Fiona L.
Hatton
a,
Lee M.
Tatham
b,
Louise R.
Tidbury
b,
Pierre
Chambon
a,
Tao
He
c,
Andrew
Owen
*b and
Steven P.
Rannard
*a
aDepartment of Chemistry, University of Liverpool, Crown Street, L69 7ZD, UK. E-mail: srannard@liv.ac.uk
bDepartment of Molecular and Clinical Pharmacology, University of Liverpool, Block H, 70 Pembroke Place, Liverpool L69 3GF, UK
cInstitute of Chemical and Engineering Sciences, Agency for Science, Technology and Research (A*STAR), 1, Pesek Road, Jurong Island, 627833, Singapore
First published on 3rd October 2014
The development of nanomaterials for advanced therapies requires the formation of versatile platforms that may be tuned to maximize beneficial attributes and minimize unwanted negative behaviour. Additionally, the optimum route of administration is a key consideration of any new treatment and much work has been focused on direct injection into the systemic circulation rather than oral delivery. Here we describe a new approach to polymeric nanoparticle design and present initial results showing the potential for tuneable permeation through a gut epithelium model. Through the use of mixed initiators and branched vinyl polymerization, a series of systematically varying branched polymers have been synthesized and nanoprecipitated. The surprisingly uniform structures have undergone preliminary pharmacological evaluation to establish low cytotoxicity and enhanced permeation through model intestinal epithelial cells. This presents potential opportunities for future developments that may allow oral dosing to result in circulating polymeric nanoparticles; behaviour that may prove clinically desirable to many non-terminal or chronic diseases that utilise nanomedicines but wish to avoid regular or repeated intravenous administration.
Arguably the most diverse organic nanomaterial studies have involved ideally-branched dendrimers,17–19 and linear–dendritic polymer hybrids.20 Multi-step convergent or divergent dendrimer syntheses have led to branched polymer chemistries, from polyimines/polyamines21 and polycarbonates22 through to polyamides,23,24 polyamido-amines,25 polyesters,26 polyurethanes,27 and polycarbosilanes28 to name a selection, and dendritic polymer application29 has begun to mature in nanomedicine.30 Obstacles continue to exist for cost-effective applications including the synthetic complexity and molecular weight/physical size limitations. Although dendrimers possess uniform molecular weight distributions and well defined shape, the available size range has long been limited to <15 nm31 until very recent reports of generation 13 triazine-derived materials with molecular weights >8 × 106 g mol−1 and diameters of 30 nm.32
Many dendrimer materials also require lengthy syntheses that often utilize large reagent excesses. To provide broader materials options, dendrimer sub-units (dendrons) have been attached to linear polymer chain-ends or side-chains to form linear–dendritic hybrid block copolymers with multiple additional functionality and supramolecular assembly properties.20 Micellar structures of amphiphilic linear–dendritic copolymers (30–70 nm),26 and micelle aggregates (approx. 200 nm),33 have been reported after association of relatively small building blocks. The control of structures within the 30–250 nm size range is of interest in drug delivery (conjugated or encapsulated drug),19 with success reported for combinations of dendrons with linear polymers leading to greater flexibility and scope for molecular design and the direction of particle formation.
One-pot, branched vinyl copolymerization techniques34 have been shown to form nanoparticles in a single synthetic procedure35via a concerted propagation and interchain branching of linear polymer chains using low concentrations of bifunctional monomers. When used in conjunction with controlled radical polymerization techniques, high molecular weight branched amphiphilic block copolymers have been formed that produce spherical nanoparticles when dialysed using water.36 The introduction of multi-functional initiators have also allowed dumbbell and clover-leaf nanoparticles to be formed,37 however, the loss of chain end functional multiplicity distances these materials from ideal dendrimers or linear–dendritic hybrids.
Herein we combine the aspects of linear–dendritic hybrids and branched vinyl polymerization to provide high molecular weight dendron-functional macromolecules, termed hyperbranched-polydendrons (hyp-polydendrons).38 By utilizing mixed initiator systems, this new synthetic strategy allows a ready methodology to systematically control mixed surface functionality and form complex spherical nanoparticles. These materials have: (1) a unique control of surface functionality; (2) directed aqueous self-assembly; (3) low dispersity when used to form nanoparticles with controlled diameters (75–210 nm); (4) encapsulation capabilities; and (5) variable interaction with model gut epithelial monolayers. Our preliminary studies of interactions of hyp-polydendron nanoprecipitates with a gut epithelium model show potential value in further work to understand and optimize nanoparticle transport across the gut barrier and the benefits that might be achievable after oral dosing.
