlier C–H activation part of the catalytic cycle.12 Notably, in their study for cross-coupling of the phenyl halides to occur the carboxylate (in this system −O2CPh) is also C–H activated by the Ru centre. More recently, Nelson et al. published a comparison between cationic arene and arene-free Ru catalysed C–H activation of 2-phenylpyiridine.16 Again energy values for these pathways appear higher than experimentally anticipated. However, no additional solvent molecules were included in the computational model, and the focus of the study was the viability of the subsequent oxidative addition of phenyl halides.
Agreement between published DFT results can be hard to achieve as each reaction system and researcher has their particular preferred approach to calculating structures and energies. Small (or large!) variations arise from using; a different solvent and/or solvation method, a different basis set, a different approach to including dispersion effects,17 a different DFT functional,18 different calculation keywords, or different computational software or version. This makes it challenging for non-theoretical specialists to judge the worthiness of computed results, especially when in the majority of publications, it is not clear in the main text what exact computational methodology has been applied. The aim therefore of this paper is to show different potential mechanisms for carboxylate assisted C–H activation of a simple directing group substrate, 2-phenylpyridine a-H, whilst using the same computational method throughout.
As shown in Fig. 2, the larger the R group supporting the carboxylate, the more stable the bis-coordinated “active” complex is (A, [(C6H6)Ru(O2CR)2]). Both pivalate and mesitylate lower the relative energy of A by 11.1 and 7.8 kcal mol−1 respectively in comparison to the acetate coordinated equivalent Ru(II) complex. An impact from these free energy differences will most likely be observed when looking at the relative energy for any species that requires the free carboxylate anion to balance.
Fig. 2 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values at 120 °C for carboxylate exchange at A in kcal mol−1. |
Fig. 3 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values at 120 °C for arene exchange at A in kcal mol−1. |
Fig. 4 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values at 120 °C for C–H activation of a-H in species B+ and B·OAc relative to A, [(C6H6)Ru(OAc)2], in kcal mol−1. |
From the cationic B+ species, an one-step AMLA transition state gives a C–H activation barrier of 10.6 kcal mol−1, as the acetate binding mode changes from κ2 to κ1 and the C–H bond approaches the Ru(II) centre. Cleavage of the bond then results in the formation of C+, [(C6H6)Ru(a)(HOAc)] ΔGMeCN = +1.7 kcal mol−1, with the HO of the acetic acid ligand pointing parallel to the newly formed Ru–C bond. C+ is 1.1 kcal mol−1 more stable than the pre-activation B+ species. Reversing along this reaction coordinate gives a barrier of 11.7 kcal mol−1, in agreement with experimental studies that show kinetically C–H activation is reversible.31,32 Elongation of the C–H bond in the transition state structure shows an increase of only 0.024 Å, and would likely result in a small kinetic isotope effect observed under the correct experimental kinetic conditions.33
Alternatively, to negate the issues associated with energetically comparing a charged molecule to a neutral, placing the dissociated carboxylate anion close to the cationic species neutralises the overall charge of the structure, as B·OAc (Fig. 4). This “ion-pair” approach reviewed by Clot in 2009,34 does increase the conformational space that needs to be computationally explored to identify the most stable site for the anion (see ESI† for full details). Weak H-bond coordination of the oxygen atoms of the acetate to the benzene ring directly above the nitrogen atom of the coordinated a-H substrate is computed to have a ΔGMeCN of +8.9 kcal mol−1, which is over 2 kcal mol−1 more stable than other positions around the benzene ring and the substrate itself. This is also 6.1 kcal mol−1 higher in free energy than the cationic equivalent species B+.
Acetate assisted C–H activation from B·OAc proceeds by a two-step AMLA mechanism, with TS(B-C)1·OAc being the higher of the two transition states (TSs), giving an overall barrier of 8.7 kcal mol−1. This first AMLA TS involves the displacement of the acetate κ2 binding prior to the agostic intermediate formation of (INT(B-C)·OAc), and has been previously shown to be the higher TS for ruthenium systems.31 As such, a small kinetic isotope effect is anticipated as the C–H bond length has only elongated by 0.019 Å in this TS structure. Comparatively for TS(B-C)2·OAc, the C–H bond is more significantly elongated by 0.168 Å (relative to B·OAc), however, the energy of this TS is lower than the preceding barrier. Again, the reversibility of the C–H activation step is preserved using this approach, with B·OAc and C·OAc having the same free energy (to 1 decimal place). Ultimately, ion pairing the cationic Ru complex with the dissociated carboxylate does not stabilise the mechanistic pathway and in fact raises its free energy in contrast to the cationic pathway.
