Wen-Hao
Xu
,
Lin
Chen
*,
Shun
Zhang
,
Rong-Cheng
Du
,
Xuehui
Liu
,
Shimei
Xu
and
Yu-Zhong
Wang
*
Collaborative Innovation Center for Eco-Friendly and Fire-Safety Polymeric Materials (MoE), State Key Laboratory of Polymer Materials Engineering, National Engineering Laboratory of Eco-Friendly Polymeric Materials (Sichuan), College of Chemistry, Sichuan University, Chengdu 610064, China. E-mail: linchen410@scu.edu.cn; yzwang@scu.edu.cn
First published on 25th November 2022
Accumulation and mishandling of post-consumer polymers have created environmental concerns worldwide. Chemical recycling represents a promising strategy by converting waste polymers into valuable monomers, fuels or chemicals. However, due to multi-component features and similar chemical activities, the chemical recycling of major polymer components often comes at the expense of minor polymer components. Herein, starting from ubiquitous textiles, the effect of spandex on the chemical recycling of polyester is studied qualitatively and quantitatively. Although the spandex content in blended fabrics is low (6%), it has great impact on polyester recycled monomers (recovery rate decreased by 32.4% and chromaticity no longer meets standards). Urethane alcoholysis of spandex is the main depolymerization reaction. Importantly, we reveal for the first time that the amide-esterification reaction occurs during urethane alcoholysis, whereas the reported literature proposes that only ester-interchange reaction occurs. The new insights into urethane alcoholysis not only break the traditional inherent understanding and enrich urethane-based chemistry, but also enable chemical-full-recycling of both major-polyester and minor-spandex.
Chemical recycling at the molecular level enables a polymer circular economy by converting waste polymers into virgin monomers, fuels or valuable chemicals.12–20 Although there are extensive research studies on chemical recycling of different polymers, most of them focus on single-component primary resins or consumer products. Taking polyethylene terephthalate (PET) as an example, which presents the largest yield of a polycondensation polymer, most research studies focus on the chemical recycling of polyester bottles (pure PET).2,13,21–26 However, bottle consumption is only a small fraction of total PET production. More than 70%27–29 of PET is used to generate fibers and to prepare various textiles by blending with other fibers, such as spandex, nylon, cotton and so on. At present, the global fiber output has exceeded 100 million tons,30,31 of which polyester fiber (namely PET fiber or terylene) accounts for more than 50%.27 As per capita fiber consumption continues to increase, a large amount of waste terylene textiles is generated every year. It is because of the single component of PET bottles that its recycling rate in many countries has exceeded 80%,2,29,32,33 but the recycling rate of polyester textiles is less than 20%29,34 due to their multi-component feature.
The deeper reason is that many non-polyester fibers have similar chemical reactivity to polyester, and the co-depolymerization of non-polyester fibers occurs during the chemical recycling of polyester. The chemical recycling of polyester mainly includes glycolysis, hydrolysis and methanolysis.23,35–38 Among them, glycolysis has been widely utilized on a commercial scale, and the detailed process in actual industry is divided into two steps.35,39 As shown in Fig. 1, the first step (glycolysis) is the nucleophilic substitution26 between the ester bond of polyester and ethylene glycol (EG) to depolymerize into bis(2-hydroxyethyl) terephthalate (BHET). The second step (methanol transesterification) is to perform transesterification of the obtained BHET with methanol to prepare dimethyl terephthalate (DMT) and EG. Since it is easy to purify DMT by sublimation, high-purity DMT that meets the polymerization standard is obtained. Based on whether co-depolymerization occurs, non-polyester fibers can be divided into two categories. One type is fibers that do not undergo co-depolymerization, such as polypropylene fiber and polyacrylonitrile fiber. The main chain of these fibers is formed by chemically inert C–C bonds, which can be removed from the depolymerized solution of polyester by filtration. Another type is fibers that may undergo co-depolymerization, such as spandex40 and nylon.41 These fibers have chemically active groups such as urethane, amide and urea, which are prone to nucleophilic substitution42 with alcohol, ammonia, and water. In the actual industry, only the depolymerization and monomer recovery of polyester fibers, the major component in blended fabrics, are often involved. However, the minor co-depolymerizable non-polyester fibers are not only structurally destroyed in this process, but also directly wasted and sacrificed. Since most commodities are composed of a variety of different polymer components, establishing the depolymerization chemistry and quantitative interplays of each component becomes the key to realizing their chemical-full-recycling and circular polymer economy.
