Leigh R.
Crilley
*,
Andrea A.
Angelucci
,
Brian
Malile
,
Cora J.
Young
,
Trevor C.
VandenBoer
and
Jennifer I. L.
Chen
*
Department of Chemistry, York University, Toronto, ON, Canada. E-mail: lcrilley@yorku.ca; jilchen@yorku.ca
First published on 16th April 2021
Current guidance by leading public health agencies recommends wearing a 3-layer cloth-based face mask with a middle non-woven material insert to reduce the transmission of infectious respiratory viruses like SARS-CoV-2. In this work we explore the material characteristics for a range of readily available non-woven materials and their sub-micron particle filtration efficiency (PFE), with the aim of providing evidence-based guidelines for selecting appropriate materials as inserts in cloth-based masks. We observed a wide range of ideal PFE for the tested non-woven materials, with polypropylene, Swiffer and rayon/polyester blend providing the highest PFE and breathability. Our results suggest that materials comprising loose 3D fibrous webs (e.g. flannel, Swiffer and gauze) exhibited enhanced filtration efficiency compared to compressed counterparts. Common modifications to fabrics, such as water-resistant treatment and a sewn seam were also investigated. Overall, we demonstrate that adding an appropriate non-woven material as an insert filter can significantly improve the performance of cloth-based masks, and there exist suitable cellulose-based alternatives to polypropylene.
Environmental significanceThe widespread use of face masks has previously been adopted by those living in megacities and low- or middle-income countries to combat the effects of air pollution. The identification of infectious respiratory aerosols in the same size range as aerosols in air pollution, coupled with supply chain disruption in the pandemic, highlights the need for guidelines in face mask materials. Reusable cloth-based masks are environmentally responsible alternatives to disposables. In this work non-woven material inserts to improve nanoscale filtration efficiency of cloth-based masks, and further their lifetime, are explored. We employ industry filtration testing standards to identify suitable materials. A greater uptake of mask use will reduce the transmission of sub-micron respiratory aerosol and reduce exposure to atmospheric aerosol pollution. |
A healthy individual respires aerosol of a similar size during speaking or breathing, but up to an order of magnitude more when speaking, as measured by number of aerosols per cubic centimeter of air.8,9 The fate of aerosols emitted by people depends largely on their size.10 Coughing and sneezing typically release larger respiratory droplets (>5 μm in diameter) that can affect the immediate area (∼2 m) on the order of minutes, followed by the droplets settling to surfaces. Meanwhile the smaller aerosols (<5 μm) typically released by breathing or speaking can travel tens of meters and remain entrained in air for hours due to their low mass, furthering the area of infection risk.8,11,12 In indoor environments, aerosols with diameter less than 2.5 μm can remain suspended for up to 10 hours.13 It was observed that SARS-CoV-2 remains viable in aerosols after 3 hours of suspension in air,14 and a recent work reported viable virus in airborne aerosol of 0.25 to 0.5 μm.15 The highly transmissible new variants of SARS-CoV-2 have raised alarms of airborne risks.2 There is growing evidence of individuals being exposed to infective aerosols occurring at distances beyond 2 meters from an infected person in enclosed spaces,16 and past reports of SARS outbreaks in high-rise buildings suggested aerosols can traverse between vertically aligned apartments through connected drainage pipes and vents.17–19 A greater preparedness in cataloguing properties of mask materials, including their sub-micron aerosol filtration efficiency, may allow rapid policy adjustments and recommendations by health agencies for personal protection. In the current work, we use the term aerosol throughout but note within the literature the term particle is also used synonymously.
The shortage of commercial masks in the early onset of the pandemic has inspired do-it-yourself movements for cloth masks. These can be readily sewn, and the improved comfort and personalization offers resilience against mask fatigue. Although cloth-based face coverings provide less protection than medical-grade or N95 masks, they are intended for use in different settings. Medical-grade masks must protect the wearer in high-risk settings (e.g. hospital), while cloth masks are viable alternatives in reducing community transmission without depleting precious personal protective equipment from health workers.20 Recent modeling results demonstrate that community mask use provides a high return in reducing the duration and amplitude of future waves of SARS-CoV-2 transmission,21 with work demonstrating superior performance of masks over face shields in limiting aerosol emission in a human cough simulator.22 Increasing the effectiveness of cloth-based masks with broadly accessible non-woven inserts will realize further gains.