An alternative route to maintain the neutrality of the computed structures is to consider non-AMLA mechanisms, as shown in Fig. 5. Non-coordination of the substrate a-H to the Ru centre, gives a free energy of +3.6 kcal mol−1 (A·a-H, [(C6H6)Ru(OAc)2]·a-H). Attempts were made to find a “non-directed” C–H activation TS from this intermediate, as others have previously found for phenylpyrazole substrates and RhCp* complexes,32 but was unsuccessful. This is likely due to stronger Ru–O bonds in A in comparison to the equivalent Rh structure, where in the latter displacement of the κ2 acetate can occur more readily to attack either the ortho H of interest, or in fact any of the acidic substrate C–H bonds.
Fig. 5 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values at 120 °C for C–H activation of a-H in species B and B′ relative to A, [(C6H6)Ru(OAc)2], in kcal mol−1. |
By not enforcing the loss of a carboxylate at the Ru(II) complex when the substrate coordinates, both acetate ligands are forced to bind in an κ1 fashion to give B, [(C6H6)Ru(a-H)(OAc)2]. Care should be taken here as there are four potential conformers for this species – all within 2–3 kcal mol−1 of each other. The distal oxygen of the acetate can point “up” towards the arene ring, or “down” tucking itself underneath the coordinated substrate. Here, the most stable conformer of B is with both acetates pointing “up” at −0.2 kcal mol−1. Activation of the C–H bond gives a barrier of 21.8 kcal mol−1, before irreversibly forming C, at −10.0 kcal mol−1. The product complex is stabilised by the dissociated acetic acid H-bonding to the remaining κ1 acetate coordinated at the Ru centre.
Finally, as mentioned in the introduction, the role of the arene co-ligand and whether it remains coordinated throughout the reaction process led Nelson et al. to suggest a new potential C–H activation pathway starting at B′,16 [Ru(a-H)(OAc)2] ΔGMeCN = +0.8 kcal mol−1. This pathway has no arene, but two κ2 coordinated acetate ligands. An AMLA κ2–κ1 displacement TS gives a one-step barrier of 16.8 kcal mol−1 and an elongation of the C–H bond by 0.043 Å (TS(B′-C′)). The resulting acetic acid complex, C′, lies only 1.1 kcal mol−1 below the TS, suggesting a very shallow energy surface on this side of the mechanism. Removal of the acetic acid from C′ lowers the energy of the complex by 3.1 kcal mol−1 to ΔGMeCN = +13.4 kcal mol−1. The endergonic product species are likely a result of the low coordination at the Ru(II) centre, and suggest that C′ would not be unsaturated at the metal centre for long, with either a functionalisation reagent or solvent molecule binding at available coordination sites.
In contrast to the values computed by Nelson et al.,16 in this study the relative value of B′ to A is over 10 kcal mol−1 more stable.35 However, relative barrier heights and product stability are similar in size. Whilst we have chosen to use the smaller benzene as our arene to avoid having to excessively map conformational space for the orientation of the arene to the Ru centre, Nelson chose to model the experimentally used (and bulkier) p-cymene. It would be prudent to imply that the steric pressure of an arene coordinated to a Ru centre would equally effect all species of that pathway as mentioned vide supra, hence similar barrier heights and product stabilities being observed.36 This relative energy difference between A and B/B′ can therefore not be attributed to arene choice alone, as our studies showed that [(p-cymene)Ru(OAc)2] is 3.5 kcal mol−1 more stable than the benzene equivalent of A, and this additional “3.5 kcal mol−1” stability would be included in all of the Nelson study's computed energy values. Therefore, the difference may be an artefact of how a-H alone was computed, or a result of study specific computational methodologies. Whilst the solvent used in the Nelson model was different (NMP), it has a similar dielectric constant to acetonitrile (εNMP = 32.6 vs. εMeCN = 35.7), especially in comparison to more apolar solvents such as toluene (εtol = 2.4). This leaves functional choice – M06//BP86-D3 compared to our BP86-D3(BJ)//BP86 approach as the potential source of the discrepancy.
