Emily K.
Elias‡
,
Steven M.
Rehbein‡
and
Sharon R.
Neufeldt
*
Department of Chemistry and Biochemistry, Montana State University, Bozeman, Montana 59717, USA. E-mail: sharon.neufeldt@montana.edu
First published on 22nd December 2021
Reaction solvent was previously shown to influence the selectivity of Pd/PtBu3-catalyzed Suzuki–Miyaura cross-couplings of chloroaryl triflates. The role of solvents has been hypothesized to relate to their polarity, whereby polar solvents stabilize anionic transition states involving [Pd(PtBu3)(X)]− (X = anionic ligand) and nonpolar solvents do not. However, here we report detailed studies that reveal a more complicated mechanistic picture. In particular, these results suggest that the selectivity change observed in certain solvents is primarily due to solvent coordination to palladium. Polar coordinating and polar noncoordinating solvents lead to dramatically different selectivity. In coordinating solvents, preferential reaction at triflate is likely catalyzed by Pd(PtBu3)(solv), whereas noncoordinating solvents lead to reaction at chloride through monoligated Pd(PtBu3). The role of solvent coordination is supported by stoichiometric oxidative addition experiments, density functional theory (DFT) calculations, and catalytic cross-coupling studies. Additional results suggest that anionic [Pd(PtBu3)(X)]− is also relevant to triflate selectivity in certain scenarios, particularly when halide anions are available in high concentrations.
One of the best-studied examples of divergent selectivity at the oxidative addition step is the case of Pd-catalyzed Suzuki couplings of chloroaryl triflates. In 2000, Fu reported that a combination of Pd(0) and PtBu3 in tetrahydrofuran (THF) effects selective coupling of 1 with o-tolylB(OH)2via C–Cl cleavage, resulting in retention of the triflate substituent in the final product 2a (Scheme 1A).7 In contrast, the use of PCy3 (ref. 7) or most other phosphines8 provides complementary selectivity (product 2b) under similar conditions. The unique selectivity imparted by PtBu3 was later attributed to this ligand's ability to promote a monoligated oxidative addition transition state on account of its bulkiness.5,8 Smaller ligands, on the other hand, favor bisligated palladium, which prefers to react at triflate. The relationship between palladium's ligation state and chemoselectivity has been rationalized by Schoenebeck and Houk through a distortion/interaction analysis.5 In brief, the selectivity preference of PdL2 is dominated by a strong interaction between the electron-rich Pd and the more electrophilic site (C–OTf). On the other hand, PdL is less electron-rich and its selectivity preference mainly relates to minimizing unfavorable distortion energy by reacting at the more easily-distorted C–Cl bond.
Scheme 1 Seminal reports on the effects of (A) ligands and (B) solvents on the selectivity of cross-coupling of a chloroaryl triflate.5,7,9 |
Proutiere and Schoenebeck later discovered that replacing THF with dimethylformamide (DMF, Scheme 1B, entry 1) or acetonitrile caused a change in selectivity for the Pd/PtBu3 system.9,10 In these two polar solvents, preferential reaction at triflate was observed, and PtBu3 no longer displayed its unique chloride selectivity. The possibility of solvent coordination to Pd was considered, as bisligated Pd(PtBu3)(solv) would be expected to favor reaction at triflate. However, solvent coordination was ruled out on the basis of two intriguing studies. First, DFT calculations using the functional B3LYP suggested that solvent-coordinated transition states are prohibitively high in free energy (about 16 kcal mol−1 higher than the lowest-energy monoligated transition structure). Second, the same solvent effect was not observed in a Pd/PtBu3-catalyzed base-free Stille coupling in DMF (Scheme 1B, entry 2). Instead, the Stille coupling was reported to favor reaction at chloride despite the use of a polar solvent. This result appears inconsistent with the possibility that solvent coordination induces triflate-selectivity, as coordination of DMF to Pd should be possible in both the Stille and Suzuki conditions, if it happens at all. Instead, it was proposed that the key difference between the Suzuki and Stille conditions was the absence of coordinating anions in the latter (unlike traditional Suzuki couplings, Stille couplings do not necessarily require basic additives such as KF to promote transmetalation). Indeed, when KF or CsF was added to the Stille reaction in DMF, selectivity shifted to favor reaction at triflate (Scheme 1B, entry 3), thereby displaying the same behavior as the Suzuki coupling in this solvent. On the basis of this and the DFT studies, it was proposed that polar solvents induce a switch in chemoselectivity if coordinating anions like fluoride are available by stabilizing anionic bisligated transition structures (Scheme 1B, right).
