Adrian
Ruckhofer
*a,
Simon
Halbritter
a,
Henriette E.
Lund
b,
Ann Julie U.
Holt
b,
Marco
Bianchi
b,
Martin
Bremholm
c,
Giorgio
Benedek
de,
Philip
Hofmann
b,
Wolfgang E.
Ernst
a and
Anton
Tamtögl
a
aInstitute of Experimental Physics, Graz University of Technology, 8010 Graz, Austria. E-mail: ruckhofer@tugraz.at
bDepartment of Physics and Astronomy, Interdisciplinary Nanoscience Center (iNANO), Aarhus University, 8000 Aarhus, Denmark
cCenter for Materials Crystallography, Department of Chemistry and iNANO, Aarhus University, 8000 Aarhus, Denmark
dDipartimento di Scienza dei Materiali, Universitá degli Studi di Milano-Bicocca, Milano, Italy
eDonostia International Physics Center (DIPC) and University of the Basque Country, 20018 Donostia/San Sebastian, Spain
First published on 21st October 2020
We present an experimental study of inelastic scattering processes on the (111) surface of the topological insulator Sb2Te3 using helium atom scattering. In contrast to other binary topological insulators such as Bi2Se3 and Bi2Te3, Sb2Te3 is much less studied and the as-grown Sb2Te3 sample turns out to be p-doped, with the Fermi-level located below the Dirac-point as confirmed by angle-resolved photoemission spectroscopy. We report the surface phonon dispersion along both high symmetry directions in the energy region below 11 meV, where the Rayleigh mode exhibits the strongest intensity. The experimental data is compared with a study based on density functional perturbation theory calculations, providing good agreement except for a set of additional peculiar inelastic events below the Rayleigh mode. In addition, an analysis of angular scans with respect to a number of additional inelastic events is presented, including resonance enhancement, kinematical focusing, focused inelastic resonance and surfing. In the latter case, phonon-assisted adsorption of the incident helium atom gives rise to a bound state where the helium atom rides the created Rayleigh wave.
TIs are described as a new type of quantum material, where the band gap present in the bulk, is closed by topologically protected surface states, forming a single Dirac-cone at the -point. These states arise from the combination of spin–orbit interaction and time-reversal symmetry.11–13 Besides the well investigated binary compounds Bi2Se3 and Bi2Te3, Sb2Te3 has been confirmed to be a three-dimensional TI with a single Dirac cone on the surface.8,14–16
The Fermi-level of as-grown p-doped Sb2Te3 is located below the Dirac-point and Sb2Te3 can exhibit hole pockets in the direction, depending on the position of the Fermi-level.16 However, it has been shown that the surface Fermi level can be shifted above the Dirac point, without changing the band structure, by n-doping with Cs.17 While the surface electronic states of Sb2Te3(111) have been investigated, by angle-resolved photoemission spectroscopy (ARPES)16,18–21 and theoretical band structure calculations,22,23 no experimental study exists for the surface phonon dispersion curves. On the one hand, for van der Waals layered structures, often the dynamics of surface layers does not differ that much from the bulk and preliminary information can be extracted from experimental24–26 and theoretical27 bulk data. On the other hand, the presence of topological surface electronic states at the Fermi level promises peculiar effects on the surface.28–30 So far information about the surface phonon dispersion curves of Sb2Te3(111) was limited to ab initio calculations using density functional perturbation theory (DFPT).30 In this work we determine the surface phonon dispersion and discuss several additional inelastic events in atom-surface scattering such as kinematical focusing, resonance enhancement and surfing. Using the time-of-flight (TOF) technique31 we determine the surface phonon dispersion in the energy region below 11 meV based on helium atom scattering (HAS) and compare the results with existing ab initio calculations. HAS with incident energies in the low meV range has been widely used to probe low-energy surface excitations with the best available resolution, while being an inert completely non destructive technique.31,32
The analysis of the inelastically scattered He atoms allows to determine the surface phonon branches in the acoustic and optical regions. The impinging He atoms with energies in the low meV range are exclusively scattered by the surface charge density.34,35 Inelastic scattering from surface phonons occurs via the phonon-induced charge density oscillations, which can be used for the determination of the electron–phonon (e–ph) interaction constant.36,37 Antimony telluride has a rhombohedral crystal structure consisting of five atomic layers, arranged along the z-direction (perpendicular to the surface), known as quintuple layers (QLs) as seen in Fig. 1c.38 Each QL consists of two equivalent tellurium atoms, two equivalent antimony atoms and a third tellurium atom. The bonding is strong between the atomic layers within a QL but much weaker, predominantly of the van der Waals type, between two QLs. When cleaved along the (111) plane the upper-most atomic layer consists of tellurium, followed by an antimony layer below and so forth.
