Open Access Article
Vincent
Nieboer
a,
Jakob
Wohlert
ab,
Peter
Olsén
bc and
Karin
Odelius
*a
aDepartment of Fibre and Polymer Technology, KTH Royal Institute of Technology, SE-100 44, Stockholm, Sweden. E-mail: hoem@kth.se
bWallenberg Wood Science Center, Sweden
cLaboratory of Organic Electronics, Department of Science and Technology, Linköping University, Norrköping, Sweden
First published on 17th September 2025
The thermodynamics of ring-opening polymerization (ROP) are central when predicting the chemical recyclability of aliphatic polyesters and polycarbonates. Conceptually, the enthalpy of polymerization,
, is widely understood as a measure of ring-strain for a given monomer. However, the ring-strain is commonly larger than
, generating the question of how the release of ring-strain energy during ring-opening transforms. In this work, we propose that
is the sum of the energy released by the ring-strain
and the energy absorbed by the polymer conformations
. Owing to the similar ring-strain, but vastly different
values, δ-valerolactone, δ-caprolactone, δ-octalactone, and δ-decalactone were used as model compounds to evaluate the energy cost of polymer conformational freedom. Polymer conformation, measured by 13C NMR, DSC, and molecular dynamics, results are in good agreement with the hypothesis and can explain previous literature observations i.e. positive
for systems with ring-strain, substituent effects, and solvent effects, that are difficult to understand when only using the analogy of ring-strain and
. We believe that our results provide a deeper understanding of the underlying thermodynamics and their interpretation in ROP.
and
, respectively. As such, it is important that our understanding and thereby interpretation of the physical meaning of the definitions of
and
are clear. To support this for ROP and facilitate new monomer design through an extended perception of structure and recyclability relationships, this work revisits the conceptual understanding of
using δ-valerolactone (δVL), δ-caprolactone (δCL), δ-octalactone (δOL), and δ-decalactone (δDL) as model compounds.
IUPAC defines ring-strain as the enhanced internal energy of a cyclic molecule, due to relatively unfavourable bond lengths, bond angles, or dihedral angles compared to a linear standard.11 In ROP, ring-strain is generally considered an analogue of the enthalpy of polymerization among text books,12–14 review articles,5,6,15 and thermodynamic modelling work.16–20 However, there are two main issues with the assumption that enthalpy equals ring-strain. (i) First, substitutions on a ring generally lead to a lower
, despite having minimal effect on ring-strain energy (Table 1, with δVL, δCL, δOL, and δDL as examples). The decrease in
with ring substituents has been reported, discussed, and attributed to ring-strain for many monomers,5,8–10 without experimentally addressing changes in ring-strain and it is possible that any potential ring-strain alteration does not support the changes in
. It has for example been shown that substituents on the δVL ring only marginally affect ring-strain.21 (ii) Secondly, the measured ring-strain is far larger than
, meaning that there must be other processes that absorb energy during ring-opening polymerization.
, and
values for δ-valerolactone (δVL), δ-caprolactone (δCL), δ-octalactone (δOL), and δ-decalactone (δDL). Please note that ring-strain is released during polymerization and will thus be negative in sign
| Monomer | Ring-strain (kJ mol−1) | ||
|---|---|---|---|
| a 30% (v/v) toluene in dichloromethane.22 b Recalculated by review.5 c Empirically determined in toluene (1 M).23 d Calorimetry.24 e Empirically determined in bulk.7 f Empirically determined in bulk.25 g Ring-strain determined by bomb calorimetry.26 h Calculated theoretically.27 i Combustion calorimetry.28 Rings strains were here calculated using molecular dynamics simulations of the ring structure compared to the strainless linear structure using the *MM3 or **CHARMM forcefield. | |||
|
39.7g | −8.4a | −14.7a |
| 44.3h | −10.5d | −15.0d | |
| 46.0i | −11.8c | −29.6c | |
| 32.1* | −12.2b | −28.6b | |
| 36.2** | |||
|
28.9* | −13.1c | −37.0c |
| 30.3** | −13.8a | −41.2a | |
| −19.3e | −62.0e | ||
|
34.9* | −18.5e | −60.0e |
| 32.6** | |||
|
32.5* | −17.1f | −68.3f |
| 33.6** | −18.0e | −57.0e | |
| −20.0b | −62.5b | ||
When trying to understand what this energy absorbing process could be, we notice a trend where systems with lower
values also have lower
, and when plotting values for
versus
from literature, Table 1, a linear trend (R2 = 0.92) was evident (Fig. 1a). This indicates that the process that we are looking for is inherently tied to a simultaneous entropic process. In ROP,
consists of a loss of translational entropy during polymerization, as multiple monomers are consumed into a single polymer chain, and a gain in conformational entropy, as linear structures have more possible conformations than a ring structure.12 The more negative ΔS the more ordered the system, the more positive the less ordered.
