Open Access Article
Mae K. A.
Johnson
a,
Alexander
Logozzo
b,
Aaron M.
Palmisano
c,
Vahid
Shahabadi
a,
James F.
Davies
c and
Thomas C.
Preston
*ab
aDepartment of Atmospheric and Oceanic Sciences, McGill University, Montreal, QC H3A 0B9, Canada. E-mail: thomas.preston@mcgill.ca
bDepartment of Chemistry, McGill University, Montreal, QC H3A 0B8, Canada
cDepartment of Chemistry, University of California Riverside, CA 92521, USA
First published on 30th March 2026
Optical constants for plausible Hadean seawater and seawater-derived marine aerosols are needed to constrain early Earth radiative transfer and surface photochemistry, yet they remain poorly characterized. Here we report the wavelength-, temperature-, and water-activity-dependent complex refractive index, m(λ) = n(λ) + ik(λ), for modern seawater and three model prebiotic seawater compositions chosen to represent the leading hypotheses for primordial ocean chemistry, including sulfate-depleted, chloride-dominated analogs and a Ca-enriched, crust-controlled analog. Using single-particle measurements via optical trapping (OT) and an electrodynamic balance (EDB), we retrieve n and quantify weak visible absorption (k on the order of 10−9) across water activities relevant to concentrated sea-spray aerosol and near-surface waters. Complementary bulk refractometry extends the dataset to high water activity and provides the temperature dependence of n from 10–70 °C. The measurements are consistent with an effective-oscillator description for weakly absorbing aqueous aerosols. EDB measurements additionally confirm that the three prebiotic solutions exhibit similar hygroscopic growth, supporting their use as controlled analogs for seawater-derived aerosol particles. Together, these results provide physically grounded inputs for paleoclimate radiative-transfer calculations and for representing the optical impacts of marine aerosols generated from hypothesized early Earth seawater.
Environmental significanceSea-spray aerosol is Earth's largest natural particulate source and strongly influences radiation, clouds, and heterogeneous chemistry. Yet optical property data for seawater-derived particles are almost entirely limited to modern seawater, despite evidence that Archean oceans may have had markedly different ionic compositions. We provide single-particle measurements of hygroscopic growth and complex refractive index for three plausible prebiotic seawater analogs and compare them to modern seawater. These measurements constrain physically consistent, wavelength-resolved n(λ) and k(λ) needed for radiative-transfer and photochemical models. The resulting dataset reduces a key uncertainty in simulations of early Earth climate and supports interpretation of aerosol and ocean signatures on Earth-like exoplanets. |
Light is relevant to early Earth habitability in at least two interrelated ways. First, solar radiation provides an energy source for prebiotic photochemistry and photocatalysis, motivating quantitative constraints on the spectral photon flux at the surface and within plausible aqueous environments.5 Second, solar radiation dominates the surface energy budget, so the partitioning of light among atmospheric absorption, scattering, and ocean uptake directly influences inferred climate states.4 In both cases, translating boundary-condition assumptions into quantitative radiative-transfer predictions requires optical properties for the participating media, including the complex refractive index of seawater and seawater-derived aerosol particles. The complex refractive index, m(λ) = n(λ) + ik(λ), controls Fresnel reflection at the air–sea interface, refraction and focusing within droplets, and the scattering and absorption efficiencies that govern radiative impacts and light penetration depth.
Marine aerosols provide an additional pathway by which seawater composition can influence both climate and aqueous photochemistry. Sea-spray aerosol (SSA) is generated by bubble bursting and wave breaking and is a major contributor to the atmospheric aerosol burden over the oceans.6,7 Fresh SSA efficiently scatters solar radiation and can act as cloud condensation nuclei, linking its physicochemical and optical properties to Earth's radiative balance.8 Because SSA originates from seawater, its composition and hygroscopic growth depend on seawater ion ratios and other constituents, and its optical properties depend on both composition and relative humidity.6,8 Parameterizations commonly used for present-day marine aerosols9,10 are not guaranteed to apply to a prebiotic ocean whose ionic makeup may have differed substantially from modern seawater.