Fig. 1 Diagram showing the two-step depolymerization process of glycolysis and methanol transesterification. |
Herein, starting from widely used textiles in life, the effect of spandex co-depolymerization on polyester chemical recycling has been studied for the first time. As shown in Fig. 1, spandex is a polyurethane–polyurea copolymer (a kind of polyurethane material), which is widely used in blended fabrics for its high elastic recovery and extensibility.43,44 The structural changes of spandex in the two-step depolymerization process of polyester are systematically studied, and the influence of spandex on polyester recovered monomers is qualitatively and quantitatively analyzed. The urethane group is the main linkage of the spandex macromolecular structural unit. Different from the reported literature proposing that only ester-interchange reaction occurs during urethane alcoholysis,45–48 we reveal for the first time that the amide-moiety of the urethane group can undergo esterification by experiments and density functional theory calculations. The new insights into urethane alcoholysis not only provide a totally new idea for the chemical-full-recycling of major polyester and minor spandex, but also enable “waste to wealth” by recycling high value-added chemicals.
The second step is a transesterification process with methanol. Before performing methanol transesterification, the obtained above reaction solution was first distilled at 170 °C by vacuum distillation (10 kPa) to remove excess ethylene glycol. The separated ethylene glycol was collected and named EG1. 20 g methanol and 0.0075 g K2CO3 were added to the remaining reaction solution, and the reaction was carried out at 65 °C for 3 h. When the reaction was over, a large amount of solid was precipitated from the reaction solution. This solid was filtered to give crude DMT. Crude DMT was sublimed under reduced pressure (10 kPa) at 170 °C using a decompression S735060-sublimator to obtain purified DMT. The methanol transesterification process for the above P&S and spandex was exactly the same.
The yield and recovery rate of DMT were calculated using eqn (1) and (2), respectively.
(1) |
(2) |
In order to explore the effect of spandex on recycled ethylene glycol in the depolymerization experiment, the filtrate was evaporated at 50 °C through a rotary evaporator to remove all methanol, and then vacuum distillation carried out at 170 °C to steam out the remaining EG and recorded as EG2. EG1 and EG2 were collected together, that is, the recovered monomer ethylene glycol.
In the second step (methanol transesterification), the above solution and sticky solids are reacted with methanol at 65 °C for 3 h. These sticky solids are further transformed into solid powders (Fig. 2a), which are polytetrahydrofuran (Fig. 2d). This indicates that the residual small number of urethane bonds in the sticky solids are completely reacted, thereby removing the diphenylmethane units (dissolved in solution) and producing polytetrahydrofuran. The formed solution in this process is also studied by LC-MS (Fig. 2e, Fig. S5–S7 and Table S3†). Except for the same products as in Fig. 2c (peaks a, b, c, and d), new terminal-methyl-containing diphenylmethane molecules (peaks b′ and c′) and polytetrahydrofuran diols (peak d′, n is 14–16, 1026–1170 g mol−1) are generated by the reaction with methanol. The above results prove that in the two-step chemical recycling of polyester fabrics, spandex indeed undergoes co-depolymerization reactions, resulting in by-products: 2-imidazolidinone, diphenylmethane-containing molecules and polytetrahydrofuran diols.
Based on the above qualitative analysis, the relevant quantitative results are as follows (detailed calculations in Fig. S8†). During glycolysis, the formed sticky solids account for 65.0% (3.25 g) of the initial spandex mass (5.0 g). In solution, 4,4′-methylenedianiline (peak a in Fig. 2c), 2-imidazolidinone and polytetrahydrofuran diols account for 10.0% (0.50 g), 3.0% (0.15 g) and 14.2% (0.71 g) of the initial spandex mass, respectively. The sum of these substances accounts for 92.2% of the initial spandex mass. After methanol transesterification, the remaining insoluble solid powders only account for 4.4% (0.22 g) of the initial spandex mass, which indicates that much more low molecular weight polytetrahydrofuran diols enter the reaction solution.