In the absence of 3, dendron-initiated methanolic ATRP polymerizations of 2 (target number average degree of polymerization DPn = 50 monomer units), using the second generation (G2) dendron initiator, 1, led to high monomer conversion (>99%) and recovered polymers with a number average molecular weight (Mn) of 12200 g mol−1 and weight average molecular weight (Mw) of 16600 g mol−1, as determined by triple detection size exclusion chromatography (SEC; Table 1; Fig. S1 & S2†). In the presence of 3 (1:3 molar ratio of 1:0.8), polymerizations also reached high conversion (>99%) with no observable interference of the controlled radical polymerization kinetics (Fig. S3†), but polymers of considerably higher molecular weight (Mn = 90500 g mol−1; Mw = 1304000 g mol−1) were recovered (Table 1).
Initiator (mol fraction) | Target polymer composition | SEC | |||
---|---|---|---|---|---|
a Linear polymerization. b Branched polymerizations at total initiator:brancher ratio = 1:0.8. c Branched polymerizations at total initiator:brancher ratio = 1:0.95. | |||||
G2 | PEG16 | M n | M w | Đ (Mw/Mn) | |
1 | 0 | HPMA50a | 12200 | 16600 | 1.36 |
0.5 | 0.5 | HPMA50a | 13000 | 16900 | 1.30 |
0 | 1 | HPMA50a | 10600 | 16800 | 1.59 |
1 | 0 | HPMA50–EGDMA0.8b | 90500 | 1304000 | 14.40 |
0.9 | 0.1 | HPMA50–EGDMA0.8b | 68500 | 1495000 | 21.84 |
0.75 | 0.25 | HPMA50–EGDMA0.8b | 52400 | 987800 | 18.88 |
0.5 | 0.5 | HPMA50–EGDMA0.8b | 39400 | 480700 | 12.19 |
0.25 | 0.75 | HPMA50–EGDMA0.8b | 36200 | 315300 | 8.73 |
0.1 | 0.9 | HPMA50–EGDMA0.8b | 37700 | 286000 | 7.61 |
0 | 1 | HPMA50–EGDMA0.8b | 68100 | 296200 | 4.35 |
0.5 | 0.5 | HPMA50–EGDMA0.95c | 121900 | 1779000 | 14.60 |
0 | 1 | HPMA50–EGDMA0.95c | 74700 | 642700 | 8.60 |
Dendrimers with statistically mixed (divergent synthesis) and controlled mixing (convergent synthesis) of surface functionality have been reported previously.39–44 The hyp-polydendron synthesis strategy offers a unique opportunity for systematic incorporation of mixed functionalities through the mixing of ATRP initiators. Dendron-derived initiators guarantee one dendron on each primary polymer chain, but the introduction of varying ratios of a polyethylene glycol-derived (PEG16) ATRP initiator, 4, to 1 prior to copolymerization of 2 and 3 (Fig. 1B) has been undertaken. A range of branched polymerizations were conducted with 1:4 ratios of 100:0, 90:10, 75:25, 50:50, 25:75, 10:90 and 0:100, whilst maintaining the overall initiating species (based on tertiary bromide functionality) to brancher, (1 + 4):3, ratio of 1:0.8. Polymerization kinetic studies confirmed controlled radical polymerization, however, the achieved molecular weights (Mn and Mw) decreased with increasing content of 4. This is quite possibly due to an overall increase in initiation efficiency generating a decrease in the effective initiator:brancher ratio and subsequent lower branching; Mw values ranging between 1495000–296000 g mol−1 were observed across the range of initiator mixtures when utilising a (1 + 4):3 molar ratio of 1:0.8 (Table 1; Fig. S2†). Increased levels of 3 were tolerated within the polymerizations containing high concentrations of, 4 without the presence of gelation and Mw values between 2-fold and 4-fold higher were achievable at (1 + 4):3 molar ratio of 1:0.95 (Table 1); Mn values were also considerably increased.
Confirmation of the varying 1:4 ratio within the various hyp-polydendron structures was obtained by 1H nuclear magnetic resonance (NMR) spectroscopy (Fig. S4†). The calculated molar variation of G2 dendron and PEG16 end-groups were observed to follow theoretical concentrations closely (Fig. S5†); however, at higher target G2 dendron values, slightly lower dendron incorporation was observed, again a potential effect of the differing initiator efficiencies.