![]() | ||
Fig. 1 (a) Plot of experimentally obtained versus values from literature, which can be found in Table 1 with data for δVL,5,22–24 δCL,7,22,23 δOL,7 and δDL.5,7,25 (b) Free energy of polymerization calculated at 373 K for the values in (a). | ||
With this in mind, it is reasonable to assume that the loss in translational entropy is similar for the ring-opening polymerization of δVL, δCL, δOL, and δDL, as they follow the same mechanism. This means that a change in conformational entropy will be accompanied by an enthalpic term relating to the energy states of the new conformations that absorb part of the energy released by the release of ring-strain. The system’s driving force will of course always be the minimization of
, and
decreases linearly with
(Fig. 1b).
We hypothesize that the deviation in ring-strain
energy compared to the enthalpy of polymerization
relates to a second process, when the ring-strain energy is absorbed by the newly formed polymer to increase the entropy of the system in a process we denote as conformation enthalpy
. Polymer conformation is defined as the arrangement of bond orientations by means of trans, −gauche, and +gauche states, which determine the 3D spatial structure of the polymer. Entropically, the polymer will target to assume equal amounts of each of the three states, generating a random coil. However, gauche states are more energy expensive than trans states, meaning that depending on the temperature at which ROP is performed, there might not be sufficient energy to overcome the energy cost of gauche states, trans states will therefore not conform into gauche states, and the resulting polymer will be extended with long end-to-end distances. Thereby, at low temperatures, where little or no energy is absorbed by the polymer, a low
will be the result.
is negative when
, the energy released (an inherently negative value as strain is released), is greater than
, the energy absorbed (eqn (1)).
![]() | (1) |
. The scenario in which a ring is opened to an all trans structure, releasing all heat, is improbable at any non-0 K temperature, yet for simplicity we will here consider
and
as two separate processes. The energy difference for converting a trans state into a gauche state is lower for un- or less substituted polymers than polymers with larger substituents due to the additional steric effects that the substituents provide. Therefore, at low temperatures, the un- or less substituted polymers here exemplified as δVL and δCL will have more conformational freedom and a high (less negative)
value, however, more gauche states will be formed and thus a high (less negative)
will be a consequence. Polymers with larger substituents, exemplified here by lactones δOL and δDL, will not have sufficient energy to convert many trans states into gauche states and hence low
and
values are obtained. Consequently, the substituted polymers will show greater changes in
and
as temperature rises and gauche states become more attainable (Fig. 2b). It must be stressed that the coil formation for polymers, although driven by an entropic process, lowers the free energy of the system compared to an extended conformation.
, has been considered equal to the ring-strain of the monomer for at least the past 40 years.5,6,12–15 Here we challenge this assumption since: (i) the ring-strain magnitude always exceeds the
and (ii) monomers, such as δVL, δCL, δOL, and δDL, that have similar ring-strain values still display drastically different
values. In this work, we hypothesize that part of the energy released by ring-strain,
, is transferred to attain energy expensive polymer conformations, a quantity we label
.
If this holds true, then opening a single monomer should present a
value similar to its ring-strain. In turn, as oligomers start forming, the measured
should decrease until it levels off becoming equal to the determined enthalpy of polymerization and this occurs when all oligomers are the length of a polymer, which is considered to be around 20 repeating units.12 To test this, ring-opening reactions of δVL, δCL, δOL, and δDL catalysed by 1,5,7-triazabicyclo[4.4.0]dec-5-ene (TBD) with three equivalents of Et3N co-catalyst in toluene containing 1, 0.2, 0.1, 0.07, 0.05, or 0.02 equivalents (respective theoretical DP = 1, 5, 10, 15, 20, and 50) of methanol as initiator were left until equilibrium was achieved and equilibrium concentrations were measured. To account for the competing polymerization and alcoholysis reactions, the following equation was derived to measure ΔHp (eqn (2), see ESI† for full derivation of the equation).