Fig. 6 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values for C–H activation of a-H in species D, D+ and 3D+ relative to A, [(C6H6)Ru(OAc)2], in kcal mol−1. |
Loss of an acetate gives three isomers; D+ (κ2), D+ (κ1) and D+ (η6). The most stable geometry is the latter, at −0.2 kcal mol−1, and involves the loss of one Ru–N bond as the phenyl group of the second un-activated substrate occupies the traditional η6 position of an arene. Direct comparison of this with the equivalent B+ pathway sees the barrier for TS(D+-E+) (η6) a mere 0.6 kcal mol−1 higher. Both the κ2 and κ1 labelled D+ isomers have higher C–H activation transition states, and barriers relative to their associated D+ isomers of 15.4 and 3.9 kcal mol−1 respectively.37
The remaining D isomer is 3D+, leading us nicely to our next section of pathways. This six-coordinate isomer has two a-H substrates bound through their nitrogen atoms, one κ1 acetate and three additional acetonitrile solvent molecules. Entropy appears to have a large impact on the free energy of 3D+, ΔGMeCN = −16.9 kcal mol−1, 30 kcal mol−1 more stable than the equivalent D+ (κ1) isomer that also has an κ1 acetate ligand. The crowded metal centre means that a large C–H activation barrier of 27.1 kcal mol−1 was computed. However, an intermediate was isolated at −0.6 kcal mol−1 (before the transition state) that shows cleavage of the Ru–N bond of the substrate being activated, as the phenyl ring of a-H η2 binds to Ru to allow better distal oxygen atom CMD attack of the ortho C–H bond. The product complex, 3E+, relieves the steric pressure of a potential seven-coordinate Ru centre by only binding to the activated substrate at the newly cleaved carbon position, but the species is strongly exergonic by 22.9 kcal mol−1. Based on these preliminary investigations into multiple substrate coordination during the C–H activation process, there are two potential species for future consideration: D and D+ (η6).
An exposed and semi-naked metal centre is unlikely to exist experimentally in solution. Computationally these species tend to be high in energy, for example the four-coordinate Ru complex C′ (ΔGMeCN = +16.5 kcal mol−1) vide spura. Therefore, how many solvent molecules would coordinate to a Ru centre in experimental conditions? What is the ligand ratio of acetate : acetonitrile : arene? As Fig. 7 highlights,38 multiple potential isomers underpin the complexity of explicit solvent modelling – before even considering the coordination of a substrate. Taking our relative zero complex A [(C6H6)Ru(OAc)2] and adding an acetonitrile ligand forces the benzene hapticity to decrease from η6 to η2, to accommodate the additional solvent coordination at Ru, and raising the energy of the geometry to +4.4 kcal mol−1 (1A).38 Loss of the κ1 acetate affords 1A+, with an increase in free energy of +8.7 kcal mol−1. Further loss of the remaining κ2 acetate and coordination of two acetonitrile molecules (3A2+) raises the energy further for this dicationic Ru structure to 23.9 kcal mol−1.
Fig. 7 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values at 120 °C for isomers of solvent (MeCN) coordination to A, [(C6H6)Ru(OAc)2], in kcal mol−1. (Two species are denoted by *, 6F2+ and t-2F (2κ2), see ESI.†) |
Arene η6-coordination equates to three acetonitrile ligands, and for 6F2+ this ligand exchange lowers the stability of the [Ru(NCMe)6]2+ complex by 34.5 kcal mol−1. This highlights the incompatible nature of acetonitrile and arene coordination at a metal centre. Both complexes are dicationic, but the homoleptic 6F2+ is clearly preferred, despite being entropically disfavoured. Coordination of an acetate anion is achieved by displacing one (5F+ (κ1)) or two (5F+ (κ2)) acetonitrile ligands, resulting in a free energy change of −3.6 or −2.1 kcal mol−1 respectively.
The presence of two acetate anions at the Ru leads to three acetonitrile ligand ratios. Four solvent molecules would be coordinated if both acetates were bound in a κ1 fashion (4F), two solvent ligands would be present if both acetates were coordinated in a κ2 mode (2F), and three acetonitriles are possible if one of each of the acetates displayed κ1 and κ2 coordination (3F). For each of these geometries, cis/trans (c-/t- for 4F and 2F) and mer/fac (m-/f- for 3F) isomers are possible. The most stable of each of these F complexes are; t-2F (ΔGMeCN = −7.9 kcal mol−1), m-3F (ΔGMeCN = −13.2 kcal mol−1) and c-4F (ΔGMeCN = −13.7 kcal mol−1). The more acetonitrile solvent molecules coordinated to the Ru centre, the lower the free energy of that complex relative to A, with an approximate free energy cost in the region of 2–5 kcal mol−1 for changing the binding mode of the acetate from pendant (κ1) to chelating (κ2).
