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Molecular and heterogeneous water oxidation catalysts: recent progress and joint perspectives

J. Li , C. A. Triana , W. Wan , D. P. Adiyeri Saseendran , Y. Zhao , S. E. Balaghi , S. Heidari and G. R. Patzke *
Department of Chemistry, University of Zurich, Winterthurerstrasse 190, CH-8057 Zurich, Switzerland. E-mail: greta.patzke@chem.uzh.ch

Received 31st July 2020

First published on 6th January 2021


Abstract

The development of reliable water oxidation catalysts (WOCs) is essential for implementing artificial photosynthesis on a large technological scale. WOC research has evolved into two major branches, namely molecular and heterogeneous catalysts. Manifold design principles and plenty of mechanistic insights have been developed in these individual fields after decades of investigations. Over the past years, a growing need for knowledge transfer between both sides has emerged in order to expedite the development and optimization of next-generation WOCs. In this review, we first provide selected recent highlights in the area of molecular WOCs with different nuclearities, together with current mechanistic insight. WOCs offering molecular integrity under operational conditions are ideal platforms for elucidating reaction mechanisms and well-defined structure–function correlations at the atomic level. Next, recent mechanistic advances and design strategies for heterogeneous WOCs are illustrated for representative examples, together with a discussion of their inherent limitations in mechanistic studies. Finally, illustrative cases of knowledge transfer between molecular and heterogeneous WOCs are discussed to highlight the advantages of combining the best of both catalyst types. For the sake of conciseness, this review focuses primarily on WOCs based on the first-row transition metals, which are attracting increasing attention for both fundamental studies and economic applications.


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J. Li

Jingguo Li is a PhD student at the University of Zurich in the group of Prof. Greta R. Patzke. He obtained his BSc Degree from Henan University in 2010, and his MSc Degree from the University of Science and Technology of China in 2013. Subsequently, he worked as a Research Engineer at the National University of Singapore, developing polymeric thin films for water purification applications. Then he moved to UZH in 2016 and is currently focusing on photo(electrochemical) water oxidation research.

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C. A. Triana

Carlos A. Triana received his BSc degree in Physics in 2010 and MSc in Science-Physics in 2013 from the National University of Colombia. In the same year, he started his studies in Solid State Physics at Uppsala University, Sweden, and received his Lic. Phil. degree in 2015 and his PhD in 2017. Currently, he is a postdoctoral researcher at the Department of Chemistry, University of Zurich. His research interests focus on the implementation of computational methods, theoretical and experimental approaches to understand the structure, transport, magnetic, optical, electronic properties and application of solid-state nanostructures, metal oxides, thin films and hybrid organic–inorganic systems.

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W. Wan

Wenchao Wan received his MSc in Materials Science and Engineering from Southwest Petroleum University in 2016. Then he joined Prof. Greta R. Patzke's group to pursue his PhD degree at the University of Zurich. His current research focuses on the design, synthesis and characterization of new types of graphene-based catalysts for energy storage and conversion with special emphasis on single-atom catalysts for electrocatalytic applications.

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D. P. Adiyeri Saseendran

Devi Prasad received his BS-MS Dual Degree in Chemistry from the Indian Institute of Science Education and Research, Bhopal in 2018, working on solid state materials and crystallography. Then he moved to Prof. Greta R. Patzke's research group at the University of Zurich for his PhD studies. His present research focuses on the synthesis, structural tuning and in situ mechanistic investigations of multi-nuclear molecular water oxidation catalysts using combined synchrotron X-ray and conventional spectroscopic techniques, together with their immobilization on metal oxide surfaces for photo/electrocatalytic water oxidation.

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Y. Zhao

Yonggui Zhao received his BSc in Electrical Engineering from Northeastern University (2014) and his MSc in Solid-state Electronics from Tianjin University (2017). After working as a Junior Researcher in experimental physics at the University of Amsterdam, he joined the group of Prof. Greta R. Patzke as a PhD candidate in University of Zurich (December 2017). He is currently working on nanostructured materials in electrocatalysis.

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S. E. Balaghi

S. Esmael Balaghi received his BSc in Chemistry from Shiraz University and MSc in Inorganic Chemistry from the Institute for Advanced Studies in Basic Sciences (IASBS). In 2016, he joined Prof. Greta R. Patzke's research group as a PhD candidate at the University of Zurich. He is currently working on in situ electrochemical studies of water splitting catalysts with different operando techniques such as X-ray absorption spectroscopy and in situ electrochemical liquid-cell electron microscopy methods.

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S. Heidari

Sima Heidari is a Postdoctoral Researcher at the University of Zurich in the group of Prof. Greta R. Patzke. She received her MSc from the Institute for Advanced Studies in Basic Sciences (IASBS) in 2012, and her PhD degree from the University of Tabriz in 2017. Her current research is focused on developing earth-abundant transition metal-based electrocatalysts for the water oxidation reaction.

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G. R. Patzke

Greta R. Patzke received her PhD from the University of Hannover and her venia legendi at ETH Zurich. She then moved to the University of Zurich, where she was promoted to Full Professor in 2016. Her research interests include the hydrothermal synthesis and monitoring of nanomaterials for environmental applications, together with the catalytic properties and bio-medical applications of polyoxometalates. She is a Board Member of the UZH Research Priority Program “Light to Chemical Energy Conversion”, where her group investigates a wide range of molecular, nanostructured and solid-state transition metal-based catalysts for water oxidation.


The quest for reliable water oxidation catalysts (WOCs)

Finding efficient ways to capture and store renewable solar energy in chemical bonds through artificial photosynthesis (AP), e.g. water splitting, is currently one of the most competitive and intensely researched topics.1,2 To date, the large-scale production of renewable hydrogen via AP is significantly constrained by the lack of efficient, low cost and durable WOCs.3,4 This is due to the many unresolved fundamental issues of the energetically and kinetically demanding four-electron transfer oxygen evolution reaction (OER):
2H2O → 4H+ + 4e + O2E0 = 1.23 V vs. NHE
Understanding the catalytic mechanisms associated with this multi-electron process is inherently difficult and demands joint efforts from multidisciplinary collaborations.5 Over the past decades, numerous WOCs have been designed and evaluated, ranging from small molecular nuclearities to heterogeneous materials.6,7 A remarkable arsenal of optimization strategies and mechanistic models have been accumulated for both molecular and heterogeneous WOCs.1,8 Herein, we employ the term ‘molecular’ instead of ‘homogeneous’ because not all molecular WOCs operate in a homogeneous solution, such as immobilized molecular WOCs and molecular assembles. Meanwhile, the term ‘heterogeneous’ WOCs here is also extended beyond the conventional view that the catalytic activity arises from surface sites only, for example, the internal metal sites of a crystalline solid were shown to be active when amorphization occurs.9 Therefore, an evolutionary concept of molecular and heterogeneous WOCs is required to integrate new, overarching insights into catalytic processes.10 Forefront research increasingly aims to move beyond the conventional differentiations between molecular and heterogeneous design concepts and explore the mutual exchange between both communities. However, clear identification and isolation of molecular compounds that truly bridge both fields remain challenging.11,12

Further, limiting factors in both molecular and heterogeneous WOC research include the lack of operational durability on the molecular side and insufficient molecular-level understanding of heterogeneous catalysts on the other side.13 Thus, to promote progress on both fronts, innovative ways to solve these inherent problems are required, together with new strategies for reciprocal knowledge transfer. A common starting point is the involvement of equivalent reactive moieties in both molecular and heterogeneous WOCs at the atomic level.14 Specifically, the surface of a finite particle offers localized molecular centers for catalytic reactions, while some key molecular motifs are essentially surface cut-outs of solids. These structural similarities clearly link both fields for a mutual transfer of insight, which is beneficial and indispensable for optimizing the performance and durability of WOCs in general.

In this review, we discuss new strategies for knowledge transfer between both molecular and heterogeneous WOC research after a survey of their recent individual research progress (with main focus on first-row transition metal (TM)-based systems of application-oriented and fundamental interest). In Part I, the advantages of molecular WOCs are highlighted in terms of their nuclearity, mechanistic understanding and clear structure–activity correlations. This enables the targeted design of molecular WOCs with desired functionality, such as mimics of Nature's photosystem II (PSII). The spectrum of current optimization strategies such as engineering the metal nuclearity, tuning the electronic properties of the surrounding ligands, and introducing intramolecular proton regulation sites is concisely summarized. In addition, the importance of molecular integrity is addressed. Part II starts with advances in the mechanistic exploration of heterogeneous WOCs, taking Co- and Fe-oxides as representative and deeply explored examples of transition metal-based WOCs. We highlight the dynamic reaction pathways that are associated with material properties and experimental conditions. Further, emerging heterogeneous optimization strategies such as substitution of secondary elements, vacancies, lattice strain and crystal planes are discussed. Additionally, we also acknowledge the controversial topics of surface amorphization and real active centers of some classic heterogeneous WOCs. Finally, in Part III, the trends in the mutual knowledge transfer between both sides are reviewed. We begin with exploring the optimization of heterogeneous WOCs as tools for the molecular realm, such as the translation of reactive site motifs and application of the scaling relations. Furthermore, several molecular strategies emerging from heterogenized single-atom catalyst systems as models are introduced, such as structural features of the support and catalyst, coordination engineering and cooperative metal centers. Finally, emerging joint molecular and heterogeneous systems are discussed to highlight the advantages of combining both fields directly.

Part I: recent developments and mechanistic studies of molecular WOCs

1.1. Molecular WOCs as platforms for accessing reaction mechanisms

1.1.1. Atomic-scale access to active sites. A precise understanding of the molecular structure at increasing atomic resolution is an essential step toward the rational design of efficient molecular WOCs. Over the last years, a number of studies have tackled this issue using the diffraction, scattering, microscopy and spectroscopy techniques.15,16 To some extent, this has solved many challenging molecular structures and allowed their active sites to be characterized in detail. However, cutting-edge experiments using high energy radiation sources are required for truly accessing the molecular structure and the active moieties of sensitive catalysts at maximum atomic-level resolution when conventional X-ray crystallography is not an option.17 Considering that many molecular WOCs suffer from structural “radiation-damage” at high-dose energy experiments, advanced methods based on radiation damage-free structural characterizations have attracted significant interest and considerable developments.18

Recently, X-ray-free electron laser (XFEL) diffraction was used to solve the structure of metastable intermediates in the Mn4CaO5 complex of Nature's PSII at increased atomic resolutions of 1.85–1.87 Å.19 These low-dose XFEL experiments showed the presence of two environments around two monomers with different hydrogen bonding in the dimeric Mn4CaO5 moiety (Fig. 1a). In another representative study, the high-energy X-ray pair distribution function (PDF) was used to resolve the structure of an amorphous iridium-oxide WOC. The authors suggested that the peak at 3.07 Å in the PDF (Fig. 1b)20 resembles the local structures found in Cp*Ir(μ-O)3IrCp*, Ir2Cl2(1,5-cyclooctadiene)2(μ-OH)2(μ-O), and alkoxy derivatives featuring non-planar (μ-O(R))2 geometry. According to these results, the authors proposed that the local structure of amorphous Ir-oxide WOCs comprises distorted Ir(μ-O)3Ir/Ir(μ-O)2Ir substructures. A similar study on active Cp*IrIII complexes (Cp* = pentamethyl-cyclopentadienyl)20,21 showed that the local structure of these complexes features IrIV-dimers of mono-μ-O cores with terminal anionic ligands (Fig. 1c).21 Recently, some of us applied reverse Monte Carlo (RMC) modeling of PDF data to unravel the atomic range structure of a disordered 1D cobalt coordination polymer catalyst (Co-dppeO2).22 Our results revealed that the structure of Co-dppeO2 consists of hydrated edge-site {H2O–Co2(OH)2–OH2} motifs, nested within an organic matrix of bridging hydrophobic dppeO2 ligands (Fig. 1e).


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Fig. 1 (a) Superposition of two different structures around the Mn4CaO5 cluster derived from low-dose XRD-XFEL experiments. Reproduced with permission from ref. 19. Copyright 2017 The American Chemical Society. (b) High-energy G(r) function (PDF) for the structure of an amorphous Ir-based WOC. Reproduced with permission from ref. 20. Copyright 2014 The Royal Society of Chemistry. (c) and (d) Experimental and calculated G(r) function and EXAFS spectra of a Cp*IrIII WOC for chemical and electrochemical activation. Reproduced with permission from ref. 21. Copyright 2016 The American Chemical Society. (e) and (f) Experimental and calculated G(r) function and EXAFS spectra of Co-dppeO2. Reproduced with permission from ref. 22. Copyright 2019 Elsevier. (g) Low dose-rate HRTEM image for the incomplete cubane-cluster [Mo3S4(H2O)9]Cl4. Reproduced with permission from ref. 32. Copyright 2020 Elsevier. (h) HAADF-STEM image of an immobilized molecular dinuclear Ir WOC on an α-Fe2O3 support. Reproduced with permission from ref. 31. Copyright 2018 National Academy of Sciences. (i) LAADF-STEM image of Cl16-CuPc. Reproduced with permission from ref. 29. Copyright 2008 Elsevier. (j) LAADF-STEM image of (GeOPc)n. Reproduced with permission from ref. 30. Copyright 2008 Taylor & Francis.

Synchrotron X-ray absorption spectroscopy (XAS) also provides access to the electronic structure and coordination environment of active sites in molecular WOCs.23 XAS has been broadly used to study the electronic and coordination structure of metal centers, such as in {CaMn4O5},24 Cp*IrIII,21 [Cp*Ir(pyalc)Cl],25 {Co4O4}/{CoxNi4−xO4} cubanes,26 Co-dppeO2,22 polyoxometalates (POMs)27 and Ru-bda (bda; 2,2′-bipyridine-6,6′-dicarboxylate),28 among other molecular WOCs.

Since XAS is sensitive to local orders up to interatomic distances of ∼4 Å around the absorbing atom, XAS data can be well complemented with PDF data, which offers structural information up to 12–15 Å.

In this case, the structural correlations in the nearest coordination shells around the active metal sites are obtained from XAS data, and the extended structures of molecular ligands are extracted from the PDF data. This allows the domain size and structure of molecular WOCs to be elucidated, which are not accessible for conventional single crystal X-ray diffraction, including the first shell, outer sphere and long-range distances that are not accessible from XAS data alone.23 Recent studies on molecular Cp*IrIII (Fig. 1c and d)21 and our work on the disordered coordination polymer Co-dppeO2 (dppe = 1,2-bis(diphenylphosphino)ethane; Fig. 1e and f)22 combine high-energy PDF and XAS data with molecular dynamics (MD), density functional theory (DFT), and RMC modeling to solve the respective molecular structures. These unified methods allow the seamless correlation of experimental data at multiple atomic-length scales. This approach provides more realistic and extended 3D model structures of complex molecular WOCs, which cannot be achieved from conventional crystallographic analyses.

Imaging techniques such as transmission electron microscopy (TEM), scanning transmission electron microscopy (STEM), and scanning tunneling microscopy (STM) offer access to structural investigations with atomic resolution at the sub-nanometer scale.16 This is especially of interest for molecules on supports or electrode surfaces (see Part III). However, the short mean-free path of electrons limits standard TEM methods to ultra-high vacuum (UHV) conditions and the aberration of magnetic lenses limits the application range of STEM/STM imaging.16,23 In STEM, a focused convergent electron beam scans a specific sample area to produce signals, which are recorded spot-by-spot for imaging.16,23 Depending on the type of detector used to obtain STEM images, they are classified as (i) bright field (BF-STEM), which detects the intensity in the direct beam after passing a point on the sample, (ii) annular dark field (ADF-STEM), which uses scattered/diffracted electrons through small angles to create an image, and (iii) high-angle annular dark field (HAADF-STEM), which detects scattered electrons at high angles arising mainly from incoherent scattering.16,23 ADF-STEM is sensitive to the atomic number Z, and thus the presence of heavier elements in a specimen increases the intensity of the image. This renders ADF-STEM a useful technique to image metal atoms embedded in a matrix of lower atomic numbers. To gain insight into the elemental composition, the STEM setup is often combined with electron energy loss spectroscopy (EELS) and energy dispersive X-ray spectroscopy (EDS).16,23

ADF-STEM was used to obtain Z-contrast images of the organic molecular structure in hexadecachloro-Cu-phthalocyanine (Cl16-CuPc), polyhalogenated CuPc-derivatives (CuPc-Br/-Cl) (Fig. 1i),29 hexadecachloro-Cu-phthalocyanine (Cl16CuPc),29 and poly-Ge-oxy-phthalocyanine (GeOPc)n (Fig. 1j).30 Recently, HAADF-STEM was used to investigate the immobilization of a molecular dinuclear Ir-based WOC after photochemical removal of organic ligands by bridged H2O/OH groups, which prevents detachment and aggregation (Fig. 1h).31

Advances in aberration-corrected STEM (AC-STEM) have further increased the atomic resolution to the sub-Ångström scale. This allows isolated molecules to be directly imaged on supporting layers through proper sample preparation.16 In a recent representative work, the molecular structure of a trimeric, incomplete aqua ion cubane-cluster ([Mo3S4(H2O)9]Cl4) was directly derived from AC-STEM imaging (Fig. 1g).32 The results showed that e-beam-sample interaction is a key factor to obtain one-to-one correspondence between the acquired images and atomic structure. Moreover, low-dose techniques must be further developed for increasing the resolution of the molecular structure.

