Jia-Ahn
Pan
*abc,
Xiao
Qi
b and
Emory M.
Chan
*b
aDepartment of Natural Sciences, Pitzer and Scripps Colleges, Claremont, California, 91711, USA. E-mail: jpan@natsci.claremont.edu
bMolecular Foundry, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA. E-mail: emchan@lbl.gov
cChemical Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
First published on 14th January 2025
Upconverting nanoparticles (UCNPs) convert near-infrared (IR) light into higher-energy visible light, allowing them to be used in applications such as biological imaging, nano-thermometry, and photodetection. It is well known that the upconversion luminescent efficiency of UCNPs can be enhanced by using a host material with low phonon energies, but the use of low-vibrational-energy inorganic ligands and non-epitaxial shells has been relatively underexplored. Here, we investigate the functionalization of lanthanide-doped NaYF4 UCNPs with low-vibrational-energy Sn2S64− ligands. Raman spectroscopy and elemental mapping are employed to confirm the binding of Sn2S64− ligands to UCNPs. This binding enhances upconversion efficiencies up to a factor of 16, consistent with an increase in the luminescent lifetimes of the lanthanide ions. Annealing Sn2S64−-capped UCNPs results in the formation of a nanocomposite comprised of UCNPs embedded within an interconnected matrix of SnS2, enabling each UCNP to be electrically accessible through the semiconducting SnS2 matrix. This facilitates the integration of UCNPs into electronic devices, which we demonstrate through the fabrication of a UCNP–SnS2 photodetector that detects UV and near-IR light. Our findings show the promise of using inorganic capping agents to enhance the properties of UCNPs while facilitating their integration into optoelectronic devices.
New conceptsWe introduce low-vibrational-energy inorganic ligands that enhance the luminescence of lanthanide-doped upconverting nanoparticles (UCNPs) and enable their integration into electronic devices. Existing ligand approaches typically employ UCNPs that are either (1) capped with organic/polymer ligands that have high vibrational energies or (2) ligand-free, leaving no protective barrier between the UCNP and the environment. Our method utilizes metal sulfide ions to charge-stabilize UCNPs and create a favorable environment that minimizes non-radiative quenching. Additionally, these inorganic ligand-capped UCNPs can be annealed to form a UCNP–semiconductor nanocomposite in which UCNPs are embedded within a non-epitaxial matrix, facilitating interfacing with other electronic components. To validate this approach, we incorporate the UCNP–semiconductor composite as the active layer in a photodetector capable of detecting UV and near-IR light. This inorganic ligand-to-matrix approach complements epitaxial shell growth, which is electrically insulating and often requires stringent growth conditions. Our findings demonstrate a new ligand-based strategy for enhancing the optical performance of UCNPs and expanding their applicability in optoelectronics. |
The most common way to achieve efficient UCL from lanthanide ions is to embed them in inorganic host matrices such as NaYF4 and K2Pb2Cl5, whose low phonon energies reduce phonon-assisted non-radiative relaxation.12,13 UCL efficiency can be further enhanced by growing an undoped, epitaxial shell made of the same material, allowing the active lanthanide ions to be optically and chemically isolated from their environments. However, while the chemistry for growing high-quality epitaxial shells has been optimized for some UCNP host materials (e.g., NaYF4),14 the growth of epitaxial shells for other host materials (e.g., K2Pb2Cl5) can be more challenging and remains an active area of research. Non-epitaxial oxide shells have been grown around UCNPs, leading to increased thermal stability;15 however, their high phonon energies typically do not enhance UCL and may even reduce it.
The ligands that coordinate the surfaces of UCNPs also play an important role in their optical properties. While UCNP ligand modification has been studied primarily to maintain colloidal stability in various solvents and environments (e.g., in cells),16 antenna ligands have also been used to dramatically enhance the small absorption cross-sections of UCNPs.17 Even ligands that do not absorb light can impact the photophysics of luminescent nanocrystals by introducing or suppressing non-radiative pathways.18,19 The UCL of UCNPs has been enhanced by small organic ligands, such as picolinic acid, which can alter the electronic structure of lanthanide dopants at the nanocrystal surfaces, demonstrating the potential of ligand engineering for UCNPs.20 Ligand engineering is preferable to inert shell growth when a small size is needed (e.g., cell imaging and nanoscale devices). However, the high-energy vibrational modes of common organic ligands can quench UCNP luminescence, especially in the absence of passivating inorganic shells.
As an alternative to organic ligands, ionically charged inorganic compounds have been explored as capping ligands for semiconducting QDs.21 These inorganic ligands, such as metal sulfide complexes, have been used to increase the electronic coupling between QDs, enhancing their performance in devices such as transistors and photodetectors.22 Additionally, these heavier inorganic ligands possess lower vibrational energies, which may help reduce nonradiative quenching of lanthanide excited states in UCNPs. However, it remains an open question whether the chemically-“soft” sulfide ligands—typically used to coordinate with the soft Lewis acid cations in QDs—are compatible with the hard lanthanide ions in UCNPs.