Successful nanocarrier candidates (100–200 nm), formed by careful control of polymer structure and nanoprecipitation,50,51 have previously shown the potential for relatively high drug loadings. Chain-end modification of polyethylene glycol segments within amphiphilic A–B block copolymers by aptamers (Accurin™ technology) has also led to positive phase I evaluation of drug delivery to sites of prostate and lung cancer51,52 from injected nanoprecipitates with recently announced progression to phase II human studies. The seven branched polymers (one hyp-polydendron, five hyp-polydendrons with varying PEG16 content and one entirely PEG16 initiated hyp-polymer) were subjected to nanopreciptation46,49 under varying conditions (Table 2). A simple dropping method was employed using two initial polymer concentrations (CI) in a good solvent (10 or 5 mg mL−1 in tetrahydrofuran (THF)) and two dilution ranges (5 or 100-fold) into an antisolvent (water).
G2–PEG16 molar ratio | Initial THF concentration (CI; mg mL−1) | Final H2O concentration (CF; mg mL−1) | D z (nm) | PdIa | ζ (mV) |
---|---|---|---|---|---|
a Measured by dynamic light scattering. | |||||
100:0 | 10 | 2 | 106 | 0.083 | −38.0 |
100:0 | 10 | 0.1 | 134 | 0.064 | −34.3 |
100:0 | 5 | 1 | 81 | 0.083 | −38.2 |
100:0 | 5 | 0.05 | 93 | 0.071 | −20.4 |
90:10 | 10 | 2 | 173 | 0.076 | −30.4 |
90:10 | 10 | 0.1 | 205 | 0.087 | −33.1 |
90:10 | 5 | 1 | 116 | 0.069 | −25.9 |
90:10 | 5 | 0.05 | 110 | 0.087 | −17.6 |
75:25 | 10 | 2 | 155 | 0.085 | −25.6 |
75:25 | 10 | 0.1 | 190 | 0.097 | −39.0 |
75:25 | 5 | 1 | 110 | 0.073 | −26.5 |
75:25 | 5 | 0.05 | 135 | 0.092 | −30.2 |
50:50 | 10 | 2 | 148 | 0.061 | −29.3 |
50:50 | 10 | 0.1 | 150 | 0.073 | −29.6 |
50:50 | 5 | 1 | 115 | 0.067 | −28.2 |
50:50 | 5 | 0.05 | 104 | 0.072 | −20.7 |
25:75 | 10 | 2 | 121 | 0.072 | −28.7 |
25:75 | 10 | 0.1 | 110 | 0.104 | −24.0 |
25:75 | 5 | 1 | 93 | 0.078 | −30.4 |
25:75 | 5 | 0.05 | 77 | 0.140 | −16.5 |
10:90 | 10 | 2 | 129 | 0.058 | −31.3 |
10:90 | 10 | 0.1 | 108 | 0.074 | −23.2 |
10:90 | 5 | 1 | 94 | 0.091 | −29.9 |
10:90 | 5 | 0.05 | 78 | 0.090 | −28.9 |
0:100 | 10 | 2 | 121 | 0.074 | −39.8 |
0:100 | 10 | 0.1 | 116 | 0.072 | −30.0 |
0:100 | 5 | 1 | 90 | 0.083 | −39.7 |
0:100 | 5 | 0.05 | 89 | 0.092 | −27.8 |
Subsequent organic solvent evaporation gave four aqueous nanoparticle dispersion concentrations (CF) for each material (2, 1, 0.1 and 0.05 mg mL−1), determined by the volume of the THF solution that was added to a fixed volume of water. Within each nanoprecipitation, the initial solvent droplet solution contains solvated branched polymer chains and, on addition to water, the THF-rich and water-rich phase boundary rapidly dilutes during diffusion of THF into the antisolvent (Fig. 2A). The branched vinyl polymer cores collapse to form nuclei that assemble to produce stabilized monodisperse nanoparticles within the aqueous phase.38 Characterisation was achieved using scanning electron (SEM) and atomic force microscopy (AFM; Fig. 2C and D) and dynamic light scattering (DLS; Fig. S6†). Unlike conventional nanoprecipitation, the assembled hyp-polydendron nanoparticles contain systematically varying peripheral dendrons and PEG16 chains at the nanoprecipitate surface (Fig. 2B(i)–(iii)), thereby opening considerable opportunities for future development.