1.1.2. Establishing structure–function relations for molecular WOCs. Excellent cases of studies on catalytic performance driven by structure–function relations are those focused on tuning the nature of organic ligands. The stability/reactivity of high-valent metal–oxo species created during proton-coupled electron transfer (PCET) are largely controlled by the structure of the coordinating ligand. Consequently, ligand tuning can strongly enhance or eventually negatively impact the catalytic functions. As a design principle for molecular WOCs, the organic ligand must be structurally stable and oxidatively robust against harsh reaction conditions in aqueous solution. Furthermore, the structural topology and geometry of the ligand must be optimized to tune the stability and reactivity of the high-valent metal–oxo intermediate species.33 The coordination number and short-range structure of the selected organic ligands around the active metal sites must promote conjugation effects, charge transfer, π-accepting and σ/π-donating capabilities, hydrogen bonding, steric hindrance and hydrophilicity. Molecular Ru-bda WOCs (bda = 2,2′-bipyridine-6,6′-dicarboxylate),32 for example, it has been shown that applying a negatively charged carboxylate group for ligand design is an effective strategy to lower their onset potentials, stabilize high-valent intermediates and facilitate the proton transfer in molecular WOCs. The structural distortion of a metal complex by ligand design creates open catalytic sites for binding the substrate as an additional ligand, which offers a novel concept for designing highly efficient molecular WOCs. The influence of negatively charged H3pbc3− ligands (H3hpbc = 2(2-hydroxyphenyl)-1H-benzo[d]-imidazole-7-carboxylic acid) on the activity of a RuIII complex (Fig. 2b)34 showed that O–O bond formation proceeds though the RuVI species, whose accessibility is driven by non-innocent organic ligands. The distortion of metal complexes and negatively charged ligands can be efficiently achieved through ligand design, and this strategy can be applied in the construction of high-performance earth-abundant metal-based molecular WOCs. Accordingly, Yan et al.35 studied the effect of ligand tuning on the catalytic activity of a series of Mn12O12(OAc)16−xLx(H2O)4 molecular WOCs (L = acetate, benzoate, benzenesulfonate, diphenylphosphonate and dichloroacetate). Although the highest activity was achieved for a set of mixed acetate–phosphonate ligands, two distinct structure–function relationships control the catalytic behavior (Fig. 2a). Firstly, complexes undergoing at least one-electron oxidation display activity (pH 7; 640–820 mV; 0.2 mA cm−2), while failing to be oxidized renders the complex inactive. Secondly, site-disorder at the active Mn1 (cubane core) and Mn3 (aqua-ligated) centers lead to higher catalytic activity.
image file: d0cs00978d-f2.tif
Fig. 2 (a) Structure–function relationship and ligand exchange synthesis of Mn12O12(OAc)16−xLx(H2O)4 WOC. Reproduced with permission from ref. 35. Copyright 2015 The American Chemical Society. (b) Steps for the release of O2 from Ru-aqua complexes on RuIII complexes containing negatively charged hpbc3− ligands. Reproduced with permission from ref. 34. Copyright 2016 The Royal Society of Chemistry. (c) Reactant hydroxyl ion coordinated to cobalt ions during the OER, Co8(m4-OH)6(Rtrz)12 cluster and reaction mechanism for [Co8(–OH)6(bdt)4(Hbdt)2] WOC for photodriven water oxidation. Reproduced with permission from ref. 36. Copyright 2019 The Royal Society of Chemistry.

Tuning the local structure of metal complexes by leaving coordination sites labile or open to act as active catalytic centers is another strategy towards highly active molecular WOCs. In octacobalt-cluster-MOFs, [Co8(–OH)6(bdt)4(Hbdt)2], featuring a network of linked Co8(m4-OH)6(Rtrz)12 (Rtrz = 1,2,3-triazolate) clusters and bdt2− ligands (bdt2− = 1,2-benzenedithiolate), it was shown that at each face of {Co84-OH)6}, the hydroxyl anion is linked to four coplanar CoII centers in a μ4-coordination to form a {Co44-OH)} unit.36 The μ4-OH group contributes to the activity by delivering an oxygen vacancy site with the optimal OH adsorption energy. The OH species are stabilized by four coplanar Co ions, becoming more stable with an increase in oxygen coordination, which further enhances the catalytic performance (Fig. 2c).36 Multi-nuclear molecular structures are often well suited for facilitated multi-electron transfer, i.e. highly active molecular WOCs.37 However, for this WOC design, it must be considered that the number of d-electrons of the transition metal drives the stability/reactivity of the resulting metal–oxo species. Transition metals with a moderate number of d-electrons (MnV-d2, FeV-d3, RuV-d3, FeIV-d4) efficiently produce reactive oxo species since they offer suitable empty d-orbitals to accept the 2px/2py electrons from the oxo ligand. Metals with low numbers of d-electrons (VV-d0, TiIV-d0, and ZrIV-d0) are inactive in O–O bond formation. Filling of the e(dxz;dyz) orbitals in Co, Ni, and Cu furthermore renders the formation of multiple metal–oxo species difficult.33

Overall, these trends pave the way for the development of highly efficient molecular WOCs by exploiting the wide combinatorial space of various metal atoms with negatively charged ligands (pyrrole, hpbc3−, carboxylate, sulfonic and phenolic groups) to efficiently regulate the stability/reactivity of high-valent metal–oxo species, which are considered key intermediates in water oxidation catalysis.

1.2. Recent progress in designing molecular WOCs

In this part, our discussion will primarily focus on recent progress on first-row TM-based (Fe, Co, Ni and Cu) molecular WOCs. For the widely studied Ru and Ir-based molecular WOCs, we refer to some excellent topical reviews.8,33,38,39 Here, instead of comparing their catalytic activity, we summarize their mechanistic aspects, namely (i) experimental trapping of high-valent metal centers, (ii) reaction mechanisms for O–O bond formation and the involvement of non-innocent ligands, (iii) electronic and structural tuning of ligand substitutions, and (iv) non-negligible role of reaction electrolytes.
1.2.1. Mononuclear WOCs. The mononuclear WOCs referred to in the following are structurally represented in Fig. 3. First, to accumulate sufficient oxidative energy, the involvement of high-valence metal sites is widely proposed for the first-row TMs and some of them (such as for Fe and Co) have been verified experimentally. Various spectroscopic probing techniques were successfully implemented for this purpose. Among them, ultraviolet-visible (UV-vis) spectroscopy is the most accessible and powerful approach. FeIV–oxo species, for example, display a characteristic broad band absorption between 700 and 800 nm in their UV-vis spectra,40–42 and the band positions of the maximum absorption are slightly shifted with structural variations in the Fe-based mononuclear WOCs 1–4.43–46 In the case of compound 3, its high spin paramagnetic intermediate also exhibits characteristic electron paramagnetic resonance (EPR) signals upon immediate quenching of the catalytic reaction. The oxidation state of the intermediate species was traced by its Fe K-edge XAS signature.45 Moreover, after separation from the reaction mixture via high performance liquid chromatography (HPLC), the molecular weight of the intermediate for complex 1 was determined by mass spectroscopy (MS), which further corroborated the above characterizations.43 Some groups even experimentally trapped FeV–oxo species for mononuclear WOC 5 with lab-scale techniques such as UV-vis and EPR, and complementary techniques, e.g. Mössbauer spectroscopy, were used to confirm this unusual reaction intermediate.47 It is interesting that these metastable and highly oxidizing species feature distinct lifetimes depending predominantly on the oxidation state of their metal center. For instance, the FeIV–oxo species can persist up to hours, as indicated by the slow decay of its absorbance band,43 while the FeV–oxo species only survives for minutes or even shorter timescales.47 Furthermore, the molecular design and measurement conditions also play significant roles in the measured lifetime of these intermediate species. For the Co-based mononuclear WOCs 7–10, only CoIV–oxo intermediate species were trapped experimentally with the help of UV-vis,48–51 EPR,50–52 Raman and XAS spectroscopy.50 No spectroscopic signature of CoV–oxo intermediate species was found, although some indications had been derived from the cyclic voltammetry (CV) measurements.48,52 In the case of Ni- and Cu-based mononuclear WOCs, there was no clearly resolved spectroscopic signal available for either the NiIV or CuIV-oxo intermediate species, respectively.1,53,54
image file: d0cs00978d-f3.tif
Fig. 3 Molecular structures of the recently developed TM-based mononuclear WOCs discussed in Section 1.2.1.

Second, we notice that the reaction mechanism of these first-row TM-based mononuclear WOCs is predominantly proposed as water nucleophilic attack (WNA) to the above discussed high-valent metal–oxo species or metal–oxyl radicals, where O–O bonds are formed.52,55–57 In this case, first-order reaction kinetics is normally observed for the mononuclear WOCs,58 which means that the rate-determining step (RDS) involves only one metal center. Meanwhile, intra- (via the formation of binuclear WOCs) and inter-molecular oxo coupling (I2M) pathways for O–O bond formation are also proposed as alternative reaction mechanisms.43,59,60 These reaction pathways are particularly validated for Fe- and Co-based mononuclear WOCs, where high-valent intermediate species were experimentally trapped.61 However, for Ni- and Cu-based systems, the validation of these classic mechanisms faces significant challenges since the existence of high-valent species is under debate.62–64 Instead, reaction mechanisms involving non-innocent ligands are widely proposed in this regard.65,66 For instance, the carbonate and phenolate ligands in Ni-based mononuclear WOCs 13 and 14 were believed to be redox-active centers in addition to the metal sites.67,68 Accordingly, high-valent metal centers can be circumvented for charge accumulation. The theory of non-innocent ligands was also employed for the Cu-based mononuclear WOC 19, where the redox active aryl oxime ligand was used to store oxidizing equivalents.69 Another important feature of these non-innocent ligands is that they can act as intramolecular bases to facilitate the proton removal for water activation, for example the carbonate and hydroxyl groups in Cu-based mononuclear WOCs 20–22.65,70,71 Therefore, the cooperative effect between the proton acceptor ligand and the catalytic metal center can help to minimize the energy barrier for O–O bond formation.

Here, it should be noted that the detailed reaction mechanism is not a stationary concept. On the contrary, it can be dynamic depending on the reaction conditions. For example, two labile ligands in the cis configuration were involved for Fe-based mononuclear WOC 1 when water oxidation proceeded in acidic conditions. However, in near-neutral electrolyte, a single labile site was sufficient for the reaction to occur.43 Another example is the Cu-based WOC 23, where reversible reaction pathways between mono and bi-nuclear (antiferromagnetically coupled) species were identified as a function of electrolyte pH.72

Third, many recent studies exhibited significant molecular activity and integrity changes upon a small variation in the ligand substitutions.73 We observed that it is hard to obtain unified observations for the ligand substitutions. For example, for the Fe- and Co-based mononuclear WOCs 6, 11, and 12, it was concluded that substituents with higher electronegativity favored higher catalytic activity.74–76 Instead, this positive promotion was supported with electron-donating ligands for Ni-based mononuclear WOC 15,77 which is consistent with the observations for the axial ligand R (R designates pyridine and its derivatives) on WOC 9.52 Nevertheless, it has been widely proposed that the activity promotion originates from a lower energy barrier for O–O bond formation. In addition, the steric hindrance of the substituents is another option to fine-tune the catalytic activity, while maintaining the required molecular stability.78 Ligand engineering still holds the key for the development of efficient and robust mononuclear WOCs. Finally, the nature of the electrolyte has also been proposed to play an important role during the catalytic reaction (complex 24). In another example, the presence of acetate anions could efficiently scavenge protons during the RDS of O–O bond formation for the mononuclear Ni-WOC 16.59 Similarly, phosphate anions were also explored as proton acceptors for mononuclear WOCs 17 and 18.62,79

Overall, while mononuclear WOCs are widely perceived as straightforward models for mechanistic studies, the notable complexity of these single-metal-site systems is often underestimated. Comprehensive studies that monitor not only the metal centers, but also the protecting ligands and the employed electrolytes are essential for their complete understanding. This insight into mononuclear systems is also important for designing higher nuclear first-row TM-based WOCs and single-atom catalysts (SACs), as discussed in the following parts.

1.2.2. Binuclear WOCs. Binuclear WOCs represent attractive alternatives to their mononuclear counterparts by providing a two-site platform, thereby triggering small molecule activation processes that are otherwise inaccessible by single-site systems. Since the development of the first molecular water oxidation catalyst, the so called Ru “blue dimer”, many investigations have confirmed that binuclear metal complexes serve as an excellent choice for the development of WOCs owing to their synergic effects and cooperative mechanisms, which drive complex chemical transformations.80–83 The strategic design of binuclear catalysts also benefits from overcoming the major challenges of the activation energy barrier and catalyst instability through charge delocalization, redox balancing and other redox processes between the metal centers, which are comparable and evident in many bio-inorganic and artificial systems.84–87 Binuclear WOCs are generally believed to follow the I2M mechanism, although some exceptions exist.88 In binuclear systems, the I2M mechanism is proposed to occur via two possible pathways, depending on the two-site availability and local environment. The majority of mechanisms in binuclear WOCs are believed to proceed via an intramolecular I2M (i-I2M) pathway or the general intermolecular I2M, which is accompanied by the in situ generation of metal dimers via coupling of metal–oxo species.89 Initially, mechanistic studies of the well-characterized Ru-Hbpp (bpp: bis(2-pyridyl)-3,5-pyrazolate) dimer revealed that O2 evolution occurs through the intramolecular i-I2M pathway,90–92 which was later confirmed with its cobalt analogue, revealing the involvement of an initial metal–metal dioxo and a later peroxo species formed as a result of two PCET processes.37,93–95

Aiming towards the development of functional synthetic models for the oxygen evolution complex (OEC), the O2 evolution reaction of an Mn–terpy dimeric complex (terpy: 2,2′:6,2′′-terpyridine) was investigated by Brudvig et al., representing one of the first WOCs based on earth abundant metals.81,94 Although the initial studies focused mainly on Mn and Co, the statistics from the past six to seven years clearly show an enormous increase in the development of Fe- and Cu-based binuclear WOCs.15,37,95

We have summarized some model binuclear WOCs in Fig. 4. In 2011, Åkermark et al. developed Mn-based dimer 25, which catalyzes water oxidation under photocatalytic and chemical oxidative conditions, employing [Ru(bpy)3](PF6)2 as a photosensitizer and [Ru(bpy)3](PF6)3 as an oxidant.96 Standard isotopic labelling experiments using H218O were performed, which revealed that both oxygen atoms in the evolved O2 were contributed by solvent water. Further investigations on the correlation of the electronic effects in these Mn dimer catalysts towards their activity were carried out by synthetically modifying the catalyst structure and employing DFT-based computational calculations.97 Among the library of synthetically modified structures, the representatives with an aliphatic terminal carboxylate chain showed the highest rate of O2 evolution, which was attributed to facilitation of PCET processes by the involvement of probable hydrogen bonding interactions between water, carboxylate and a hydroxy Mn unit. In 2019, the Mn-dimer WOC 26 based on the bipyalkH ligand (bipyalkH: (2-([2,2′-bipyridin]-6-yl)propan-2-ol)) was reported by Brudvig et al., containing an anionic donor site capable of stabilizing high oxidation states on the metal.87 The Mn–bipyalkH dimer catalyses water oxidation in the presence of the sacrificial oxidant KHSO5. The possible catalytic pathways and intermediates were suggested based on EPR and spectroelectrochemical (SEC) investigations. In situ EPR spectroscopic analysis of the catalytic mixture (catalyst + KHSO5), following a serial freezing-thawing and re-freezing protocol, depicted a drastic change from a weak signal to an intense 16-line EPR spectral pattern, which suggested the probable involvement of an unusually highly oxidized MnV(μ-O)2MnV intermediate. The stabilization of this high-valent Mn species was associated with the high donicity of the ligand alkoxide group, which was also found to contribute to the redox levelling of the high-valent species Mn(II/III), Mn(III/IV) via successive deprotonations, as observed from SEC investigations. This also revealed that the Mn-dimer can be produced in situ from the corresponding Mn-monomers, and that dimer 26 remains dominant with a minor (around 20%) [MnIV(bipyalkH)(bipyalkH)](PF6)2 monomer content above an applied potential of 900 mV vs. NHE.


image file: d0cs00978d-f4.tif
Fig. 4 Selected recently reported bi- and trinuclear WOCs discussed in Sections 1.2.2 and 1.2.3.

Proceeding to Co-based binuclear WOCs, their representatives are still limited, but are well characterized with respect to their mechanistic propagations. A representative example is the Co–Hbpp complex, which was initially reported for the four-electron reduction of O2, leading to the formation of binuclear μ-peroxo species 27 as a result of PCET processes.98 More recently, combined spectroscopic analysis of 27 and isolation of the corresponding Co superoxido end-on ((H2O)–CoIII–Hbpp–CoIII–OO˙) species revealed its potential to catalyse water oxidation through the Co superoxido end-on intermediate following a number of sequential oxidations.99 Complex 27 containing oxygen isotopologues upon oxidation clearly displayed the resonance Raman (rR) vibrational features of the superoxido group at 1121 cm−1, 1088 cm−1 and 1055 cm−1, which correspond to 16O–16O, 17O–17O and 18O–18O, respectively. An EPR signal was observed for ((H2O)–CoIII–Hbpp–CoIII–OO˙) owing to the presence of an unpaired electron from the superoxido group. Furthermore, both of the above observations were in good accordance with the XANES spectra of the superoxido complex, which showed a positive edge shift of 0.4 eV and multiplet feature at the pre-edge region compared to that of 27, suggesting a change in the local geometry and electron density around the Co metal center. The above experimental observations in combination with DFT calculations were useful in identifying the catalytic pathways of 27. Similarly, the CoIII-(μ-peroxo-μ-hydroxo)-CoIII diastereomers 28 and 29 reported by Kojima et al. depict another example of Co-based binuclear WOCs.100 At pH 7, cis diastereomer 29 showed higher activity compared to 28, indicating the importance of structural symmetry in catalytic intermediates. The conclusions from the Pourbaix diagram suggested that the isomer-based activity originated from the slightly negative oxidation potential of the one-electron oxidised 29 compared to 28. Characterization of the one-electron oxidised species of 28 and 29 by EPR and Raman spectroscopy indicated the generation of a CoIII-(μ-superoxo)-CoIII dimer, which was confirmed by the presence of a 15-line EPR superhyperfine splitting and superoxo O–O vibrational mode, respectively. This suggested the plausible involvement of 28 and 29 as intermediates for the water oxidation catalyzed by the earlier reported Co–TPA dimer (TPA: tris(2-pyridylmethyl)-amine).101 However, later reports indicated that the formation of CoOx can drive heterogeneous water oxidation instead of 29.102,103 Recently, Goswami et al. synthesized mixed valence CoIICoIII binuclear complex 30, which was shown to be an active water oxidation catalyst owing to the presence of aqua ligands on one Co center.104 Preliminary catalytic studies based on cyclic voltammetry indicated an increase in catalytic current with pH over the range of 7–11, which was attributed to the conversion of the aqua to a hydroxide ligand at higher pH, as validated by the d–d-band changes in the UV-vis spectra.