However, our recent extended solvent effect studies produced confounding results.11 In a Pd/PtBu3-catalyzed Suzuki cross-coupling of chloroaryl triflate 1, we observed no correlation between solvent polarity and chemoselectivity (Scheme 2). Although some polar solvents such as MeCN, DMF, and dimethylsulfoxide (DMSO) favor reaction at triflate, a number of other polar solvents provide the same results as nonpolar solvents by favoring reaction at chloride. For example, cross-coupling primarily takes place through C–Cl cleavage when the reaction is conducted in highly polar solvents like methanol, water, acetone, and propylene carbonate. In fact, the only solvents that promote reaction at triflate are ones that are commonly thought of as “coordinating” in the context of late transition metal chemistry.12 These are solvents containing nitrogen, sulfur, or electron-rich oxygen lone pairs (nitriles, DMSO, and amides). The observed solvent effects were upheld for a variety of chloroaryl triflates and aryl boronic acids.11
Scheme 2 Expanded solvent effect studies in the Pd/PtBu3-catalyzed Suzuki coupling.11 |
We have sought to reconcile these observations with the earlier evidence9 against solvent coordination. Herein we report detailed mechanistic studies indicating that coordinating solvents alone are sufficient to induce the observed selectivity switch. In solvents like DMF and MeCN, stoichiometric oxidative addition is favored at C–OTf even in the absence of anionic additives. The apparent contradiction between our observations and the previously-reported DFT calculations and base-free Stille couplings is reconciled by a reevaluation of those studies. In particular, when dispersion is considered in DFT calculations, neutral solvent-coordinated transition structures involving Pd(PtBu3)(solv) become energetically feasible. Furthermore, we find that the selectivity analysis in the Stille couplings is convoluted by low yields, the formation of side products, and temperature effects. When these factors are disentangled, the Stille coupling in DMF displays selectivity similar to the Suzuki coupling in the same coordinating solvent. In light of these new results, anionic bisligated [Pd(PtBu3)(X)]− does not appear to be the dominant active catalyst in nonpolar or polar solvents unless special measures are taken to increase the concentration of free halide, such as adding tetraalkylammonium halide salts or crown ethers.
Entry | Solvent | PhCN (equiv.) | 1 (%) | 2a (%) | 2b (%) | 2a:2b |
---|---|---|---|---|---|---|
a GC yields calibrated against undecane as the internal standard. Average of at least three trials. ≤4% yield of the diarylated product was detected in all trials. | ||||||
1 | THF | 0 | 20 | 74 | <1 | >74:1 |
2 | THF | 0.5 | 39 | 55 | 4 | 14:1 |
3 | PhCN | (Solvent) | 27 | 7 | 53 | 1:8 |
Consistent with the hypothesis that benzonitrile can coordinate to palladium and influence selectivity, even a substoichiometric amount of PhCN (0.5 equiv.) in THF leads to erosion of chloride-selectivity when compared to the reaction without PhCN. Although the reaction gives >70:1 selectivity for 2a in the absence of PhCN (Table 1, entry 1), the addition of 0.5 equiv. of PhCN leads to a lower selectivity of 14:1 (2a:2b, entry 2). For comparison, the use of PhCN as solvent provides a complete reversal of selectivity, affording 2a and 2b in a ratio of 1:8 (entry 3). Analysis of other ratios of PhCN:THF reveals that selectivity inverts when PhCN comprises 10–25% of the total solvent volume, and that small amounts of PhCN lead to lower conversion than observed in either neat THF or PhCN (see ESI† for details and discussion).