A central uncertainty is therefore the composition of Hadean and early Archean seawater. Multiple lines of evidence and modeling suggest that sulfate concentrations in the Archean ocean were far lower than modern values because oxidative weathering and the oxidative sulfur cycle were limited under low atmospheric oxygen.11–13 A common approximation is thus to treat prebiotic seawater as modern major-cation abundances with sulfate removed and chloride as the dominant counterion.14,15 An alternative perspective emphasizes strong water–rock interaction during ocean formation and evolution, potentially yielding seawater with substantially different cation ratios, including elevated Ca2+ relative to modern seawater.16 Beyond sulfate, reconstructions of Archean seawater salinity and major-ion chemistry remain debated, with constraints drawn from fluid inclusions and halide systematics in Archean crustal and hydrothermal records and from broader geochemical reconstructions of seawater evolution through time.17–27 Sedimentary archives (for example evaporites) and modeling studies further indicate that plausible ranges in salinity and seawater composition can be climatically and chemically consequential.28–31 These distinct compositional scenarios motivate systematic measurements on model solutions representing both sulfate-depleted, modern-like and crust-controlled ocean chemistry.
For modern seawater, the real refractive index is sufficiently well characterized that empirical formulas exist across wavelength, temperature, and salinity.32–37 Additionally, some parameterizations also include pressure.32 Comparable data are scarce for prebiotic seawater analogs, particularly for (i) wavelength-dependent dispersion for proposed early ocean ion ratios, (ii) the metastable and supersaturated regime relevant to aerosol droplets and evaporating surface microlayers, and (iii) the imaginary component k(λ) that determines absorption and therefore light penetration depths. Even when absorption is weak in the visible, small differences in k can matter for photochemical action spectra and for separating scattering from absorption in radiative-transfer calculations.38
Here we report wavelength- and temperature-dependent complex refractive indices for modern seawater and three model prebiotic seawater solutions chosen to represent the principal compositional hypotheses discussed above.14,16 We combine bulk refractometry at high water activity with single-particle measurements to retrieve n and k over a wide range of water activities relevant to both ocean surface waters and humidified marine aerosols. Finally, we compare our results to existing seawater and sea-spray aerosol refractive-index parameterizations and measurements, and discuss the implications for representing seawater-derived aerosol optics in prebiotic scenarios.
| SW1 | SW2 | SW3 | MSW | |
|---|---|---|---|---|
| Na+ | 0.409 | 0.0865 | 0.407 | 0.419 |
| K+ | 0.00865 | 0.00370 | 0.00905 | 0.00818 |
| Mg2+ | 0.0463 | 0.0775 | 0.0471 | 0.0479 |
| Ca2+ | 0.00865 | 0.196 | 0.00878 | 0.00917 |
| Cl− | 0.527 | 0.637 | 0.528 | 0.491 |
| SO42− | 0 | 0 | 0 | 0.0253 |
Sodium chloride (NaCl, ACS reagent, ≥99.0%, Sigma-Aldrich), potassium chloride (KCl, ≥99.0%, Sigma-Aldrich), magnesium chloride (MgCl2, anhydrous, ≥98%, Sigma-Aldrich), calcium chloride (CaCl2, anhydrous, ≥93.0%, Sigma-Aldrich), and sodium sulfate (Na2SO4, ACS reagent, anhydrous, ≥99.0%, Sigma-Aldrich) were purchased commercially and used as received. All solutions were prepared using deionized water.
For each seawater formulation (SW1, SW2, SW3, and MSW), the required salt masses were calculated from the target ion mole fractions (Table 1) using the salt stoichiometries, with chloride salts supplying the major ions (Na+, K+, Mg2+, Ca2+) and Cl−. Salts were weighed gravimetrically on an analytical balance into pre-cleaned containers, dissolved in deionized water with gentle stirring until homogeneous. Solutions were prepared at high concentration (typically near saturation) to support trapping of larger droplets, and were diluted gravimetrically as needed for bulk measurements. Prepared solutions were stored in the dark in airtight containers to minimize evaporation.
Aerosol droplets were generated using a medical nebulizer (TurboBOY SX, PARI) and introduced directly into the uppermost module of the trapping cell. Relative humidity (RH) was controlled by adjusting the ratio of wet and dry nitrogen to a fixed total flow (typically 100 sccm) using mass flow controllers, and RH and temperature were monitored using a capacitive RH/T sensor (SHT75, Sensirion) positioned ∼10 mm from the trapped particle. All measurements were performed at 23 ± 1 °C. This is also the temperature used for all subsequent calculations.
Cavity-enhanced Raman spectroscopy (CERS) spectra were collected by passing the backscattered light through a notch filter (NFD01-532, Semrock) and directing it into a grating spectrograph (IsoPlane SCT-320, Princeton Instruments) equipped with a CCD detector (PIXIS:100B_eXcelon, Princeton Instruments). The spectra contain the water OH-stretch band with superimposed morphology-dependent resonances (MDRs). The MDR peak positions were extracted and fit using Mie theory (MRFIT) to retrieve the droplet radius and refractive index.45,46
For each solution, a droplet was trapped near the maximum accessible humidity (approximately 80% RH) and RH was then decreased stepwise (2% increments) until efflorescence occurred (typically 35–50% RH depending on composition). To reduce laser-induced heating and associated shifts in droplet composition, the trapping laser power was set to 500 mW at higher RH and reduced to 150 mW at lower RH. Note that for the micron-sized droplets studied here, the Kelvin effect is negligible (Δaw ≲ 10−4 for r ≳ 1 µm), and we therefore approximate the droplet water activity in the trap as aw ≈ RH/100%.