Regarding Fe, which is the most abundant transition metal, the spectrum of Fe-based binuclear WOCs has witnessed great progress in the past five years.95,105 Experimental evidence from many Fe-based WOCs suggests that they generally involve FeIV[double bond, length as m-dash]O/FeV[double bond, length as m-dash]O high-valent species as intermediates.106,107 As reported by Ma et al., the μ-(oxo)-μ-(acetato) form of di-iron complex 31 is the active species responsible for water oxidation compared to its monomer counterpart [Fe(TPA)(Cl2)] at pH 4.5.108 A high-valent FeIV[double bond, length as m-dash]O intermediate was assumed to be involved in the catalytic cycle, as confirmed from the evolution of a short-lived UV-vis peak at 726 nm upon the addition of oxone. By the targeted synthesis of 33, Åkermark et al. demonstrated the need for a proper ligand framework and nuclearity effects for Fe-based systems to function as efficient catalyts.109 Fe-μ-(oxo) dimers based on polypyridyl macrocyclic ligand frameworks have recently been shown to serve as enhanced WOCs.110,111 Among them, the binuclear Fe2-μ-(oxo)(ppq)2 complex 32 (ppq: 2-(pyrid-2′-yl)-8-(1′′,10′′-phenanthrolin-2′′-yl)-quinoline) drives water oxidation in the presence of ceric ammonium nitrate.110 Electrochemical and UV-vis absorption studies suggest that water oxidation by 32 involves a simultaneous two-electron oxidation process, producing an FeIIIFeV[double bond, length as m-dash]O intermediate owing to the presence of multiple redox peaks and an absorption band at 675 nm. Interestingly, the Fe2-μ-(oxo)(Hbbpya)2 complex 34 showed the influence of the electrode surface on the reaction mechanisms of homogenous water oxidation electrocatalysts.111 The mechanistic insight for 34 suggested the regeneration of the Fe2-μ-(oxo)(Hbbpya)2 dimer from two monomeric FeIV/FeV moieties over the catalytic turnover, thus confirming the μ-(oxo) dimer 34 to be the real catalyst. Recently, metallocorroles have been well established as promising candidates for water oxidation due to the electronic stability offered by the corrole framework.52,112 The binuclear Fe corroles 36 and 37 exhibit OER activity, with 37 displaying higher performance. This was attributed to the presence of a β–β′ linkage in the latter, which modulates the electronic factors between the two Fe centers by promoting their simultaneous participation compared to the μ-(oxo)-linked 36. Even though the majority of Fe-based WOCs involve high-valent FeIV/FeV species in their catalytic turnovers, a recent report from the Das group suggested O2 evolution from dimeric Fe complex 35 as a consequence of the replacement of labile chlorides by hydroxide ions, leading to the formation of a peroxo-bridged FeIII species.113

In accordance with the fact that Cu–oxo dimers play an active role in several redox processes in nature, the development of Cu-based WOCs has been a topic of great interest over the past decade due to the well-defined redox behaviour and relative earth abundance of Cu.85,114 With the report of 38 in 2015, a totally new pathway for water oxidation catalyzed by binuclear Cu systems was proposed, which was otherwise believed to involve high-valent CuIV[double bond, length as m-dash]O, as in the case of monomers.115 The Cu dimer 38 catalyses water oxidation at neutral pH, following an intramolecular proton transfer mechanism between the two CuIII centers by passing through a Cu2II,II superoxide intermediate. Subsequently, an unsymmetrical binuclear Cu complex 39 based on the earlier WOC demonstrated the key role of the intramolecular proton acceptor in the catalytic mechanism of 38 since 39 showed a buffer concentration-dependent catalysis, indicating the requirement of buffer to mediate the proton transfer process.116 In 2017, Emmons et al. proposed a new pathway for catalytic water oxidation by 41. This redox isomerization (RI) mechanism, which was supported with the identification of a CuIII2-(μ-O2) moiety, clearly suggested that single sites were disfavoured during the corresponding catalytic pathway.60 Furthermore, calculations revealed that both the WNA and RI mechanisms are energetically probable pathways for O–O bond formation. Very recently, Wang et al. succeeded in synthesizing a stable binuclear Cu core in WOC 42 using a suitable flexible linker group for the two metal centers.117 The electrochemical OER performance of 42 at pH 12 displayed a 30-fold higher activity compared to its monomeric analogue. The preference of a flexible linker over a rigid aromatic linker was demonstrated to promote the intramolecular cooperative effect between the metal centers, thereby reducing the energy barrier for the RDS, as validated by DFT calculations.

1.2.3. Polynuclear WOCs. The design of polynuclear WOCs involves three major approaches. First, tetranuclear cubane complexes, second, the design of molecular metal complexes with higher nuclearities, and finally complete multi-nuclear, all-inorganic heteropolyoxometalates (POMs) with transition metal cores. One of the main advantages of polynuclear WOCs is their ability to distribute the oxidation equivalents over multiple metal centers, which can ultimately increase the efficiency of the OER at low overpotentials.118 However, it should also be noted that although not all tetra/polynuclear entities exhibit water oxidation properties, many of them can still serve as synthetic model systems for the better understanding the electronic structural features of the OEC.119 Recent analyses based on multidimensional magnetic resonance spectroscopy, EXAFS and quantum chemical modelling suggest the presence of both closed and open conformers for the OEC cubane core in different S states.120,121 In fact, these observations play an important role in designing artificial systems since they question the need for a rigid or flexible tetra metallic core in synthetic WOCs.

Earlier investigations in the development of cubane-type WOCs were solely concentrated on Mn-based systems owing to their presence in OEC and high natural abundance.122 Additionally, several cubane WOCs based on Co and Cu have been designed and investigated in the past decade. One of the most widely investigated Co cubane WOCs is Co4O4(Py)4(OAc)4, whose mechanistic and electronic features during water oxidation have been well determined recently via quantum chemical modelling and advanced spectroscopic techniques. Chen et al. characterized the possible high-valent intermediates in the OER catalyzed by Co4O4(Py)4(OAc)4 cubane using XAS and Kβ RIXS coupled with DFT calculations.123 The formation of high-valent Co(IV) species during the OER has been previously identified in Co4O4 cubane complexes and Co–Pi via multifrequency EPR spectroscopy.124,125 Owing to the faster timescale of the electronic transitions in X-ray spectroscopic methods compared to EPR, XAS/RIXS can be used as a valuable technique to probe the localized high-valent Co(IV) state. The combined XAS/RIXS analysis confirmed that the hole equivalents were stored within the cubane core, leading to the evolution of a Co(IV) state. Furthermore, in contrast to the previous EPR-based conclusions, these recent X-ray spectroscopy investigations indicated that the hole equivalents were localized rather than delocalized within the cubane cluster.123 Furthermore, these observations were supported by DFT calculations, which suggested the futility of electron hole delocalization for the formation of Co(IV) in clusters. Additionally, calculations based on hypothetical CoM3O4 cubanes formed from the substitution of redox-inactive metals (M) indicated the facilitated formation of localized Co(IV). Further studies on modelling the Co–Pi active sites based on the cofacial Co(IV) sites of Co4O4(Py)4(OAc)4 cubane have also been carried out recently to understand and correlate the formation of high-valent Co species in Co-based WOCs.126 This has been helpful in concluding the need for adjacent Co(IV) sites in oxidic cobalt WOCs to drive O–O bond formation. The in situ rapid-scan FT-IR spectroscopic investigations by Frei and co-workers indicated that the photo-driven water oxidation by Co4O4(Py)4(OAc)4 cubane involves a CoIII–(μ-peroxide)–CoIII species at the O–O bond formation step, which is preceded by a CoIIICoIV intermediate.127 In 2017, our group reported a highly intact and stable Co-dpk (dpk: di(2-pyridyl)ketone) cubane WOC 45 (Fig. 5), displaying the characteristic {H2O–Co2(OR)2–OH2} edge-site motif that catalyses photo-driven water oxidation.26In situ XANES investigations of 45 suggested the oxidation of the Co(II) centers to Co(III) or higher valent states during the catalytic turnover. DFT calculations indicated the role of the abovementioned edge-site aqua ligands in mediating the proton transfer process. Another work from our group involved the incorporation of Ln3+ as redox-inactive centers within the cubane core of a previously reported Co cubane WOC.128 The role of Ln3+ in 46, as a redox-inactive Ca2+ analogue of OEC, was depicted as an alternative strategy in the design of active cubane WOCs. Furthermore, the Ln3+ center also served as a catalytic promoter site by offering a flexible ligand-binding motif. Carrying forward the investigations on derivatives of Co4O4(Py)4(OAc)4, Tilley et al. established the role of heterometal incorporation and dangling metal sites on cubane cores in tuning the catalytic activity.129,130 Insertion of Mn into the cubane core led to the formation of MnCo3O4(Py)3(OAc)547, which was introduced as a molecular analogue for Mn-doped Co oxidic WOCs. The spectroscopic and electrochemical investigations suggested that the redox chemistry occurs at the Co sites, whose redox behaviours are tuned by the ligand attached on Mn, thus establishing a cooperative effect between Mn and Co.129 This in fact serves as a valuable strategy towards the understanding and design of heterobimetallic catalysts. Furthermore, attachment of a dangling Co site to the MnCo3O4(Py)3(OAc)5 cubane moiety resulted in the formation of 48. This synthetic analogue of the OEC indicated the role of a dangling metal center in modulating the structural rigidity and redox behaviour of the cubane core. Crystallographic information supported by computational data clearly suggested the distortion of the cubane core upon the addition of the dangling center. Furthermore, 48 shows an increased number of redox events compared to the parent cubane 47, thus indicating the productive role of the dangling metal center in facilitating multielectron processes.130 Wu et al. for the first time reported the Cu cubane 49, which serves as a water oxidation electrocatalyst. Mechanistic investigations based on in situ EPR spectroscopy suggested the formation of an EPR silent low-spin CuIII species, which is involved in the catalytic turnover during bulk electrolysis.131 This was further supported by the observation of μ4-peroxido O–O vibrational features in the Raman spectra. Therefore, it was concluded that the mechanistic intermediates involved were low-spin CuIII and CuIIIO species formed as a result of the successive two-electron oxidation of the initial CuII4 species.131 Another tetranuclear Cu cubane WOC 50 was reported by Wang et al., which serves as a stable electrocatalyst over a broad pH range of 8.92–11.78 with a relatively low overpotential of 400–665 mV.132 The mechanistic pathway was suggested to follow a PCET mechanism, as supported by the linear dependence of the catalytic water oxidation potentials on the pH.132 In 2018, Ding et al. reported an octanuclear Cu-based WOC comprising two Cu4O4 cubane units 51 supported by dpk ligands. This WOC served as an efficient catalyst for the photo-driven oxidation of water in the presence of the [Ru(bpy)3]2+ photosensitizer.133 The plausible mechanism was suggested to involve the pre-organization of solvent water molecules via hydrogen bonding from the dpk–OH ligands, thus favouring the nucleophilic attack of water on CuII. Besides the tetranuclear cubane-type WOCs, trinuclear metal complexes based on Cu 43 and Co 44 have recently been reported as efficient WOCs.105,134


image file: d0cs00978d-f5.tif
Fig. 5 Selected recent polynuclear WOCs discussed in Section 1.2.3.

Besides tetranuclear cubanes and trinuclear WOCs, very few metal complexes of higher nuclearity have been reported as efficient WOCs. A representative well-investigated polynuclear WOC is the pentanuclear Fe complex 52, consisting of a triangular [Fe33-O)] core surrounded by two [Fe(μ-L)3] units, thus possessing open coordination sites.135 Earlier mechanistic insights proposed that the O–O bond formation proceeds through the coupling of two FeIV[double bond, length as m-dash]O units within the FeII2FeIIIFeIV2 cluster. However, a recent investigation based on DFT calculations on the same Fe system suggested a different and more energetically plausible pathway. The new mechanism is based on the involvement of a superoxide FeIII5 intermediate prior to O–O bond formation rather than the participation of ferrous sites.136 Another polynuclear Mn cluster with 12 Mn atoms was recently reported by the Christou group. The Mn12–dhbH (dhbH: 3,5-dihydroxybenzoic acid) cluster serves as a water oxidation electrocatalyst at pH 6.137 The specific ligand design with carboxylate groups endows the Mn12 cluster with water solubility and stability. The multinuclear metal sites contribute to the catalytic activity of the cluster, which is also supported by its multiple redox behaviour. Moreover, it was suggested that the hydroxyl groups serve as hydrogen bonding sites, thus enabling a shuttle pathway for H2O and H+ to and from the Mn active sites.

As mentioned earlier, the design of polyoxometalates with multinuclear TM metal cores is also important for the development of WOCs. POMs as structurally rigid and stable molecular metal oxo clusters have been well recognized as efficient WOCs owing to their capability to drive fast and reversible multi-electron transfer transformations, while preserving their structural motifs.138–140 POMs incorporating tetranuclear Co and trinuclear Cu metal sites have been identified as potential water oxidation photo- and electrocatalysts, respectively. Besides these smaller representatives, giant POMs with higher nuclearity have also been identified as stable WOCs. One such POM is the [Mo72Fe30O252(CH3COO)12{Mo2O7(H2O)}2{H2Mo2O8(H2O)}(H2O)91] oxo-cluster incorporating 30 Fe cores, which catalyses water oxidation under photocatalytic conditions at pH 9.141 For a more detailed discussion of POM-based water splitting catalysts, we would like to recommend recent representative reviews.142,143

As evident from the above discussion, molecular compounds offer a wide variety of options in the strategic design of efficient WOCs. The choice of a suitable ligand framework is essential, while targeting a multinuclear WOC favours the synergistic effects of metal sites and other electronic modulations via the ligand to enhance efficient hydrogen bonding interactions. Although combined spectroscopic techniques serve as a toolbox for the mechanistic investigations of molecular WOCs, they are sometimes unable to fully capture the chemical dynamics of molecules in solutions. Thus, future research strategies on molecular WOCs will move towards their immobilization on heterogeneous surfaces to avoid the limitations of conventional solution-based approaches.144–146

1.3. The importance of molecular integrity

1.3.1. Molecular integrity as an indispensable feature for mechanisms. Under harsh reaction conditions, e.g. high overpotential and strong basic media, some molecular WOCs become unstable and decompose into metal compounds, such as metal oxides, which then act as the true catalyst.15 For mechanistic investigations, establishing the integrity of molecular WOCs is indispensable because the correct assignment of kinetics, atomic environment, electron/proton transfer, and binding energy all depend on the nature and structure of the true catalyst. Therefore, great care must be taken to identify the true active species in molecular WOCs. In a classic example, previous studies reported [Co4(H2O)2(PW9O34)2]10− (Co4POM) as a stable homogeneous WOC.147 Later, revisions of the molecular integrity of this WOC showed that (Co4POM) could decompose into amorphous CoOx under electrochemical conditions, which acts as a heterogeneous WOC. Both Co4POM and CoOx can contribute to the catalytic activity, with Co4POM being the dominant WOC (Fig. 6a).148–151
image file: d0cs00978d-f6.tif
Fig. 6 (a) Heterogeneous CoOx formation from homogeneous Co4POM. Reproduced with permission from ref. 148. Copyright 2011, The American Chemical Society. (b) Mechanism for the water oxidation of the Cu4O4 core for [(LGly-Cu)4]/[(LGlu-Cu)4] in alkaline solution. Reproduced with permission from ref. 131. Copyright 2018, Wiley VCH.

However, more recent studies confirmed the molecular integrity of many molecular WOCs. Particularly, studies on the structural integrity of Cu-containing [V2Mo6O26]6− POM-WOCs152 showed that these POMs do not exhibit nanoparticle growth (0.04 M borate buffer, pH 8) based on DLS experiments. Regarding the Cu-sites, their high activity and low overpotential are controlled by their coordination environment. The first one-electron oxidation leads to the formation of CuIII–OH species followed by CuIV[double bond, length as m-dash]O oxidation, which assists in nucleophilic attack, while the aqua-oxo interaction favour the formation of intramolecular O–O bonds.152 Other works on the molecular integrity of Cu-cubane [(LGly-Cu)4]/[(LGlu-Cu)4] in alkaline solution131 indicated that the structure of the Cu4O4 core remains intact, with no oxide formation during the OER. The two-electron transfer processes involved in the tetranuclear Cu4O4-cubane centers yield high-valent CuIII/CuIIIO˙ intermediates during the OER (Fig. 6b). Other recent studies on the true catalyst in the Mn-containing [Mn3(H2O)3(SbW9O33)2]12− POM showed that no Mn2+/Mn-oxide species are formed under water oxidation conditions.153 The Sb heteroatoms in the polyoxoanions were found to play a central role in their stability during the water oxidation process.

