Mahboubeh S. Noori*ab and
Keikhosro Karimi*ac
aDepartment of Chemical Engineering, Isfahan University of Technology, Isfahan 84156-83111, Iran. E-mail: karimi@cc.iut.ac.ir; Fax: +98 3113912677; Tel: +98 3113915623
bChemical and Biomolecular Engineering Department, Ohio University, Athens, OH 45701, USA. E-mail: mn559814@ohio.edu; mnoori.672@gmail.com; Fax: +1 7405930873; Tel: +1 7407070535
cIndustrial Biotechnology Group, Research Center of Biotechnology and Bioengineering, Isfahan University of Technology, Isfahan 84156-83111, Iran
First published on 6th July 2016
Improvement of enzymatic hydrolysis and ethanol production from softwood pine was conducted by pretreatment with 8% (w/v) NaOH at different temperatures of 0, 25, and 80 °C for 2 h. Compared with the untreated wood, the lowest temperature resulted in the highest improvement of 271.1 and 218.2% in glucose and ethanol production yields, respectively. In addition to the pretreatment, Tween-20 as a non-ionic surfactant was used to enhance the enzymatic hydrolysis and fermentation yields by decreasing the ineffective adsorption of cellulases to the substrate. Addition of Tween-20 modified the glucose and ethanol yields from 10.9 and 10.4% for untreated wood to 39.2 and 47.8%, respectively. Structural analyses, including SEM and FTIR along with swelling and buffering capacity measurements, indicated that alkaline pretreatment modified the structure of pinewood by decreasing cellulose crystallinity and lignin content as well as increasing water absorbance and resistance to pH.
One of the major lignocellulosic resources is softwoods which are available in many geographical areas.7 Among the softwood trees, pine trees are evergreen, resistant and fast-growing, resinous, and grown widely in most temperate areas.8 Pine's availability has made it one of the most affordable softwoods on the market with a variety of applications which can result in a huge amount of leftover wood waste. This leftover is often selected to burn for heating purposes, while it has a high potential for biofuel production.4 However, the recalcitrant structure of lignocellulosic materials, particularly softwoods, is the major obstacle for further biological processes. Hence, a pretreatment process to destruct the lignin–carbohydrate complex is suggested to improve ethanol production from these materials.9 It can lead to reduce cellulose crystallinity, increase accessible surface area, and remove lignin and hemicelluloses.10,11 Among several pretreatment methods, alkaline pretreatment using high sodium hydroxide (NaOH) concentration (6–20%) at low temperature and ambient pressure is one of the economically and environmentally preferable pretreatment methods since NaOH solution can be reused and recycled.9,12
Substrate properties are crucial elements for the optimization of pretreatment conditions, i.e., temperature, NaOH concentration, and the retention time, which consequently influence the bioconversion yield.8 It has been reported that alkaline pretreatment of waste parts of pine tree (e.g. needle leaves, branches, cones, and bark) using 8% NaOH solution could significantly improve biogas production yields at both high (100 °C) and low (0 °C) temperatures; however, higher temperature for short duration was more successful.8 Additionally, the effect of pretreatment temperature with 7% NaOH solution for 2 h on the yield of further microbial processes, including enzymatic hydrolysis, fermentation (SHF), and anaerobic digestion, were investigated on softwood spruce and hardwood birch. The results showed that high temperature (100 °C) alkaline pretreatment could drastically improve the enzymatic hydrolysis yield of hardwood, whereas the pretreatment at lower temperature (e.g., 5 °C) showed relatively better results in the case of the softwood.12 Another study showed similar results for alkaline pretreated softwood spruce at low temperature (0 °C), in which enzymatic hydrolysis yield was increased by 40% with respect to the untreated substrate.13 Similarly, the effect of pretreatment temperature using 8% NaOH solution for 2 h was investigated on the chemical composition and fermentable sugar production from hardwood elm. The results illustrated that decreasing the pretreatment temperature from 80 to 0 °C improved the enzymatic hydrolysis and ethanol production yields.4
After pretreatment, the hydrolysis process convert accessible carbohydrates to fermentable sugars.11 Non-biospecific and irreversible adsorption of the enzyme on lignin14,15 and enzyme inactivation due to the hydrophobic interactions with lignin16 are two dominant obstacles for the enzymatic saccharification of lignocellulosic materials. Although higher enzyme loading can decrease these problems, it significantly increases the process cost.17 Utilization of surfactants, especially Tween series, can eliminate the need for high enzyme loading.11 Surfactants can weaken the hydrophobic interaction,16 prevent the surface deactivation of enzyme,18 improve the desorption of cellulase from the insoluble substrate.19 Furthermore, they can displace with adsorbed enzyme on lignin and consequently improve the saccharification process20 and the ethanol production yield.21
Although many studies have been carried out on ethanol production from alkali pretreated softwoods, to the best of our knowledge, there is no report in the literature on enhancing ethanol production from NaOH pretreated pinewood.
