O. M.
Rigby
*a,
C.
Hill
b,
G.
Kusch
c,
M.
Guennou
b,
M.
Szablewski
a,
R. A.
Oliver
c,
L.
Wirtz
b,
P.
Dale
b and
B. G.
Mendis
*a
aDepartment of Physics, Durham University, South Road, Durham, DH1 3LE, UK. E-mail: oliver.rigby@northumbria.ac.uk; b.g.mendis@durham.ac.uk
bDepartment of Physics and Materials Science, University of Luxembourg, 162a avenue de la Faïencerie, L-1511 Luxembourg, Luxembourg
cDepartment of Materials Science and Metallurgy, University of Cambridge, Charles Babbage Road, Cambridge, CB3 0FS, U.K
First published on 22nd April 2025
The polar material bournonite (CuPbSbS3) is of interest as a new absorber layer for thin-film photovoltaics. At present, efficiencies are low and there is a lack of fundamental knowledge on the structural and optoelectronic properties of the material in thin-film form. In this study, we report complete experimental Raman spectra, which are interpreted with the help of ab initio calculations. Raman maps reveal variation of relative peak intensities both within grains and across grains as most likely caused by crystal anisotropy. We also present correlated hyperspectral cathodoluminescence (CL) results and observe a red shift of the CL peak wavelength of 5 to 15 nm at the bournonite grain boundaries. Transmission electron microscopy reveals Cu enrichment along grain boundaries that, together with CuPb antisite and interstitial Cu point defect formation, is proposed to cause the luminescence red shift.
In this work, we use the experimental techniques of Raman spectroscopy, cathodoluminescence (CL) spectroscopy, and transmission electron microscopy (TEM) to examine thin-films of bournonite. Raman spectroscopy has been used in other photovoltaic absorbers to determine, for example, secondary phases,11 doping concentrations through peak broadening,12 and to uncover order–disorder transitions.13 Order–disorder transitions occur when there is a structural change to the material due to a change in temperature, as occurs in the photovoltaic absorber Cu2ZnSnS4 (CZTS). For CZTS the order–disorder transition results in CuZn and ZnCu antisites that are thought to contribute to a VOC deficit.14,15 Evidence from Raman spectroscopy for the order–disorder transition can be peak broadening, changes to the relative peak intensities, or the presence of additional peaks.13,14 The Raman spectra reported so far for bournonite are of a limited range of wavenumbers and with broad peaks,3,7 while no luminescence measurements (i.e. photo-, electro- or cathodo-) of bournonite have been reported. As such, this work aims to use these techniques to evaluate the quality of thin-films of bournonite and to give insight into correlations between the optoelectronic properties and the underlying structure. From this study we determine the role of crystal anisotropy on Raman peak intensities in bournonite, confirm a previously unreported secondary phase tetrahedrite (Cu12Sb4S13), as well as detect a red shift of the CL peak at the grain boundaries relative to the grain interiors, which is caused by Cu enrichment at the grain boundaries.
X-ray diffraction (XRD) measurements were performed using a Bruker D8 Advance X-ray Diffractometer and Cu Kα source. Rietveld refinement was performed using General Structure Analysis Software (GSAS) II.16 Raman measurements were performed at the Luxembourg Institute of Science and Technology (LIST) using a Renishaw InVia Raman microscope using both a 633 nm laser and 785 nm laser. The 633 nm laser with 43 μW power and 1 μm spot size was used for single point high resolution spectra, with each spectrum the result of 60 exposures of the sample to the laser for a time of 60 s each. The 785 nm laser with 87 μW power and 1 μm spot size was used for the Raman maps. The Raman was performed at a magnification of 100× with a numerical aperture of 0.9. Each point spectrum in the map is the result of 10 exposures to 60 s of laser. Data analysis of the Raman map data was performed using Gatan Digital Micrograph software. CL measurements were done at the University of Cambridge using an Attolight Allalin 4027 Chronos scanning electron microscope (SEM) operating at 8 kV and at room temperature. For data analysis of the CL measurements, Hyperspy-CL-v3 was used, an adapted version of Hyperspy which is an open-source Python library.17 To prepare cross-sections for TEM, a Helios 600 focused ion beam microscope (FIB) was used at Durham University using a Ga ion beam. TEM, scanning transmission electron microscopy (STEM) and energy-dispersive X-ray analysis (EDX) were done at Durham University using a JEOL 2100F field emission gun transmission electron microscope operating at 200 kV using an Oxford Instruments X-Max 65T silicon drift detector. Secondary electron (SE) imaging and EDX chemical analysis was also performed in a Hitachi SU70 SEM operating at 10 kV.