1.3.2. Stabilization of molecular WOCs. During the past years, a number of high-performance molecular WOCs with manifold active units based on noble and non-noble earth abundant metals have been successfully synthesized.38,154

However, the loss of structural integrity under harsh chemical oxidants or in the presence of sacrificial reagents remains a problem for molecular WOCs. Also, electrode fabrication from molecular WOCs by drop casting can lead to catalyst leakage, high aggregation, and inefficient activation of metal centers at the interfacial diffusion layer.15 Thus, to overcome these issues, novel strategies for the heterogeneous stabilization of molecular WOCs on solid surfaces have been developed.155 The main goals include (i) preserving the intrinsic activity and selectivity, (ii) stabilization of intermediate species, and lowering the energy barrier while facilitating O–O bond formation, (iii) tuning the catalyst loading to lower the water oxidation overpotentials, (iv) attaining facile electron transfer kinetics at the interface, and (v) promoting long-term resilience against leaching and highly oxidative media.15,23,38 All this must be complemented with the optimization of surface area/morphology, hydrophobicity and hydrophilicity, density of active metal sites, and mass/charge transfer properties. Particularly, the stabilization of molecular WOCs by tuning the electronic/steric properties of the ligand requires meticulous screening since the nature of the ligand can affect their activity and selectivity.155,156 Recently, N,N′-bidentate electronically asymmetric ligands were used to stabilize low-valent transient CoI species.157 The results showed that electron-deficient ligands removed electron density from the Co sites, thereby preventing deactivation of the catalyst, and stabilizing the complex (Fig. 7a). Similarly, mononuclear [Co(TPA-R)]2+ (TPA = tris(2-pyridylmethyl)amine, R = tri-αF; tri-αOMe and mono-αF) was stabilized through electron-withdrawing substituents on the TPA ligand.76 The oxidative resistance of the ligand on Co-intermediates was found to be a key factor to achieve oxidative stability. Mn-porphyrin dimer WOCs fabricated with mono/hexaphosphonic acid groups (Mn2DP-PO3H2 and Mn2DP-(PO3H2)6) were recently immobilized through covalent assembly on ITO electrodes.158 The immobilized Mn2DP-(PO3H2)6|ITO assists electron transfer from the WOC to the ITO-electrode, allowing efficient OER at a low overpotential with high turnover. Similarly, Co-complexes have been stabilized through the covalent anchoring of 2,2-bipyridine to graphene-modified ITO electrodes (Fig. 7b).159 The heterogenized system yields a surface-bound WOC with only covalently attached active catalytic species, displaying high catalytic activity. Thus, functionalization of graphene-modified electrodes offers a viable route for loading metal atoms on conductive surfaces with appropriate metal binding moieties. In a similar study, a molecular [(Lpy)CuII]2− complex (Lpy = 4-pyrenyl-1,2-phenylenebis(oxamidate) ligand) was stabilized on graphene electrodes.160 Anchoring promotes π-stacking interactions with the graphene layers, which provide π-delocalization to notably enhance the catalytic performance. The molecular [(Lpy)CuII]2− WOCs remained intact under catalytic turnover without any sign of CuO formation. Recently, cobalt porphyrin CoTCPP and Co4O4 cubane WOCs were stabilized on BiVO4 photoanodes (Fig. 7c and d; also see Part III).161,162 The results revealed that CoTCPP suppresses electron–hole recombination on the BiVO4 surface when using H2O2 as a hole scavenger, while improving both activity and stability. Loading Co4O4 cubane featuring alkoxycarboxylato bridging ligands on porous BiVO4 electrodes also resulted in highly efficient surface charge separation.


image file: d0cs00978d-f7.tif
Fig. 7 (a) Stabilization of a low-valent transient CoI complex by using N,N′-bidentate electronically asymmetric ligands. Reproduced with permission from ref. 76. Copyright 2017 Elsevier. (b) TM complexes (M = Fe3+, Co2+, Ni2+, Cu2+, Zn2+) immobilized by covalent anchoring of 2,2-bipyridine to Gr-modified ITO electrodes. Reproduced with permission from ref. 159. Copyright 2014 The American Chemical Society. (c and d) Stabilization of molecular porphyrin complexes CoTCPP, and molecular Co4O4 cubane type WOCs on BiVO4 photoanodes. Reproduced with permission from ref. 161 and 162. Copyright 2016 The American Chemical Society and copyright 2017 Wiley VCH, respectively. (e). Stabilization of an Al2O3-coated [{RuIV4(OH)2(H2O)4}(γ-SiW10O34)2]10− POM on hematite photoelectrodes. Reproduced with permission from ref. 164. Copyright 2017 The American Chemical Society. (f) Stabilization of molecular Co-WOCs enclosing tris((2-benzimidazolymethyl)amine) ligands, Co-(BimC3F8)3, on the surface of an FTO electrode. Reproduced with permission from ref. 165. Copyright 2016 The American Chemical Society. (g) Stabilization of [Co4(H2O)2(PW9O34)2]10− polyoxometalate into the hexagonal channels of the Zr(IV) porphyrinic MOF-545 hybrid framework. Reproduced with permission from ref. 166. Copyright 2018 The American Chemical Society.

Stabilization through covalent functionalization, namely modification of electrode surfaces with functional groups, has been used to stabilize tetranuclear [RuIV4O5(OH)(H2O)4(γ-PW10O36)2]9− and [{RuIV4(OH)2(H2O)4}(γ-SiW10O34)2]10− POM-WOCs on porous TiO2 electrodes.163 Treatment of the TiO2 electrode with cationic silylating agents resulted in better stabilization of the POM-WOC on the surface of the TiO2 electrodes, where it remained intact after photo-driven water oxidation. Stabilization of [{RuIV4(OH)2(H2O)4}(γ-SiW10O34)2]10− on Fe2O3 photoelectrodes was also reported.164 However, the attached POM on the Fe2O3 photoanode surface remained intact after water oxidation only if a protective Al2O3 layer was deposited on top the POM (Fig. 7e). Moreover, the thickness of the Al2O3 layer also drastically affected the catalytic performance of the attached POM-WOC. Another study reported the stabilization of Co-encapsulating C24H21N7 ligands Co-(BimC3F8)3 on FTO electrodes (Fig. 7f).165 The stability of this immobilized molecular Co-WOC was found to depend on the tailored hydrophobicity of the coordinating ligand. The Co-WOC, which was immobilized by physisorption, remained stable during extended electrolysis.

Stabilization of molecular WOCs through physical confinement was used for the encapsulation of the [Co4(H2O)2(PW9O34)2]10− POM in the hexagonal channels of a Zr(IV) porphyrinic MOF-545 (Fig. 7g).166 This approach showed that the POM-MOF interface delivers –OH species and labile H2O molecules, which clearly enhance the OER performance.166 Similarly, encapsulation of Co-substituted polyoxometalates (Co-POMs), was performed via an impregnation route using mesoporous Cr(III)terephthalate MIL-101(Cr) MOFs by stirring a solution of Co-POM and MIL-101(Cr).167 The results from 31P NMR and elemental analyses indicated that the [Co4(H2O)2(PW9O34)2]10− and [CoO39(H2O)PW11]5− POMs remained intact inside the MOF framework. A similar study encapsulated Ni4P2-POM [Ni4(H2O)2(PW9O34)2]10− into the pores of MOFs obtained from [Ir(ppy)2(bpy)]+ and [Ru(bpy)3]2+-derived dicarboxylate ligands.168 The results revealed that the proximity of Ni4P2 to the photosensitizer in Ni4P2@MOF assists multi-electron transfer for efficient catalysis. Hence, the hierarchically ordered POM@MOF assembly provides a tunable platform for achieving synergistic functionalization (also see Section 3.3.2).

Developing stabilization strategies for molecular WOCs remains a main challenge for large-scale applications. Accordingly, effective heterogenization of molecular WOCs is a promising method to achieve catalysts with enhanced atom-efficiency and intrinsic activity for large-scale artificial photosynthesis. Hence, further studies are needed for efficient device assembly with extended molecular stability, robustness and superior catalytic performance.

Part II: development and mechanistic studies of heterogeneous WOCs

2.1. Mechanistic advances for heterogeneous WOCs

Over the past decade, considerable efforts in the heterogeneous WOC community were devoted to the design of efficient catalysts with a higher TOF at minimized overpotentials.3,169 Consequently, many first-row bi- and multi-TM-based systems have already surpassed noble metal oxides such as RuOx and IrOx in terms of TOF.5,170–173 However, the ongoing debate on the involved active sites and the pathways of the four-electron-transfer reaction still demand in-depth mechanistic investigations.174–177 In the following section, we highlight recent selected insights into the mechanisms of first-row TM-based heterogeneous WOCs. To render the discussion more concise, widely studied unary oxides, such as CoOx and α-Fe2O3 (hematite), are selected as model systems.
2.1.1. New insights into CoOx catalysts. Similar to the well-documented molecular WOCs, the presence of high-valent metal sites during catalytic cycles of first-row TM-based heterogeneous catalysts has been speculated for a long time.178 Early explorations confirmed this hypothesis because (i) operando XAS measurements near the Co K-edge demonstrated that the oxidation state of Co was higher than III,179 (ii) EPR analyses immediately after electrochemical OER trapped a CoIV–oxo species,124,180 and (iii) transient absorption spectroscopy (TAS) captured long-lived holes, which were assigned to the FeIV–oxo species on hematite photoanodes.181–185 However, gaining deeper knowledge is still constrained by the fact that these non-surface sensitive techniques average the information between the catalytic surface and supportive bulk for heterogeneous WOCs. Therefore, surface-specific techniques are essential to gain insights about the most exposed catalytic sites. The innovative surface interrogation scanning electrochemical microscopy (SI-SECM) developed by Bard et al. is a facile electrochemical titration technique for the quantification of surface active sites and their time-dependent behaviour.186,187 SI-SECM utilizes a substrate electrode for the pre-oxidation of metal centers to higher oxidation states, followed by a second tipping electrode, which is employed to selectively titrate the oxidized species on the surface. Accordingly, the density of active sites on the surface of CoPi nanoparticles (NPs) was determined to be 11 Co atoms per square nm through in situ CoII/III titration. However, the resolution of this technique is limited due to the inherent switching time (order of 100 ms) between two potential states, which renders the titration of reactive CoIV species less quantitative. Nevertheless, it was concluded that only a small portion of metal sites is catalytically active in heterogeneous NPs. This was also supported by numerical modelling results of the classic redox waves, which were monitored with CV studies.188 Both experimental results indicated that the vast majority of metal centers just served as structural support in the bulk of the NPs.

To derive a model for the catalytic cycle, it is necessary to probe the chemical nature of the intermediate species on the surface. Accordingly, attenuated total reflection Fourier transform infrared (ATR-FTIR) spectroscopy was successfully implemented for probing the surface peroxide intermediates on a TiO2 photoanode film.189 This technique was also established for colloidal Co3O4 NPs, where two reaction intermediates with different temporal behaviors were resolved.190 Using isotope labelling experiments, the first one was confirmed to be a surface superoxide species, which was specified as the fast catalytic site where two adjacent metal centers are involved. Thus, the O–O bond formation was described as WNA at one of the CoIV–oxo sites with the assistance of another CoIV–oxo site as a proton acceptor (Fig. 8a). The second reaction intermediate was assigned to isolated CoIV–oxo sites and found to be catalytically slow (Fig. 8b). Compared to the electronically coupled dual-site centers, these structurally segregated CoIV–oxo sites had to overcome a significantly higher energy barrier for the WNA process to proceed. To understand the formation and the exceptional activity of adjacent CoIV–oxo centers, DFT calculations were performed on the Co3O4(001) surface.191 Surprisingly, it only took 1.42 meV to activate the separated CoIV–oxo species for their dimerization. Moreover, the kinetic barrier for the proton exchange between a CoIV–oxo site and its neighboring CoIII–OH site was merely 0.27 eV. Therefore, these CoIV–oxo species were quite mobile on the surface. In this case, when sufficient CoIV–oxo species are available, the chance of their encounter and formation of CoIV–oxo dimers through random walk was found to be very high. According to the calculations, the formed CoIV–oxo species could further assist the following steps (deprotonation of hydroperoxide and CoIII–H2O species) after WNA for O–O bond formation. This means that only the first step (CoIII–OH to CoIV–oxo) demands significant energy input, while the remaining steps in the catalytic cycle can proceed spontaneously if sufficient CoIV–oxo species are present on the surface. For the oxygen-bridged {H2O–Co2(OH)2–OH2} edge-site on Co3O4, it is important to note that the O–O bond formation proceeds exclusively through the WNA pathway since in H218O labeling experiments, both the unlabeled superoxide (16O16O) FTIR band and 32O2 product were absent.


image file: d0cs00978d-f8.tif
Fig. 8 Proposed reaction mechanism for the fast (a) and slow (b) catalytic sites on the Co3O4 surface. Reproduced with permission from ref. 190. Copyright 2014 Springer Nature. (c) Five consecutive CVs were performed for 18O labelled Co-WOC (Co3O4) in unlabeled electrolyte, DEMS data indicate that 36O2 deplete fast as cycle number increases. (d) Proposed reaction mechanism for the Co-WOC. Reproduced with permission from ref. 193. Copyright 2016 The American Chemical Society.

Direct coupling of the adjacent CoIV–oxo species as alternative O–O bond formation pathway was later confirmed with other Co-based heterogeneous analogues, which featured the key {H2O–Co2(OH)2–OH2} edge-sites. For example, the first turnover analysis on Co/methylenediphosphonate oxide NPs by time-resolved O-labelling isotope-ratio membrane-inlet mass spectroscopy indicated that the O–O bond was formed predominantly through the coupling between CoIV–O˙ and CoIV–OH.192 Unfortunately, it was not possible to completely exclude the contributions from the WNA pathway due to the limited temporal resolution (3 s) of this method, where exchange of the labelled O could not be avoided. To gain knowledge of the O exchange rate at the edge-site, Nocera et al. employed an oxygen-bridged bi-cobalt molecular model and found that the exchange of the terminal OH or OH2 groups with syn geometry was in the order of hours.193 This extremely slow isotope exchange rate would be in principle applicable for the edge-site of heterogeneous Co-WOCs due to their structural similarities at the molecular level. Differential electrochemical mass spectroscopy (DEMS) experiments with 18O-labeled Co-WOC in unlabeled electrolyte delivered much less 36O2 at higher cycling numbers (Fig. 8c). This indicates that the reaction proceeds primarily via the CoIV–oxo coupling mechanism (Fig. 8d) and no significant structural reorganization between the terminal and bridged oxygen occurs during the reaction. Thus far, we observed that terminal hydroxide groups are generally assumed as the resting state in most catalytic cycles. However, these OER reactions were carried out under near-neutral conditions. This implies that water molecules were the actual terminal ligands, and thus water dissociation was necessary in the first step. To visualize this process, STM experiments with atomic-level resolution were carried out on CoOx nanoislands.194 STM video monitoring revealed that water molecules first dissociated into protons and hydroxyls at the edge-sites before the basal plane took over the in following steps. The edge-site activity in water dissociation was further verified by CoOx nano-islands with different edge to basal plane ratios. Under the same water pressure, the density of hydroxyls was reversely proportional to the radius of the nano-islands. This observation confirmed the edge activity. It was also found that the presence of additional water molecules could significantly lower the energy barrier for both water dissociation and proton diffusion, and the results were supported by DFT calculations. Overall, this study highlighted the importance of edge-sites and their higher activity for water oxidation. To maximize the Co edge-site activity, ultra-small 2 nm size nanocubanes were prepared to take full advantage of the edge-site activity.195 However, the TOF of these nanocubanes (0.023 s−1 Co−1) was much lower than the fast catalytic site (3 s−1) reported by the Frei group.190 Therefore, a WNA on single CoIV-oxo sites was proposed, despite the presence of a large fraction of edge-sites. To account for this discrepancy, further research into the mechanisms for generating cooperative CoIV–oxo sites is required.

We observed that the catalytic activity of the above-discussed heterogeneous Co-WOCs was primarily assigned to the CoIII centers in the CoO6 octahedral geometry instead of the CoII centers in the tetrahedral geometry in the spinel structure of Co3O4. To distinguish between the roles of the two Co centers in different coordination environments, a cation-substitution strategy was systematically employed by Liu et al. to prepare spinel-type ZnCo2O4 and CoAl2O4.196 With the help of operando electrochemical impedance spectroscopy (EIS) and XAS analysis, the catalytic activity (normalized current density based on the electrocatalytic active surface area) revealed that the CoII centers in tetrahedral geometry were more active than the CoIII centers in the octahedral geometry (Fig. 9a). Operando Raman studies by the same group further identified the newly evolved 1068 cm−1 band as the superoxide species on the pristine Co3O4 surface.197 This characteristic reaction intermediate band was largely suppressed for ZnCo2O4 (Fig. 9b), while present in CoAl2O4 (Fig. 9c), thus indicating the crucial role of the tetrahedrally coordinated CoII centers for the formation of this intermediate species. This observation is in contrast with previous hypotheses that octahedrally coordinated CoIII edge-sites are the dominant catalytically active species.190,193 One possible explanation for these opposite conclusions is that the nature of the catalytic centers may have changed even for related starting materials considering that many previous studies have reported substantial material transformations during catalytic reactions. High-resolution transmission electron microscopy (HRTEM), for example, revealed surface reorganizations of crystalline oxides and the in situ formation of amorphous overlayers.9,198,199 Dau et al. made pioneering contributions on this key issue of the structural transformations of heterogeneous catalysts under operational conditions.199 To illustrate the reconstruction of CoPi, they utilized a variety of techniques ranging from in-house spectroscopic characterizations (UV-vis and FTIR) to synchrotron-based structural analyses (XANES in Fig. 9d and EXAFS in Fig. 9e). The restructuring of the crystalline solids was actually under kinetic control. In a representative study by Jaegermann et al., CoOx electrocatalysts with different preparative histories exhibited distinct material transformation routes, and finally displayed very different catalytic activities.200 This highlights the fact that electronic state differences will lead to divergent reaction pathways and apparent performance differences. Moreover, instead of the traditionally proposed surface activity that prevails for crystalline materials, the concept of volume activity was proposed for the newly formed amorphous materials.199 By applying operando XAS analyses, it was found that even amorphous Co-WOCs undergo interconversion between three different local molecular motifs (Fig. 9f).12 These molecular-scale motifs were actually found to be in dynamic equilibrium during the OER. Furthermore, a reduction of the activity by 10% was observed when 18O isotope tests were performed, which served as evidence for the direct coupling of CoIV–oxo species during the RDS.14


image file: d0cs00978d-f9.tif
Fig. 9 (a) Normalized electrochemical activity comparison of Co3O4, ZnCo2O4, and CoAl2O4. In situ Raman spectra of (b) ZnCo2O4 and (c) CoAl2O4 as a function of applied potential. Reproduced with permission from ref. 196 and 197. Copyright 2016, The American Chemical Society. XANES (d) and Fourier-transformed EXAFS (e) spectra of crystalline CoPi before and after anodic operation (1.76 V vs. RHE) for 2 min and 10 h. Reproduced with permission from ref. 199. Copyright 2015, Wiley VCH. (f) Schematic illustration of the three structural motifs during the OER. Reproduced with permission from ref. 12. Copyright 2015, The Royal Society of Chemistry.
2.1.2. Hematite. Besides CoOx, hematite offers dual functionality as both a light absorber and OER catalyst, which provides the opportunity to avoid the complications inferred by the use of photosensitizers in mechanistic studies.201 Similar to other first-row TM oxides, the high-valent iron centers on hematite photoanodes have long been proposed until the first direct ATR-FTIR evidence was provided by the Hamann group.202 The FeIV–oxo species displayed characteristic absorption bands at around 898 cm−1, and the intensity of the peak was dependent on both the potential and light illumination (Fig. 10a and b, respectively). This behavior indicates that the same intermediate species were present in both the electrocatalytic and photoelectrocatalytic processes. Light illumination could provide extra photovoltage to lower the onset potential for the appearance of both reaction intermediates and catalytic current. In principle, a first-order reaction of surface holes can be proposed for the isolated FeIV–oxo sites, and WNA on these reaction intermediates will then be the RDS for O–O bond formation. This hypothetical reaction mechanism was later supported by isotope labelling experiments and analyzing the O2 products using isotope ratio mass spectroscopy.203 With the combination of photoinduced absorption spectroscopy (PIA) and transient photocurrent spectroscopy (TPS), a first-order reaction was actually observed by Durrant et al. when the illumination intensity was weak (Fig. 10c).204 When the surface hole density surpassed a certain threshold level at higher illumination intensities, a rapid third-order reaction was observed (Fig. 10c). Recently, this high reaction order of surface holes was rationalized considering the Fe(OH)–O–Fe(OH) sites, where dynamic equilibrium was proposed between three surface holes and this edge-site dimer (Fig. 10d).205 The biphasic behavior of the reaction order as a function of hole density suggested a change in the reaction mechanism. DFT calculations indicated that the sluggish first-order reaction had an energy barrier of about 0.3 eV, while a negligible activation energy of 0.06 eV was calculated for the third-order reaction. It is surprising that the first- and third-order reactions for the hematite photoanode match well with the ‘slow’ and ‘fast’ reaction sites observed for Co3O4.190 This indicates that the cooperation of adjacent metal centers is possibly a common prerequisite for the efficient OER on metal oxide surfaces. Clearly, the accumulation of oxidation equivalents on the oxide surface is crucial for the mechanistic transition. In addition, Zhao and coworkers observed mechanistic transitions as a function of the electrolyte pH, where slow WNA to the FeIV-oxo site was dominant at near-neutral conditions and fast adjacent oxo-coupling occurred in strongly alkaline conditions.206,207
image file: d0cs00978d-f10.tif
Fig. 10 Operando ATR-FTIR spectra of hematite scanned in the dark (a) and under illumination (b), with the reaction intermediate band at 898 cm−1 emerging at 1.83 V vs. RHE in the dark and 1.43 V vs. RHE under illumination. Reproduced with permission from ref. 202. Copyright 2016, Springer Nature. (c) Rate law analysis of surface hole density, where the surface hole density was derived from the intensity of the PIA signal at 650 nm at a steady state (1.5 V vs. RHE, 1 M NaOH). Reproduced with permission from ref. 204. Copyright 2015, The American Chemical Society. (d) Proposed mechanism for the third-order reaction: the equilibrium between triply oxidized edge-sites and three surface holes is followed by the RDS for O–O bond formation. Reproduced with permission from ref. 205. Copyright 2020, Springer Nature.