Here, we investigate the use of a tin(IV) sulfide complex (Sn2S64−) as a low-vibrational-energy inorganic ligand for NaYF4 UCNPs (Scheme 1). We explored chemical approaches to replace the native oleate ligands with the Sn2S64− ligands and confirmed the successful ligand exchange via Raman and energy-dispersive X-ray spectroscopy (EDS). Optically, we found that the UCL efficiencies of UCNPs were enhanced by this exchange, with the greatest enhancements observed for small and highly doped UCNPs (exhibiting UCL enhancements up to a factor of 16). We show that the Sn2S64− ligands can be transformed into a SnS2 matrix upon annealing at 350 °C, forming a UCNP–SnS2 nanocomposite. Finally, we fabricate a proof-of-concept UV and NIR photodetector using the solution-deposited UCNP–SnS2 nanocomposite. These findings reveal a pathway for using inorganic ligands to broaden the applications of UCNPs.
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Scheme 1 Ligand exchange of oleate-capped NaYF4 UCNPs with Sn2S64− ligands and subsequent annealing into a UCNP–SnS2 nanocomposite. |
We also explored a two-phase direct exchange that involved stirring oleate-capped UCNPs in hexanes with an immiscible layer of N-methylformamide (NMF) containing dissolved Sn2S64− ligands. After stirring for 24 h, the UCNPs were observed to have either aggregated at the solvent interface or in the polar phase. Upon extraction, these UCNPs were unable to be redispersed in either a non-polar hexane solution or a polar NMF solution, implying that the ligand exchange was incomplete, i.e., UCNPs were only partially coated with Sn2S64− ligands.
Our most successful direct exchange approach involved mixing oleate-capped UCNPs with Sn2S64− ligands in NMF. After sonicating the suspension for a few hours, a small fraction of the UCNPs were observed to be dispersed in the NMF solution (with a larger fraction remaining aggregated). The aggregated UCNPs were then removed by centrifugation, leaving a supernatant of colloidally dispersed, Sn2S64−-capped UCNPs.
Considering the challenges faced with direct ligand exchange, we hypothesized that Sn2S64− functionalization could be improved by first removing the oleate ligands before functionalization. This two-step indirect ligand exchange process first involves stripping the oleate ligands from UCNPs using HBF4, resulting in bare but electrically charged UCNPs that can be dispersed in a polar solvent.8 Then, Sn2S64− ligands are added to coat the bare UCNPs. We theorized that this indirect approach may be more effective since it circumvents the need for Sn2S64− to directly displace strongly bound oleate ligands.
To evaluate the effectiveness of our ligand exchange procedures, we characterized the Sn2S64−-capped UCNPs with Raman spectroscopy and electron microscopy. The Raman spectra of Sn2S64−-capped NaYF4 UCNPs obtained through direct and indirect ligand exchange approaches were similar, showing a distinct peak at 182 cm−1 as well as a cluster of peaks in the region of 250–350 cm−1 (Fig. 1A, red). We attribute the 182 cm−1 peak to a vibrational mode of UCNP-bound Sn2S64− ligands, which is close to the 190 cm−1 peak that we observe in the Raman spectrum of Na4Sn2S6 (Fig. 1A, grey). On the other hand, the cluster of peaks at 250–350 cm−1 can be primarily attributed to the phonon modes of hexagonal-phase NaYF4, which were also observed in oleate-capped UCNPs (Fig. 1A, blue).25 We note that Na4Sn2S6 also has a strong peak around 350 cm−1, but it overlaps with the NaYF4 peaks and cannot be unambiguously determined in Sn2S64−-capped NaYF4 UCNPs.
To better understand the molecular origin of our Raman spectra, we carried out density functional theory (DFT) calculations. Since Sn2S64− and NaYF4 have overlapping peaks in the 200–450 cm−1 region, we focused our analysis on the 180–190 cm−1 peak. Our DFT calculations show that this vibrational mode can be attributed to a bending mode that involves the vibration of all bonds within Sn2S64− as well as its bonds to the metal ion. (Fig. 1B). The calculation also revealed that Sn2S64− bound to a Na+ ion has a higher frequency Raman mode (186 cm−1) compared to Sn2S64− bound to a Y+ ion (163 cm−1). Thus, the DFT results support that our experimental redshift in the Raman peak is consistent with the binding of Sn2S64− to the UCNP surface.