![]() | (2) |
In all cases, the higher the ratio of monomer to methanol, the longer the polymer chains are, and the higher (less negative) the ΔHp and ΔSp (Fig. 4a and b respectively). This is a strong indication that opening a monomer releases more energy than incorporating a monomer into a polymer. The measured ΔHp at equimolar methanol concentration for the substituted lactones is so low that it starts to approximate the calculated ring-strains and demonstrates that opening a single lactone releases all of the ring-strain energy (Fig. 4a). For δVL, even at an equimolar amount of methanol, polymers form and the measured ΔHp is therefore substantially higher than its ring-strain (Fig. S5†).26 It is possible that because δCL, δOL, and δDL open to a secondary alcohol, as opposed to the primary alcohol generated when δVL is opened, their nucleophilicity is less competitive than methanol and methanolysis occurs more easily than polymerization. Without polymer, there are no energy absorbing polymer conformations. However, as the energy released by means of ΔHp decreases, so does the ΔSp in a linear fashion for all of the monomers, which strengthens the notion that polymers use part of the heat to increase conformational entropy (Fig. 4c).
To study polymer conformation, PδVL, PδCL, PδOL, and PδDL were synthesized to comparable molecular weights (∼20 kg mol−1) (Fig. S6–S9†) and changes in conformational structure were analysed through 13C NMR spectroscopy at different temperatures in toluene (Fig. S10–S13†). The terminal carbon of the repeating unit was chosen as a proxy to represent conformational changes, as this carbon should experience the greatest chemical shift when going from a trans to a gauche state. With increasing temperature, all polymers display a downfield shift towards higher ppm values, where compared to the signal at 25 °C, PδDL and PδOL show the greatest shift and PδVL the smallest shift (a total shift of 0.116, 0.159, 0.273, and 0.270 ppm for PδVL, PδCL, PδOL, and PδDL respectively) (Fig. 5a). The magnitude of the difference in the shift between the model polymers is significant and not solely the effect of temperature on the spin relaxation,29 as can be seen from the little difference in the magnitude of the shift with temperature for the methyl esters of δVL, δCL, δOL, and δDL (a total shift of 0.235, 0.201, 0.278, and 0.258 respectively) (Fig. S14–S18†). Due to their much smaller structure, the methyl esters of the lactones are less conformationally obstructed than their polymer variants and their low conformational energy thus serves as reference with regards to the conformational energy. These 13C NMR spectroscopy results are interpreted as changes in the polymer conformation dictated by entropy, enabled by the energy provided by increasing the temperature. The larger changes for PδOL and PδDL are a result of the higher energy difference between the trans and gauche states, meaning that at 25 °C only a few gauche states have yet been obtained. Differential scanning calorimetry (DSC) strengthens the 13C NMR results by showing that with increasing substitution length, more energy is absorbed per mol of repeating unit in the polymer as temperature increases (Fig. 5b), a trend that is irrespective of the heating rate (Fig. S19–S22†). The slope of the DSC curves represents the amount of additional energy that is absorbed by the polymer as the temperature increases, which can be seen as the energy penalty to satisfy entropically driven conformational changes. It should be noted that in polymers such changes are often not attributable to simple vibrational changes, but indeed linked to conformational motion.30 This is further exemplified by the lower inclination of the more similar slopes obtained for the DSC traces of the methyl esters of δVL, δCL, δOL, and δDL (Fig. S23†). A steeper slope therefore represents more energy absorbed and greater polymeric conformational changes due to trans states being converted to gauche states. In terms of heat capacity, the difference between 0–120 °C was found to be 2.69–5.94, 4.44–7.38, 5.69–10.13, and 6.94–12.38 J mol−1 K−1 for PδVL, PδCL, PδOL, and PδDL respectively at a heating rate of 10 K min−1. Calculations of the average potential energy of a polymer chain consisting of 20 repeating units at different temperatures using the MM2 forcefield, which has been reported to be among the best for accurate energy calculations of conformers,31,32 further strengthen the 13C NMR and DSC observations by showing that with increasing temperature the polymers with longer substituents absorb more energy (determined from slope in Fig. 5c). The presented results all indicate that PδVL, and PδCL to a lesser extent, are entropically more satisfied and have access to a comparatively large number of conformational states even at low temperatures and therefore do not experience great conformational changes as temperature increases. PδOL and PδDL, on the other hand, show much greater conformational changes; a result that indicates that these polymers are entropically unsatisfied, but lack the energy at low temperatures to increase the number of possible conformations.