The main objective of this study was using NaOH pretreatment at different temperatures to enhance ethanol production from pinewood via simultaneous saccharification and fermentation (SSF). Fig. 1 illustrates the schematic of ethanol production from pinewood. Furthermore, effects of the pretreatment on different characteristics of the wood were studied by different analyses, including swelling capacity and buffering capacity measurements. Moreover, the improvement of enzymatic hydrolysis and fermentation by addition of non-ionic surfactant, Tween-20, was studied, and its effect on the lignocellulose structural changes and cellulase adsorption and desorption have been investigated.
Enzymatic hydrolysis was performed using two commercial enzymes, cellulase (Celluclast 1.5 L, Novozymes, Denmark) and β-glucosidase (Novozyme 188, Novozymes, Denmark). The activity of cellulase and β-glucosidase was 52.5 FPU mL−1 and 240 IU mL−1, measured by Adney and Baker22 and Ximenes et al.23 methods, respectively. The protein content of the cellulase enzyme was 42 mg mL−1, measured by Bradford assay.24 The fermentation experiments were carried out using a flocculating strain of Saccharomyces cerevisiae (CCUG 53310, Culture Collection, University of Gothenburg, Sweden). The yeast biomass preparation were performed according to the Karimi et al.25 method.
![]() | (1) |
Moreover, in separate experiments, 2.5 g L−1 Tween-20 was added to the hydrolysis mixture to investigate the effect of this surfactant on the enzymatic hydrolysis.
![]() | (2) |
![]() | (3) |
The base and acid buffering capacities was calculated using eqn (4) and (5), respectively:4,30,31
![]() | (4) |
![]() | (5) |
![]() | (6) |
Fourier transform infrared (FTIR) spectrometer equipped with a universal Attenuated Total Reflection (ATR) accessory and a deuterated triglycine sulfate (DTGS) detector (Bruker Tensor 27 FT-IR, Billerica, USA) was used to examine the influence of pretreatments on the pinewood structure with an average of 60 scans between 600 and 4000 cm−1. All absorption values were normalized to adjust the values between 0 and 1.
Scanning electron microscopy (SEM) was used to study the morphological changes of the pinewood before and after pretreatment. All the substrates were coated with gold (BAL-TEC SCD 005, BalTec Maschinenbau AG, Pfäffikon, Switzerland) and analyzed by SEM (Zeiss, Germany) at 15 kV.
Ethanol and sugars concentrations were analyzed using a high-performance liquid chromatography (HPLC) equipped with a refractive index (RI) detector (Jasco International Co., Tokyo, Japan). An Aminex HPX-87H column (Bio-Rad, USA) at 60 °C and an ion-exchange Aminex HPX-87P column (Bio-Rad, USA) at 85 °C with 0.6 mL min−1 respective eluents of 5 mN sulfuric acid and deionized water were employed for analyses of ethanol and sugars, respectively.