With these and many other recent advances in mechanistic insights into unary first-row TM-based heterogeneous WOCs, it is clear that we are much closer to a full picture of the water oxidation cycle. The progress discussed here is inspirational and sometimes transferable for the rapidly growing number of first-row bi- or multi-metallic TM-based heterogeneous systems. It should be emphasized that the combination of many different techniques for multi-dimensional surface and structural information is required for the establishment of reliable and complete catalytic cycles.23 For example, time-resolved FTIR can provide molecular information of the active sites in action,208,209 while operando optical and XAS spectroscopy can uncover the electronic structure of the involved metal centres.210

2.2. Mechanistically driven design of heterogeneous WOCs

Advanced DFT simulations are an alternative approach to access the underlying OER mechanisms of heterogeneous WOCs. Nørskov et al. first studied the OER activity of a series of oxides and proposed that the binding energies of different reaction intermediates (HO*, O*, and HOO*) were responsible for the origin of the OER activity of the investigated catalysts.211 A universal scaling relationship between the adsorption energies of HOO* and O*, which are generally applied for the investigation of the reaction free energy diagrams of all the oxides, was discovered. This scaling relation gives rise to an activity volcano plot as a function of specific intermediates (Fig. 11a). Moreover, it suggests that the RDS of the free energy diagram plays a vital role in the OER activity. For instance, if the oxygen binding energy is too high, the OER overpotential is limited by the formation of HOO* species, otherwise, the energy barrier of HO* species formation is dominant when the oxygen binding energy is low. Therefore, to optimize the OER activity, methods to stabilize HOO* species compared to HO* species are desirable, and some general strategies are discussed below.
image file: d0cs00978d-f11.tif
Fig. 11 (a) OER activity trends vs. standard free energy of the ΔGHO*–ΔGO* step. Reproduced with permission from ref. 211. Copyright 2011, Wiley VCH. (b) Theoretical models for the formation of ONB with molecular orbital energy diagram for MO6 (EF = Fermi level). (c) Calculated free energies for the OER via AEM and LOM mechanisms over CoO2 and ZnxCo1−xO2. (d) Transformation of the OER mechanism from AEM to the LOM with the absence of unoccupied oxygen states in Zn0.2Co0.8O2. Reproduced with permission from ref. 224. Copyright 2019, Springer Nature.
2.2.1. Substitution strategies with other metal centers. The introduction of secondary elements with similar electron configurations into the lattice of pristine catalysts is an effective strategy to regulate their electronic structures, to redistribute the electron densities in the active metal centers, and to modulate the adsorption/desorption energies of intermediates, thereby providing the opportunity to tune the underlying OER mechanisms.212–214 For instance, binary 3d TM oxide/oxyhydroxide combinations in catalysts, such as CoNi,215 CoFe,216 NiFe,217 CoV,218 NiV,219 CoMo,220 NiMo,221 CoMn,222 NiMn,223 CoZn,224 and CoAl with a main group element,225 have been widely investigated. Among them, NiFe-based oxyhydroxides are the best-known bimetallic OER electrocatalysts. However, the question why Fe doping substantially improves the sluggish OER activity of Ni-based oxyhydroxides still remains unanswered to a large extent in heterogeneous catalyst research. With this question in mind, the effects of Fe substitution on the OER activity and mechanisms of Ni-based oxyhydroxides were investigated by Peter et al.217 Analysis of operando XAS and voltammetric experiments first revealed a drastic influence of Fe substitution on the redox behavior of Ni centers. This phenomenon showed that the Ni-based oxyhydroxides underwent a gradual mechanism conversion when Fe was inserted. The resulting super Nernstian behavior was mainly due to the presence of a non-concerted proton-electron (PT/ET) pathway, where a negatively charge oxygen ligand is involved and can react with hydroxide ions to form ‘–OOH’ or ‘–OO’ intermediates. The energy barrier of this PT/ET pathway is much lower than the conventional PCET pathway.

Recently, Wang et al. reported that the OER activity and mechanism of CoOOH could be appropriately modulated by the incorporation of redox-inert Zn2+ ions. Combined experimental and theoretical investigations showed that the insertion of Zn2+ into CoOOH could promote the generation of additional oxygen non-bonding states (ONB) with different local configurations (Fig. 11b).224 The presence of ONB can stabilize the peroxo- or superoxo-related O–O intermediates, thereby regulating the OER mechanism.226–228 Furthermore, DFT calculations confirmed that the less directional Zn–O bonds enhanced the electrical conductivities (σ) by overlapping with the neighboring O(2p) orbitals. As expected, the generated oxygen holes in the ONB states together with the Zn–O2–Co2–O2–Zn configuration tuned the oxygen binding energies and further promoted the change from a conventional adsorption evolution mechanism (AEM) to a lattice oxygen oxidation mechanism (LOM) (Fig. 11c and d). Consequently, the elaborately designed electrocatalyst Zn0.2Co0.8OOH with rich Zn–O2–Co2–O2–Zn configurations exhibited the best OER activity with the highest intrinsic mass activity of 0.38 mA cmox−2 (331.1 A g−1) at 1.5 V vs. RHE, which was 38(61) and 19(75) times better than that of CoOOH and commercial IrO2, respectively. However, lower intrinsic activities were found in Zn0.3Co0.7OOH and Zn0.4Co0.6OOH, which was mainly due to the lower content of Zn–O2–Co2–O2–Zn motifs. Therefore, high amounts of Zn substitution (over 20%) would decrease the OER activities and cause severe structural degradation of the catalysts due to the excessive amounts of oxygen vacancies. These observations were also confirmed by the investigation of the OER mechanism in spinel-type ZnCo2O4, which showed a decrease in OER activity compared to Co3O4 spinel due to the absence of Zn–O2–Co2–O2–Zn motifs.196,224 In conclusion, we suggest the following guidelines for the selection of secondary metal centers: (i) the charge conductivity of the catalyst matrix should be increased by regulation of its electronic structure, (ii) the adsorption energies of the reaction intermediates should be optimized by proper redistribution of the electron densities, and (iii) the reaction pathways should be accelerated by alteration of the energy barrier of certain steps.

2.2.2. Improvement of heterogeneous WOCs through the introduction of vacancies. A wider range of recent studies reported that intrinsic vacancies (including cation and oxygen vacancies) in heterogeneous catalysts can tune their electronic configuration, promote the electron transfer, and generate more active sites, thereby enhancing the OER activity.170,212,229–236 Consequently, engineering oxygen vacancies (VO) has emerged as a convenient approach to improve the OER activity of first-row TM oxides or hydroxides. In a representative study, Guo et al. introduced abundant VO on the surface of hollow Co3O4 nanoparticles, thereby increasing the number of active sites and enhancing their catalytic performance.235 Liu et al. employed the laser ablation techniques to produce VO-rich Co3O4 (L-CO), which exhibited enhanced electrical conductivity and high OER activity.236 The presence of oxygen vacancies was further confirmed by O K-edge soft XAS measurements, where a new peak appeared at around 533.4 eV, indicating the presence of VO in L-CO (Fig. 12a). To gain insight into the influence of Vo on the OER mechanism, DFT simulations were carried out on L-CO and defect-free spinel Co3O4 (C-CO). The calculated adsorption/desorption energy scheme indicates that the free energy barriers of the OER intermediates for L-Co were considerably reduced compared to C-CO (Fig. 12b). Consistent with this prediction, L-CO exhibited the lowest overpotential of 271 mV at a current density of 10 mA cm−2, which was 70 mV lower than that of C-CO.
image file: d0cs00978d-f12.tif
Fig. 12 (a) O K-edge soft XAS spectra of L-CO, LN-CO, C-CO, and CN-CO and CoO and Co2O3 as references. (b) Calculated free energy profiles for the OER/ORR on {111} planes before and after the insertion of oxygen vacancies (green arrow = RDS). Reproduced with permission from ref. 236. Copyright 2019 Wiley VCH. (c) LSV curves of three catalysts and IrO2 and RuO2 references for the OER. (d) Computational DOS for Co3O4 and Co-deficient Co3−xO4. Reproduced with permission from ref. 234. Copyright 2018, The American Chemical Society. (e) OER performance of pristine NiFe-LDH and NiFe-LDH after 15 h of ball-milling treatment. (f) Theoretical slab model of NiFe-LDH with and without ball-milling treatment. (g) Computed free energy profiles for (f). Reproduced with permission from ref. 243. Copyright 2019, Wiley VCH. (h) Schematic plots for the strained NNO with eg orbital degeneracy. (i) OER performance for the NNO films grown on different substrates in O2-saturated 0.1 M KOH. (j) Plots of current density recorded at 1.63 V of NNO films against the induced strain. Reproduced with permission from ref. 244. Copyright 2019, The American Chemical Society.

Other recent studies have further demonstrated that the introduction of metal cation vacancies (VM) is an effective alternative strategy to modulate the electronic structure and to tune the oxygen binding energy toward highly active OER catalysts.212,234,237,238 For example, Zou et al. synthesized Co-deficient Co3−xO4 and identified it as an efficient OER electrocatalyst.234 DFT calculations were conducted to investigate the electronic structure of Co3O4 before and after the introduction of VCo. The simulated results showed that the formation energy of VCo2+ was lower than that of VCo3+, indicating that the preferential type of vacancies in Co3O4 is VCo2+. Moreover, the presence of high VCo2+ concentrations can modulate the electron density of the Co centers in Co3−xO4, resulting in the electronic delocalization of the neighboring atoms and further increase of the overlap of the electron wavefunctions between the Co and O atoms. Consequently, the electronic delocalization effect enhanced the charge densities around the conduction band edge and narrowed the band gap in Co-deficient Co3−xO4 (Fig. 12d). In fact, the insertion of VCo2+ is accompanied by structural distortions, which decreased the surface energy and enhanced the structural stability during the OER. Consequently, the modulated Co-deficient Co3−xO4 displayed remarkable OER activity with a much lower overpotential of 268 mV at a current density of 10 mA cm−2 in comparison with that of normal Co3O4 (376 mV) (Fig. 12c). Overall, we noticed that the strategy of vacancy introduction is attracting increasing attention as an effective way to significantly improved catalyst properties, from exposing more surface sites to enhanced electrical properties.239 However, fundamental questions, such as ‘the more vacancies, the better?’ and ‘are vacancies stationary or mobile?’ remain to be answered for fully understanding the role of these structural defects.

2.2.3. Lattice strain as a tuning parameter. Tuning the lattice strain, either compressive or tensile, is a useful approach to tailor the electronic structure and to adapt the binding energies of the OER intermediates for first-row TM oxides or hydroxides.240–244 Compressive strain can result in a higher occupancy of the d3z2r2 orbitals and weaker metal–oxygen chemisorption, while tensile strain is beneficial for dx2y2 orbital occupation and enhances the metal–oxygen covalency.242,244 Due to the modifications of the metal–oxygen chemisorption and covalency, the energy barriers of the OER intermediates are altered, thereby enhancing the OER activity.216,245–247 Recently, Du et al. studied the strain effects on the OER activity of epitaxial NdNiO3 thin films.244 They found that the introduction of compressive strain could indeed enhance the d3z2r2 orbital occupation, while the tensile strain was consistent with preferential occupation of the dx2y2 orbital (Fig. 12h). To investigate the strain effects on the OER activity, NdNiO3 (NNO) films were grown on different substrates with modulated strains from −1.39% to 2.49%. When SrLaAlO4 (SLAO) was employed as substrate, the resulting compressive strain of −1.39% was the most favorable for the OER activity for NNO (Fig. 12i and j). Moreover, the compressive strain caused structural distortion of the NiO6 motifs in NNO, thereby reducing the Ni–O bond lengths and elongating the Ni–O–Ni bonds. Furthermore, the orbital overlap or p–d hybridization was reinforced, producing more stabilized metallic states, and thereby enhancing the OER kinetics. As expected, the hybrid NNO/SLAO showed the best OER activity among the series of investigated substrates supporting NNO films. Recently, Liu et al. prepared NiFe-LDH with tensile strain via a facile ball-milling method.243 They showed that the tensile strain could indeed improve the OER activity of NiFe-LDH (Fig. 12e). Furthermore, DFT calculations were carried out to understand the effect of tensile strain on the OER kinetics in more detail. As illustrated in Fig. 12f, the tensile strain was simulated by stretching the metal oxygen bonds by 0.16 Å compared to the pristine crystal structure of NiFe-LDH. Consequently, the NiFe-LDH with tensile strain showed enhanced electron density around the Ni and Fe centers. Furthermore, the calculated free energy profiles corroborated that the theoretical OER overpotential of NiFe-LDH decreased from 0.55 V to 0.48 V after the introduction of tensile strain into the crystal structure (Fig. 12f and g). As expected, the energy barrier of the OER intermediates was optimized, which shifted the activity of NiFe-LDH towards the vertex of the activity volcano (inset in Fig. 12g). The beneficial effects of lattice strain on the electronic structures and electrocatalytic activity are also evident from other recent studies on Co-based catalysts.240 Clearly, the introduction of lattice strain leads to structural distortions and changes in bond lengths. Correspondingly, the electronic structures of the metal sites are altered, which can be selectively employed to tailor the adsorption energies of the reaction intermediates.
2.2.4. Selective exposure of crystal planes. Nanoscale crystals with exposed specific crystal planes do not only affect the geometric shape of the final products but also tune their surface-dependent physicochemical properties.212,248–250 Therefore, the rational design of catalysts exposing their most favorable active facets is a promising route towards rapid OER kinetics.250–253 For example, well-defined spinel cobalt oxides with exposed (100) and (111) planes were prepared for the investigation of facet-dependent electrocatalytic activity.248 The electrochemical measurements and theoretical studies showed that the (111) plane of Co3O4 exposed a higher density of cobalt ions compared to the (100) plane, thereby offering more catalytically active centers. This resulted in an enhancement in OER activity upon exposure of the (111) plane compared to that of the (100) plane. The (100) plane could stabilize the crystal structure and ensure better OER stability due to its lower surface energy compared to that of the (111) plane. Ma et al. prepared surface-tailored Co3O4 nanocrystals and investigated the effects of different crystal planes on their OER activity, including nanocubes (NC) with exposed (001) planes, nanostructured octahedra (NTO) with exposed (001) and (111) planes, and nanopolyhedra (NP) with exposed (112) planes.251 The electrochemical measurements demonstrated that the Co3O4 NP exhibited superior OER electrocatalytic activity (Fig. 13a). In terms of surface atomic configurations, the as-prepared Co3O4 NC, NTO, and NP nanostructures exposed different surface atomic arrangements of the Co2+/Co3+ active sites. The Co3O4 NC and NTO only displayed tetrahedrally coordinated Co2+ (Co2+Td) sites, while both the Co2+Td and octahedrally coordinated Co3+ (Co3+Oh) sites were accessible in the Co3O4 NPs (Fig. 13b). DFT calculations further revealed that the rich presence of Co3+Oh sites on the (112) plane could promote the electron-donating ability and offer a moderate binding energy for the intermediates, resulting in an enhancement in the OER activity. These observations are consistent with the above discussions of studies in Section 2.1.1, where the Co3+ edge-sites were reported to be more catalytically active in well-crystalline spinel-type Co3O4. In addition, we want to highlight the fact that surface amorphization of crystalline Co3O4 NP has been demonstrated under operando conditions.9 Therefore, it is subject to further research whether this structural change of the surface may also happen for other highly crystalline oxides or not.
image file: d0cs00978d-f13.tif
Fig. 13 (a) LSV curves for the investigated cobalt oxide OER catalysts. (b) Surface atomic configurations of Co2+/Co3+ on different crystal planes. Reproduced with permission from ref. 251. Copyright 2018, Wiley VCH. (c) TEM and HRTEM images of NiFe–N–CNT–rGO. (d) LSV curves of as-prepared NiFe, NiFe–N–CNT–rGO, NiFe–N–CNT, and rGO, with blank GC as a reference. (e) Schematic structures of OER intermediates adsorbed on NiFe–CNT. (f) Calculated free energy for OER over pure CNT and NiFe–CNT at zero potential (U = 0), equilibrium potential (U = 1.23 V), and minimal potential where all steps become downhill. Reproduced with permission from ref. 171. Copyright 2019, The Royal Society of Chemistry.
2.2.5. Interface engineering. Hybridizing WOCs with conductive substrates not only promotes the charge transfer, but also constructs a beneficial catalytically active interface, increases the electrocatalytically active surface area, and optimizes the adsorption/desorption energies of the OER intermediates, thereby enhancing the OER activity.217,226,254–256 The construction of carbon-encapsulated architectures has served as an alternative strategy to obtain efficient hybrid OER catalysts with high surface areas.171,256–259 The carbon matrix can protect the active species from a harsh environment and maintain the structural integrity of the catalytically active compounds. Meanwhile, the encapsulated active metal centers can also tune the electronic properties of the outer carbon shells, thereby regulating the binding energies of the OER intermediates on the carbon surface.171,256,257,260 Recently, our group developed a convenient approach for the encapsulation of metal catalysts in nitrogen-doped carbon nanotubes (M–N–CNTs, M = Ni, Co, Fe).171 Subsequently, coupling to reduced graphene oxide (rGO) afforded hybrid NiFe–N–CNT–rGO electrocatalysts, which excelled through high specific surfaces and large fractions of exposed active sites. As shown in Fig. 13c, the TEM images clearly manifested the encapsulated core (metal)–shell (carbon) structures of NiFe–N–CNT–rGO. When the as-prepared catalysts were employed as anodic materials, NiFe–N–CNT–rGO exhibited a good OER performance with an overpotential of 270 mV at 10 mA cm−2 (Fig. 13d). Moreover, NiFe–N–CNT–rGO possessed a higher BET surface area of 160 m2 g−1 compared with that of NiFe alloy (30 m2 g−1), further indicating that the encapsulated carbon shell can not only protect the catalytically active metal center from inevitable surface reconstruction processes, but also provides a high surface area for the catalytic reactions. To gain insight into the relation between interface engineering and the OER kinetics, DFT calculations were carried out for the as-prepared catalyst. As presented in Fig. 13e, the electron densities of the Ni and Fe atoms were redistributed after encapsulation into the CNTs. Since the surface charge states of the metal ions play an important role in the surface-anion adsorption, their redistribution is expected to influence the binding energy of the OER intermediates. Indeed, the calculated theoretical overpotential of NiFe–CNT (1.08 V) was significantly reduced compared with that of bare NiFe (2.64 V) and CNT (1.33 V) (Fig. 13f).