The imaginary part of the refractive index, k, was measured only at the trapping-laser wavelength (λ = 532 nm), following the methodology described in ref. 43 and 47. In brief, the trapping laser power was varied over 200–300 mW during each measurement, while the RH was held constant. The RH was then decreased stepwise (4% increments) from approximately 80%, with four replicate measurements at each RH. For each RH step, the radius and n were determined by MRFIT and subsequently processed to extract k(532 nm).
Although k is measured at a single wavelength (532 nm here), the wavelength-dependent absorption spectrum, k(λ), can be obtained by enforcing Kramers–Kronig consistency between n(λ) and k(λ) using the effective oscillator framework of Bain and Preston.47 In this approach it is convenient to work in wavenumber ν = 1/λ, and the complex refractive index of a weakly absorbing aqueous solution is parameterized as
![]() | (1) |
![]() | (2) |
,
0, and
are effective oscillator parameters.47 The volume fractions ϕs and ϕw are determined from the measured hygroscopic growth, as described in Section 2.4. The measured dispersion of n(λ) constrains
and
0, while the measured k at 532 nm provides the remaining constraint needed to determine
, yielding continuous, Kramers–Kronig-consistent expressions for both n(λ) and k(λ) across the wavelength range relevant to the calculations reported below. In this framework, the multicomponent sea-salt mixtures examined here are treated as a single effective solute, such that ϕs represents the total dry solute volume fraction and
,
0, and
should be interpreted as mixture-averaged (effective) oscillator parameters.
The pure-water contributions n(w)(ν) and k(w)(ν) were taken from literature optical constants: n(w)(ν) was calculated using the temperature- and wavelength-dependent parameterization of Harvey et al.,48 while k(w)(ν) was obtained by interpolation of the tabulated pure-water data compiled by Segelstein.49
Temperature dependence was measured for the bulk dilution series by circulating temperature-controlled water through the refractometer. Measurements were performed from 10 °C to 70 °C in 5 °C increments, with triplicate measurements at each temperature. This temperature range overlaps estimates for early ocean surface temperatures.50
Droplet radius was determined spectroscopically from the backscattered Mie-resonance spectrum under LED illumination. The backscattered spectrum was recorded using a fiber-coupled spectrometer (Ocean Optics HR4000+), and resonance peak positions were fit using Mie theory (with a low-order Cauchy dispersion for the real refractive index) to retrieve droplet radius and the real refractive index.
The RH in the EDB chamber was controlled by mixing humidified and dry N2 at a fixed total flow (200 sccm). The humidified stream was generated using a temperature-controlled water bath housed in the reservoir of a recirculating chiller, which also regulated the chamber temperature. The chamber and water bath were held below ambient temperature to reduce condensation in the delivery tubing. RH was changed in a pseudo-continuous mode using small RH changes on short time intervals, allowing rapid acquisition of complete growth curves when needed. Measurements were performed in dual-droplet mode, in which a co-levitated probe droplet (e.g. NaCl at RH >50% or LiCl at RH >10%) is used to infer the chamber RH from its measured radial growth factor via established parameterizations, with an accuracy of much better than 1%.51 Hygroscopic growth of the sample is reported as the radial growth factor,
![]() | (3) |
For comparison across compositions, the measured growth curves were additionally parameterized using a two-parameter power-law form,52,53
| rGF(aw) = α(1 − aw)−γ, | (4) |
ln(1 − aw) and applying least-squares regression over the measured water activity range.
The solute and water volume fractions used in the effective oscillator mixing expressions were obtained from the measured hygroscopic growth. For a droplet with dry radius rdry and equilibrium radius r(aw) = rdryrGF(aw), we assume that the dry-particle volume corresponds to the (nonvolatile) solute volume and that volumes are additive upon hydration. The solute volume fraction is then ϕs(aw) = Vs/V = (rdry/r)3 = rGF(aw)−3, and the water volume fraction is ϕw(aw) = 1 − ϕs(aw). In practice, rGF(aw) is evaluated using the smooth power-law parameterization in eqn (4), yielding ϕs(aw) = [α(1−aw)−γ]−3 and ϕw(aw) = 1 − ϕs(aw) at the water activities required for the optical-property analysis.