The investigated crystal was formed by slowly cooling the melt in a quartz tube similar to the procedure described in ref. 39 and 40 and the phase purity of the synthesised sample was measured by X-ray diffraction. The unit cell parameters were extracted based on a Rietveld refinement. Afterwards the crystal rod was cleaved along the (111) plane and for the measurements a small sample was attached onto a sample plate with electrically and thermally conductive epoxy. The surface electronic structure of the samples was characterised by ARPES at the SGM-3 beamline of ASTRID2.41 The total energy and angular resolution were ≈30 meV and 0.1°, respectively. The sample temperature was ≈30 K and the photon energy was chosen to be 22 eV.
Previously to the HAS measurements, in order to obtain a clean surface, the sample was cleaved in situ under high vacuum conditions in a separate load lock chamber,42 before storing the sample in the sample mount of the main chamber, to ensure minimal surface contamination. The sample can be heated using a button heater on the backside of the sample mount or cooled down to 115 K via a thermal connection to a liquid nitrogen reservoir. Low energy electron diffraction was used for a first alignment of the sample along the high symmetry orientation (Fig. 1a). Additionally, before running scattering experiments, the composition of the sample was analysed by Auger electron spectroscopy. The obtained spectrum can be seen in Fig. 1b, which shows significant intensities at the expected energies for single-elemental antimony and tellurium, when compared to spectra from literature.43
The angular HAS distribution along the azimuth in Fig. 1d shows diffraction peaks up to second order. The scattered intensity is plotted on a logarithmic scale with an incident energy of Ei = 17.4 meV and the sample held at room temperature. The high signal-to-noise ratio and the small full width at half maximum of the specular peak are an indication of the good crystal quality after cleaving. The high intensity of the diffraction peaks suggests a large surface electronic corrugation (Sb2Te3(111) exhibits a surface electronic corrugation of 6.6% of the lattice constant44) which is a necessary ingredient for various phenomena, e.g. involving bound state resonances.
Energy dispersive spectra for inelastic scattering were performed using TOF measurements with a pseudo-random chopper disc. After deconvolution with the pseudo-random chopper sequence, the TOF signal is further transformed to an energy transfer scale which allows to determine inelastic (phonon) scattering events.33 The scattering spectra were mainly taken with the crystal at room temperature, while a few spectra were taken with the sample cooled down to 115 K and the incident He beam energy was varied between 10 and 18 meV.
Indeed, it is seen that the state near results from both the valence band maximum, leading to the blurred intensity near the Fermi level at k‖ ≈ 0, and the lower part of the topological surface state dispersion that gives rise to a somewhat sharper linear feature, marked by an arrow in the figure. The band forming the hole pocket (flower petal) along is seen as a diffuse intensity in an energy interval between ≈0.3 eV and the Fermi energy. Note that the observation of broad bands from bulk states is common in ARPES and related to the k⊥ smearing that results from the short inelastic mean free path of the photoelectrons. The conclusion from the ARPES characterisation is that the sample is indeed strongly p-doped, giving rise to two different types of (bulk) hole pockets.
(1) |
As shown by D. Campi et al.,30 the inclusion of spin–orbit coupling (SOC) in ab initio calculations of the surface phonon dispersion has negligible effects. Hence, the reported surface phonon dispersion curves based on DFPT calculations (without SOC) for a slab consisting of three QLs are reproduced in Fig. 3 as solid grey lines. The experimentally obtained surface phonon energies are plotted as symbols on top of the theoretical calculations in Fig. 3.
Fig. 3 Experimental surface phonon dispersion of Sb2Te3(111) from helium atom scattering (symbols) in comparison with DFPT calculations for three quintuple layers in the lower part of the phonon spectrum (solid grey lines).30 The assignment of the data points (colour and tag) to different modes is based on the proximity to the theoretical modes. One exemplary error bar is shown at an energy of ≈2 meV. |
We are able to resolve surface phonon events with energies up to 11 meV along both high symmetry directions. Each phonon event has been marked with a mode related colour and tag, according to its vicinity to the calculated modes. Due to many avoided crossings an accurate assignment of the optical modes becomes more difficult. In general the experimental surface phonon dispersion is in good agreement with the DFPT calculations except for the low energy modes (1–4 meV) marked as green diamonds which will be discussed below (Section 3.4).