Successful Sn2S64− ligand exchange was also supported by zeta potential measurements that show a charge inversion from +30 mV after HBF4 stripping to −40 mV upon Sn2S64− functionalization (Fig. 1C). Dynamic light scattering measurements showed an increase in the mean hydrodynamic radius from 16 nm to 68 nm, indicating some minor aggregation upon ligand exchange (Fig. S1, ESI†).
We then used electron microscopy to probe physical and compositional changes during the ligand exchange process (Fig. 2A and B). After carrying out a direct Sn2S64− exchange, we observe a decrease of about 2 nm in the average center-to-center distance of the UCNPs, confirming that the bulkier oleate has been replaced by more compact Sn2S64−. EDS elemental mapping showed that sulfur and tin were uniformly dispersed among the UNCPs at both the nanoscale (Fig. 2C and Fig. S2, ESI†) and microscale (Fig. S3, ESI†). We also used the elemental mapping to estimate the Sn2S64− ligand coverage at 0.7 ligands per nm2 (see discussion and Fig. S7 in the ESI† for details).
In summary, all analyses validate that NaYF4 UCNPs can be effectively functionalized with Sn2S64− ligands through either direct or indirect ligand exchange approaches. However, the indirect exchange gives a significantly higher yield and hence was our preferred method for subsequent experiments.
Upon functionalizing 8-nm-diameter NaYF4: 20% Gd3+, 49% Yb3+, 1% Tm3+ UCNPs with Sn2S64− ligands, we observed 5- to 16-fold enhancements in the UCL intensities of different radiative transitions of Tm3+, compared to ligand-stripped UCNPs capped with BF4− (Fig. 3A and B). In general, we find that higher energy (shorter wavelength) transitions have stronger enhancements, a trend consistent with previous studies using organic ligands.20 One exception is the 450 nm emission, which has the lowest enhancement; we attribute this deviation from the trend to a small but non-negligible absorption from the Sn2S64− ligands. We also observe increases in the UCL of 15-nm NaYF4: 40% Yb3+, 60% Er3+, with enhancement factors of 9–10 for the green and red emission lines (Fig. 3C and D). Kinetic time series measurements show that the enhancement factor rapidly increases within the first 4 minutes after Sn2S64− coordination and reaches saturation in about 80 minutes (Fig. S4, ESI†).
The UCL enhancement due to the reduction in vibrational relaxation is corroborated by the lengthening of luminescence decay lifetimes upon Sn2S64− exchange. When directly excited with 980 nm pulses, Yb3+/Tm3+-doped UCNPs (Fig. 3E and F) exhibited a significant increase in the lifetime of the Yb3+ 1010 nm emission, from 34 μs to 105 μs, which is also longer than the emission lifetime of oleate-capped UCNPs (16 μs). A significant but smaller increase in the lifetime is also observed for the Tm3+ 800 nm emission (980 nm excitation) upon Sn2S64− exchange (154 μs) compared with that of ligand-stripped UCNPs (110 μs) and oleate-capped UCNPs (111 μs). This increase in lifetime is also observed for the 540 nm emission from Sn2S64−-capped Yb3+/Er3+ UCNPs (Fig. 3G), which had an intensity-weighted lifetime of 197 μs, compared to a lifetime of 25 μs for ligand-stripped UCNPs and 44 μs for oleate-capped UCNPs (see ESI† for details on lifetime measurements and averaging). We note that nearly all the UCNP decay curves shown in our work (and other work) exhibit multiple decay components. Our prior work has demonstrated that UCNP lifetimes are complicated to interpret due the complex energy transfer networks among dopants;26 hence, it is difficult to conclusively attribute specific components in a decay curve to a specific process.
To elucidate the mechanism behind this UCL enhancement, we measured the enhancement factors for UCNPs with different physical and chemical parameters. We investigated how the ligand enhancement is affected by the presence of an inert shell. For 14-nm NaYF4: 30%Yb3+, 0.5% Tm3+ cores, we measured enhancement factors of 3–5 upon ligand functionalization. Upon the growth of a 5-nm shell, the UCL of the UCNPs is significantly enhanced compared to the UCNP cores, an effect that is well established. However, subsequent functionalization of the core–shell UCNPs by Sn2S64− ligands does not result in further UCL enhancement (Fig. 4A). This implies that the Sn2S64− enhancement only occurs when ligands are in relatively close proximity to the photo-active dopant ions. We thus conclude that Sn2S64− molecules enhance UCL by reducing the available ligand vibrational modes that are coupled to excited dopant ions (Scheme 2).