Due to the well-established risks associated with air pollution and atmospheric fine particles (PM2.5),23 reducing personal exposure with cloth-based face masks is increasingly popular in countries such as South and East Asia that suffer from poor air quality.24,25 There is evidence that wearing a face mask can reduce some of the harmful effects of air pollution exposure, but it remains unclear what level of reduction is required to obtain any benefits.26,27 There has been limited work on the ability of cloth-based face masks to filter ambient aerosol, with studies generally finding their overall efficacy to be reduced owing to poor fit and design. Shakya et al.28 used sub-micron diesel exhaust aerosol as a proxy for air pollution and found the filtration efficiency of commercial cloth-based face mask varied between 16–57%, with the variance attributed to the design and materials used. With sub-micron ambient aerosol thought to be more toxic than larger aerosol,29 methods to increase the effectiveness of cloth-based face masks to filter sub-micron aerosol can also be applied to reduce personal exposure to air pollution.
Several works have examined different materials for cloth masks or face coverings. Most of the research focused on testing the filtration efficiency of larger aerosol sizes (>1 μm) of the materials because this size fraction covers the majority of aerosols emitted in human breathing that may contain viable infectious virus.30 Pan et al.22 observed increasing filtration efficiency with increasing aerosol size, consistent with theory.31 Most materials had filtrations of >50% at 2 μm and >75% at 5 μm. Similarly, Rogak et al.32 found that nearly all materials tested removed aerosols >5 μm, though the filtration efficiency of 1–5 μm aerosols for common fabrics varied considerably, with the difference in filtration performance partly explained by material structure. Theoretical prediction of filtration efficiency is related to the packing density of the fibers, the mat thickness, diameter of the fibers and the single fiber efficiency.31 This relationship, however, is not readily applied to fabrics because the wide range of weaves and structures of yarns where fibers are not all perpendicular to the flow. Besides filtration efficiency, the flow impedance of the material, a measure of its breathability, is crucial when considering the thermal comfort of face masks.33–36 Increasing the number of layers of material results in an increase in filtration efficiency, yet reduces the breathability.35 Hence, when choosing materials for multi-layer face masks both variables need to be considered. It is important to note that the efficacy of a face mask not only depends on its ideal filtration properties, but to a large extent on the fit of the face mask. Small leaks (1–2% by area) can lead to notable decreases in filtration efficiency of up to 66% for aerosols less than 5 μm.33,37 Several works have shown that cloth-only layers do not provide adequate blocking of sub-micron aerosols.38,39 Accordingly, the WHO and other public health agencies are recommending a 3 layer combination including a middle non-woven material. To this end, some studies examined vacuum bag33 and furnace filters, such as HEPA and MERV-13.22,35,40 Although these commercial filters are highly effective for blocking sub-micron aerosol, they are not intended as single-use and would require disassembling of the product by the consumer.
Herein, we present a study of non-woven materials that are readily available, low-cost and easily cut for use as insert filters in cloth-based masks. Instead of performing a blanketed survey of tens or hundreds of products in the market, we applied the knowledge of manufacturing process, fiber blend and desirable characteristics to guide our selection. We investigated the ideal filtration efficiency of sub-micron sized aerosols, breathability and materials properties. We also examined the effects of common modifications to fabrics including the application of water-resistant treatment and the presence of a seam. With the increasing knowledge on the likelihood of viral transmission through aerosols, our study aims to complement existing work, bridge the gap of fundamental science for cloth-based masks, and help provide evidence-based guidelines on the selection of material for mask design. Our findings can be more broadly implemented in the reduction of other environmental aerosol exposures of concern, such as those constituents in sub-micron atmospheric aerosols identified as carcinogens.41
A detailed description of the material testing regime can be found in the ESI.† Briefly, each material was tested three times, with a new sample of material used for each test. For each sample test, three SMPS scans were recorded. Prior to and after each sample test (ca. every 20 min), measurements of the nebulizer output with an empty filter holder were taken to monitor the variability in the test aerosol output. These negative control measurements were performed to ensure consistent test aerosol output, and co-efficient of variance (CV) of aerosol output in terms of number concentration per size bin was typically below 10% (see Fig. S1†). Any sample test where the average CV in particle number concentration per size bin for the pre- and post-material tests was greater than 10% were retested. The filter holder and SMPS impactor were cleaned thoroughly using a damp Kimwipe between negative control and material tests to ensure no bias from a buildup of NaCl.