In the first glycolysis step, the polyester fabric reacts with EG to depolymerize into BHET (Fig. 1). The changes in the microscopic morphology of different fabrics are investigated by SEM (ESI Fig. S9†). As the glycolysis progresses, the surface of fabrics is gradually damaged and the fiber weaving structure begins to break down. After glycolysis (Fig. S10†), the polyester fabric forms homogeneous solution, while the P&S fabric forms solution and sticky solids (from spandex). The formed solutions are characterized (Fig. 3a). Peaks a, b and c, and d represent the benzene ring, methylene and hydroxyl of BHET, respectively. Peaks f and e are the –OH and –CH2 of EG, respectively. From the LC-MS (ESI Fig. S11 and Table S4†) of the solution for the polyester fabric, besides the main product BHET (∼86%), there are also oligomers (BHET dimer and BHET trimer). Therefore, peaks a′ and d′ in Fig. 3a represent the benzene and hydroxyl groups in the BHET oligomer, respectively. The two peaks at 7.0–7.5 ppm (benzene of diphenylmethane-containing molecules) and 1.51 ppm (methylene of polytetrahydrofuran) in the solution of P&S are attributed to the small molecules formed from spandex co-depolymerization.
In the second methanol transesterification step, the hydroxyl of methanol nucleophilically attacks the carbonyl carbon of BHET and BHET oligomers, and the substitution reaction occurs to generate monomers DMT and EG (Fig. 1). When the reaction ends, a large amount of solid is precipitated from the reaction solution, which is filtered to give crude DMT. Compared with DMT obtained from polyester (Fig. 3b), there is an impurity peak at 3.44 ppm (the methylene of polytetrahydrofuran from spandex) for the DMT obtained from P&S. From the inset photographs, the crude DMT obtained from the P&S fabric is obviously yellowish, while the crude DMT obtained from the polyester fabric appears as white crystals. In the FT-IR spectra (ESI Fig. S12†), there are obvious stretching vibrations (3325 cm−1) and deformation vibrations (1567 cm−1) of N–H from spandex impurities in the crude DMT obtained from P&S. The nitrogen content of crude DMT obtained from P&S is 0.22% (ESI Table S5†). That is, the co-depolymerization products of spandex can significantly affect the purity and color of crude DMT.
The yield of DMT from polyester and P&S fabrics is calculated by HPLC (ESI Fig. S13†) according to eqn (1), which represents the percentage of DMT content actually produced by polyester depolymerization to the theoretical content. In Fig. 3c, the DMT yield of the polyester fabric is 90.3%, which is higher than that of the P&S fabric (84.6%). This is due to that spandex depolymerization byproducts containing amino and hydroxyl groups, and these functional groups can have side reactions with the ester group of DMT to decrease its yield. Sublimation is commonly used in industry to purify crude DMT. As shown in eqn (2) and Fig. 3c, the DMT recovery rate is defined as the percentage of the mass of DMT collected after sublimation to the mass of DMT theoretically formed from polyester. The DMT recovery rate of polyester is 90.3%, which is much higher than that of the P&S fabric (57.9%). The crude DMT of the polyester fabric has minimal residue in the sublimator after sublimation, while the crude DMT of P&S still has a large amount of yellow solid left in the sublimator after sublimation (ESI Fig. S14†). The –OH and –NH containing viscous substances produced by the spandex co-depolymerization can adhere to a large amount of DMT during sublimation, resulting in a significant decrease in the recovery rate of DMT.
In addition, we study the co-depolymerization effect of spandex on the recycled EG. The two-step depolymerization of glycolysis and methanol transesterification is defined as one cycle. In Fig. 3d, the purity of the recovered EG from polyester and P&S has no obvious decrease after three cycles, and the purity is above 99% (calculated by GC-MS, ESI Fig. S15–S17†), but there is a significant difference in chromaticity (Fig. 3e). The chromaticity requirement for different purposes is different. It is stipulated that a Pt–Co value ≤ 5 is polyester grade, and a Pt–Co value ≤ 10 is industrial grade. The Pt–Co value of the EG recovered from the polyester fabric has no obvious change after three cycles, and it is still polyester grade. However, the chromaticity of the EG recovered from P&S became worse after three cycles, increasing from 0 to 10.6, and it no longer meets the industrial or polyester grade standard. In the LC-MS of EG recovered from P&S (Fig. 3f), the yellow 4,4′-methylenedianiline coming from spandex is detected, which can evaporate along with EG and reduce the EG chromaticity. Since EG is an excess feedstock in the first step of glycolysis, it is difficult to calculate the yield and recovery rate of recovered EG.