The variation of nanoprecipitation conditions (polymer chemistry, polymer concentration and solvent:antisolvent dilution ratio) allowed control of the hyp-polydendron and hyp-polymer nanoprecipitate diameters (z-average diameters (Dz) from 77–205 nm, Table 2). Zeta potentials (ζ) were also measured and showed negatively charged particles (Table 2); these values are consistent with earlier unfunctionalised nanoprecipitates.49 Narrow size distributions, with polydispersity indices (PdI) ranging from 0.058 to 0.140 (Table 2), are highly surprising given the very broad molecular weight distribution of the hyp-polydendron materials, Table 1. It may be assumed that significant architectural diversity is produced across the molecular weight distribution during synthesis, with variation of branch point placement leading to different branching densities and flexibilities of the internal core structures. Mixed initiator polymerization leads to considerable additional polymer complexity, including complication of the inherent distributions of molecular weight, architecture, branching density and G2–PEG16 ratios. Despite this high level of complexity, the near monodisperse nanoprecipitates showed remarkably uniform behavior and stability, with little detectable difference when stored in water for nearly a year (Table S1†). Addition of THF to the aqueous nanoprecipitates led to swelling of the nanoparticles without dissolution, even at high levels of THF (>37.5% v/v) (Fig. S7b†), whilst dilution of the nanoparticles with water led to no appreciable changes over considerable concentration ranges (Fig. S7a†).
Conversely, studies of nanoprecipitates derived from the analogous unbranched linear–dendritic hybrids that comprise the primary chain structure of the hyp-polydendrons, and PEG16-(HPMA)50 analogues (Table 1), led to broad size distributions after nanoprecipitation and increasing Dz and PdI (bimodal size distributions in some cases) over extended periods, with visual precipitation (Fig. S8†).
Nile Red (NR) and pyrene encapsulation was accomplished by co-dissolving the fluorescent dyes into the branched polymer–THF solution of (0.1% w/w relative to polymer) prior to nanoprecipitation. These dyes were chosen due to their environment-dependent fluorescence and the ability to report on differences in lipophilicity (NR) or polarity (pyrene) within the core of the nanoprecipitates; no appreciable changes to Dz (Fig. S9 and S10†) were observed with encapsulated dye. NR emission (630 nm) was measured after excitation at 552 nm and was clearly dependent on the G2 dendron–PEG16 ratio (Fig. 3A).
Fig. 3 Encapsulation of hydrophobic guest molecules during nanoprecipitation of hyp-polydendrons with varying G2 dendron–PEG16 content. (A) Fluorimetric analysis of hyp-polydendron nanoprecipitates containing Nile Red produced from varying G2 dendron–PEG16 initiator ratios of 100:0 (solid black), 90:10 (red dash), 75:25 (blue dash), 50:50 (green dash), 27:75 (pink dash), 10:90 (grey dash) and 0:100 (cyan dash); (B) comparison of the observed I1/I3 ratio of pyrene within varying solvents (open red squares)53,54 and encapsulated within hyp-polydendrons synthesized using different G2 dendron–PEG16 initiator ratios (open blue circles). |
This suggests the control of the environment within the hyp-polydendron nanoprecipitates whilst simultaneously modifying the expression of surface functionality. This is consistent with an assembly model involving aggregation of individual collapsed hyp-polydendron nuclei as complete entrapment of hyp-polydendrons within the nanoprecipitate would result (Fig. 3A), leading to internalization of varying internal ratios of G2 dendron and PEG16.
Further investigation of the internal nanoparticle environment was conducted via pyrene encapsulation. A similar variation of the internal nanoparticle environment was observed within the fine structure of pyrene fluorescence after excitation at 335 nm (Fig. S11†). The ratio of the intensities of the first and third vibrational bands (I1/I3) varied from 1.42–1.53, similar to pyrene fluorescence observed in solvents with polarities ranging from dichloromethane (I1/I3 = 1.37) to water (I1/I3 = 1.59) (Fig. 3B).53,54 The observed modification of the nanoparticle internal environment allows the potential for tuning of nanoparticle properties via initiator chemistry and/or monomer choice, providing considerable scope for tuning of physical properties. Similarly, modification of surface chemistry of the nanoprecipitate may also alter cellular or tissue interactions and this was investigated further with respect to model gut epithelium.
Nanocarriers are rarely dosed orally,56 but benefits may accrue in chronic diseases (e.g. HIV therapy or psychiatric disorders) where long-term daily dosing is required and repeated injection is not optimal for patients. The provision of an orally-administered nanocarrier, delivering nanoparticles to the circulation, may also provide cellular or tissue targeting benefits for acute diseases. Our aim within this study was to evaluate the potential for permeation through a gut epithelium model; therefore, a preliminary in vitro pharmacological evaluation of the behaviour of hyp-polydendron nanoprecipitates was conducted.