FTIR analysis was applied to investigate the effects of the pretreatment on the wood structure (Table 1 and Fig. 3). Cellulose I is denoted to the absorption band at 1430 cm−1 that is very resistance to hydrolysis, whereas cellulose II is more amenable to hydrolysis and assigned to the band at 896 cm−1.35,37 As a result of pretreatments, crystallinity index, which is defined as the absorbance ratio of A1430/A896,35 was reduced by the pretreatment (Table 2). As indicated in Table 1, the absorbance of hydroxyl groups (3175 and 1335 cm−1) and acetyl groups (1730 cm−1) were increased and decreased after the pretreatment, respectively. Acetyl groups connected hemicellulose and lignin together which can prevent the hydrolysis of hemicellulosic polysaccharides.4
Wavenumber (cm−1) | Functional group | Band assignment | Untreated pinewood | NaOH pretreatment at | ||
---|---|---|---|---|---|---|
0 °C | 25 °C | 80 °C | ||||
3175 | –OH stretching intramolecular hydrogen bonds | Cellulose II | 0.123 | 0.176 | 0.188 | 0.147 |
2918 | C–H stretching | Cellulose | 0.099 | 0.034 | 0.175 | 0.069 |
1730 | C![]() |
Hemicellulose & lignin | 0.106 | 0.072 | 0.055 | 0.050 |
1627 | C![]() |
Lignin | 0.211 | 0.189 | 0.159 | 0.129 |
1598 | C![]() |
Lignin | 0.244 | 0.211 | 0.189 | 0.151 |
1510 | C![]() |
Lignin | 0.318 | 0.285 | 0.218 | 0.224 |
1465 | Asymmetric bending in C–H3 | Lignin | 0.256 | 0.210 | 0.208 | 0.181 |
1430 | C–H2 bending | Cellulose | 0.229 | 0.265 | 0.255 | 0.235 |
1423 | C–H2 symmetric bending | Cellulose | 0.216 | 0.292 | 0.273 | 0.244 |
1375 | C–H bending | Cellulose | 0.142 | 0.254 | 0.253 | 0.222 |
1335 | –OH (in plane bending) | Cellulose | 0.140 | 0.259 | 0.261 | 0.234 |
1315 | C–H2 wagging | Cellulose | 0.154 | 0.272 | 0.280 | 0.255 |
1158 | C–O–C asymmetric stretching | Cellulose | 0.358 | 0.348 | 0.368 | 0.347 |
896 | Asym., out of phase ring stretching (cellulose) | Cellulose | 0.304 | 0.405 | 0.375 | 0.351 |
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Fig. 3 The FTIR spectra of untreated pinewood (1) and the wood pretreated by 8% NaOH for 2 h at 25 °C (2), 80 °C (3), and 0 °C (4). |
Pretreatment conditions | Crystallinity index (CrI) | Swelling capacity (g g−1) | Base buffering capacity (mL) | Acid buffering capacity (mL) |
---|---|---|---|---|
Untreated pinewood | 0.75 ± 0.02 | 1.41 ± 0.08 | 0.05 | 0.38 |
NaOH pretreatment at 0 °C | 0.65 ± 0.03 | 1.99 ± 0.05 | 0 | 0.62 |
NaOH pretreatment at 25 °C | 0.68 ± 0.01 | 1.61 ± 0.06 | 0 | 0.68 |
NaOH pretreatment at 80 °C | 0.67 ± 0.01 | 1.75 ± 0.13 | 0 | 0.75 |
To investigate the effects of pretreatment on morphological modification and surface structure of the pinewood, SEM images were captured (Fig. 4). It could be inferred that the pretreatment opened up the structure of pinewood, and therefore more accessible area was available for enzyme penetration in the pretreated woods. High temperature pretreatment (80 °C) showed demolishing effects on the pinewood, while low temperature pretreatment (0 °C) showed swelled shape. The sample pretreated at 25 °C had both characteristics of low and high temperature pretreatment, a swollen structure with some small pores that shows degrading effect.