We next repeated this experiment using a series of substituted benzonitriles, inspired by a similar experiment performed by Watson and coworkers.14 This study led to a linear free energy relationship plot that revealed a positive correlation between Hammett σ+ values and preference for reaction at chloride (Fig. 1).15 Benzonitriles bearing more electron-donating groups in the para position are expected to be better σ-donors (better ligands) for palladium. Indeed, more reaction at triflate is observed with more electron-rich benzonitriles, consistent with the hypothesis that σ-donation of the nitrile to palladium during oxidative addition promotes reaction at triflate. However, even the most electron-deficient benzonitriles lead to more reaction at triflate compared to the results in the absence of benzonitrile additives (horizontal dashed line in Fig. 1).
Entry | Solvent | ε | 2a (%) | 2b (%) | 2a:2b |
---|---|---|---|---|---|
a GC yields calibrated against undecane as the internal standard. Average of two trials. ≤3% yield of the diarylated product was detected in all trials. b Dielectric constants from ref. 18 (entries 1–4) and ref. 19 (entry 2). | |||||
1 | CH3CN | 36.6 | 2 | 77 | 1:39 |
2 | CH2FCN | ∼36 | 4 | 10 | 1:2 |
3 | 47.2 | 1 | 45 | 1:45 | |
4 | 42.2 | 44 | 11 | 4:1 |
We also compared DMSO to sulfolane. DMSO, a highly polar sulfoxide, can coordinate to soft metals through sulfur's lone electron pair.16 The use of DMSO as solvent strongly favors reaction at triflate (Table 2, entry 3). Sulfolane has a similar polarity to DMSO, but because it is a sulfone (no lone pair on sulfur) it cannot coordinate to metals in the same manner as DMSO. Consistent with coordinating ability being a critical solvent feature, the use of sulfolane as solvent provides the opposite selectivity as DMSO (entry 4).17
The reaction in the noncoordinating solvents toluene, THF, acetone, sulfolane, and propylene carbonate leads to consumption of 3a (Table 3, entries 1–5, 8 and 9), and the known complex (PtBu3)Pd(2-CF3C6H4)(Cl) is detected by 19F and 31P NMR in most of these solvents.23 In contrast, nearly all of the aryl triflate 3b remains unreacted. This result is consistent with the high selectivity for C–Cl activation observed in the catalytic Suzuki coupling of 1 in these solvents. The lower reactivity in toluene at room temperature (entry 1) is ascribed to the formation of Pd(PtBu3)2, which can be detected by 31P NMR and has been shown previously to react sluggishly with aryl chlorides.2a,b
Entry | Solvent | Recovereda (%) | Reacted | |
---|---|---|---|---|
3a | 3b | 3a:3b | ||
a 19F NMR yields calibrated against C6H5F as an internal standard. Average of two trials. b Heated to 80 °C for 2 h. c PC = propylene carbonate. d Pd(COD)(CH2TMS)2 was omitted from the reaction mixture. e 3a was omitted from the reaction mixture (n.a. = not applicable). | ||||
1 | Toluene | 89 | ≥99 | ≥11:1 |
2b | Toluene | 52 | 98 | 24:1 |
3 | THF | 55 | 97 | 15:1 |
4 | Acetone | 71 | 98 | 15:1 |
5 | MeOH | 70 | ≥99 | ≥30:1 |
6 | MeCN | 97 | 1 | 1:33 |
7 | DMF | 78 | 44 | 1:3 |
8 | Sulfolane | 86 | 95 | 3:1 |
9 | PCc | 83 | 94 | 3:1 |
10d | MeCN | ≥99 | ≥99 | — |
11d | DMF | ≥99 | ≥99 | — |
12e | MeCN | n.a. | 3 | — |
13e | DMF | n.a. | 28 | — |
In contrast to the results in non-coordinating solvents, the use of MeCN or DMF leads to preferential consumption of 3bvia C–OTf activation. In MeCN, 3b is nearly fully consumed after 6 h at room temperature (entry 6), with concomitant formation of palladium black,24–26 an intractable mixture of trifluoromethyl-containing by-products, and a new 19F signal at −77.5 ppm assigned to “free” triflate anion by comparison to the chemical shift of NBu4OTf in the same solvent mixture. Similar results are observed in DMF (entry 7), albeit with lower conversion and lower selectivity compared to MeCN.27
Interestingly, the 31P NMR spectrum of the reaction in DMF reveals a signal at ∼75 ppm that is not detected in any of the other solvents. This signal is also observed when 3a is omitted from the reaction mixture (entry 13). Monitoring the reaction over time reveals that a signal at ∼64 ppm is also present at early time points, but is completely replaced by the ∼75 ppm signal within 3 h (see ESI†). The ∼64 ppm signal can also be detected at 6 h when the reaction is run at 0 °C (see ESI†). We hypothesize that these two signals, which are unique to the reaction in DMF, represent DMF-coordinated species such as [ArPd(PtBu3)(DMF)2]OTf, resulting from oxidative addition of the triflate. Analogous signals are not observed in MeCN, despite its strong coordinating ability. MeCN-bound oxidative addition adducts may decompose more readily due to the smaller sterics of MeCN. For example, NMR and GCMS data indicate that one decomposition pathway under these conditions involves Heck coupling with COD (see ESI†), and coordination of COD to Pd(II) may be less favored in the presence of bulkier DMF ligands compared to MeCN ligands.