Recently, Khani et al. reported a convenient two-step sol–gel and carbothermal reduction strategy and prepared a series of graphitic-shell encapsulated metal catalysts (denoted as G–Ni, G–Co, G–Fe, G–Ni0.5Fe0.5, G–Ni0.5Co0.5, G–Co0.5Fe0.5, and G–Ni1/3Co1/3Fe1/3).256 Various ex situ techniques including powder XRD, Raman, and XPS spectroscopy confirmed that some metallic nanoparticles without the protection of graphitic shells were converted into metal oxide species after the OER. The graphitic-shell encapsulation of the metal catalysts not only preserved their pristine crystal structure, but also maintained their high electrocatalytic activity for a long time under the harsh electrochemical conditions. The results showed that the as-prepared G–Ni0.5Fe0.5 showed a low overpotential of 280 mV at 10 mA cm−2. All the above studies demonstrate that the rational utilization of a protective matrix material is a promising strategy for maintaining the structural integrity and high OER activity of electrocatalysts. It should be noted that many electrocatalysts generally underwent surface structural reconstruction under harsh oxidative conditions, which could affect their electrocatalytically active species and surface areas. Since this makes mechanistic investigations more complex, researchers should focus on the exploration of the real active species and aim to understand the dynamic processes under the operational reaction conditions. These challenges for the investigation of heterogeneous WOCs are summarized in the next sections.

2.3. Challenges in the mechanistic investigation of heterogeneous WOCs

The influence of many different parameters on the water oxidation performance, such as catalyst surface change, redox chemistry, defect chemistry, electrolyte, gas–liquid–solid interface, and adsorption/desorption energy as a function of the mentioned parameters, render a deep understanding of the catalytic process challenging. Therefore, the assignment of a distinct catalytic mechanism to a given heterogeneous water oxidation catalyst requires considerable analytical efforts to address all the issues discussed in the following sections.
2.3.1. Surface amorphization. Considering that surface amorphization remains a severe issue, exploring the true active catalyst under the operational reaction conditions is absolutely indispensable for deriving a precise reaction mechanism. Specifically, OER catalysts often undergo structural reconstruction during the electrochemical oxidation process, which further contributes to remarkable changes in the TOF.261 In this case, the change in the electrochemically active surface area (ECSA) should be considered for a fair comparison. In other cases, the degradation of nanoparticles under the OER conditions turned out to be the limiting factor for the system stability and performance.262 This phenomenon considerably changed the traditional perception of the true catalyst in solid-state catalysis.

Perovskites have attracted particular interest among heterogeneous catalysts recently.263–267 Advances in this field have shown that the apparently stable perovskites can indeed transform into other phases when exposed to the corrosive conditions of water splitting.268–272 Suntivich et al. showed that in the initial stages of the catalysis, the crystalline Ba0.5Sr0.5Co0.8Fe0.2O3−δ mixed oxide (BSCF) changes and forms an amorphous mixed oxide shell on the surface, which acts as the true catalyst in the OER (Fig. 14a–d).273 In the operando electrochemical XAS study by Schmidt et al., the structural reconstruction and the dynamic surface amorphization of BSCF were resolved in detail.274 In this case, the Co atoms reached higher oxidation states and acted as the major catalytic centers in the BSCF structure.


image file: d0cs00978d-f14.tif
Fig. 14 HRTEM images and corresponding fast Fourier transforms (FFT) of (a) pre-catalytic Ba0.5Sr0.5Co0.8Fe0.2O3−δ (BSCF82) perovskite and BSCF82 samples after (b) 5 cycles and (c) 100 cycles. (d) Post-catalytic BSCF82 sample after 2 h chronopotentiometry at 1.7 V vs. RHE in 0.1 M KOH electrolyte at 10 mV s−1. Reproduced with permission from ref. 273. Copyright 2012, The American Chemical Society. (e) Fourier transform (FT) k3-weighted Co K-edge EXAFS spectra of BSCF-FS sample at different applied potentials in 0.1[thin space (1/6-em)]M KOH. The shoulder at ∼3.5 Å and the peak at ∼4 Å correspond to Co–Ba/Sr and Co–Co/Fe in corner-sharing octahedra in the perovskite structure, respectively. (f) Schematic representation of amorphization and lattice OER processes in BSCF-FS, which leads to leaching of Ba2+ and Sr2+ cations and dissolution of Co and Fe cations, respectively. Reproduced with permission from ref. 274. Copyright 2017, Springer Nature.

Additionally, in situ FT-EXAFS spectra further clarified that the growth of an amorphous Co/FeO(OH) shell on the electrode–electrolyte interface was induced by the lattice OER process (Fig. 14e and f).274 Surface reconstruction of these mixed oxides is usually accompanied by changes in the distribution of short-range order, the formation of local defects in the lattice structure, and oxygen vacancy changes.275,276 All these key factors must be considered in fundamental investigations of the OER mechanism.

The influence of surface corrosion on the lattice counter-anions makes the mechanistic understanding of heterogeneous OER catalysts even more complicated, giving rise to in-depth investigations.277,278 Despite the considerable OER activity of non-oxide first-row TM compounds, such as sulfides, selenides, and nitrides, these compounds are not thermodynamically stable under the highly oxidative OER conditions and are mostly converted to metal oxide hydroxide phases. Recently, various characterizations have been performed to screen the surface evolution and phase transition of non-oxide compounds during their OER performance.277–280 Fan et al. applied in situ HRTEM to study the structural changes of an amorphous CoSx chalcogenide during the OER. Their study showed that in the first step, the CoSx pre-catalyst is transformed into a Co(OH)2 intermediate. Next, the intermediate undergoes irreversible conversion into a crystalline CoOOH phase on the surface.279

In selected cases, the transformation of the crystalline pre-catalyst into an amorphous phase as the true active catalyst has been identified as a reversible process with different in situ X-ray techniques.9,281 The possibility of these reversible phenomena makes the precise identification of catalytically active sites via operando methods for the mechanistic understanding of OER highly important.

When trying to assess the various performance-related factors of solid-state WOCs, such as the degree of crystallinity, surface corrosion, particle size and morphology, the thickness of the electrocatalyst, and oxidation state of the active sites, the combination of different in situ methods can provide further fundamental understanding of the catalytic performance and the reaction mechanism. Recently, several in situ experiments have been undertaken to monitor the reaction intermediates and to specify redox state and local atomic structure of the active sites. Among the different applied in situ techniques, XAS,282–285 TEM,279,286 Raman,287 and Mössbauer spectroscopy175,288 are referred to here.

2.3.2. Controversial roles of different catalytic centers. Providing precise atomic-level information about catalytically active sites in multi-metal solid-state catalysts becomes more challenging through the fast conversion of the reaction intermediates. Hunter et al. applied nonaqueous media with limited amounts of substrate (H2O and HO) to trap the intermediate in NiFe-LDH-catalyzed electrochemical water oxidation.288 The authors showed that a five-coordinate cis-dioxo-Fe(VI) species is involved in the OER.288 However, Friebel et al. probed tetrahedrally coordinated iron sites together with octahedrally coordinated Fe3+ species as the active centers in electrochemical water oxidation with (Ni,Fe)OOH.282 The authors suggested that the iron sites are the superior catalytic centers of water oxidation, while Ni was not considered as a directly active catalytic center.282 A recent operando XAS study of hyperfine β-FeOOH nanorods, which were surface modified with amorphous Ni hydroxide, revealed no changes in the structural environment and valence of Fe3+ centers under water oxidation reaction conditions.283 In contrast, reversible oxidation of Ni2+ to Ni3+ occurred during electrocatalysis.283 Moreover, in another study, di-μ-oxo NiIV–FeIII species were revealed as the active site in Fe100−yNiyOx-catalyzed water electrolysis, while iron ions remained redox inactive.284

Impurities from the electrolyte are another crucial factor that can affect the OER activity of heterogeneous catalysts and the real active species.287,289,290 Bell et al. reinvestigated the role of Fe impurities in the OER activity of Ni(OH)2/NiOOH. They showed that aging an Ni-(oxy)hydroxide film in unpurified KOH electrolyte with Fe traces led to the formation of an Fe-doped Ni-oxy/hydroxide species. The newly formed phase displayed OER activity comparable to optimized Ni1−xFexOOH catalysts.287 Najafpour et al. revealed that the presence of Fe impurities in KOH electrolyte plays a significant role in the OER activity of NiV-LDH. Using operando UV-vis spectrophotometry and EXAFS techniques, it was shown that during water oxidation in impure KOH, the NiV-LDH catalyst is converted to a partially oxidized α-Ni(OH)2/NiOOH phase with Fe traces and this structure acts as the true catalyst.290

Regarding the dependence of different reports on the applied techniques and respective conditions, the obtained results should be interpreted carefully. Consequently, the results of case studies should not be considered as general concepts for reliably predicting key performance parameters and active species. Additionally, considering the critical role of the topmost layers of the electrocatalysts in the catalytic performance of the material and the kinetics and mechanism of the reaction, comprehensive monitoring of heterogeneous catalysts with atomic level operando techniques becomes mandatory. Although many reports add information on the bulk characteristics of catalysts, information based on in situ spectroscopic methods at the atomic scale, such as environmental TEM, are now required to derive optimization concepts for solid-state WOCs. Furthermore, these data can be supported by atomic-level computational modelling and simulation techniques on the path to predictive design.

Accordingly, surface reconstruction in the gas–liquid–solid interface merits more in-depth investigations with suitable operando techniques. This approach holds the key to a more comprehensive understanding of true water oxidation catalysts. Despite the rich body of literature on true catalyst studies in water oxidation, there is an obvious and increasing need for systematic studies of catalytic interfaces at the atomic scale by operando methods. Furthermore, this is an incentive to make them more accessible for everyday lab practice and to combine the results with advanced computational methods. Accordingly, artificial intelligence and different types of machine learning can speed up the exploration of reaction intermediates and the knowledge-based discovery of stable and highly efficient WOCs.291–293

Part III: perspectives for knowledge transfer between molecular and heterogeneous WOCs

3.1. Lessons learned from heterogeneous WOCs

Over the past decades, progress in heterogeneous WOCs was driven by both mechanistic understanding and new catalyst design concepts, as outlined in Part II of this review. We proceed with new options to transfer this rich knowledge to the field of molecular WOC development. In the following, we present some case studies and highlight key overlap between both research areas.
3.1.1. Active molecular motifs in heterogeneous WOCs. Conventionally, it is assumed that the catalytic centers in heterogeneous compounds are most accessible on the surface of crystalline NPs, where maximum exposure to the reaction medium takes place.188 This implies that only a very small fraction of metal sites are catalytically active, while the majority just serves as structural support in the bulk.186 However, this may not apply for heterogeneous WOCs, which are mostly operated in harsh oxidative conditions, since the OER often occurs after the accumulation of a certain amount of oxidative equivalents and at high anodic potentials (>1.23 V vs. RHE).294–296 This renders a closer pre- and post-catalytic structural examination of the crystal surface necessary for a valid interpretation of the recorded catalytic activity. As discussed in Section 2.1.1, Dau and coworkers monitored the minor structural transformation on the surface of crystalline Co3O4 films when the applied potential was increased from the non-catalytic region (≤1.2 V vs. RHE) to the level for efficient OER (1.62 V vs. RHE). This transformation was correlated with the conversion of tetrahedrally coordinated CoII centers (Fig. 15a) into octahedrally coordinated CoIII/IV centers (Fig. 15b).9 The newly generated amorphous material featured a three-dimensional cross-linked di-μ-oxo-bridged Co edge-site motif, which has been frequently isolated in molecular WOCs as the catalytic active site, as mentioned for example in Section 1.2.3.26,93,126 Interestingly, this molecule-related surface motif could undergo re-crystallization when the applied potential was swept back to non-catalytic values. Therefore, Co3O4 electrocatalysts display remarkable structural flexibility between crystalline heterogeneous materials and amorphous oxides with structural similarities to molecules.
image file: d0cs00978d-f15.tif
Fig. 15 Surface structure of Co3O4 electrocatalysts at non-catalytic (a, crystalline) and OER potentials (b, amorphous surface shell). Reproduced with permission from ref. 9. Copyright 2015 Springer Nature. (c) Molecular structure of the disordered moieties of Co-dppeO2 and the distorted edge-site motif {H2O–Co2(OH)2–OH2}. Reproduced with permission from ref. 22. Copyright 2019, Elsevier. (d) TOF evolution as a function of different amounts of cobalt centers (CoOx), where the near-zero slopes at lower operational potentials indicate that all the cobalt sites contribute equally across the deposited film. Reproduced with permission from ref. 304. Copyright 2014, Wiley VCH.

However, this re-crystallization phenomenon is not a common observation for most electrocatalysts, which frequently display an ultrafine nano-structure or relatively low crystallinity.297–299 In this case, the ‘surface only’ model of catalytic heterogeneous WOCs requires adjustments since the amorphization can propagate towards the bulk region.199 The extension and rate of this irreversible structural reconstruction depends on many parameters such as the preparative history and nanostructure of heterogeneous WOCs, and on relevant reaction conditions, such as the anodic potential. Correspondingly, to derive convincing structure–activity relations for heterogeneous WOCs, confirmation of the molecular structure of newly developed amorphous materials is of great importance.12 In this regard, we employed the new disordered 1D coordination polymer WOC Co-dppeO2 as a model system and identified the edge-site {H2O–Co2(OH)2–OH2} motif as the active center, which was embedded into a ligand matrix (see Section 1.1.1), in close analogy to molecular cubane WOCs and Co3O4.22,26,210 The atomically resolved molecular motif within the highly disordered material was further refined with the coupling of in situ spectroscopic data and computational modeling (Fig. 15c, cf. Section 1.1.1). In addition, the direct utilization of amorphous WOCs promotes the participation of a higher fraction of metal centers in the catalytic reaction.300–303 For example, in a representative study, amorphous CoOx was found to be composed of nanoscale fragments, which were inter-connected by edge-sharing CoO6 octahedral dimers as a molecular motif.304,305 These dimers were randomly organized into polymeric networks. When exposed to electrolyte, they were saturated with water molecules and cations and anions from the reaction medium. This semi-permeability enabled the equal contribution of exposed metal centers when the mass diffusion was sufficient (Fig. 15d). An increasing number of studies have revealed that the real active motifs of most heterogeneous WOCs indeed bear close resemblance to molecular moieties, which is an prerequisite for mutual knowledge transfer.12

3.1.2. The μ-oxo-bridged edge-site motif. As pointed out above, the edge-site {H2O–M2(OH)2–OH2} motif is an important structural feature of heterogeneous WOCs. This μ-oxo-bridged surface motif also represents the core component of bi- and multi-nuclear molecular WOCs to enable the cooperation of neighboring metal centers.4,8,306,307 The activation of this edge-site dimer was observed on heterogeneous WOC surfaces once a certain density of oxidative equivalents was available and these surface species had sufficient mobility.191 When both conditions are fulfilled, the edge-site motif shows high TOF for water oxidation since the O–O bond is formed either through coupling of neighboring oxo species or via WNA of one metal–oxo species with the assistance of the adjacent one. Both pathways exhibit low energy barriers.308 Experimentally, fast third-order reactions and superoxide intermediates have been determined for various metal oxide surfaces such as Co3O4, TiO2 and hematite.190,204,205 We are aware that this dimeric motif is not a mandatory requirement for the OER since there are many catalytically active mononuclear WOCs, as discussed in Section 1.2.1.11 However, the structurally isolated single metal centers generally exhibit lower TOFs since only one electron is transferred prior to O–O bond formation.118 Correspondingly, slow first-order reactions and metal–oxo intermediates were detected in these cases, where the WNA to this single metal–oxo species was the RDS.202,210 Therefore, the key characteristic edge-site motif of heterogeneous WOCs can be used to design μ-oxo-bridged bi- or multi-nuclear molecular WOCs. Actually, Nature's selection of its photosynthetic manganese complex is a very resilient implementation of this edge-site feature.309,310 It is widely speculated that the μ-oxo-bridge can help to level off the accumulated redox equivalents and manage protons that are released during the reaction.311 To directly investigate the aspects of bio-inspiration and edge-site functionality, our group first reported a functional molecular WOC [CoII4(dpy{OH}O)4(OAc)2(H2O)2](ClO4)2 (CoII4O4-dpk; dpk = di(2-pyridyl)ketone) as a tunable model system with a ligand environment (Fig. 16a, cf. also Section 1.2.3).26 After the establishment of molecular integrity during the OER, CoII4O4-dpk exhibited a higher normalized TOF per Co center than its mononuclear [CoIII(dyp{OH}O)2]ClO4 analogue, which was protected by the same ligand environment but lacked the edge-site feature.312 Presumably, the bioinspired tetranuclear CoII4O4-dpk outperformed this compound through its edge-site structure, where proton exchange between neighboring metal centers was facilitated. In addition, the tetranuclear Co4O4 cubane topology had been proposed as a crucial factor for initiating the OER.313 In follow-up studies, we then brought forward a new family of cobalt cubanes with tunable reactive sites as a function of the counteranion environment, revealing the unexplored power of apparent spectator anions to customize and tune the desired structural features of targeted molecular WOCs.314
image file: d0cs00978d-f16.tif
Fig. 16 (a) Structure of CoII4O4-dpk cubane representing a surface cut-out of the μ-oxo-bridged CoOx catalyst. Reproduced with permission from ref. 26. Copyright 2017, The American Chemical Society. (b) OER volcano plot summarized for a wide range of metal oxide surfaces employing ΔGO–ΔGOH as a single descriptor. (c) Comparison of the theoretical OER overpotentials on pure WO3(001), CoOOH(0112), FeOOH(010) and Fe,W-doped CoOOH, where the FeCoW oxyhydroxide shows the lowest overpotential. Reproduced with permission from ref. 315 and 324. Copyright 2017 and 2016, AAAS.

