André
Estevez-Torres
*ab,
Fabienne
Gauffre
c,
Guillaume
Gouget
c,
Chloé
Grazon
d and
Philippe
Loubet
*d
aUniversité de Lille, CNRS, LASIRE (UMR 8516), Cité Scientifique, F-59655 Villeneuve d'Ascq, France. E-mail: andre.estevez-torres@sorbonne-universite.fr
bSorbonne Université, CNRS, Institut de Biologie Paris-Seine (IBPS), Laboratoire Jean Perrin (LJP), F-75005 Paris, France
cUniversité de Rennes, CNRS, ISCR – UMR 6226, F-35000 Rennes, France
dUniversité de Bordeaux, CNRS, Bordeaux INP, ISM, UMR 5255, F-33400 Talence, France. E-mail: philippe.loubet@u-bordeaux.fr
First published on 23rd January 2024
As the global imperative for decarbonization gains momentum, the need for action in chemistry laboratories becomes increasingly apparent. This study examines the 2019 carbon footprint of three French chemistry laboratories encompassing energy, purchases, travels, and commutes. The average per capita carbon footprint stands at 5.6 teqCO2 per year, positioning chemistry laboratories slightly above the median calculated across all disciplines. Key contributors are purchases (31–42%) and heating (23–33%), driven by heavy equipment, consumables and fume hoods. Attainable mitigation strategies suggest a 40–50% reduction by 2030. Pivotal efforts involve transitioning heating sources to renewables, extending the equipment lifespan, collaborative resource management, as well as a limitation in the use of planes and combustion engine vehicles. Such changes imply actions at the level of the government, the university, the laboratory and the individual. We suggest fostering a sustainable research environment in chemistry laboratories by rationalizing experimental practices and dedicating time to consider the socio-environmental implications of research.
Since then, scientists have achieved numerous measurements and models that leave no doubt about the urgency and seriousness of the situation that humanity faces. These works are used and made available to the public and policy-makers through the reports of the Intergovernmental Panel on Climate Change.2 Reducing greenhouse gas (GHG) emissions (and more broadly the environmental footprint) due to research activity has gradually become a moral imperative and a credibility issue for the scientific community. Indeed, the academic world plays a major role in the production and dissemination of knowledge on the subject, in particular through the training of students. Scientists are also prompted to contribute to the public debate on climate change and mitigation issues, and their behavior in their professional, as well as personal life, is expected to be congruent with their message.3 Many scientists have joined calls for urgent climate action, sometimes even through civil disobedience acts.4 Since many countries have committed to reach carbon neutrality by 2050 through the Paris Climate Change Agreement, the transition to a less GHG-emitting way of doing research is also a strategic imperative; the sooner, the better.
However, there are few publications quantifying the GHG emissions due to academic research activities.5,6 Those that do exist often focus on the carbon footprint of large conferences or large facilities such as telescopes.7–13 A few studies on the perimeter of a laboratory or a university were also reported.14–20 Even fewer publications proposed reduction strategies. The most discussed aspect concerns air travel and international conferences, with the possibility of turning towards virtual events.21–23 A number of studies focused on the consumption of single-use plastics,24,25 which is a visible part of the goods purchased and thrown away in experimental laboratories, or on the carbon footprint of analytical methods.26,27 Few debates actively engage the scientific communities on other purchases, although they can represent a major part of the indirect emissions of an experimental lab.28
In this article, we focus on the case of chemical academic research. We quantify the 2019 emissions from three French chemistry laboratories that are different in size, location (Fig. S1†) and fields of expertise. The calculation protocol is based on the open-source web-application “GES 1point5” following the GHG protocol.17 This tool was developed by academic staff within the research project Labos 1point5 to meet the specific needs of research laboratories.
Research in chemistry has several specificities that can affect emissions: (i) the consumption of various chemicals, in particular organic solvents used for synthesis, purification and cleaning; (ii) the intensive use of fume hoods that induces important demands for both electricity and heating; (iii) several devices using extreme conditions in terms of temperature (ovens, freezers and cryogenic systems), high vacuum (electron microscopes, X-ray scattering instruments), and/or high electrical power (lasers, electromagnets). They add to other activities related to office work, lab life, commutes and travels.
Here, we estimate the direct and upstream GHG emissions from energy, purchases, travel, and commutes. For each emission category, we further evaluate the objective of a 50% decrease of GHG emissions by 2030. To do so, we gather and evaluate a pool of reduction measures for chemistry laboratories which are keen to transition to low-carbon research. Such a task is the first step in the construction of a rational strategy to tackle, at the laboratory scale, the human-induced impacts of research activities on the habitability of Earth's surface.