EDB measurements were performed to determine the hygroscopicity of the three prebiotic seawater compositions (SW1–SW3), with MSW included as a present-day benchmark. The radial growth factor, rGF(aw), is shown in Fig. 2. The points represent measured growth factors and the lines show the smooth power-law parameterization in eqn (4), with fitted parameters reported in Table 2. Measurements extend to water activities approaching the efflorescence relative humidity (ERH). SW1, SW3, and modern seawater (MSW) exhibit ERH values in the 40–45% range, consistent with NaCl-dominated mixtures,54 whereas SW2 effloresces at lower water activity due to the high hygroscopicity of calcium chloride and the absence of sulfate (preventing formation of CaSO4·H2O, which would otherwise raise the ERH to ∼65–68% (ref. 55)).
![]() | ||
| Fig. 2 Radial growth factor as a function of water activity for three model prebiotic seawater solutions (SW1–SW3) and modern seawater (MSW). Electrodynamic balance (EDB) measurements are shown as points. Solid lines show best-fits using eqn (4). Parameters of best-fit are listed in Table 2. | ||
| Solution |
(µm−1) |
0 (µm−1) |
(µm−1) |
α | γ | ERH (%) |
|---|---|---|---|---|---|---|
| SW1 | 8.403 ± 0.055 | 8.061 ± 0.047 | (9.2 ± 1.5) × 10−7 | 1.38859 ± 0.00057 | 0.23626 ± 0.00032 | 41 ± 1% |
| SW2 | 9.476 ± 0.050 | 8.349 ± 0.039 | (1.28 ± 0.30) × 10−6 | 1.4245 ± 0.0011 | 0.21986 ± 0.00058 | 28 ± 1% |
| SW3 | 8.164 ± 0.052 | 7.849 ± 0.045 | (6.9 ± 1.7) × 10−7 | 1.39364 ± 0.00082 | 0.23503 ± 0.00046 | 41 ± 1% |
| MSW | 8.753 ± 0.047 | 8.409 ± 0.041 | (9.6 ± 1.7) × 10−7 | 1.37422 ± 0.00096 | 0.23699 ± 0.00052 | 40 ± 1% |
Despite differences in efflorescence behavior, the three prebiotic solutions exhibit similar growth factors across the measured range and show only weak composition dependence. Hygroscopicity measurements for modern sea salt reported by previous work fall within the range spanned by the three solutions,54–56 and our MSW measurements are likewise comparable.
Measurements of n at 589 nm (sodium D-line) are shown in Fig. 3a as a function of water activity over the range aw = 0.25–1.0. This wavelength was chosen for n because it corresponds to the measurement wavelength of the bulk refractometer, enabling direct comparison between the single-particle datasets (OT and EDB) and the bulk refractometer dataset, all of which are shown. At high water activity (dilute solutions), n for all solutions approaches that of pure water (n ≈ 1.333 at 589 nm).57 As water activity decreases and solute concentration increases, n rises monotonically, reaching ∼1.45–1.50 near the lowest accessible water activities. SW1 and SW3, which share similar ion mole fractions (Table 1), exhibit nearly identical n(aw) curves across the full range and track MSW closely. SW2, which has substantially higher CaCl2 content, shows a modestly elevated refractive index at intermediate and low water activities, consistent with the greater density and polarizability of Ca-rich brines.
![]() | ||
| Fig. 3 (a) Real part of the refractive index, n, at 0.589 µm and (b) imaginary part of the refractive index, k, at 0.532 µm as a function of water activity for SW1–SW3 and modern seawater (MSW). Circles represent OT (Raman-based) measurements, diamonds represent EDB (elastic-scattering) measurements, and triangles represent bulk refractometer measurements; solid lines show the effective oscillator model calculations. Grey dashed lines indicate the refractive index of pure water at the corresponding wavelength (n from Harvey et al.48 and k from Segelstein49). | ||
The effective oscillator model reproduces the measured n(aw) trends well (Fig. 3a). To further validate the single-particle measurements, bulk refractometer measurements were also conducted between aw ≈ 0.80 (near the bulk solubility limit) and aw ≈ 0.99. The measured n values agree closely with both the single-particle results and the model calculations, supporting internal consistency between the two measurement approaches.
The imaginary part of the refractive index, k, is shown in Fig. 3b. In practice, the accessible range for k measurements is restricted to aw ≳ 0.50, because droplets frequently crystallize when exposed to increased laser power at lower water activities, consistent with reports of non-photochemical laser-induced nucleation in supersaturated solutions.58 Across the measured range, k(532 nm) is extremely small (on the order of 10−9–10−8) and approaches the pure-water value as the solutions become increasingly dilute. The very small magnitudes of k indicate that these inorganic prebiotic seawater analogs are effectively transparent at visible wavelengths, implying that their solar-wavelength radiative effects (including those of marine aerosol particles derived from these solutions) are dominated by scattering in the absence of dissolved chromophores.