To further study polymer conformation on an atomistic scale, we decided to study the conformation of oligomers with 5 repeating units of PδVL, PδCL, PδOL, and PδDL in toluene using MD. The statistical desire to obtain equal amounts of trans and gauche states, entropy, drives extended polymers to form coil-like conformations. However, the coil structure contains more gauche states, compared to the mostly trans states in an extended polymer, and hence increases the energy of the polymer (Fig. 6a). The amount of energy in the conformation will be heavily reliant on what is allowed by the monomer structure, where the unsubstituted PδVL will coil up more easily than the sterically encumbered PδDL. To test this and observe how polymer conformations change with temperature, the distance between the alcohol chain end and the second to last repeating unit in the polymer chain were extracted from the trajectory files of the MD simulation to serve as proxy for overall polymer conformation (Fig. 6b and S24–S27†). In agreement with 13C NMR results, PδVL and PδCL showed little change in distance as temperature increased (Fig. 6c and S28†), whilst PδOL and PδDL presented more considerable changes in their distance distributions and increases in the alcohol to ester distance with an increase in temperature (Fig. 6d, 6e and S29†). This confirms that NMR indeed can be used as a proxy for conformational changes. Thereby, the DSC results and the observed MD changes, with regards to conformation, support that
is temperature dependent and that
is higher for δVL and δCL than for δOL and δDL as the prior pair show fewer conformational changes with rising temperature.
To better understand the atomistic origins of
and why changing conformation affects polymerizability, we employed a recently developed molecular dynamics (MD) method used to calculate the thermodynamic polymerization parameters from collision frequencies.23 By counting the intra- and intermolecular collisions, with a collision cut-off distance of 0.3 nm between the polymer chain-end either with itself or monomer units,
and
values for δVL, δCL, δOL, and δDL were obtained (Fig. 7a and b). In all cases, the obtained
and
are slightly lower and higher, respectively, than experimental values, however, the trend in
, where δVL is the lowest and δDL the highest, is in good agreement with experimental results.
An interesting part of calculating the thermodynamic parameters through MD, is the insight into all atomistic process that proceed, here studied by comparing the intra- and intermolecular collision frequencies recorded during the experiment. For δVL and δCL when the temperature is increased from 295 K to 375 K, they gain most of their
from a sharp increase in intramolecular collisions (Fig. 7c), doubling in collision rate, with only a small decrease in intermolecular collisions (losing ∼5%) (Fig. 7d). On the other hand, δOL and δDL show a drastic drop ∼70% in intermolecular collisions with increase in temperature from 295 K to 375 K (Fig. 7d), still with a significant increase in intramolecular collisions (∼70% more at 295 K than 375 K). In summary, the equilibrium monomer concentrations of δVL and δCL are higher at higher temperatures due to accelerated intramolecular reactions, whilst the equilibrium monomer concentrations of δOL and δDL are higher at higher temperatures due to the simultaneous acceleration of the intramolecular reaction and retardation of the monomer consuming intermolecular reaction. Hence, despite having a similar structure, the origin of the polymerizability of δVL and δCL is vastly different than that of δOL and δDL.
To attempt a complete calculation of
using the hypothesis described in eqn (1), MD derived average potential energies of polymers consisting of 19 repeating units or 20 repeating units, the lactones, the methyl ester of each lactone, and methanol were used to estimate
,
, and
. It must be stressed that the following simulations and calculations are not optimized for this system and the resulting values should not be taken as literal values, but as an indication of the trend. Accurate parameterization is of high importance to obtain discreet values.31,33 The
was calculated at different temperatures by taking the difference in energy between a polymer of 20 and one of 19 repeating units (Fig. S30–S33†), and subtracting from this the potential energy of the respective methyl ester minus methanol (Fig. S34†). These equations should provide the energy of a single repeating unit in the polymer form and a linear unphysical reference state containing no end groups, respectively, meaning that the difference is due to conformation. In good agreement with experimental results, the calculated
shows a greater temperature dependence for δOL and δDL compared to δVL and δCL (Fig. 8a). As a result of the linear temperature dependence, at low temperatures the calculated
is higher for δVL and δCL than for δOL and δDL, but at higher temperatures (>1000 K), albeit irrelevant from a practical point of view, δOL and δDL surpass the
of δVL and δCL. With the calculation of
as the final goal, the
at different temperatures was also calculated, which was performed by subtracting from the average potential energy of the lactone (Fig. S35†) that of the methyl ester minus methanol (Fig. S34†). These equations should provide the amount of energy that is stored in the ring versus the linear structure with the same number of atoms. From this, the
could be estimated and the temperature dependence was found to be similar for all lactones at each given temperature (Fig. 8b). As a result of the equivalent ring-strain values at all temperature for all lactones, it is the
that determines the
, which was calculated by the addition of
and
(Fig. 8c). The trend in the estimated
at room temperature is in good agreement with experimental results where δOL and δDL show lower values in the temperature range most commonly used for experiments (298–373 K) than δVL and δCL. It should be pointed out that
and
are known to be temperature dependent even when no phase changes occur.24,34 However, their variation within the experimental temperature window (usually ∼50 °C) is small enough that they appear practically constant in equilibrium monomer concentration studies and deviations are more likely derived from experimental error.