Meanwhile, it is noteworthy that Mn cubanes behave less straightforward as molecular WOCs (see Section 1.2.3).122 Along the lines of cooperative molecular nuclearity motifs, an innovative pentanuclear iron complex (shown in Fig. 5) was designed and found to exhibit a high TOF of 1900 s−1, which outperformed previous lower nuclear iron-based molecular WOCs by at least three orders of magnitude.135 The superior activity was ascribed to (i) the presence of adjacent metal centers that significantly decreased the thermodynamic barrier for intramolecular O–O bond formation,99,101 and (ii) the large redox flexibility of the pentanuclear core, which could accommodate multiple oxidation equivalents. Therefore, we believe that the edge-site feature of heterogeneous WOCs can inspire future molecular design in the long term thanks to its remarkable flexibility in many aspects such as ligand and metal selection, along with tunability of electronic and protonation states. In addition, the efficient delocalization of oxidation equivalents over the polymeric metal centers on heterogeneous WOCs can be applied as a reciprocal guideline for designing molecular systems with higher nuclearity.118

3.1.3. Transferrable scaling relationships. In the heterogeneous WOC community, scaling relationships have been successfully applied for predicting the electrocatalytic performance. Thus, many experimentally determined overpotentials can well be fitted into theoretically derived 1D volcano plots (Fig. 16b).315 However, this concept is far less applied on molecular systems.316,317 The scaling relationships are based on a series of correlations, for example, the adsorption energies of both HO* and HOO* display linear character with respect to that of O*.318,319 This linear correlation is beneficial for breaking down multivariable problems into one dimension, and thus the single descriptor of OH* binding energy can be used to predict the OER rate in a classic volcano plot.320 Meanwhile, this scaling relationship indicates a defined limitation, where the minimum possible overpotential for the OER is around 0.3 V.321 To overcome the inherent limitation of scaling relationships, the design of multi-component catalysts is a common strategy, where different metal sites can mediate different intermediates. In this regard, many bi- or trimetallic heterogeneous oxides have been designed to regulate the 3d electronic structure of first-row TMs.219,322,323 For example, with the help of theoretical calculations (Fig. 16c), an atomically dispersed FeCoW oxyhydroxide electrocatalyst was constructed, which exhibited a record low overpotential of 191 mV for 10 mA cm−2 in alkaline conditions.324 Similarly, this strategy could be transferred to molecular systems by employing different types of catalytic centers. The cooperation of different types of intramolecular metal sites could possibly decouple different intermediate species that are constrained by the scaling relationships. Inspired by this hypothesis, we designed the first mixed 3d–3d Co/Ni cubane WOCs as a pioneering test system.26 Surprisingly, the mixed cubanes showed lower OER activity compared to the pristine Co-based cubanes. This contradicts the observed trends for the productive interaction of Co and Ni in bimetallic heterogeneous WOCs.215 These phenomena suggest that the replacement of the metal center in a molecular system may induce a more significant electronic effect than in their heterogeneous counterparts, where the electronic effect of the second metal would be leveled out by the bulk of interconnected metal centers.325 Nevertheless, the mixed cubane concept opens up transfer options from heterogeneous WOCs to future molecular designs. We anticipate that a moderate extent of substitution of metal centers will be beneficial for molecular systems.326 For example, Nature's PSII employs one redox inactive Ca site to fine tune the 3d electronic structure of the Mn cubane core.327 To apply the scaling relationships on molecular WOCs, some other strategies such as utilizing redox-active ligands or tuning the topology of the metal core can be applied to regulate the electronic structure of the catalytic sites.328

Overall, the fast-growing field of heterogeneous WOCs has created many design principles and will continue to introduce more in the near future. With the discovery of shared mechanistic principles, the knowledge transfer from the pool of heterogeneous to molecular WOCs will greatly promote the design of the latter. Meanwhile, progress in molecular design can be inspiration for heterogeneous catalyst optimization, as we point out in the next section.

3.2. Lessons from molecular studies for heterogeneous WOC design

According to the mechanistic analyses presented in Part I and II, it is clear that molecular WOCs excel mainly through well-defined atomic structures, which is essential for an in-depth understanding of reaction intermediates. However, their isolation for heterogeneous WOCs remains a significant challenge, despite select success on some oxide surfaces such as CoOx and Fe2O3 (cf. Section 2.1). Therefore, identifying the structural similarities between molecular and heterogeneous WOCs at the atomic level can facilitate the transfer of mechanistic understanding between both catalyst types. In principle, this knowledge transfer can start by translating salient structural features of molecular WOCs to the surface or edge-sites of their heterogeneous counterparts. To date, the number of these examples in the heterogeneous field is still too limited to elaborate widely here. Accordingly, here we focus on the frontier research area of single-atom catalysts (SACs). SACs are presently the closest to the emerging bridging concept between molecular and heterogeneous WOCs because they feature the atomic dispersion of metal atoms on or in specific substrates as robust active centers for catalytic reactions.329 Therefore, SACs are actively connecting heterogeneous and molecular design concepts, and they are ideal platforms for bilateral knowledge transfer. In the following, we summarize recent research trends on SACs, with special emphasis on their molecular aspects of synthesis and structural–performance relationships, and on the debate on single vs. dual/multi-site systems.
3.2.1. Translation of molecular design principles into SACs. It is widely accepted that one of the major challenges of SAC design is the chemical stabilization of the separate metal atoms in the support. As discussed in Section 1.2, the metal centers in molecular WOCs are chemically coordinated by specific ligands, which not only keep the metal ions in place but also regulate their electronic structure.330 Therefore, the selection of suitable ligands to optimize both their structure and catalytic performance is a universal strategy for molecular design. Accordingly, defect/vacancy confinement, spatial regulation and coordination design with specific supports are widely employed in the fabrication of SACs, i.e. the supports are usually considered as the ‘ligands’ in SACs.16 Two types of SACs can be differentiated with respect to their interactions between metal atoms and support, i.e. support-coordinated and support-stabilized types. In the former type, the atoms from the support material are usually replaced by metal centers to form an integrated structure. The latter type is based on the stabilization of well-coordinated molecules by the support. In this type, ligands from the original molecules are well preserved, and the metal atoms are further partially coordinated by the support. In the studies of SACs, the debate on the contribution of the support materials to the catalytic activity raises the following key questions: where does the activity mainly arise from, the metal center, ligands or both? What exactly distinguishes support-coordinated SACs from traditional heteroatom-doped heterogeneous catalysts? The following discussion will focus on the synthesis of these two types of SACs and on addressing the above questions.
Support-coordinated SACs. Many materials have been reported as supports for SACs. Two types of supports are classified with respect to their contributions to the OER, namely non-catalytic supports and catalytic supports. In the case of non-catalytic supports, they adopt the role of “ligands”, which stabilize the metal centers and regulate their charge distribution. To implant single-metal atoms into the supports, their pretreatment by inducing defects or vacancies is necessary. One of the typical examples is the immobilization of single atoms in the lattice of defective graphene oxide (GO). Yao et al. reported on a Ni-SAC,331 where they first created increasingly defective GO sheets through thermally annealing a mixture of graphene and melamine under an inert atmosphere, and then anchored Ni ions onto the surface of this pretreated GO through an electrostatic adsorption process in solution. The final Ni SACs coordinated on GO were obtained via a pyrolysis process, leading to the formation of Ni–C bonds in the GO sheets.

In addition to the direct carbon coordination, most graphene-based SACs were coordinated by N atoms to form the typical M–N4 moieties on the graphene lattice. For instance, Huang et al. obtained Ni-, Co- and Fe-SACs coordinated by M–N4 moieties by subjecting defective graphene to a pyrolysis reaction under an NH3 atmosphere (Fig. 17a).332 The coordination geometries and the dispersion of single atoms were directly detected by HRTEM, as shown in Fig. 17b–d. N-coordination can not only modify the electronic structure of the isolated metal atoms, but also improve the adsorption of the reactants.333 In a recent study on Mn-SACs (Mn–N4–G), Li et al. evidenced that the four-fold N-coordination favors the formation of nucleophilic MnIV–oxo species during the OER, which leads to further attack of another water molecule in the electrolyte for O–O bond formation.334 However, the reaction mechanism in this study was solely supported by DFT calculations, and thus further experimental studies on the identification of the real functionality of N atoms are still expected. Other carbon-based SACs, such as those supported on CNT or C3N4, were also reported as efficient WOCs emerging from similar fabrication processes.335,336


image file: d0cs00978d-f17.tif
Fig. 17 (a) Typical synthetic protocol of SACs coordinated by defective N-doped graphene. (b–d) High-resolution TEM images of graphene-coordinated Ni, Co and Fe SACs; scale bars = 0.5 nm. (e) Structural model showing Ru single atoms on PtCu alloy (blue, grey and purple represent Pt, Cu and Ru, respectively). (f) FT-EXAFS spectra of the Ru K-edge and reference samples. Reproduced with permission from ref. 332 and 337. Copyright 2018 and 2019, Springer Nature. (g) Cu molecules stabilized by Gr. Reproduced with permission from ref. 160. Copyright 2017, The American Chemical Society.

Recently, alloys were introduced as alternative supports for SACs. Li et al. reported single Ru atoms supported by a PtCu alloy for the OER, with a minimized overpotential of 90 mV at a current density of 10 mA cm−2 (Fig. 17e and f).337 They found that the compressive strain from the PtCu lattice engineers the electronic structure of the isolated Ru atoms through the chemical bonds formed with Pt and Cu atoms in the support. Further investigations showed that the bulk alloy could also act as an electron reservoir to donate electrons to reaction intermediates, resulting in the prevention of the over-oxidation and dissolution of Ru atoms, which enhances their stability towards the OER.337 Although non-catalytic supports do not directly participate in the OER process, they can influence the properties of single atoms by modifying the electronic structures and optimizing the adsorption energies of the reactants.

Complementing the non-catalytic supports, catalytic supports have been also widely reported in water oxidation.338 Studies on an Au/NiFe-LDH SAC system reported by Zhang et al. demonstrated that the hybridization of Au atoms after coordinating with O atoms in NiFe-LDH promoted the charge redistribution of the active Fe and Ni atoms, resulting in enhanced OER activity of the Fe sites.339 A similar result was reported by Lin et al. for Pt/NiO-SAC, where the Pt single atoms promote the phase transformation from NiO to γ-NiOOH rather than acting as active sites.340 On the other hand, there are also many examples of active single atoms coordinated with catalytic supports. In a representative study, Sun et al. found that the Ru atoms in Ru/CoFe-LDH systems are more likely to represent the active sites compared to the Fe sites. However, the authors did not state whether Co and Fe also participate as active sites in the OER.341 A similar conclusion was also reported by Ma et al. for a W/α-Ni(OH)2 SAC.342 However, in the more recently developed Ir/NiO SAC system, Gu et al. found that the single Ir atoms not only serve as the active sites for the OER but also improve the reactivity of NiO. Therein, the formed *OH species on Ni sites could easily relocate to the surrounding Ir sites to create a joint reaction pathway.343 The discussion of the real active site in a catalytic support should consider both the electronic structure effects and multi-site reaction mechanisms. Current studies mainly rely on DFT calculations, and thus more experimental evidence based on recent advanced techniques, such as ATR-FTIR and operando XAS, as mentioned in Parts I and II, is required to unambiguously identify the active sites and their reaction mechanisms in future investigations.

The discussed examples clearly show that SACs provide a platform for understanding the behavior and functionalities of isolated reaction centers and their surrounding atoms during the OER. Therefore, the design and synthesis of SACs coordinated by non-catalytic supports (such as graphene) is one of the most convenient ways to exclude the influence of the support. However, their current OER activities do not yet meet application-oriented standards. SACs coordinated by catalytic supports are much more promising in terms of their performance; however, the nature of their catalytic supports, such as oxides, alloys and hydroxides and LDHs, brings us back to the above question: what are the conceptual differences between these SACs and the traditional heterogeneous catalysts? Therefore, when investigating SACs coordinated by catalytic supports, more emphasis should be placed on understanding their coordination–performance relationships, which can bring forward future design guidelines for more active SACs in applied OER.


Support-stabilized SACs. Although the development of support-coordinated SACs has turned into an important branch, the precise control of the coordination environment with the current widely used pyrolysis strategy for anchoring single metal atoms is still a massive preparative challenge. Researchers with expertise in molecular catalysis developed a molecule-support stabilization strategy, which paves another way to achieve both recyclable and well-coordinated SACs. However, in this protocol, establishing a strong chemical connection between molecules and solid supports remains difficult. Thus, many oxide supports have been reported to address this issue31 based on the hypothesis that molecules can be stabilized by the hydroxyl termination of the oxides, which connects most of these studies to oxide-based photochemical water oxidation using molecules as cocatalysts.4 We implemented an independent part in Section 3.3.1 to discuss this issue. Therefore, the focus in this section is on inert supports for stabilizing molecular catalysts.

Classic examples are graphene-like supports. Llobet et al. proposed a π-stacking strategy to stabilize Cu molecules on graphene sheets. It has been shown that the pyrene group in the molecule acts as the anchoring unit connecting the molecules to the graphene surface via π-conjugation (Fig. 17g).160 The OER performance was notably improved due to the extended π-delocalization arising from graphene. In a related study, N-doped defective graphene was used for supporting cobalt phthalocyanine (CoPc) molecules.344 The investigations showed that the Co center in the molecule was further coordinated by another N atom from the graphene support to form a Co–N5 moiety, acting as the active site for the OER. In addition to graphene, other carbon-based supports such as CNTs have been employed to stabilize Ru-based molecular catalysts.345,346 There are two reasons why carbon-based supports are widely developed to bridge homogeneous and heterogeneous catalysis. Firstly, their large surface area provides abundant anchoring sites to stabilize molecules; secondly, C–C sp2 hybridization provides extended π-delocalization, which offers the possibility of forming chemical bonds and electron transfer tunnels.347,348 The support-stabilized strategy can preserve the coordination environment of the original molecules to a large extent, thereby providing ample opportunities for the chemical design and optimization of molecules with high OER activities.

3.2.2. Coordination–performance relationships of SACs. As outlined in Part I, the design of ligands plays an important role to regulate the stability and reactivity of molecular catalysts.33 In general, amido/imine ligands with nitrogen donor(s) and/or alkoxide ligands with oxygen donor(s) are employed for molecular WOCs because they can stabilize the high oxidation states of metal centers during catalytic redox cycles.349 Therefore, the majority of current SACs are coordinated by four nitrogen atoms. As stated above, SACs can be considered as ‘heterogenized molecular catalysts’, where the support takes over the ligand function. Therefore, adjustment of the coordination environment in SACs can enhance their OER performance.350 Huang et al., for example, found that the C atoms connected to N atoms in the second coordination shell of support-coordinated NiN4C4 SAC are also preferential binding sites for the OER due to the doping-induced charge redistribution around the M–N4 moiety.332 The authors found that the participation of C atoms in the OER process depends strongly on the number of d electrons (Nd) of the metal in MN4C4 moieties (M = metal atoms). Similar conclusions were also made for Ir-based SACs stabilized by an NiO support, where the Ir atoms were stabilized by covalent bonding to O atoms and were considered as auxiliary active sites in the OER process.343 To systematically investigate the role of the coordination environment, Zeng and Du et al. designed different coordination environments for the most widely studied first-row TMs in the graphene lattice and theoretically examined their OER performance.351,352 They found that the four-fold coordinated Ni showed better activity compared to single-coordinated Ni on the zigzag edge, and that both the metal center and its coordination environment play a role in lowering the absorption energy of the reaction intermediates. All the above studies show that the role of the coordinating atoms in SACs is an important OER performance parameter.

More recently, a key study of Ni-based SACs was reported by Feng et al., where one N atom was replaced with an S atom in the Ni–N4 moiety and the OER activity outperformed most of the current TM- and/or heteroatom-doped carbon-based electrocatalysts (Fig. 18a and b).353 It is well known that N coordinates more strongly to metal centers than S. The N/S replacement increased the distortion of the SAC, which rendered the M–N3S moiety chemically more active. In addition, the optimization of the coordinating atoms can also regulate the density-of-states distribution and the adsorption of OH groups and enhance the electron transfer ability of the metal centers (Fig. 18c). Accordingly, Wu et al. further constructed an M–O4 moiety, which exhibited an extremely low overpotential of 224 mV at a current density of 10 mA cm−2 for the OER (Fig. 18d).354 Theoretical studies showed that the stronger electronegativity of the O atoms is favorable for OH adsorption, thus leading to the formation of an Ni–O4(OH)2 configuration with a high oxidation state for the Ni atoms (Fig. 18e and f). Similar studies on coordination–performance relationships have been also reported for SACs with other applications.355


image file: d0cs00978d-f18.tif
Fig. 18 (a) Fourier-transformed magnitudes of the experimental K-edge EXAFS signals of Ni–N3S SAC. (b) Structural geometry of Ni–N3S SAC with O–O bond. (c) OER volcano plot of the overpotential η vs. the difference between the adsorption free energy of *O and *OH for the N–S, Ni–S, Ni–N4, and Ni–N3S models. Reproduced with permission from ref. 353. Copyright 2019, Springer Nature. (d) Atomic-scale HAADF-STEM image of Ni–O4–G SACs. (e) FT-EXAFS spectra of Ni–O4–G SACs with NiO and Ni foil references. (d) FT-EXAFS data of the proposed Ni–O4(OH)2 architecture compared to experimental Ni–O4. Reproduced with permission from ref. 354. Copyright 2020, Wiley VCH.