Starting from the carbon footprint of the three laboratories in 2019, we identify GHG mitigation strategies for the most significant items, with the aim of reducing emissions by 50% in 2030, compared to the 2019 levels. This objective is aligned with the “Plan Climat du MESR” published in November 2022 by the French Ministry of Higher Education and Research.34 Firstly, we review existing sustainability plans or policies at the hosting university or research center. These plans often include specific actions that could be implemented to reduce GHG emissions, such as the use of renewable energy. We prioritized these actions as they are already planned and endorsed by the hosting institution. Secondly, we conducted a review of the existing literature on GHG reduction solutions for research laboratories, including peer-reviewed articles, government reports, and sustainability guides specific to chemistry.35,36 Finally, we engaged in discussions with colleagues in the laboratories and across the hosting institutions to gather their valuable perspectives and insights into GHG reduction solutions.
The purchases category accounts for the highest emissions in Labs 1 and 3 (Fig. 1) and, therefore, should be targeted by strong reduction actions. It is also the most challenging category as there are many different contributions to purchases, requiring an array of actions. We consider five mitigation strategies (MS): increase the lifetime of equipment by 25% (MS1) and further reduce by 25% laboratory equipment purchases by pooling (MS2), reduce by 10% the use of chemicals by pooling (MS3), reduce acetone purchases by recycling (MS4) and increase the lifetime of IT equipment (MS5) by 50%. As MS1 and MS2 imply an increase of maintenance, we apply an increase in their emissions by 50%. As part of the evaluation of MS4, a life cycle assessment (LCA) is conducted to estimate the effectiveness of recycling acetone in Lab 2, using a distillation/chiller unit (see Table S3† and associated text for details of the LCA methodology). The results (Fig. 2D) reveal that the emissions resulting from the purchase and use of the distillation/chiller unit are negligible. Consequently, the recycling rate achieved through this unit directly translates into a reduction in emissions associated with the production and disposal of acetone. In addition, a 50% recycling rate yields 35% economic cost savings. These findings highlight the environmental and economic benefits of recycling acetone, especially in laboratories where large quantities are consumed. Implementing a recycling system requires organizational efforts to (i) set a dedicated and safe space for recycling, (ii) adapt the chain of waste disposal and recycled solvent supply, and (iii) use the recycled solvent purposely.
The effectiveness of the mitigation strategies (Fig. 2C and S3†) is ranked similarly across all laboratories: MS2 ≥ MS1 ≫ MS5 ∼ MS3 ≫ MS4. Labs 1 and 2 reduce their purchases emissions by approximately 30%, with the reduction in Lab 3 being 15%. This disparity is primarily due to the differing distribution of purchase emissions, with Lab 3 having a higher proportion of emissions due to consumables. It is worth noting that the increase of maintenance emissions is outweighed by the overall gains achieved through MS1 and MS2. Overall, the five mitigation strategies reduce total GHG emissions by 12%, 8% and 6% in Labs 1, 2 and 3, respectively.
Note that the mitigation strategies do not take consumable reduction into account, although they could be replaced by reusable glassware. Readers interested in this aspect can refer to ref. 25 which discusses single-use plastics in biological laboratories. It is crucial to assess and compare the impacts of potential solutions to ensure that they do not cause burden-shifting between life cycle stages. For instance, switching from disposable to reusable lab supplies may reduce the production of raw material and waste generated by the lab, but it may increase the environmental impact associated with cleaning and sterilization of reusable supplies.
Also, the mitigation strategies considered here are only demand-driven, meaning they are based on changes from the users at the lab. The method used to estimate purchase emissions is based on average monetary emission factors, which do not allow us to differentiate suppliers, and therefore do not consider supply-driven strategies such as purchasing more sustainable lab equipment, lab supplies, and chemicals.
Energy-associated emissions (Fig. 3) range from 1.6 teqCO2 per pers. (Lab 1) to 2.3 teqCO2eq per pers. (Lab 2). Electricity generates less emission than heating because France has a low-carbon electricity mix (60 geqCO2 per kW h in 2019). In comparison, the world electricity mix generated 475 geqCO2 per kW h in 2019 with the most carbon-intensive mix reaching up to 875 geqCO2 per kW h.38 If the laboratories considered were to use the world electricity mix, the carbon footprint of electricity would be multiplied by 8 and the share of electricity in the total laboratory footprint would go up dramatically, to 65% for Lab 1 and 33% for Lab 3 (see Fig. 6B below). Electricity-related emissions would then dominate all other emission categories for Labs 1 and 2. Concerning heating, fuel sources vary slighlty in the three labs: Lab 2 relies on a dedicated heating network based on natural gas (227 geqCO2 per kW h), whereas Labs 1 and 3 are furnished through a district heating network based on natural gas and waste (206 and 184 geqCO2 per kW h resp.).