Importantly, palladium-free control studies demonstrate that the substrates do not decompose in the absence of Pd (entries 10 and 11). Furthermore, the presence of 3a is not necessary for reaction of 3b to take place in coordinating solvents, suggesting that formation of an anionic species like [Pd(PtBu3)(Cl)]−via initial C–Cl activation of 3a, is not a prerequisite for C–OTf activation in these experiments (entries 12 and 13).28
The results of these stoichiometric studies provide strong evidence that coordinating solvents alone—in the absence of anionic ligands for Pd—can promote a switch in the chemoselectivity of oxidative addition compared to the use of noncoordinating solvents. Based on the known preference for bisligated Pd to react at triflate over chloride, the most likely explanation for the observed selectivity in coordinating solvents is involvement of Pd(PtBu3)(solv) during oxidative addition. We next turned to computational studies to further evaluate the feasibility of solvent-bound species.
Therefore, we reevaluated the energetics of solvent coordination to Pd using methods that include dispersion. Fig. 2 compares the results of calculations performed with B3LYP (no dispersion) and with MN15L36 (accounts for dispersion) using the CPCM solvation model for DMF. When dispersion is not considered (Fig. 2A), the DMF-coordinated transition structure for oxidative addition at triflate (TS5b-dmf) is about 16 kcal mol−1 higher in energy than the lowest-energy monoligated transition structure (TS5a), suggesting that TS5b-dmf is unfeasible. However, use of MN15L leads to very different results: TS5b-dmf is now predicted to be favored over TS5a (Fig. 2B).37 At minimum, these results demonstrate that solvent coordination should not be ruled out on the basis of DFT calculations. Instead, solvent coordination to palladium is likely to be energetically feasible during oxidative addition, especially under experimental conditions in which solvent is in large excess relative to Pd and substrate.
Fig. 2 Effect of dispersion on the stability of DMF-coordinated oxidative addition transition structures. Calculations were performed (A) without dispersion or (B) with dispersion. Free energy values are corrected for concentration (DMF:Pd = 765:1) and are reported after applying Cramer and Truhlar's29 and Head-Gordon's30 quasi-harmonic approximations to vibrational entropy and enthalpy, respectively.31,32 |
To understand this contradiction, we examined the Stille coupling between 1 and PhSnMe3 in DMF (Scheme 3).38,39 Poor conversion is observed at room temperature,40 but 7b is slightly favored over 7a. Methylated products 7e and 7f were also detected in the reaction mixture.41 Overall, the ratio of chloride:triflate activation under these conditions is approximately 4:7 [(7a + 7e):(7b + 7f)], which is qualitatively consistent with the triflate selectivity observed in the Suzuki coupling and in the stoichiometric oxidative addition studies. These results suggest that there may not be a discrepancy between the behavior of Pd/PtBu3 in the catalytic Suzuki vs. Stille couplings in DMF. However, the low conversion in the Stille coupling calls into question the accuracy of selectivity analysis for at least two reasons. First, measurement errors may be introduced when integrating small product peaks on a GC chromatogram or when isolating small quantities of materials. More importantly, the low conversion suggests a very sluggish rate of cross-coupling. If cross-coupling is slow, it is possible for undesired processes like catalyst decomposition to compete with coupling, which could lead to different catalyst speciation compared to the much faster Suzuki coupling system.42