To study if the hypothesis concerning
provided in this work supports previous work, a small review of examples of monomers with positive
, other variants of substituted of δVL, and solvent effects on thermodynamics was performed. Most monomers used in ROP are driven by a release of ring-strain, leading to an overall negative
and thus increasing the reaction temperature promotes the depolymerization reaction. However, there are cases where
is positive, for example macrolactones such as pentadecanolide (PDL),35 the recently published ketal-ester,36 and ethylene carbonate.37 Such examples simply defy the analogy of ring-strain and
. What is more intriguing, despite being widely cited as a strainless lactone within the ROP scientific community, PDL actually contains non-neglectable ring-strain experimentally measured to be ∼11 kJ mol−1,38 which is supported by the considerable ring-strain for other unsubstituted macrolactones of similar size,28,38,39 and cyclohexadecane (also 16 atoms in ring).40 Additionally, albeit having a positive
, ethylene carbonate (entry 1, Table S1†) also has ring-strain. Following the hypothesis of this work, such systems can be described as having
as the dominant term. Hence, information about
demystifies the ROP process and explains thermodynamics by including the energy state of the polymer as an additional driving force of polymerization. Examples of this can already be found within literature, for example, di-substituting the α-position of δVL has shown to change
and
remarkably.10 The diethyl substituted variant of δVL, δVLEt2, displays
and
, more than doubling both the enthalpy and entropy values of δVL despite having very similar ring-strain (entries 2–5, Table S1†). Changes in ring-strain for substituted δVL are small,21 which is supported by the lower than cyclohexane ring-strain energy for 1,1-dimethylcyclohexane.41 Therefore, changes in
cannot be attributed to ring-strain for substituted δVL. Instead, going from the extended state of PδVLEt2 to its coil state is very energy expensive, a cost which is simply too high to be supplemented by available thermal energy at the temperatures at which polymerization is performed, and as a result this polymer will absorb little energy released by the ring-strain, yielding low
, and by extension low
and low
values as the polymer can only access a few conformational states and is entropically unsatisfied. Another clear example that demonstrates how one may change polymerizability through
, are through the effect solvent has on the thermodynamics of polymerization in ROP.42–45 The polymerization of L-lactide, for instance, in DMSO provides
and
, whilst in chlorobenzene as solvent
and
, a result which has been attributed to the difference in energy of solvation of the polymer and monomer.42 The differences in
between different solvents are thought to be mostly the result of changes in
as the internal non-equilibrium bond lengths and angles that make up
are not altered in different solvents. Altogether, the hypothesis of this work provides both conceptual and mathematical support for observations made in literature, making it a powerful concept to understand the factors that govern the thermodynamics of ROP.
does not equal its ring-strain
. We hypothesise that part of the energy released by the
is absorbed to attain polymeric conformations
that are entropically favourable, but enthalpically expensive. This hypothesis was tested through the combined use of NMR spectroscopy, DSC and MD simulations. 1H NMR spectroscopy equilibrium studies demonstrated that ring-opening with methanol releases more energy than adding a monomer unit to an existing polymer chain, contributing to the concept of energy absorption by the polymer. MD simulations revealed that δVL and δCL perform faster depolymerization reactions with no change to the intermolecular reaction rate as temperature rises, whilst δOL and δDL demonstrated a steep decrease in intermolecular reaction rate as temperature rises as a result of significant polymer conformational changes for PδOL and PδDL compared to PδVL. This was further supported by 13C NMR, DSC, and MD potential energy calculations, which showed that polymers with larger substituents, PδOL and PδDL, absorb more energy enabling alteration of their polymer conformation as temperature rises than unsubstituted PδVL. More importantly, the hypothesis fits observations in literature that are unexplainable when considering
as purely ring-strain driven and
thus provides new conceptual insights to polymer chemists focusing on the thermodynamics behind ROP.
Footnote |
| † Electronic supplementary information (ESI) available: Experimental methods and additional data for presented experiments. See DOI: https://doi.org/10.1039/d5fd00060b |
| This journal is © The Royal Society of Chemistry 2026 |