Fig. 3 GHG emissions associated with energy use per lab in 2019 (top panel) and mitigation strategies for 2030 (bottom panel) with: 40% reduction for electricity and heat; switch to 50% wood and 50% geothermal for heating systems (see Table S1† for heating systems in 2019). |
Energy management is a crucial factor in decreasing the carbon footprint of chemistry laboratories. French universities are being targeted by the government's plan for energy sufficiency launched in 2022, which aims at achieving a 40% reduction in energy consumption by 2030.34 Examples of generic solutions taken at the scale of the University of Bordeaux39 (host of Lab 2) include daily-life operations and infrastructures, as detailed in Table S4.† Alongside general measures, chemistry labs have several levers that are specific to their activity, such as management of fume hoods,40–43 cooling systems (e.g. ultra-low temperature freezers),41,44–46 and equipment (e.g. lasers). These examples are further discussed and tabulated in Table S5.† To prioritize efforts and improve mitigation strategies, a precise electricity monitoring system is essential, with submetering campaigns identifying unnecessary load/demand and ensuring equipment is not left on and forgotten. Although such a monitoring system is still absent in the studied labs, data from the Laboratory Benchmarking Tool42 indicate that ventilation uses 35%, equipment 30%, cooling 23%, and lighting 12% electricity (from 15 US chemistry and biology labs).
Fig. 3 illustrates the potential reduction by implementing energy savings of 40% for both electricity and heat and transitioning to renewable energy sources for heating systems. These ambitious measures are in agreement with investments or regulations that are already active in the host universities/countries. Another way to reduce electricity-related emissions is to install photovoltaic panels on the laboratories’ roofs and parking lots. We estimate that 30 to 50% of the electricity consumed by the laboratories in 2019 could be generated this way, which amounts to 12–30% reduction of electricity-related emissions (see ESI, Table S6†). Considering the difficulty of achieving a 40% reduction in electricity consumption, we maintain this figure in our scenario, anticipating that it will be achieved through a combination of energy savings and the in-place installation of solar panels.
Adding up all these mitigation strategies for heat and electricity, the results indicate a significant decrease in energy-related emissions, ranging from 71% in Lab 1 to 82% in Lab 2. Transitioning from gas heating to a less emissive system (such as wood or geothermal) can independently reduce the impact of heating by 90%. Notably, the decarbonization of heating systems emerges as the primary lever.
As the predominant impact of professional trips relates to plane travels, it could be reduced either by using less impacting travel means, or by reducing the flight frequency. We assessed the following mitigation strategies on plane travels (Fig. 4) which, we believe, combine the quality of international exchange and research dissemination with the follow-up of the Cop21 agreements:
- Travels >600 km: replace 30% of long-distance journeys by online meetings,
- Travels <600 km: switch from plane to train. The duration of several trips below 600 km are detailed in Table S8.†
Combining both measures leads to about 30% reduction in travel emissions. To promote train versus plane journeys, French institutions ruled that trains should be imposed for trips less than 3 to 4 h long. To improve the acceptability of longer train journeys, the use of first class would enable staff to work remotely in a comfortable space not afforded in planes. Other incentives may be implemented, such as an extra hotel night to adapt to train schedules, and specific support such as child care for single parents. The train attractiveness (cost, duration, frequency) is also dependent on (i) investing in the train network and (ii) tax strategies for planes and trains. For reasons of both social equality and care for the environment, evaluating researchers on the basis of the number of conferences they attend per year (e.g., ERC applications) has become inappropriate.
Cars are responsible for 91, 82 and 86% of the emissions due to commutes, and they emit 0.3, 0.4 and 0.6 teqCO2 per pers. for Labs 1, 2 and 3, respectively (Fig. 5). This is because cars are the primary mode of commuting, while France's decarbonized electricity leads to low-GHG public transportation.
In 2019, prior to the COVID-19 pandemic, homeworking was limited in the three laboratories: according to our data, 75% of Lab 1 employees commuted to work five days a week, while this percentage was 85% for Labs 2 and 3. Remote research is limited to non-experimental tasks. Yet, remote work allows for literature research, writing articles/grants, data analysis, placing orders, and creating equipment usage protocols. However, telecommuting might lead to rebound effects like longer commutes for those relocating or increased heating expenses for home-based work.48,49 These effects have not been taken into account because we considered the emissions of staff at home to be outside the scope of the study.
We focus commute mitigation measures on replacing cars with strategies that depend on the home-to-work one-way distance (Fig. 5):
- 0 ≤ 5 km: trips made by combustion engine cars are substituted by bicycle or walk
- 5 ≤ 10 km: trips made by combustion engine cars are substituted by electric bicycles (50%) or by subway/train (50%)
- +10 km: trips made by combustion engine cars are substituted by electric cars (33%) or by carpooling with 2 persons per car (33%). In addition to this, 33% of people work from home 1 day per week.