In an effort to increase the conversion of the Stille coupling, the reaction was heated to 100 °C. Slightly higher yields were observed at this temperature, and, interestingly, reaction at chloride becomes preferred. The ratio of chloride:triflate activation under these conditions is approximately 59:7 [(7a + 7e):(7b + 7f)]. The chloride preference under these conditions is consistent with the prior report.9 However, further examination suggests that the selectivity at 100 °C should not be compared to the selectivity at room temperature. We observe an analogous change in selectivity upon heating the Suzuki coupling of 1 in DMF. At 100 °C, selectivity is eroded when using Buchwald's PtBu3-Pd-G4 catalyst (Table 4, compare entries 1 and 2). Furthermore, selectivity actually inverts at 100 °C when using a mixture of Pd2(dba)3 and Pd(PtBu3)2 (entries 3 and 4).43 High temperatures are expected to disfavor bisligated Pd (i.e., reaction at triflate) for entropic reasons. However, the observation that precatalyst influences the selectivity at 100 °C indicates that the increased formation of 2a may reflect more than simply an entropic penalty. We hypothesize that the palladium catalyst is transformed at high temperature into a species that displays different selectivity than the active catalyst at room temperature.44,45 As such, a high-temperature Stille coupling is not comparable to a room-temperature Suzuki coupling or to the room-temperature oxidative addition studies. For these reasons, and in order to achieve a faster rate for the room temperature Stille coupling, we next examined the use of a more reactive substrate, 8.46
Entry | Cat. | Temp (°C) | 1 (%) | 2a (%) | 2b (%) | Ratio 2a:2b |
---|---|---|---|---|---|---|
a GC yields calibrated against undecane as an internal standard. Results are the average of at least two trials. ≤2% yield of the diarylated product was detected in all trials. | ||||||
1 | A | r.t. | 23 | 10 | 60 | 1:6.0 |
2 | A | 100 | 2 | 21 | 30 | 1:1.4 |
3 | B | r.t. | 17 | 11 | 67 | 1:6.1 |
4 | B | 100 | 7 | 33 | 23 | 1.4:1 |
The room-temperature Stille coupling between PhSnMe3 and chloronaphthol derivative 8 proceeds to higher conversion compared to the reaction of 1 (Table 5, entry 1). After 24 h, only 24% of 8 remained unreacted, and numerous products were detected by GCMS. The two major products are 9b and 9d, resulting from triflate activation. Overall, the ratio of chloride:triflate activation is ∼4:52 [(9a + 9c):(9b + 9d + 9h)]. Again, these results show that the Stille coupling displays the same oxidative addition preference as the Suzuki coupling in DMF. Consistent with earlier observations, more reaction at chloride is observed upon heating (entry 2). At 100 °C, the ratio of chloride:triflate activation is ∼46:17 [(9a + 9c):(9b + 9d + 9h)]. Similar selectivity trends are observed when using PhSnnBu3 instead of PhSnMe3 (see ESI†).
Entry | Temp | 8 | 9a | 9b | 9c | 9d | 9e | 9f | 9g | 9h |
---|---|---|---|---|---|---|---|---|---|---|
a GC yields calibrated against undecane as an internal standard. Results are the average of two trials. No other products derived from 8 could be identified by GCMS. | ||||||||||
1 | r.t. | 24 | 1 | 9 | 3 | 42 | 1 | 1 | 1 | 1 |
2 | 100 °C | 1 | 13 | 4 | 33 | 12 | 1 | 8 | 9 | 1 |
Taken together, our studies indicate that the selectivity of oxidative addition is similar under stoichiometric, catalytic Suzuki, and base-free Stille conditions at room temperature in DMF. This conclusion is consistent with the hypothesis that DMF coordinates to palladium and promotes C–OTf oxidative addition at a bisligated Pd(PtBu3)(DMF) complex.