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Fig. 4 SEM image (1000× magnification) of (a) untreated pinewood and the wood pretreated with 8% NaOH for 2 h at (b) 0 °C, (c) 25 °C, and (d) 80 °C. |
The results of FTIR and SEM analyses showed that the alkali pretreatment at high and low temperatures have different effects on the pinewood. Pretreatment at low temperature resulted in swelled structure and lower cellulose crystallinity, while pretreatment at high temperature demolished the wood with creating deep pores. Generally, structural deformation and deeply etched surface of pretreated samples by alkali pretreatment created the high accessible surface for the cellulase. According to the crystallinity index analyses, the ability of cold NaOH (0 °C) treatment to reduce the cellulose crystallinity was more than that of hot NaOH (80 °C) pretreatment. In the other words, due to stronger Na+ and OH− binding to water at lower temperature, cold NaOH solution can break the hydrogen binds of cellulosic structure and transform cellulose I to cellulose II that is more desirable for enzymatic hydrolysis.35,37 Furthermore, cellulase with ellipsoid core is small enough (length of 18.0–21.5 nm and core diameter of 4.0–6.5 nm)4,38 to penetrate readily into the pores of three different pretreated pinewoods.
Swelling capacities of the samples are reported in Table 2. Water adsorption capacity increased for all the pretreated woods, compared to that of untreated one. The maximum increase was detected for the wood pretreated at 0 °C by 41.1%. During the NaOH pretreatment, cross-linking ester bonds (1730 cm−1) between the three main segments of lignocellulosic materials, i.e., hemicellulose, cellulose, and lignin, are breakdown with Na+ ions penetration in small pores of wood.35,37 Along with this phenomena, hydroxyl ions participation in lignin and hemicellulose fragmentation increases biomass porosity.37 Thereupon, cellulose swelling is a result of alkali solution entrance in the amorphous regions of cellulosic materials, which improved the mobility of cellulose chains, reduced the strength of hydrogen bonds within the cellulosic structure, and reduced size of crystalline parts.35,39 Higher swelling capacity of the pretreated pinewood compared to the untreated one (Table 2) can confirm more accessible area of the pretreated substrates, leading to increase enzymatic hydrolysis yield and ethanol production.37,40 However, the pretreatment at high temperature led to disintegrate the polysaccharides and decreased the sugars content (Fig. 2), which has a negative effect on ethanol production.37
Buffering capacity analysis measures the resistance of wood to change in pH, and its results are presented in Table 2. The untreated pinewood was the only substrate that had the base buffering capacity by 0.05 mL. In addition, the alkaline pretreatment increased the acid buffering capacity of pinewood, and the maximum capacity was observed for the pretreatment at 80 °C. Furthermore, NaOH pretreatment increases the free hydroxyl groups on cellulose chains which could improve the hydrophilicity.4,41 Increase in acid buffering capacity of the pretreated samples compared to the untreated pinewood, confirmed the increase in hydrophilicity of the pretreated substrates which could also improve the resistance to pH change. Higher buffering capacity helps to stabilize the pH at its optimum value, which is very important in enzymatic hydrolysis.42
Adsorption and desorption of cellulase on the pinewood with and without Tween-20 are shown in Table 3. The important step in controlling enzymatic hydrolysis rate is the adsorption of enzyme on the cellulose chains.32,43 Substrate porosity, its accessible surface area, and lignin concentration are the main parameters affecting the adsorption rate of cellulase. During enzymatic hydrolysis, lignin can adsorb and inactivate the cellulase enzyme by irreversible adsorption.37 In the absence of Tween-20, the maximum adsorption of cellulase was unexpectedly observed for the untreated pinewood, while the presence of Tween-20 led to the maximum adsorption for the wood pretreated at 80 °C. This may be due to the reduction of the irreversible enzyme binding on the cellulose surface in the presence of the softwood extractives. Naturally, the major fraction of pine extractives are located in resin canals and in the parenchyma cells which are mainly cyclic terpenes and terpenoids to protect the plant from microbic attack (e.g., resin acids, fatty acids, fatty acid esters, waxes, triglycerides, fatty alcohols, and sterols).44 Deposition of pinewood extractives, e.g., abietic acid, the primary component of resin acid, and pinene, on the cellulose surface can inhibit the cellulase activity by adsorbing the cellulase on their surface45 and increasing the cellulase adsorption. On the other hand, alkali pretreatment with 8% NaOH solution can dissolve and remove the majority of extractive compounds of the pinewood,44,46 reducing the cellulase adsorption on pretreated samples in the absence of Tween-20. However, more detailed analysis of the extractives and investigation are necessary to find the main reason. In this work, by increasing accessible surface area and reducing the lignin content, the alkali pretreatment enhanced cellulase desorption, which resulted in improving the enzymatic hydrolysis and ethanol fermentation yield (Table 3). Moreover, the pretreatment at lower temperature resulted in higher desorbed quantity either with or without addition of the surfactant. Besides, the presence of the surfactant reduced both adsorption and desorption of cellulase.