The regulation of the coordination environment is an increasingly important research trend for improving the OER activity of SACs.356 However, the widely reported SACs with M–N4 moieties still show limited activity towards the four-electron transfer process of the OER because the strong coordination ability of N obstructs the electron transfer and adsorption of oxygen groups (e.g., H2O and *OH). Therefore, partial replacement of N atoms with other non-metal atoms, such as S, O and P, may provide an alternative option for improving the OER activity. However, the fact that the weak chemical bonding between the metal atoms and O/S atoms may reduce the stability should also be considered for these optimization strategies. Finally, we want to highlight that a well-defined coordination environment is of great importance for the interpretation of coordination–activity relationships. Thus, we recently introduced a soft-landing molecular strategy to generate well-defined model SAC targets.357 The function of M–N4 moieties could therein be unambiguously investigated in a near-perfect coordination environment.

3.2.3. Single sites vs. dual/multi-site SAC-related systems. As discussed in Sections 1.2.2 and 1.2.3, binuclear and polynuclear molecules are more favorable for water oxidation owning to their synergistic effects and cooperative reaction mechanisms. This also inspires many studies to design dual/multi-site SACs in order to improve their currently unsatisfactory OER performance. As mentioned above, the OER performance of SACs is still far behind molecular OER catalysts despite their high extent of metal center involvement in the catalytic process. This raises two crucial questions for their future: are SACs really suitable for water oxidation? If so, how can we improve their activities? Looking back on traditional TM-based WOCs, the bimetallic systems are generally more active than monometallic ones, as demonstrated for both molecular and heterogeneous catalysis.175,358,359 The reasons for this trend may be associated with the fact that the single-site pathway requires higher potentials compared to the dual-site pathway involved in the I2M mechanism.89 Therefore, the exploration of dual or even multi-site SACs is another efficient way to improve the current activities of SACs.

Recently, Wang et al. found that the introduction of Fe3+ into graphene-conjugated molecular Ni2+ (Fig. 19a) could significantly increase the OER activity and stability of the active Ni–Fe sites of the catalyst with a distance of 2.7 Å between the two metal centers. It was observed that both the Ni and Fe sites could couple with the OH ions through terminal and bridging geometries (Fig. 19b and c). Ni–Fe dual sites for water oxidation have been widely studied in traditional heterogeneous WOCs, as discussed in Section 2.2.1; however, this is the first experimental evidence reported to explain the synergistic effects of Ni and Fe at the atomic level.360 Another important example of a dual site system is the Co–Fe SACs reported by the Hu group. Their study showed that the high activity of Co–Fe SACs arises from a series of structural and coordination evolution processes during the OER in electrolyte containing a certain amount of Fe3+ ions (Fig. 19d). The Co atoms coordinated to the N-doped carbon support first interacted with OH/OH2 species in the electrolyte, and then slowly bonded with trace amounts of Fe3+ ions in solution to form the Co–Fe site (Fig. 19e). The enhanced activity was ascribed to the joint functionalities of the Co–Fe–N–C motif.361 Although the authors did not elaborate on the detailed reaction mechanism, the in situ XAS data for the formation process of the Co–Fe–N–C site is of great significance to understand the reaction mechanism. Surprisingly, we could not find further studies on dual or multi-site SACs for the OER beyond the two works mentioned above at the time of writing this review. This leaves plenty of room for new explorations because multi-site SACs do not only hold the potential for high performance, but also provide a unique platform for investigating the role of each different metal center in the synergistic interaction of two metal atoms at the atomic level. This holds the key to the much sought-after general structure–performance relationships of WOCs. However, this research is still in its infancy, and the design and synthesis of these SACs are expected to greatly benefit from bi-/poly-nuclear molecular catalyst design concepts, as discussed in Part I.


image file: d0cs00978d-f19.tif
Fig. 19 (a) DFT calculation-derived model of HG-Ni SAC. (b) ks of metal redox in HG-Ni, HG-NiFex, and HG-NiFe. (c) Redox potentials of Ni–Fe sites versus pH value of KOH solution. The inset shows the proposed configuration for the adsorption of HO ions onto Ni–Fe sites for OER. Reproduced with permission from ref. 360. Copyright 2018 AAAS. (d) LSVs of the Co–N–C (single atom Co dispersed on a N-doped carbon support) with different qualities of KOH (and different concentrations of Fe3+). (e) Fourier transform of Co K-edge EXAFS spectra for as-prepared Co–N–C and the structure changes in KOH solution with different concentrations of Fe3+ under OER conditions. Reproduced with permission from ref. 361. Copyright 2019, The American Chemical Society.

3.3. Combining the advantages of molecular and heterogeneous WOCs

While the previous sections were focused on mutual knowledge transfer between molecular and heterogeneous catalysts, we finally cover emerging hybrid strategies based on the direct coupling of both molecular and heterogeneous WOCs.362,363 In addition to the benefits of stabilizing molecular WOCs, as discussed in Section 1.3.2, hybrid systems also provide the opportunity to preserve their inherent advantages, such as synthetic flexibility, atomic-scale monitoring/modeling and structure-function correlations, as elaborated in Part I. They can be combined with the robustness, synthetically convenient tailoring, and favorable application-oriented features of heterogeneous WOCs (cf. Part II).345,364,365 More importantly, hybrid systems offer the possibility to overcome the limitations of both catalyst types.366,367 In the following, we highlight some key strategies such as hybrid molecular-heterogeneous (photo)electrodes or encapsulation strategies and briefly analyze their major advantages and remaining challenges.
3.3.1. Hybrid molecular-heterogeneous (photo)electrodes. Over the last two decades, many research groups have tried to design hybrid (photo)electrodes by integrating molecular WOCs with conductive or semi-conductive heterogeneous surfaces for electrocatalytic and photoelectrocatalytic processes.368–370 In this way, molecular species are largely confined within the diffusion layer near the electrode surface, thus maximizing their participation in the catalytic reaction.371 In parallel, the high OER overpotentials of the heterogeneous (photo)electrode were minimized and a higher catalytic output was obtained at constant potentials.372 This indicates that hybrid (photo)electrodes can indeed combine advantages from both molecular cocatalysts and heterogeneous substrates.373 We have provided an extensive summary of the stabilization of molecular WOCs on heterogeneous substrate surfaces in Section 1.3.2 and we kindly refer to this part for strategies to design these hybrid molecular-heterogeneous (photo)electrodes. However, we want to emphasize that in addition to individual engineering of molecular and heterogeneous components, special attention must be paid to engineering the solid–liquid interface of high performance hybrid (photo)electrodes. Accordingly, a wide range of different anchoring strategies have been explored, from expanding physical attachment to chemically tailored anchoring groups.374,375 Brudvig and coworkers systematically reviewed different anchoring groups and pointed out some critical factors for selecting those suitable for immobilization.376 We want to emphasize here that the stability and the charge transfer capability are two equally important considerations for the anchoring groups.377 Future development and evaluation with both principles in mind will significantly facilitate the utilization of molecular WOCs on heterogeneous surfaces.15

To facilitate the design and engineering of efficient hybrid devices, one important question has to be answered: what are the individual functions of the heterogeneous substrate and of the immobilized molecular species? For electrocatalytic devices, it is obvious that molecular WOCs are the dominant catalytic centers, especially when an inert substrate is employed. Concerning photoelectrochemical devices, the strong interplay of immobilized molecular cocatalysts and semiconductor substrate demands a stronger separation of their individual functions.378 The OER process of photoelectrochemical devices is deeply entangled with charge carrier separation and transportation processes. Therefore, the role of surface-loaded molecular WOCs is expected to be evolutionary rather than stationary. To clarify these complex relationships, our group employed a model system consisting of molecular Co4O4 cubanes immobilized on a hematite photoanode.379 For the first time, we identified the dynamic functionality of the molecular species as a function of the applied potential (Fig. 20a). Briefly, surface cubanes were activated first around the onset potential, and at moderate potentials they started to accumulate large amounts of oxidative equivalents. However, they were unable to transfer them efficiently to the electrolyte at moderate potentials since the competing hematite surface states were more catalytically active. At elevated potentials, the surface molecular WOCs finally started to contribute significantly to the OER. This study highlighted that the role of molecular WOCs in hybrid systems is not necessarily limited to cocatalysts. Instead, their functionality depends on the operational conditions and is closely linked to the properties of the heterogeneous substrate. We believe that understanding the interactive relationship between the immobilized molecular species and the underlying heterogeneous materials is crucial for the selection of optimal operation conditions and deserves to be at the center of future studies.


image file: d0cs00978d-f20.tif
Fig. 20 (a) Dynamic role of molecular cocatalysts on hematite photoanodes upon the modulation of applied potentials. Reproduced with permission from ref. 379. Copyright 2019, The American Chemical Society. (b) Building unit of MOFs with programmable linkers that also function as a protecting ligand for molecular WOCs. Reproduced with permission from ref. 275. Copyright 2019, the National Academy of Sciences.

Meanwhile, we have to point out that the development of hybrid systems also faces several major analytical challenges. Just to mention one, it is very demanding to probe their molecular structure after their immobilization.380 Similarly, their molecular integrity under operational conditions is another critical issue since both properties are essential for drawing any meaningful mechanistic conclusions, as detailed in Section 1.3. In this context, advanced surface-sensitive and atomic-level resolution techniques, such as HAADF-STEM, AC-TEM and XAS, are important to clarify these questions, as outlined in Section 1.1.1.

3.3.2. Encapsulation of molecular species into heterogeneous scaffolds. As discussed in Section 1.3.2, encapsulation is another emerging strategy for integrating molecular and heterogeneous catalysts.381,382 In addition, encapsulation also combines the structural flexibility of both the molecular ‘guest’ and heterogeneous ‘host’. Therefore, this strategy benefits fully from progress in synthetic chemistry and holds great promise. Typically, porous materials such as zeolites, MOFs and covalent organic frameworks (COFs) are used as the heterogeneous scaffold.383 Molecular species are either directly incorporated into the nano-voids of these porous materials or used as building blocks for the formation of novel frameworks.384–386 These strategies are based on the assumption that the nanoscale confinement effect disables the intermolecular deactivation routes of molecular WOCs. Therefore, many of these systems offer the benefit of investigating molecular reaction pathways, while circumventing the issue of aggregation-induced destabilization. In a representative study, Tilley and coworkers directly assembled Co4O4 cubanes as part of MOFs, thereby preventing their intermolecular decomposition (Fig. 20b).275 This approach enabled the isolation and observation of reaction intermediates of the molecular species, and a cofacial oxo–hydroxo coupling pathway was proposed. Additionally, the reactivity and stability of molecular cubanes could be regulated by using different organic linkers for the framework, which transfers many design strategies from porous materials to the field of WOC research. In another study by Kern et al., heterobimetallic catalysts were prepared through a supramolecular assembly approach, where porphyrin macrocycles were employed as the host sites for different metal centers (Co2+ and Fe2+).387 These heterobimetallic catalysts showed a nonlinear increase in OER activity (by two orders of magnitude) compared to the corresponding homometallic systems. More importantly, the employed combinational strategy offers broad tailoring opportunities such as selection of different metal species, exploration of bi- and multimetallic interactions, and substitution of porphyrin macrocycles with different ligands. However, these encapsulated heterobimetallic sites still exhibit limited electrocatalytic activity, which is due to the poor conductivity of the organic motifs in the porous materials.388 Redox-active linkers can be considered as an alternative here to enhance the charge transportation properties. Finally, it should be considered that encapsulation does not necessarily warrant the operational stability of molecular species. Thus, encapsulated molecular WOCs should still be subjected to careful pre- and post-catalytic characterizations.

Overall, molecular-heterogeneous hybrid systems keep attracting interdisciplinary attention. Their advancement is not only of interest to promote industrial-scale AP with new components and building blocks, but also to explore fundamental aspects of catalyst design and stability. More importantly, these “crossover” studies are pushing the conventional boundaries between molecular and heterogeneous catalysts, which will considerably expedite the knowledge transfer and progress in catalyst optimization.

3.4. Enhanced knowledge transfer with advanced characterization techniques

Since the transfer of knowledge between molecular and heterogeneous WOCs relies on structural similarities at the atomic level, detailed atomic resolution models of both catalyst types are indispensable. Generally, this poses no special challenges for molecular WOCs due to the widely applicable crystallization and X-ray crystallography methods. However, for heterogeneous WOCs, this task is more problematic since most catalytically active solids are not perfectly crystalline materials, but contain many structural defects up to bulk disorder or amorphization. In this case, advanced characteristic techniques such as XAS, XFEL diffraction and PDF analysis are crucial for investigating the coordination environment and electronic structure of solid catalysts. Detailed structural insight into the surfaces or edges of heterogeneous WOCs is decisive for knowledge transfer to the molecular field, especially for the selective tailoring of molecular WOCs mimicking the motifs of efficient heterogeneous WOCs. Consequently, the as-constructed molecular WOCs can serve as important models for an in-depth understanding of the detailed reaction mechanisms of the original heterogeneous WOCs. Here, we can benefit from the wide accessibility of lab-scale spectroscopy for molecular WOCs, such as UV-Vis, Raman, EPS, and FTIR spectroscopy. Furthermore, the abovementioned methodological repertoire is also vital to verify the successful transfer of specially designed molecular features to the surfaces of a solid catalyst. For more experimental and theoretical details of these advanced characterization techniques, we kindly refer readers to our previous review.23

As we pointed out above, operando measurements are at the center of identifying active intermediates and of ultimately uncovering the reaction mechanism. To date, we have a wide arsenal for operando tests, ranging from in-house spectroscopy (ATR-FTIR, Raman, EPR, etc.) and advanced microscopy (HRTEM, STEM, and STM) to synchrotron-based high-energy spectroscopic techniques. In addition to the identification of intermediates, most of these operando measurements can provide time-resolved information about the active intermediates on the way to understanding the full reaction kinetics. More importantly, some operando techniques, e.g. XAS and HRTEM, directly monitor detailed structural changes, and thus enabled exciting breakthroughs in recent years.274,276 The observed dynamic catalyst transformations illustrate the need for new, evolutionary concepts to point out parallels between molecular and heterogeneous WOCs. Here, it seems that growing insight into the mechanisms on both sides strengthens the bridges that connect the molecular and heterogeneous realms, especially in water oxidation catalysis, which finally, is a process revolving around the transformation of small molecules at specific catalytic centers. However, we have to make it clear that even with so many advanced operando techniques at our disposal, we need more studies to strengthen the inspirational continuous knowledge exchange between both catalytic research areas. In parallel, another knowledge gap is opening up at the interfaces of molecular and heterogeneous assemblies. These challenges will remain until we can unambiguously monitor, predict and explain the dynamic nature of catalytic processes.

Conclusions

Since the increasing worldwide need for clean energy has turned AP into a research hotspot, tremendous efforts have been devoted to the optimization of WOCs as a major bottleneck. Over the past decades, molecular and heterogeneous strategies in parallel have brought forward enormous progress in the design of new respective WOCs. Since they greatly facilitate mechanistic and structural tracking at the atomic level, molecular WOCs serve as model systems to investigate the versatile interplay and influence of both metal centers and ligands on the reaction pathways and catalytic activity. This line of research is now being intensified for molecular WOCs with higher nuclearities to benefit from their specific advantages and similarities to heterogeneous surface motifs. Meanwhile, rapid progress has been made in the mechanistic study of heterogeneous WOCs despite the analytical challenges still associated with the operando monitoring of their active sites. Now that increasing insight into the separate advantages and drawbacks of molecular and heterogeneous WOCs arising from their respective dimensionalities is available, at least four strategic approaches for knowledge transfer and their direct combination into hybrid systems are emerging. (1) The discovery of joint structural motifs of both molecular WOCs and active heterogeneous surfaces greatly promotes unification of design principles and mechanistic models from both sides in the search for next-generation WOCs. For instance, the translation of the most active surface structural features of heterogeneous WOCs into molecular analogues will facilitate their mechanistic investigation on the atomic scale with convenient analytical methods. (2) In turn, applying structure–activity relationships of molecular WOCs to the construction of heterogeneous systems can expedite the direct clarification of open questions. This is particularly applicable for optimizing the interactions of active metal sites and supports/ligands, as in the emerging field of SACs. Their in-depth study holds the key to fully understand the coordinative needs and reaction pathways of single (and dual) metal sites in diverse heterogeneous environments. (3) Furthermore, this crossover research can help to draw or erase the lines between heterogenized molecular systems, such as SACs, and low-degree doping of solids. (4) Moreover, the targeted construction of hybrid and encapsulated catalyst systems holds the key to combine the analytical accessibility and synthetic flexibility of molecular WOCs with the economic robustness of heterogeneous supports.

The investigation of the dynamic roles of both components in these hybrids, e.g. the transitions of molecular cocatalysts on photoelectrodes or the participation of support atoms in single and dual-site SAC reactions, has just begun and will deliver further crucial insights. We want to highlight that this line of research requires rather demanding cutting-edge operando measurements. These investigations are indispensable for crucial snapshots of the catalytic process not only for understanding the reaction mechanism, but also to accelerate the dynamic mutual evolution of both molecular and heterogeneous WOCs. Ultimately, understanding these complex processes will help us combine the best of both realms and to circumvent the individual drawbacks of both catalyst types. Since the quest for applied AP is ongoing, crossing the borders between the different catalytic divisions is a key step to expedite the search for durable and technologically relevant catalysts.

Conflicts of interest

There are no conflicts to declare.

Acknowledgements

This work was supported by the University Research Priority Program (URPP) for Solar Light to Chemical Energy Conversion (LightChEC) and by the Swiss National Science Foundation (Sinergia Grant No. CRSII2_160801/1). W. Wan thanks the China Scholarship Council (CSC) for his PhD fellowship. S. Heidari thanks the University of Zurich for support of her postdoctoral research with a Forschungskredit grant (Grant No. FK-18-106).

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