(1) |
(2) |
(3) |
(4) |
ID | Material | Basis weight (g m−2) | Diffuse reflectance (%) | Water contact angle (degree) |
---|---|---|---|---|
a From manufacturer's specification. | ||||
W1 | Prima cotton | 127.6 ± 2.0 | 65.5 | |
W2 | Woven cotton | 152.5 ± 3.4 | 67.0 | |
W3 | Microfiber | 95.4 ± 3.6 | 69.9 | |
W4 | Flannel | 164.9 ± 0.4 | 79.2 | |
W5 | Flannel with seam | |||
W6 | Water-resistant flannel | 118.2 ± 8.3 | ||
NW1 | Interfacing light | 27.0 ± 1.2 | 24.2 | |
NW2 | Interfacing medium | 61.2 ± 1.9 | 43.0 | 94.9 ± 3.8 |
NW3 | Polypropylene | 40a | 32.2 | 117.2 ± 7.1 |
NW4 | Swiffer | 36.6 ± 1.8 | 39.0 | 132.2 ± 1.3 |
NW5 | Baby wipe | 52.3 ± 2.0 | 63.8 | |
NW6 | Rayon/polyester wipe (50%/50%) | 62.9a | 45.7 | |
NW7 | Cellulose/polyester wipe (55%/45%) | 54.6a | 54.8 | |
NW8 | ACL staticide wipe (55% cellulose/45% polyester) | 80.0a | 70.9 | |
M7 | Blue mask | 125.7 ± 2.9 (outer); 121.4 ± 3.0 (inner) | ||
M8 | Green mask | 119.4 ± 5.5 (outer); 102.5 ± 2.8 (inner) | ||
M9 | Gauze (rayon/polyester) | 31.1 ± 0.4 (1 ply) | 37.0 (1 ply); 62.5 (3 ply) |
Fig. 1 SEM images of non-woven materials: (A) polypropylene; (B) Swiffer; (C) baby wipe; (D) rayon/polyester wipe; (E) cellulose/polyester wipe; (F) ACL staticide wipe. Scale bar in inset: 50 μm. |
The non-woven materials were selected based on their availability, practicality, and properties such as hydrophobicity and electrostatics that have been suggested to be desirable in filters. The interfacing material comprising dry-laid polyester fibers exhibits high porosity (seen in Fig. S4a†) and low optical reflectivity. Fig. 1A shows the SEM image of the polypropylene material comprising spunlaid fibers that are thermally bonded.47 Swiffer, shown in Fig. 1B, consists of polyester/polypropylene fibers that form an open three-dimensional fibrous web which is electrostatically charged to attract and trap particles. Fig. 1C–F show the microscopic structures of the wipes; interestingly, longitudinal grooves along the fibers were observed in the rayon/polyester blend (Fig. 1D) and to a lesser extent in the baby wipe (Fig. 1C). In contrast, the material containing cellulose showed flat ribbons intermixed with cylindrical fibers (Fig. 1E). Although the industrial wipes (Fig. 1D–F) were all produced using hydroentanglement, the morphology varies greatly depending on the composition of the fibers.