Ab initio calculations were performed using density functional theory (DFT) using the quantum ESPRESSO (QE) package18 with the Perdew–Burke–Ernzerhof (PBE) exchange–correlation functional (XC).19 We used scalar-relativistic norm-conserving pseudopotentials from the PseudoDojo project.20 We performed structural relaxation imposing the experimental lattice constants a = 7.79 Å, b = 8.15 Å, and c = 8.69 Å employing 4 × 4 × 4 k-point sampling and an energy cutoff at 100 Ry. We then used density-functional perturbation theory (DFPT)21 for the calculation of phonons at Γ (wave vector q = 0). We calculated the non-resonant Raman spectrum at 300 K using the implementation of Lazzeri and Mauri22 for the Raman tensor. This implementation is currently only for the local-density approximation (LDA), so we used LDA to calculate the Raman tensor but kept the phonon frequencies and eigenvectors calculated with the PBE functional. In parallel, we performed calculations of the Raman spectra using DFT with Gaussian orbitals as implemented in the CRYSTAL17 code.23–25 This gives similar results (see ESI†), but due to uncertainties in the convergence of basis sets, we present the calculations using plane waves in the main text. We also note that our calculations are in close agreement with the entry on bournonite in a recent high-throughput data base of non-resonant Raman spectra.26
XRD was performed to determine the phases present in the 500 °C sample. Rietveld refinement (Fig. 1) confirmed the sample to be composed of primarily bournonite with minor secondary phase peaks as denoted by asterisks. Possible candidates for these peaks include PbS or Sb2S3, which are commonly reported for the synthesis of bournonite.3,7 We have also explored the possibility of tetrahedrite (Cu12Sb4S13) which was observed (see below) but which also cannot be assigned to the secondary phase peak locations. The Rietveld refinement had a weighted profile residual of Rwp = 4.52%, indicative of an excellent fit. The bournonite lattice parameters were a = 7.81 Å, b = 8.15 Å, and c = 8.70 Å.
To identify the origin of individual Raman modes, we calculated a polycrystalline Raman spectrum (direction and polarisation averaged) for bournonite using DFT. The result is shown in Fig. 2b and reproduces the main Raman peaks observed in the experiment. The peak positions calculated using DFT are within the typical accuracy of DFT. For a discussion and estimation of the error of ab initio calculations, see the ESI.† From the DFT results, we see that most of the experimental peaks and also most of the smaller visible peaks in the calculated spectrum are modes of A1 symmetry. A full list of all peaks and their symmetry classification is presented in the ESI† where we also show sketches of the phonon modes that give rise to the most intense Raman peaks. The low wavenumber peaks up to 111 cm−1 can be attributed to combined vibrations of all atoms in the lattice, whereas the higher modes consist mostly of vibrations of the lighter S atoms: the 178 cm−1 and 200 cm−1 modes are due to Pb–S stretching (with associated Cu–S–Sb bending) and the 294 cm−1, 326 cm−1 and 338 cm−1 peaks are related to Sb–S stretching. Although DFT indicated that additional peaks should be present, these are not resolved experimentally because of their proximity to more intense peaks and because of some noise in the experimental data.
A Raman map of a region of bournonite revealed the presence of a single grain of tetrahedrite (Cu12Sb4S13) as labelled in Fig. 3a. A single point Raman spectrum of the tetrahedrite grain is shown in Fig. 4a, and is consistent with previous results.27 EDX mapping in the SEM also confirmed local Cu enrichment and Pb, S depletion at the Cu12Sb4S13 tetrahedrite grain, relative to the CuPbSbS3 bournonite matrix (Fig. S3, ESI†). Tetrahedrite is a previously unreported secondary phase in the synthesis of bournonite; the more common secondary phases PbS and Sb2S3 were not detected anywhere in this sample using Raman spectroscopy.
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Fig. 4 Raman spectra for individual points labelled in Fig. 3a. (a) Raman spectrum extracted from the tetrahedrite grain. (b) Intra-grain Raman spectra from points ‘A’ and ‘B’. (c) Inter-grain Raman spectra from points ‘C’ and ‘D’. (d) Polarised Raman spectra acquired from point ‘D’ in parallel and crossed polarisation conditions. |
There was no broadening or shifting of the bournonite peaks observed across the Raman map, but there was variation in the relative intensities of the 74 cm−1 and 326 cm−1 peaks, as well as more subtle changes between the 74 cm−1 and 294 cm−1 relative peak intensities. To help determine if this was related to possible order–disorder effects or due to anisotropy of the grains, an intensity ratio Q was defined: , where Ix is the intensity of the peak at wavenumber x. Maps of the intensities I326 and I74 and Q intensity ratio are shown in Fig. 3b–d, respectively. While the tetrahedrite grain and the large bournonite grain labelled ‘D’ in Fig. 3a can be distinguished there are no other clear morphological features resulting from these maps. To further investigate the spatial variation in relative peak intensity, point spectra were extracted from two crystal facets of the same grain (points ‘A’ and ‘B’ in Fig. 3a) and two separate grains (points ‘C’ and ‘D’). These point spectra are shown in Fig. 4 and indicate that the value of Q changes for both cases. Given that Q is relatively unchanged for the large grain ‘D’, which does not exhibit any well-defined crystal facets, but has variation for points ‘A’ and ‘B’, suggests the change in Q-value can be attributed to crystal anisotropy. However, applying a polarisation filter to the laser source and detector did not show any significant changes to the 74 cm−1, 294 cm−1 or 326 cm−1 peaks for a point spectrum acquired from grain ‘D’, though some changes to the peaks lower than 100 cm−1 were present, as shown in Fig. 4d. DFT calculations (Fig. S9, ESI†) show that for a polycrystalline sample the isotropic intensity ratios for Q change from ∼4 for the parallel components to ∼1 for the perpendicular components. Polarised Raman of a bournonite single crystal oriented along the unit cell axes has been shown by Kharbish et al.28 to affect the relative intensities of the 294 cm−1 and 326 cm−1 peaks, in agreement with the DFT calculations. Although the polarised Raman spectra in Fig. 4d did not show the variation expected, this is likely due to the particular grain chosen. For example, the grain may be oriented along a high index (low symmetry) crystal direction where anisotropic effects are suppressed, or the crystal orientation may be continuously changing due to grain curvature. Furthermore, point Raman spectra acquired from a bulk synthesised and naturally occuring mineral of bournonite did show the expected changes with polarisation (Fig. S4, ESI†). Therefore, anisotropy is likely to be the dominant cause for the variation in Q-values across the mapped region, and consequently no information can be extracted about potential structural disorder in the material.