According to the DFPT calculations, there are altogether 45 phonon branches (of which only the lower 24 are displayed as solid grey lines in Fig. 3), organised into 15 bands associated with the 15 degrees of freedom of Sb2Te3. Besides the 3 acoustic modes, there are two low-energy bands (<2 meV at ) where in each QL the central Te layer is at rest and the two external bilayers move rigidly and symmetrically normal (Ag(1)) or parallel (Eg(1)) to the slab.27
The corresponding experimentally obtained acoustic branches are shown as red circles, purple crosses and orange triangles in Fig. 3, with the red circles being the Rayleigh wave (RW), starting with zero energy at the point. In general, a high concentration of experimental data points is found in the acoustic region, including the Rayleigh mode. Inelastic events from the RW give the highest intensity in the respective TOF spectra, confirming the high intensity of the RW as also found for other binary TIs such as Bi2Se3 and Bi2Te3, respectively.28,29 Note that in contrast to the recent report of two RWs in Bi2Te346 there exists only one RW, either as a surface-localised wave or as an in-band resonance (pseudo-surface wave), as a result of continuum theory.28,29,32
The group velocity of the RW can be determined from the slope of its dispersion curve at small wavevectors. Therefore, the measured data points are fitted with a linear relation in the low energy range assuming an intercept with the -point at Q = 0. Due to the fact, that for Sb2Te3 the RW and the second acoustic mode proceed parallel and rather close to each other, the assignment of measured points is not always unambiguous, which leads to a rather high uncertainty for the determined slopes along and in Table 1.
By means of the elastic constants of Sb2Te3 calculated ab initio by Lu et al.,47 and a crystal density of 6.488 g cm−3,48 the bulk transverse speed of sound along can be calculated49 and is found to be 1620 m s−1. As seen in Table 1, the group velocity of the RW along this direction is only slightly less than the bulk transverse acoustic speed of sound with a difference that is, however, much smaller than the experimental uncertainty.
Similar low-energy excitations observed with HAS in the gap below the RW branch have been reported previously in two other topological materials, Sb(111)50 and Bi2Se3(111).29 In both cases they could be assigned to low-energy surface electron collective excitations, namely phasons and amplitons, associated with a charge density wave (CDW) induced by e–ph interaction. In Sb(111) a quasi-commensurate CDW originates from the Kelly–Falicov multivalley e–ph coupling connecting -point electron pockets,50 while in Bi2Se3(111) a long-period CDW has been associated with e–ph coupling connecting surface quantum-well states.29 In both cases distinct CDW features are observed at low temperature in the HAS diffraction spectra, though under bound-state resonance enhancement conditions in Bi2Se3(111).
Although the similarities of present low-energy data with those observed in Sb(111) and Bi2Se3(111) are quite evident, low-lying frustrated translational modes of adsorbates can be another possible source of these data points.51 This possibility is however rather remote in view of the good quality of the surface during experiments, as witnessed by the comparatively low intensity of the diffuse elastic peak in the TOF spectra (see, e.g.Fig. 4a)
Fig. 4 (a) shows a TOF-spectrum at ϑi = 43.1° with the sample at room temperature, exhibiting phonon processes and low energy excitations as well as a resonance-enhanced phonon process. The light blue line depicts the raw data after conversion to an energy transfer scale while the dark blue line shows the signal after binning based on constant energy bins (see Appendix). In (b) the resonance conditions (eqn (2)) for the (0) G-vector together with the scancurve are drawn on top of the DFPT calculations (grey lines). The symbols correspond to the phonon events of the TOF spectrum to the left. |
Hence we conclude that the two branches are likely to be caused by phasons/amplitons in analogy to the observations made on Sb(111) and Bi2Se3(111), although a more thorough investigation is needed in order to unambiguously assign and understand these excitations.
(2) |
If the resonance condition (2) intersects with the SC (1) at a specific phonon branch, the intensity of this particular phonon will be enhanced in the TOF spectrum. Based on the bound states εn for Sb2Te3 (ε0 = 4.27 meV, ε1 = 2.37 meV, ε2 = 0.9 meV, ε3 = 0.4 meV),44 the condition is fulfilled in Fig. 4b, where the bound state ε2 of the resonance curve with an interacting G-vector (0) intersects the SC at an energy of −4 meV. The intensity of this created phonon is greatly enhanced in the TOF spectrum (Fig. 4a), when compared to measurements which do not satisfy the condition. Recent work showed that these resonance enhancing effects can in turn be used to observe low-energy surface electron collective excitations.29
Fig. 5 Diagrams illustrating various HAS focusing effects as a function of parallel momentum (wavevector) Q, for an incident energy Ei = 10.3 meV. Top left panel: Angular scan along the azimuth at a surface temperature Ts = 113 K (light blue line: raw data, dark blue line: smoothed data). The lines below the measured curve indicate selective adsorption resonance processes with the colours corresponding to different interacting G-vectors. Top right: Tracking of the surfing feature (highlighted by the red bar) with increasing incident beam energy Ei. The lower panels show (from left to right) the effects kinematical focusing (KF), surfing (S) and focused inelastic resonance (FIR). The red curves depict the scancurve while the green curves show the resonance conditions (eqn (2)) with the corresponding G-vector. |
The three scattering phenomena kinematical focusing (i), surfing (ii) and resonance enhancement (iii) are plotted in the lower panels of Fig. 5 as energy ħω(Q) versus wavevector Q. Here we use the convention that the forward creation process is displayed in the third quadrant (Q < 0, ħω(Q) < 0) as frequently used in HAS analysis.29,52 Therefore positive energies in Fig. 5 correspond to annihilation and backward propagation. The purely inelastic process occurs when the SC intersects with a branch in the phonon dispersion and can be measured with the TOF technique described above.