Pretreatment conditions | Adsorptiona (mg g−1) | Desorptionb (mg g−1) | Desorption (%) | |||
---|---|---|---|---|---|---|
Without Tween-20 | With Tween-20 | Without Tween-20 | With Tween-20 | Without Tween-20 | With Tween-20 | |
a The average amounts of cellulase adsorbed on the pretreated solids (mg g−1) over 2 h.b The average amounts of cellulase desorbed from the pretreated solids (mg g−1) after desorption over 2 h. | ||||||
Untreated pinewood | 89.6 ± 4.7 | 5.2 ± 2.6 | 33.8 ± 1.6 | 1.6 ± 0.7 | 37.7 | 31.5 |
NaOH pretreatment at 0 °C | 48.3 ± 2.8 | 37.2 ± 3.1 | 43.9 ± 2.2 | 25.0 ± 2.3 | 90.1 | 67.3 |
NaOH pretreatment at 25 °C | 75.4 ± 3.3 | 13.1 ± 1.5 | 58.8 ± 3.4 | 5.7 ± 1.1 | 78.0 | 44.0 |
NaOH pretreatment at 80 °C | 81.0 ± 2.1 | 47.6 ± 4.7 | 47.8 ± 2.5 | 15.2 ± 1.7 | 59.0 | 31.9 |
Pretreatment conditions | Initial glucose formation yielda (%) | Glucose yieldb (%) | ||
---|---|---|---|---|
Without Tween-20 | With Tween-20 | Without Tween-20 | With Tween-20 | |
a The initial glucose formation yield over first 4 h.b Glucose yield after 72 h, 30 FPU cellulase and 60 IU β-glucosidase per grams of dry substrates were loaded. | ||||
Untreated pinewood | 6.3 ± 0.4 | 6.4 ± 0.5 | 10.1 ± 0.1 | 10.93 ± 0.7 |
NaOH pretreatment at 0 °C | 9.2 ± 0.7 | 11.0 ± 0.4 | 37.37 ± 0.1 | 39.2 ± 0.1 |
NaOH pretreatment at 25 °C | 8.8 ± 0.5 | 9.0 ± 0.6 | 33.4 ± 0.5 | 33.8 ± 0.1 |
NaOH pretreatment at 80 °C | 8.6 ± 0.7 | 9.7 ± 0.8 | 32.5 ± 0.5 | 33.3 ± 0.6 |
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Fig. 5 Ethanol yield obtained after 72 h SSF of untreated and alkali pretreated pinewood in the (a) absence and (b) presence of Tween-20. |
The non-ionic surfactant, Tween-20, significantly decreased irreversible adsorption of the enzyme by preventing the formation of undesired bond between cellulase and lignin21 which enhanced ethanol formation. Tween-20 price is considerably lower than cellulase; therefore, the presence of this non-ionic surfactant not only increases ethanol yield but also enhances the process economics.21 Results of the current work showed that alkali pretreatment at 0 °C in the presence of Tween-20 improved ethanol yield from 20 g kg−1 of untreated pinewood to 119 g kg−1 from the pretreated one.
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