Fig. 3A shows the PFE vs. aerosol size for the fabrics, where the comparative performance of flannel being greater than woven cotton is consistent with previous reports.33,35,38 Flannel has directionally oriented raised fibers from the weave (i.e. nap) and is more effective at filtration than plain woven cotton. The microfiber fabric we tested is light weight and did not show improved performance compared to woven cotton despite the high thread count (1080 TPI). Studies have shown that thread count did not correlate with filtration efficiency because fabrics with higher thread count might consist of thinner fibers which have low single fiber efficiency.33 For comparison, we tabulated the PFE of aerosols of different size ranges and summarized the overall PFE of >100 nm particles (i.e. 100–750 nm; Table 2). We set 100 nm as our cut-off because the size of the SARS-CoV-2 virus is ∼100 nm, below which fragments of the viral components are considered non-infectious. The virus would be present in aerosol with dried salts and other components of respiratory fluid, thereby the diameter of potential viable aerosols would be above this 100 nm limit. Thus, a PFE >100 nm is a conservative (or worst-case) estimate of material performance. PFE data for aerosol less than 100 nm, also known as ultra-fine particles (UFP), are included to provide a deeper insight into the materials' performance. Emerging evidence suggest UFP in polluted ambient air may have enhanced toxicity compared to larger aerosols.29 Herein the overall PFE discussed refers to size >100 nm unless otherwise noted. We observed a low PFE of 6.9% by woven cotton, 4.2% by microfiber and 15.6% by flannel.
ID | Material | PFE<100nm (%) | PFE100–300nm (%) | PFE300–750nm (%) | PFE>100 nm (%) | I (mbar−1 cm s−1) | QF |
---|---|---|---|---|---|---|---|
Woven | |||||||
W1 | Prima cotton | 19.2 ± 4.0 | 4.3 ± 0.7 | 2.0 ± 2.1 | 3.4 ± 1.3 | 0.04 | 0 |
W2 | Woven cotton | 20.8 ± 1.9 | 8.3 ± 1.2 | 5.2 ± 3.3 | 6.9 ± 2.1 | 0.04 | 1.9 |
W3 | Microfiber | 15.5 ± 3.3 | 4.8 ± 2.2 | 1.4 ± 3.0 | 4.2 ± 2.6 | 0.06 | 0.2 |
W4 | Flannel | 40.9 ± 1.7 | 16.5 ± 2.9 | 10.6 ± 4.1 | 15.6 ± 3.4 | 0.04 | 6.2 |
W5 | Flannel with seam | 52.2 ± 1.7 | 22.5 ± 2.2 | 11.7 ± 2.5 | 20.7 ± 2.4 | 0.06 | 3.9 |
W6 | Water resistant-flannel (WR-flan.) | 53.2 ± 1.7 | 25.3 ± 1.9 | 15.4 ± 1.4 | 23.7 ± 1.7 | 0.05 | 6.4 |
Non-woven | |||||||
NW1 | Interfacing light | 4.9 ± 3.2 | 0 ± 2.1 | 0 ± 4.2 | 0 ± 3.1 | 0.003 | 0.0 |
NW2 | Interfacing medium | 20.6 ± 4.9 | 0.5 ± 2.5 | 0 ± 3.4 | 0 ± 2.9 | 0.01 | 0.0 |
NW3 | Polypropylene (PP) | 47.0 ± 2.9 | 22.5 ± 2.5 | 13 ± 4.4 | 21.1 ± 3.4 | 0.04 | 5.4 |
NW4 | Swiffer | 58.5 ± 3.0 | 24.8 ± 3.6 | 11.3 ± 4.6 | 22.3 ± 4.1 | 0.01 | 24.7 |
NW5 | Baby wipe | 39.1 ± 3.6 | 10.0 ± 1.9 | 0.0 ± 1.6 | 8.0 ± 1.7 | 0.01 | 0 |
NW6 | Rayon/polyester wipe | 58.4 ± 4.6 | 29.5 ± 8.8 | 23.0 ± 10.2 | 26.6 ± 9.4 | 0.01 | 44.7 |
NW6U | Rayon/polyester wipe Uncond. | 68.1 ± 1.9 | 41.2 ± 1.6 | 29.2 ± 2.9 | 38.9 ± 2.1 | 0.03 | 30.5 |
NW7 | Cellulose/polyester wipe | 37.6 ± 4.6 | 10.6 ± 4.0 | 4.1 ± 4.9 | 9.2 ± 4.4 | 0.03 | 1.8 |
NW8 | ACL staticide wipe | 65.8 ± 0.2 | 37.3 ± 1.2 | 31.0 ± 1.7 | 36.1 ± 1.4 | 0.12 | 8.6 |
Multilayer | |||||||
M1 | Prima cotton 2 layer | 22.7 ± 1.6 | 9.3 ± 2.3 | 6.9 ± 2.7 | 8.9 ± 2.5 | 0.08 | 2.1 |
M2 | Woven cotton 2 layer | 30.2 ± 2.6 | 13.7 ± 1.4 | 10.7 ± 0.7 | 12.6 ± 1.1 | 0.09 | 3.1 |
M3 | Flannel 2 layer | 65.2 ± 0.6 | 31.9 ± 0.7 | 22.5 ± 0.4 | 30.5 ± 0.5 | 0.1 | 6.8 |
M4 | Flannel/PP/flannel | 88.3 ± 1.6 | 52.5 ± 1.9 | 35.0 ± 2.2 | 49.0 ± 2.0 | 0.12 | 8.1 |
M5 | WR-flannel/Swiffer/flannel | 83.3 ± 1.0 | 43.3 ± 2.0 | 31.7 ± 0.7 | 40.4 ± 1.4 | 0.15 | 5.7 |
M6 | Flannel/rayon-PE/flannel | 87.3 ± 2.3 | 54.4 ± 5.2 | 41.5 ± 4.5 | 48.6 ± 4.9 | 0.09 | 15.9 |