In conclusion, in the chemical recycling of polyester, spandex undergoes co-depolymerization reaction, and the main products are 2-imidazolidinone, diphenylmethane-containing molecules and polytetrahydrofuran oligomers. Although the content of spandex in blended fabrics is relatively low (6%), it has a great impact on polyester recycled monomers. The yield and recovery rate of recycled DMT reduce by 5.7% and 32.4%, respectively. At the same time, the chromaticity of recycled EG no longer meets the requirements of industrial or polyester grade. Because of this remarkable effect, the recycling rate of multi-component textiles is still less than 20%.
Fig. 4 Synthetic and theoretical alcoholysis of spandex. (a) Synthetic process of spandex; (b) reported alcoholysis reaction of urethane and urea groups; and (c) theoretical alcoholysis of spandex. |
To eliminate the interference of the urea bond and study whether the amide part of urethane participates in the alcoholysis reaction, a simulation experiment of small molecule phenylurethane is designed. As shown in Fig. 5, phenylurethane (1.65 g, 0.01 mol, peak 2) is subjected to alcoholysis reaction with ethylene glycol (1.28 g, 0.02 mol, peak 1) at 100 °C, 150 °C and 200 °C for 1 h under the same catalyst (K2CO3, 0.01 g). The alcoholysis products are analyzed by GC-MS (Fig. 5 and ESI Fig. S18† for the mass spectrum) and 1H NMR (ESI Fig. S19–S27†). In Fig. 5(a), peak 2′ (isocyanatobenzene) is generated due to the decomposition of phenylurethane during GC-MS testing (ESI Fig. S28†). As the reaction temperature increased, the peak area of the reactant ethylene glycol did not change much because of its excess, but the reactant phenylurethane gradually decreased. The main reaction products are aniline (peak 3), 2-hydroxyethyl phenylcarbamate (peak 4), 3-phenyl-2-oxazolidinone (peak 5), ethylene carbonate (peak 6) and ethanol (peak 7). At 100 °C, only a small amount of phenylurethane participates in the reaction, and the products aniline (peak 3) and 2-hydroxyethyl phenylcarbamate (peak 4) are formed. At 150 °C, more phenylurethane is converted to aniline and 2-hydroxyethyl phenylcarbamate, and there is a marked increase of the 3-phenyl-2-oxazolidinone (peak 5) product, which is derived from the cyclo-elimination55 of 2-hydroxyethyl phenylcarbamate. At 200 °C, almost all the raw material phenylurethane participates in the reaction, and large amounts of aniline and 3-phenyl-2-oxazolidinone are generated. Meanwhile, a very small amount of 2-hydroxyethyl phenylcarbamate is observed because it is completely converted to the 3-phenyl-2-oxazolidinone product. In addition, the NMR results (ESI Fig. S19–S27†) also confirmed the presence of these products.
To further prove the generality of the above results, the same experiments were carried out with two other common catalysts (KOH and dibutyltin dilaurate) for the alcoholysis reaction of the urethane group. As shown in Fig. 5b and ESI Fig. S29,† under different catalysts, the structures of the main products and their variation with reaction temperature are basically the same. The above results prove that when the urethane group undergoes alcoholysis, not only a new urethane (2-hydroxyethyl phenylcarbamate, peak 4) but also a new amino group (aniline, peak 3) is indeed formed. That is to say, not only the ester-moiety of urethane participates in the alcoholysis reaction to generate a new urethane group by ester-interchange, but also the amide-moiety of the urethane group participates in the alcoholysis reaction to generate a new amino moiety by amide-esterification.