Cytotoxicity of the seven aqueous nanoprecipitates was evaluated against the human epithelial colorectal adenocarcinoma (Caco-2) cell line (Fig. 4A) and no appreciable cytotoxicity was observed at achievable concentrations in assays assessing either adenosine triphosphate or 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (MTT) turnover (Fig. S12a–d†); as such the determination of an IC50 value for each polymer was not possible, indicating very low cytotoxicity towards Caco-2 cells. In the absence of obvious cytotoxicity to the gut model cell line, the transcellular permeation of hyp-polydendron nanoprecipitates (with encapsulated NR) was studied across differentiated Caco-2 monolayers as a model of absorption through the intestinal epithelium (Fig. 4A).57
Assessment of the apparent permeability (Papp) of a substance is widely studied using this model, including the screening of discovery compounds within the pharmaceutical industry. Papp is a measurement of the permeation (flux) through the Caco-2 monolayer after normalization for the surface area of the membrane and the concentration of the study substance within the media.58 Although not fully representative of the in vivo material behaviour, this model uses a human cell line and provides indicative data to allow further development.
NR fluorescence monitoring was used to determine hyp-polydendron passage from the apical compartment of the transwell plate to the basolateral well (A > B; Fig. 4A(i)) which models gut to systemic circulation permeation. In addition, permeation studies from the basolateral to the apical compartment (B > A; Fig. 4A(ii)) was assessed. The Papp ratio is calculated as the ratio of (A > B)/(B > A), providing a relative indication of apparent oral absorption in the presence of active transport proteins (e.g.P-glycoprotein) known to limit oral bioavailability of many compounds. In all studies the confluence of the Caco-2 cell monolayer was assessed to ensure that an intact membrane was present throughout the experiments (see ESI†).
The A > B permeation of the hyp-polydendron nanoprecipitates with encapsulated NR was approximately an order of magnitude higher than observed B > A permeation in all cases (Table 3; Fig. 4B). Variable behavior of the various nanoprecipitates was also noted over the 4 hours study exposure with materials comprising 75%, 50% and 0% G2 dendron showing a steady increase in fluorescence within the receiver compartment, suggesting a continual permeation through the Caco-2 membrane (Fig. S13†). Surprisingly, Papp ratios across the materials were all considerably higher than the aqueous/DMSO solution of NR (Table 3) and were highly correlated with the molar content of dendron; decreasing linearly with decreasing dendron content (simple linear regression, r2 = 0.78, P = 0.02; Fig. 4C). This data can also be interpreted as a possible impact of increasing PEG16 content leading to a decreasing overall permeation through the Caco-2 monolayers. However, the factors affecting the observed Papp ratio are clearly not straightforward as seen from the non-linear variation of either A > B or B > A permeation as the nanoprecipitate chemical composition varied, Table 3.
G2–PEG16 molar ratio | P app (cm s−1) | P app ratio (A > B)/(B > A) | |
---|---|---|---|
Apical > Basolateral (A > B) | Basolateral > Apical (B > A) | ||
a <1% v/v DMSO/water solution. | |||
100:0 | 1.763 × 10−5 | 1.538 × 10−6 | 11.4605 |
75:25 | 2.613 × 10−5 | 2.056 × 10−6 | 12.7123 |
50:50 | 5.271 × 10−5 | 5.555 × 10−6 | 9.4872 |
25:75 | 4.135 × 10−5 | 4.684 × 10−6 | 8.8279 |
10:90 | 4.042 × 10−4 | 4.580 × 10−5 | 8.8255 |
0:100 | 2.060 × 10−5 | 3.188 × 10−6 | 6.4626 |
Aq. Nile Reda | 2.371 × 10−5 | 6.384 × 10−6 | 3.7140 |
The mechanisms that underpin this correlation are not immediately obvious and further investigation is required to understand the relationship. The increased presence of short PEG16 chains appears to have a negative impact on the Papp ratio within this series of materials; however, the hyp-polymer (without G2 dendron) still provided a noticeable enhancement of permeation. These exploratory data indicate the potential for further tuning of behaviour and the production of orally dosed materials that deliver benefits as systemically circulating nanoparticles carrying encapsulated drugs.
Footnote |
† Electronic supplementary information (ESI) available: Materials, full experimental details and characterisation. See DOI: 10.1039/c4sc02889a |
This journal is © The Royal Society of Chemistry 2015 |