Additionally, we found much smaller UCL enhancements for larger 52-nm UCNPs compared to smaller 15-nm UCNPs (Fig. 4B). The reduced enhancement is likely due to the smaller surface-to-volume ratios of larger UCNPs, which are well known to be less susceptible to surface quenching.27 We also found that UCNPs with higher doping concentrations (40% Yb3+, 60% Er3+) had higher enhancement factors (9–10), while UCNPs with lower doping concentrations (20% Yb3+, 2% Er3+, with similar sizes) have smaller enhancement factors (∼2) (Fig. 4C). Finally, we found comparable enhancements for both cubic- and hexagonal-phase UCNPs (Fig. 4D), revealing a negligible effect of the crystal structure on UCL enhancement.
Annealing of the Na4Sn2S6 ligand without UCNPs resulted in a film with a characteristic SnS2 Raman peak at 314 cm−1 (Fig. 5A, green line). Upon annealing the Sn2S64−-capped UCNPs at 350 °C to form the UCNP–SnS2 composite, we observed the disappearance of the 182 cm−1 peak and the weakening of the 360 cm−1 peak, consistent with the decomposition of Sn2S64− (Fig. 5A, blue line). The identification of the SnS2 peak for the UCNP–SnS2 is more challenging due to interfering NaYF4 peaks.
Scanning electron microscopy further supports the formation of a UCNP–SnS2 composite. The composite with 9-nm UCNPs (Fig. 5B) exhibits interconnected nanoscale nodules, significantly different than the original Sn2S64−-capped UCNPs, which were clearly separated (Fig. 2B). These nodules are attributed to the formation of a SnS2 matrix made from the decomposition and fusing of the Sn2S64− ligands. An alternative hypothesis is that these nodules are from the sintering and grain growth of the NaYF4 UCNPs themselves. However, this hypothesis can be rejected since powder X-ray diffraction peaks do not significantly narrow following annealing (Fig. 5C), indicate no significant increase in the size of the NaYF4 domains. Additional characterization (e.g., X-ray photoelectron spectroscopy) could potentially be used to further confirm the formation of the NaYF4/SnS2 composite.
Our analyses thus support the formation of nanoscale upconverting emitters embedded in a semiconducting matrix. This composite allows the desirable optical properties of UCNPs to be retained while adding the important capability to electronically interface with each UCNP through the semiconducting matrix. Further work could include more detailed studies on how the annealing and formation of the UCNP–SnS2 composites affect UCL properties (e.g., intensity, linewidth, peak positions).
To demonstrate the capabilities of the UCNP–SnS2 nanocomposite, we evaluated its use as a photodetector (Fig. 6A). To fabricate a simple proof-of-concept device, we drop-cast Sn2S64−-capped UCNPs onto interdigitated ITO electrodes on glass that was obtained commercially (Fig. 6B) and annealed the sample at 350 °C to form the UCNP–SnS2 composite. We hypothesized that the embedded UCNPs would absorb IR light and emit upconverted UV and blue light that could be absorbed by the surrounding SnS2 matrix (Scheme 3). The resulting increase in the concentration of charge carriers in the SnS2 semiconductor in principle should lead to an increase in the observed current at a constant applied voltage.
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Scheme 3 Proposed mechanism of photodetection by the UCNP–SnS2 nanocomposite. (ET: energy transfer.) |
As a first step, we confirmed that our photoconductor could detect UV light that is absorbed directly by the SnS2 matrix. Indeed, we observed a clear increase in the current when 395 nm light (∼60 mW cm−2) was incident on the substrate (Fig. 6C). Next, we substituted the 395 nm light for a 980 nm laser light source (∼300 mW cm−2) and successfully detected an increase in current upon irradiation (Fig. 6D). Since ITO and SnS2 have negligible absorption at 980 nm, the photocurrent is attributed to absorption by the UCNP followed by upconversion and transfer of energy to the SnS2 matrix. While the photocurrent was weaker than that induced by 395 nm light, the response can be improved by increasing the film thickness and quality, optimizing the UCNP loading percent, and engineering a better overlap between the emission of the UCNP and absorption of the semiconducting matrix. This proof-of-concept device demonstrates a viable path for using semiconducting ligands and matrices to electronically interface with UCNPs within an optoelectronic device, circumventing the physical and processing challenges associated with simply mixing UCNPs with SnS2 powder.
For all our devices, we also consistently observed a decrease in the background current as a function of time after application of the voltage. When the voltage was stopped and restarted, the current level was reset to its original value. This implies that this decrease in current is due to capacitance, which we attribute to misalignment between the energy levels of ITO and our active materials. Further optimization of the contact material should reduce or remove this effect.
Our findings show how semiconducting inorganic complexes with low vibrational energies can be used to enhance the optical properties of UCNPs while seamlessly facilitating the fabrication of a low-phonon-energy matrix that allows UCNPs to be accessed electronically. With further optimization, this approach should be extensible to other UCNP host materials and other nanoscale emitters that can benefit from a non-epitaxial, low-vibrational-energy environment.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4nh00555d |
This journal is © The Royal Society of Chemistry 2025 |