(i) An effect known as kinematical focusing53 (KF) might show up at a specific incident angle ϑi and incident energy Ei when the SC lies tangent to a phonon branch. KF gives rise to a saw-tooth peak in the angular scattering distribution due to the increased inelastic background in the elastic signal. The characteristic peak shape can clearly be identified in the angular scan (upper left panel of Fig. 5) at ϑi = 32° and ϑi = 43°. For the first angle the corresponding SC is plotted in red in Fig. 5i together with the two lowest modes of the calculated phonon dispersion. The point of tangency is marked with KF and can be observed in the angular distribution as well as in the corresponding TOF spectrum.
(ii) We now turn to the effect of surfing, which occurs when a resonance curve lies tangent to a surface phonon branch. In this case, the impinging He atom is selectively adsorbed into a bound state εn with the aid of a surface phonon. In comparison to the “ordinary” elastic selective adsorption this process can occur even without the exchange of a reciprocal lattice vector. The tangency condition yields a concentration of beams inelastically scattered into the given bound state and therefore a dip in the final beam around a special incident angle. Using the bound state energy values for Sb2Te344 a set of resonance curves are plotted as green lines in Fig. 5ii. The tangency of one of these curves with a phonon branch gives rise to a dip in the angular distribution. If this special condition is fulfilled the atom and the phonon wave exhibit the same velocity on the surface and travel together, hence the effect is called surfing. According to ref. 51 the atom stays on the surface for a longer time during surfing compared to the lifetime of the He atom in a bound state.44 However, based on the signal-to-noise ratio of our data it is difficult to extract an actual linewidth and thus the corresponding lifetime. Hence we cannot conclude on any values for the lifetime.
In Fig. 5ii the surfing effect is shown for an incident angle of ϑi = 57.1°, where the resonance curves of the bound state ε1 for the G-vectors (0) and (01) are tangent to the acoustic phonon branch. In the angular spectrum the surfing conditions at various angles are indicated with an S, yielding a dip in the scattered intensity. To further support the finding of the surfing feature the dip can be monitored in dependence of the incident energy Ei. In the top right panel of Fig. 5 the surfing dip is shown for incident energies between Ei = 10.7 and 11.7 meV. The angular spectra were smoothed using a Savitzky–Golay filter and the red bars mark sequences of features assigned to the (0) surfing condition including the ε1 bound state.
(iii) Finally we discuss the effect of focussed inelastic resonance (FIR), which occurs when the SC (1) is tangent to a resonance curve (2) within an energy region where surface phonons are expected.32,54 When combining these two equations the expected FIR position is given by
(3) |
In the angular scan of Fig. 5 two FIR features are present at ϑi = 36.5° and ϑi = 56.4° yielding an increased scattered intensity. A comparison with angular scans at similar incident energies shows that the FIR peaks are still present at the same incident angle as expected, according to (3). In the lower right most plot of Fig. 5 (ϑi = 36.5) the resonance curve becomes tangent to the SC for an optical phonon branch at around 8 meV.
Following this systematic approach we are able to interpret all significant peaks of the angular scan in Fig. 5 using the effects described above. All peaks which are not labelled are attributed to selective adsorption resonances indicated by the vertical coloured lines below the measured data.
Furthermore, a systematic analysis of angular diffraction scans shows that several additional inelastic scattering events are observable for He atom scattering from Sb2Te3. These include resonance enhancement, kinematical focusing, focused inelastic resonances and surfing.
Because of the non-linearity introduced by the conversion from the flight time to the energy transfer scale, the data has to be multiplied with the corresponding Jacobian in order to preserve the intensity. Due to the process, experimental noise increases on the creation side (ΔE = Ef − Ei < 0) as seen in the light blue line in Fig. 6. The latter makes it difficult to distinguish peaks in the (far) creation side and therefore, the (non-linear) energy scale is usually divided in equally spaced energy bins over which the signal is averaged.55 The dark blue line shows the signal after binning, resulting in a smoother line.
The peaks in Fig. 6 identified as phonon events are indicated with different symbols, which attribute the peaks to the specific phonon branches (same symbols as in Fig. 3). The symbols are drawn on the SC (1) plotted as a dashed orange line, relating the energy transfer of a phonon event to the momentum transfer ΔK (right ordinate in Fig. 6).
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