M7 | Blue mask | 97.0 ± 1.4 | 95.3 ± 2.1 | 96.2 ± 1.6 | 95.4 ± 1.9 | 0.11 | 81.9 |
M7R | Blue mask (reverse) | 96.9 ± 0.7 | 94.8 ± 0.7 | 95.5 ± 0.3 | 94.9 ± 0.5 | 0.11 | 78.4 |
M8 | Green mask | 87.4 ± 4.6 | 85.4 ± 5.8 | 78.3 ± 6.4 | 84.3 ± 6.1 | 0.07 | 78.6 |
M8R | Green mask (reverse) | 95.2 ± 0.5 | 97.6 ± 0.3 | 75.0 ± 1.0 | 94.1 ± 0.6 | 0.07 | 114 |
M9 | Gauze 3 layer | 83.4 ± 1.9 | 79.5 ± 4.3 | 75.1 ± 5.3 | 78.8 ± 4.7 | 0.02 | 190 |
We then examined common modifications to the fabric, such as a seam that can be present in certain mask designs. Using flannel as the example, we measured statistically similar PFE of >100 nm for fabric with (20.7%) and without (15.6%) a seam (p > 0.05). In contrast, for <100 nm particles where filtration by diffusion is the dominant mechanism, the PFE of flannel with seam (52.2%) is significantly higher than without a seam (40.9%, p < 0.01). The increase may have arisen from the added amount of fabric at the seam (∼25% for the tested area of 14.5 cm2). The results show that leakage through the seam was minimal and should not deter the design of a well-fitted mask. We examined the application of a water-resistant product to yield hydrophobic fabrics. Based on the properties of disposable masks and public health guidelines, having a hydrophobic outer layer may be beneficial for enhancing filtration efficiency. We observed a relative increase of 52% in PFE when the flannel was treated with the water-repellent product (denoted as WR-flannel), from 15.6% to 23.7% (p < 0.01). Fig. S5† shows the PFE distributions of flannel with different modifications. Nevertheless, with two layers of woven fabrics, the PFE ranged from 12.6% for woven cotton to 30.5% for flannel, outlining the ineffectiveness of cloth-based face coverings against sub-micron aerosols.38,39 Thus, it is desirable to include a more effective filtration material in layers, particularly for use in the moderate to heavy flow regime expected under moderate physical exertion.44
Fig. 3C shows the PFE distribution of the rayon/polyester, cellulose/polyester and ACL staticide (compositionally also cellulose/polyester) wipes. The ACL staticide exhibited PFE of 36.1%, followed by rayon/polyester wipe of 26.6%, and cellulose/polyester of 9.2%. The ACL staticide wipe has the highest basis weight of all wipes and is electrostatically charged. It outperformed polypropylene in terms of PFE, however, it was also the least breathable out of all single-layer materials. On the other hand, the rayon/polyester wipe (NW6) exhibited similar PFE performance as polypropylene but had a lower impedance (0.01 vs. 0.04 mbar cm−1 s−1) and hence a high quality factor of 44.7. Because the cellulose-based wipes are highly sorbent, we hypothesized that a prolonged exposure to moisture, such as the pre-conditioning step we employed, may influence the properties of the material. We tested the rayon/polyester wipe without pre-conditioning (NW6U) and found a higher PFE at 38.9% compared to that with conditioning at 26.6%; a change in the impedance was also detected (0.01 vs. 0.03 mbar cm−1 s−1) with and without conditioning, respectively). The statistically different PFE (p < 0.05) suggests that prolonged use and exposure to respiratory droplets may diminish the PFE of sorbent materials. Notably, the hydroentanglement process did not yield consistently high PFE across the different materials, suggesting that chemical composition, microstructure and other materials properties are important factors and control the single fiber efficiency.47,49 We hypothesize that the superior sorbency of the rayon/polyester blend (439 mL m−2) and its longitudinal grooves on the fiber morphology, which yielded high surface-area-to-volume ratio, may have led to a high single fiber efficiency.