Fig. 5 compares the calculated wavelength-dependent refractive index for MSW with literature values from Millard and Seaver, Quan and Fry, and with the Optical Properties of Aerosols and Clouds (OPAC) database representation for marine aerosol.9,10,32,33 For the real part, both the OPAC accumulation-mode and coarse-mode values are systematically lower than our results across all water activities and wavelengths. This underestimation likely stems from the use of volume mixing rules in OPAC to calculate water activity-dependent refractive index values from those of pure water and sea salt,9,59 thereby neglecting non-ideal interactions. Discrepancies between model parameterizations and measured sea spray refractive indices have been noted previously,60 and inaccurate representations of n may introduce substantial errors in aerosol optical depth and radiative forcing calculations.61,62
![]() | ||
| Fig. 5 Comparison of the wavelength-dependent (a) real and (b) imaginary parts of the refractive index for MSW (this work, solid lines) with literature values from Millard and Seaver,32 Quan and Fry,33 and the OPAC database9,10 at water activities, aw, of 0.5, 0.7, 0.8, 0.9, and 1.0. | ||
In contrast, application of the hygroscopicity measurements to the Millard and Seaver32 and Quan and Fry33 parameterizations agrees closely with our measurements at water activities typical of humid marine boundary-layer conditions (aw ≳ 0.8), while differences become more apparent at lower water activity, where solutions are more concentrated. This is not surprising, as these lower water activities lie outside the range of the datasets used to create those parameterizations, which extend only to a salinity of 43 psu (aw ≈ 0.98) and require substantial extrapolation of the parameterizations. In fact, given the magnitude of this extrapolation, the level of agreement observed down to low aw is remarkable and, in part, can be attributed to the proper treatment of non-ideal mixing. For the imaginary part, our values remain very small in the visible and are broadly consistent with water-dominated absorption and with the OPAC tabulation (the parameterizations32,33 do not include k). Larger discrepancies outside the visible are expected because different datasets and parameterizations are used to represent water absorption and dispersion in these compilations.
and
0 are approximated as temperature-independent, so the temperature variation of n for the solution is governed by the well-characterized temperature dependence of the water refractive index.
In Fig. 6, model curves calculated in this way reproduce the measured temperature slopes well across the full range examined. These temperature-dependent data enable refractive indices for seawater and seawater-derived marine aerosols to be estimated under a broader range of early Earth surface conditions rather than relying on room-temperature values alone.
Fig. 7 combines the temperature and wavelength dependence of n for MSW and compares the results with literature parameterizations from Millard and Seaver32 and Quan and Fry33 at four wavelengths (0.4, 0.5, 0.6, and 0.7 µm) over 0–40 °C. At all wavelengths and water activities examined, the effective oscillator model reproduces the observed decrease in n with increasing temperature. The Millard and Seaver parameterization agrees well with our results at high water activity, where both datasets are constrained by direct measurements. At lower aw, deviations grow as the Millard and Seaver parameterization is extrapolated well beyond its original salinity range, consistent with the comparison at room temperature (Fig. 5). The Quan and Fry parameterization shows nearly identical deviations at lower water activities. Together, the wavelength- and temperature-dependent parameterization reported here provides a self-consistent description of the complex refractive index of prebiotic and modern seawater analogs over the ranges of wavelength (0.3–0.8 µm), water activity (0.25–1.0), and temperature (10–70 °C) relevant to early Earth radiative-transfer and photochemical calculations.
![]() | ||
| Fig. 7 Temperature dependence of the real refractive index for MSW at various water activities compared to the parameterizations of Millard and Seaver32 and Quan and Fry33 at (a) 0.4 µm, (b) 0.5 µm, (c) 0.6 µm, and (d) 0.7 µm. Solid lines show MSW from this work, dashed lines show Millard and Seaver, and dotted lines show Quan and Fry. Colors correspond to water activity, aw. Temperature range is 0–40 °C. | ||
The effective oscillator model provides a compact, Kramers–Kronig-consistent parameterization of n and k over the ranges of wavelength (0.3–0.8 µm), water activity (0.25–1.0), and temperature (10–70 °C) relevant to early Earth radiative-transfer and photochemical calculations, and offers physically grounded inputs for representing the optical impacts of marine aerosols generated from hypothesized prebiotic seawater.
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