- Travels made by any means of transportation except combustion engine cars are kept unchanged.
Once again, we have selected these measures for their ease of implementation and their low associated cost (bicycle, public transportation, carpooling). Since 2020, in order to encourage employees to go to work by bicycle or by carpooling, the French government provides financial support (200€–300€ per year per employee).
If the laboratories were located in regions where the electricity mix was highly carbon emissive, decarbonizing the mix would be the most efficient strategy, primarily impacting the electricity and train travel categories. For example, if a virtual lab (calculated as a weighted average of our 3 labs) using the world electricity mix in 2019 switched to a decarbonized mix, such as the French one, it would reduce its carbon footprint by 40%, with the potential for a total reduction of 65% by 2030 considering the sum of all the suggested actions (Fig. 6B).
One limitation of our study is the use of monetary emission factors for assessing the GHG emissions of purchases. LCA based on physical flows is in principle more precise if the inventory of materials can be made and if the full production cycle is well-known. However, this is rarely the case for scientific purchases. Firstly, laboratory accountability is monetary, not by mass, and thus mass inventories of purchases are difficult to make. Secondly, LCA does not give accurate results for niche products where the share of production costs is small relative to the share of research and development.28,50 This is related to the well-known truncation problem in LCA: emissions associated with R&D activities such as heating, commuting, travel and investments are rarely taken into account because they are unknown, resulting in underestimated EFs. As a result, a cooperative effort between researchers and suppliers is needed to refine emission factors of laboratory supplies and equipment. Other categories have their own bias. For instance, one could argue that staff responding to the commuting questionnaire are the ones most concerned about environmental issues. It is also important to recognize that assessing the carbon footprint alone provides an incomplete understanding of the overall environmental impact of the laboratories. Other environmental factors, such as the emission of toxic, acidifying and eutrophying substances, water use and resource depletion, have to be considered. For example, the adoption of electric cars is associated with higher mineral resource usage compared to combustion engine cars, and the utilization of wood for heating can generate fine particles. Thus, it is recommended to conduct LCAs to assess specific mitigation strategies and avoid burden shifting. From a broader perspective, the use of LCA can help chemists to identify the most impactful stages and materials in their research and product development.27,51
Altogether, our mitigation strategies show a possible reduction of 40 to 55% for the three laboratories, which is very encouraging. However, this implies a combination of actions at the level of the government (e.g. public transportation), the university (e.g. thermal isolation of buildings) and the individual (e.g. appropriate use of the fume hood sashes). Collective actions are generally difficult to implement, unless strong incentives are given by the administration. Similarly, individual actions (such as reducing flying for professional purposes) are easier to accept when one feels that others share the burden. In addition, the organization of the academic system itself has a strong impact on the environmental burden of research. Indeed, a number of works identified how professional success is associated with international travel.13,52 International collaborations and invitations to international conferences as invited scientists are considered as markers of scientific excellence. Moreover, the current funding model, which prioritizes project-based investments, tends to favor purchasing new equipment, whereas a more sustainable approach could be achieved by allocating resources to hiring additional staff for equipment maintenance and the design of customized solutions. Beyond research policy, the whole society has evolved towards an intensive use of technology. As in other sectors, the access to innovative technologies has pushed academics to carry out numerous and more sophisticated experiments, potentially compromising the depth of academic contributions. Rationalizing the experimental part of research53 (by identifying useless experiments and oversized analysis) should lead to a significant decrease of the environmental impact of research. Additionally, substantial financial savings could be redirected to recruit people to achieve administrative tasks or take environmental actions. Some researchers may also decide to spend more time teaching, rethink the purpose of their research, or organize transitions. In particular, more efforts could be devoted to green chemistry and energy savings.
Overall, conducting research from a sustainable development perspective requires a multidisciplinary approach. Social sciences are particularly important, since they can help in anticipating the behavior of collectives with respect to current environmental challenges and in accompanying the change toward more sustainable research.
CF | Carbon footprint |
EF | Emission factor |
GHG | Greenhouse gases |
MS | Mitigation strategy |
LCA | Life cycle assessment |
teqCO2 | Ton of equivalent CO2 |
Footnote |
† Electronic supplementary information (ESI) available: Details on the context of the study (Table S1 and Fig. S1), details on purchase/equipment, including the LCA case study on acetone distillation (Tables S1–S3), and additional figures for purchases (Fig. S2 and S3), energy (Fig. S4 and Tables S4–S6), travels/business trips (Table S7, S8 and Fig. S5), and commutes (Table S9 and Fig. S6–S8). See DOI: https://doi.org/10.1039/d3gc03668e |
This journal is © The Royal Society of Chemistry 2024 |