Coordination of a substrate exponentially increases the complexity of the reaction landscape. First, we shall consider only one acetonitrile molecule coordinating along the 1B+ pathway.39 An additional solvent ligand at the Ru centre forces the hapticity of the arene ligand again to decrease to η2. There are five potential isomers, as shown in Fig. 8, when considering the different combinations of bonding at the metal, ranging from 11.4–16.9 kcal mol−1 (relative to starting species A). In each 1B+ isomer, the acetate binds in a κ2 fashion, affording an AMLA C–H activation to occur, and most importantly a “vacant site” (VS) where the C–H bond can already begin to approach the Ru centre in an agostic fashion.
Fig. 8 BP86-D3BJ(BS2,MeCN)//BP86(BS1) free energy values at 120 °C for C–H activation of a-H for isomers of 1B+, relative to A, [(C6H6)Ru(OAc)2], in kcal mol−1. |
As there are five unique coordinating sites at Ru, the isomers are identified by what ligand is trans to the directing group N and trans to the vacant site, which is where the new Ru–C bond will form. Barriers for C–H activation were in the region of 13.8–19.8 kcal mol−1 depending on the isomer, although a barrier for the 1B+ isomer at 13.8 kcal mol−1 was not successfully located. Of the four C–H activations optimised for this pathway, the favoured isomer has the substrate coordinated trans to the acetonitrile solvent and the new Ru–C position trans to one of the acetate oxygen atoms, with a barrier for 15.8 kcal mol−1, and affording the exergonic 1C+ product complex at +2.8 kcal mol−1. Overall, this pathway seems unlikely due to the high free energy of 1B+, and this is due to the crowded environment at the metal centre and the loss of arene ring hapticity.
Finally, focusing on no arene coordinated at the Ru centre, but only the substrate (a-H), one/two acetates and a multiple of solvent ligands, results in seven potential “G” complexes – of which each have several isomers. The most stable free energies for each G are shown in Fig. 9, with 2G the lowest at −17.1 kcal mol−1, which has acetonitrile trans to the directing group and the κ1 acetate trans to the C–H activation site. These versions of G can form from F along multiple pathways, for example; either acetate loss from 3F or MeCN loss from 4F+ would give the same pre-activation complex 3G+.
Therefore, instead of an exhaustive multi-dimensional map, the authors have chosen to highlight the two more stable and most sensible pathways involving G, with the associated computed geometries shown in Fig. 10. Both pre-C–H activation complexes, 2G and 1G (κ2κ1) show agostic interactions between the Ru and C–H bond, elongating the latter to 1.21 and 1.22 Å respectively. The barriers for AMLA activation are considerably low, at just 2.9 and 1.6 kcal mol−1 for TS(2G-2H) and TS(1G-1H). These transition states are the first computed examples of AMLA activation of the C–H bond for a directing group substrate with acetonitrile replacing the typical arene co-ligand. The product intermediates show that activation at these species is in equilbirum (2H = −17.1 kcal mol−1) or exergonic (1H = −17.1 kcal mol−1). These lower barriers are an artefact of the preceding arene-free G complexes already being primed to activate the ortho C–H bond of the substrate. Greater thought and consideration should be given to these range of potential active species for any reaction that is carried out in a nitrile solvent or a solvent with similar polarity.
Fig. 10 BP86-D3BJ(BS2,MeCN)//BP86(BS1) geometries and free energy values at 120 °C for C–H activation of a-H for isomers of 2G and 1G relative to A, [(C6H6)Ru(OAc)2], in Å and kcal mol−1. |
As with any reaction, it is completely plausible for more than one mechanism and pathway to be active at the same time. With the wide range of potential active Ru complexes that could facilitate C–H activation, careful consideration of all potential species is prudent. In particular for experiments in nitrile solvents, the identity of the active catalyst can diverge in to a wide range of solvent coordinated options that do not require an arene to be bound at Ru. Importantly, the results presented in this paper have been given for an acetonitrile solvation correction. The ESI† also provides the free energies for toluene solvation as well, where any cationic Ru species is significantly destabilised (by approximately 35 kcal mol−1) due to the apolar solvent's high energies for the dissociated carboxylate anion that are needed to balance the species relatively to the neutral starting complex A, [(arene)Ru(OAc)2]. Ultimately, we hope this study has given readers food for thought about the consequences of methodology choices when doing computational studies, and that any reaction landscape is littered with conformations and isomers, and limited only by what is speculated and built by the computational modeler.
Footnote |
† Electronic supplementary information (ESI) available: xyz coordinates for all computed structures and associated energies. See DOI: 10.1039/c9ob01092k |
This journal is © The Royal Society of Chemistry 2019 |