As such, we tested another material comprising rayon/polyester blend – a gauze pad. At 3 ply (i.e. 3 layers), the PFE shown in Fig. 3E was extremely high (at 78.8% for >100 nm particles), while the impedance (0.02 mbar cm−1 s−1)) was comparable to other non-woven materials. Gauze can be an effective filter material that is breathable and widely accessible to the general public, though we caution that there exist variations of gauze which may have different weaves and pore sizes. The gauze we investigated was spunlaced non-woven rather than woven, with loose fibers that rise between the pores (Fig. S4h†). Our results suggest that materials comprising loose 3D fibrous webs (e.g. flannel, Swiffer and gauze) exhibit enhanced filtration efficiency compared to compressed counterparts, in line with previous finding that the better material structures expose individual fibers to the flow.33 Fig. S6† summarizes the PFE of woven and non-woven materials with respect to the optical reflectance.
PFEtotal = 1 − (TL1 × TL2 × …) | (5) |
Fig. 4 Comparison of PFE for 100–300 nm and 300–750 nm aerosol size bins for selected materials of single and multiple layers, as well as in combination with multiple types of materials. |
For comparison, we tested the PFE of two disposable masks (referred to as blue and green, based on their colors). We tested inward and outward effectiveness with aerosols impinging on the outer layer vs. the inner layer to examine the protection of the masks for and from the wearer. The PFE of the disposable masks are shown in Fig. 3F. Interestingly, the green mask exhibited a difference between the two sides of the mask (84.3% vs. 94.1%) while the blue mask performed with ∼95% PFE in both directions. The differences in performance between the masks reflect their construction: the blue mask consisted of spunbond polypropylene/electrostatic melt-blown fibers/spunbond polypropylene where the terminal layers were made of the same material. The water contact angles of the two sides of the blue mask were comparable (i.e. 125.7 vs. 121.4 degrees, Table 1). The green mask, however, was constructed to be more breathable as the manufacturer referenced a composition of spunbond polypropylene (outer layer), electrostatic melt-blown fibers (middle) and a breathable inner layer. The impedance of the green mask (0.07) was observed to be lower than that of blue mask (0.11). We observed the inner layer of the green mask to have similar properties as the interfacing material, though its composition is unknown. The water contact angles of the outer and inner layer of the green mask were 119.4 and 102.5 degrees, respectively. The different wetting behavior contributed to the difference in PFE when measured in forward vs. reverse directions. It suggests that some disposable masks are designed to primarily protect the wearer, and it is important to wear them correctly.
Fig. 6 Plots of impedance vs. PFE (>100 nm) for (A) single layer materials and (B) multilayer material combinations. |
The multilayer combinations tested had a similar impedance as the disposable mask but with varied and lower PFE (Fig. 6B). The WHO recommends cloth-based masks have a QF greater than 3. All of the 3 layer combinations tested here exceed these WHO guidelines and would be a suitable alternative to disposable masks for use in low-risk settings. Of the tested multi-layer material combinations, 3 layer gauze had the highest PFE, similar to the tested disposable masks (Fig. 6B). Notably, the suitable non-woven materials identified in our study, such as Swiffer, hydroentangled rayon/polyester wipe and gauze, cost 0.03–0.09 USD per insert (estimated for an area of 160 cm2).
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/d1en00277e |
This journal is © The Royal Society of Chemistry 2021 |