Gaussians were fitted to the bournonite peak wavelength range for each point in the hyperspectral map. The resulting fitting parameters, i.e. peak centre, amplitude and full width at half maximum (FWHM), are shown in Fig. 6. Apart from the tetrahedrite grain, where the quality of fit is unsurprisingly poor, there is a clear correlation of peak centre with grain morphology. In particular, the CL of the GBs is red shifted compared to the grain interiors by ∼5 nm to 15 nm (∼12 meV to 18 meV). To confirm the red shift behaviour of the GB luminescence, point spectra were extracted from multiple pixels, including large grains, GBs and some of the smaller grains. The location of some example extracted spectra is indicated in the Fig. 6b inset. Interestingly some of the smaller grains show blue shifted CL compared to the CL of the larger grain interiors. The asymmetric Gaussian amplitudes at the GBs are lower than the grain interiors, as is expected due to higher levels of non-radiative recombination of charge carriers.29 The FWHM is relatively constant across the bournonite thin-film, suggesting uniform crystal quality (e.g. Urbach tails) of the individual grains.
Red shifted luminescence at GBs has been reported before for Cu2ZnSnS4 (CZTS) on the order of 4 meV to 5 meV and Cu(In,Ga)Se2 (CIGS) on the order of 10 meV to 15 meV by Romero et al.30 The mechanism proposed for these observations was a depletion of Cu content at the GBs resulting in shallow band gap defect states. For CIGS these are VCu and InCu while for CZTS these are VCu and ZnCu, which has since been confirmed by other studies.31,32 For CZTS, intra-grain variation of the CL was suggested to be related to the order–disorder of the kesterite structure.33
A STEM EDX map of the GB is presented in Fig. 8, with elemental maps for Cu, Pb, Sb and S. The region of darker contrast at the GB triple point (top region of EDX map) is shown to be rich in Pb and S. A DP of this region (see Fig. S6, ESI†) was indexed to be PbS. Another feature suggested by the EDX mapping is an increase in Cu along the GB. To elucidate the distribution of the elements at the GB, multiple linescans were taken across the GB, one of which is shown in Fig. 8b. The linescan confirms the GB to be Cu-rich, as evidenced by the sharp increase in Cu. Additionally the linescan also suggests a decrease in Pb and S along the GB. Similar trends were observed for the other linescans as well (Fig. S7, ESI†). It is proposed that the formation of the Pb, S-rich PbS phase at the GB triple point in bournonite has resulted in Cu-enrichment along the GB. Density functional theory (DFT) calculations by Liu et al.4 suggest shallow band gap defect states of CuPb and Cui (interstitial Cu) to have low formation enthalpies for a perfect crystal of bournonite. These defects are consistent with the Cu enrichment at the GB and are likely responsible for the change in CL peak centre seen at the GBs. To reduce Cu diffusion at GBs it may be necessary to anneal films at lower temperatures, though this will limit the grain size. It may then be beneficial to introduce dopants such as Se, Na or Li which have been successful for other chalcogenides at improving grain growth.34–36
As well as GBs and secondary phases, other planar defects were also found in this thin-film sample, as seen in Fig. 9a. The HREM image (Fig. 9b) shows sharp crystallographic boundaries for the planar defect and the corresponding DP (Fig. 9c) shows ‘spot splitting’, indicative of a twin boundary. This is confirmed by the mirror symmetry of [001] crystal directions within grains either side of the planar defect (Fig. 9b). Bournonite is a ferroelectric material with polarisation oriented along [001]. The switching of the [001] direction indicates this planar defect is a ferroelectric domain wall. Domain walls of this nature have been reported before by Rigby et al.,5 and were found not to affect the recombination properties of bournonite or to block charge carrier transport. Their effect on photovoltaic device performance is therefore benign.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5tc00630a |
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