To evaluate this possibility, we subjected substrate 1 to Suzuki coupling conditions in THF in the presence of a variety of anionic additives (Table 6). As previously reported, reaction at chloride is strongly favored in the absence of extra additives, despite the use of KF (a source of fluoride anion) as a base (entry 1). This suggests that bisligated palladium is not the active catalyst under these conditions. However, addition of 18-crown-6, a chelator for K+, induces a reversal of selectivity (entry 2). Alternatively, replacing potassium with a noncoordinating tetrabutylammonium cation also promotes reaction at triflate, albeit with significant substrate decomposition (entry 3). These results suggest that increased availability of free fluoride facilitates reaction at triflate through a mechanism involving [Pd(PtBu3)(X)]−. A similar effect is observed with added tetrabutylammonium salts of Cl− and Br− (entries 4 and 5). Because chloride and bromide are not basic, their effect on selectivity is unlikely to result from an increase in concentration of hydroxide (from water) or deprotonated boronic acid. Instead, it is reasonable to conclude that these salts promote reaction at triflate through formation of [Pd(PtBu3)(Cl)]− or [Pd(PtBu3)(Br)]−. The quaternary ammonium salt of a non-coordinating anion (NBu4OTf) does not have the same effect as the halide salts (entry 6), suggesting that the selectivity change with NBu4F, NBu4Cl, and NBu4Br is not due to a medium effect. In the polar noncoordinating solvents iPrOH and propylene carbonate, the addition of 18-crown-6 also leads to a reversal of selectivity with an increase in the total yield of 2b (entries 7–10). However, poor mass balance is observed, likely due to an enhanced rate of triflate hydrolysis under the more basic conditions. The preexisting triflate selectivity appears to be enhanced in DMF upon the addition of 18-crown-6 (compare entries 11 and 12), although the overall quantity of 2b produced is lower and the poor mass balance complicates interpretation of the selectivity. Taken together, the results in Table 6 show that higher concentrations of “naked” anions promote reaction at triflate. This observation is consistent with the involvement of [Pd(PtBu3)(X)]− under specific conditions that provide free anions in high concentration.
Entry | Solvent | Additive (equiv.) | 1 (%) | 2a (%) | 2b (%) | Ratio 2a:2b |
---|---|---|---|---|---|---|
a GC yields calibrated against undecane as the internal standard. Average at least of two runs. ≤2% yield of the diarylated product was detected in all trials except entry 2 (8% yield of diarylated product). PC = propylene carbonate. b KF was omitted from the reaction mixture. | ||||||
1 | THF | — | 20 | 74 | <1 | >74:1 |
2 | THF | 18-Crown-6 (3) | 0 | 1 | 76 | 1:38 |
3b | THF | NBu4F (3) | <1 | <1 | 13 | <1:13 |
4 | THF | NBu4Cl (1) | 20 | 4 | 69 | 1:17 |
5 | THF | NBu4Br (1) | 3 | 2 | 91 | 1:46 |
6 | THF | NBu4OTf (1) | 26 | 70 | 3 | 23:1 |
7 | PC | — | 15 | 71 | 5 | 14:1 |
8 | PC | 18-Crown-6 (3) | 5 | 1 | 11 | 1:11 |
7 | iPrOH | — | 2 | 87 | 1 | 87:1 |
8 | iPrOH | 18-Crown-6 (3) | 0 | 0 | 3 | <1:3 |
11 | DMF | — | 20 | 10 | 61 | 1:6 |
12 | DMF | 18-Crown-6 (3) | 0 | 0 | 47 | <1:47 |
To our knowledge, this work represents the first compelling evidence for involvement of a solvent ligand during Ar–X oxidative addition at homogeneous Pd in the presence of a phosphine.49 Taken together, the studies reported herein are consistent with the following mechanistic paradigm: in the presence of PtBu3, preferential reaction of chloride proceeds through an oxidative addition transition state involving monoligated PdL (L = PtBu3), as previously established. This selectivity for chloride is observed in non-coordinating solvents in the absence of a high concentration of “naked” halide ions. In coordinating solvents, however, palladium prefers to react at triflate through a transition state involving PdL(solv). Anionic bisligated [PdL(X)]−, where X = halide, also reacts preferentially at triflate. However, this anionic species does not appear to be the dominant active catalyst, even in polar solvents, unless extra measures are taken to increase the concentration of free halide. Such measures include the addition of a crown ether to chelate potassium from KF or the addition of quaternary ammonium halide salts.
Footnotes |
† Electronic supplementary information (ESI) available: Experimental and computational details; NMR spectra; calculated energies; cartesian coordinates of minimum-energy calculated structures. See DOI: 10.1039/d1sc05862b |
‡ These authors contributed equally. |
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