Based on the experimental results, the alcoholysis mechanism of phenylurethane with ethylene glycol under the action of the potassium carbonate catalyst is proposed (Fig. 6a), and the energy change is calculated by density functional theory (Fig. 6b, DFT computational details in the ESI†). The K+ cation (Lewis acid) protonates the carbonyl oxygen (CO) of the urethane group, making it more electrophilic and therefore more susceptible to nucleophilic attack by ethylene glycol. At the same time, the anion CO32− pulls the hydrogen of the hydroxyl group to its side, so the oxygen in ethylene glycol has a higher electron density and it is easy for it to attack the CO of the urethane group. Therefore, the glycolysis reaction involves two transition states: nucleophilic attack of the hydroxyl group (TS1), followed by the elimination of the leaving group (TS2-a and TS2-b). The transition state 1 (TS1) is the nucleophilic attack of one of the hydroxyl groups of ethylene glycol on the carbonyl oxygen of the urethane group, thereby forming a tetrahedral intermediate. For the transition state TS2-a, the protonation of the hydroxyethyl moiety of the intermediate results in the elimination of a molecule of ethanol to obtain a stable complex product-a. For the transition state TS2-b, the protonation of the aromatic amine moiety of the intermediate results in the elimination of a molecule of aniline to obtain a stable complex product-b. The calculated results show that the energetic barrier for TS1, TS2-a and TS2-b is 28.38 kcal mol−1, 4.22 kcal mol−1 and 1.22 kcal mol−1, respectively. Thus, TS1 (nucleophilic attack of the hydroxyl group) is the rate-determining step of the reaction, and the following C–O cleavage (TS2-a, namely ester-interchange) and C–N cleavage (TS2-b, namely amide-esterification) can occur simultaneously. Since complex product-a has a lower potential energy than product-b, the ester-interchange occurs preferentially. Based on the above experimental and calculation results, we discovered and confirmed the amide-esterification during urethane alcoholysis for the first time.
Interestingly, the subsequent intramolecular elimination reactions of ethyl (2-hydroxyethyl) carbonate and 2-hydroxyethyl phenylcarbamate yield ethylene carbonate26 and 3-phenyl-2-oxazolidinone (Fig. S27†), respectively. In particular, the generation of 3-phenyl-2-oxazolidinone also provides a new and facile route for its preparation, which is extensively used in pharmaceuticals for its bioactivity.56–58 In general, 3-aryl-2-oxazolidinones are prepared from toxic isocyanates or phosgene by the reaction of aryl halide with oxazolidin-2-one, CO2 with amino alcohols, or aryl iodide with amino alcohol carbamate.59–62 Most of these routes rely on toxic or expensive catalysts. This work provides a novel one-step synthesis for this important and expensive 3-aryl-2-oxazolidinone from cheap starting materials and catalysts.
Last but not least, the new findings of amide-esterification during urethane alcoholysis enable the chemical-full-recycling of major polyester and minor spandex in blended fabrics instead of sacrificing spandex (Fig. 7b). Considering that spandex has significant effects on polyester chemical recycling, and there are high value-added molecules in the alcoholysis products of spandex. Thus, before the waste polyester textile enters the chemical recycling process, spandex can be removed by solvent (DMF) pretreatment. On the one hand, the purified polyester can greatly contribute to its chemical-full-recycling by increasing the DMT recovery rate and unchanging EG chromaticity to obtain virgin monomers as much as possible. On the other hand, the separated spandex can also achieve its chemical-full-recycling by collecting the remaining sticky solids (raw material polytetrahydrofuran) and recycling abundant valuable chemicals (4,4′-methylenedianiline and 2-imidazolidinone) in solution.
Spandex is an important polyurethane material. This work also provides directional and theoretical guidance for the chemical-full-recycling of other post-consumer polyurethanes. Although due to the difference of the raw material diisocyanate, oligomer diol and chain extender, the structure of commercial polyurethane is very diverse. But the urethane group is the main linkage of the polyurethane structural unit. Thus, urethane alcoholysis has important industrial applications in polyurethane chemistry, especially for chemical recycling.48,65,66 Polyurethane is one of the most used polymers with annual global production exceeding 20 million tons,52,65 and undoubtedly a large amount of post-consumer polyurethane is generated every year. Alcoholysis, especially glycolysis, is by far the most widely used chemical recycling method for polyurethane to recycle polyols (namely, sticky solids after alcoholysis), while other substances (solution part) are wasted. The new findings of amide-esterification can not only well explain the still unclear urethane alcoholysis mechanism of polyurethane, but also provide totally new insights into the chemical-full-recycling of polyurethane materials by turning the wasted solution into wealth.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2gc03663k |
This journal is © The Royal Society of Chemistry 2023 |