Mayanak K.
Gupta
*ab,
Sajan
Kumar
ab,
Ranjan
Mittal
*ab,
Sanjay K.
Mishra
ab,
Stephane
Rols
c,
Olivier
Delaire
d,
Arumugum
Thamizhavel
e,
P. U.
Sastry
ab and
Samrath L.
Chaplot
ab
aSolid State Physics Division, Bhabha Atomic Research Centre, Trombay, Mumbai 400085, India. E-mail: mayankg@barc.gov.in; rmittal@barc.gov.in
bHomi Bhabha National Institute, Anushaktinagar, Mumbai 400094, India
cInstitut Laue-Langevin, BP 156, 38042 Grenoble Cedex 9, France
dDepartment of Mechanical Engineering and Materials Science, Duke University, NC 27708, USA
eTata Institute of Fundamental Research, Homi Bhabha Road, Colaba, Mumbai 400005, India
First published on 19th September 2023
Using inelastic neutron scattering and X-ray diffraction measurements, together with ab initio and machine-learning molecular dynamics simulations, we bring out the distinct nature of anharmonicity in the phonon spectra of MoSe2 and WSe2 relevant to thermal transport and thermal expansion behaviour. We show that the perturbation method, including 4th-order force constants, is insufficient to capture the temperature-dependent explicit anharmonicity. The Green–Kubo method captures the explicit anharmonicity and reproduces the thermal conductivity (κl) with high fidelity. Our mode-resolved calculation reveals that the major contribution (∼90%) to κl is attributed to a small explicit anharmonicity of low-energy phonons. In contrast, these modes exhibit large positive Grüneisen parameters (implicit anharmonicity), causing the large thermal expansion of the material.
Limited experimental and theoretical studies exist on the thermal conductivity of TMDCs, and they show discrepancies between different measurements and simulations.10,23–26 P. Jiang et al. measured the anisotropic thermal conductivity of MX2 (M = Mo, W and X = S, Se) using the time-domain thermoreflectance technique, from which they obtained in-plane (out-of-plane) conductivities ∼35 W m−1 K−1 (2.5 W m−1 K−1) and 40 W m−1 K−1 (2.2 W m−1 K−1), in MoSe2 and WSe2, respectively, at room temperature.23 S. Kumar et al. used first-principles calculations and found that the three lowest optical modes for bulk MoSe2 and WSe2 contribute to the lattice thermal conductivity almost as much as the acoustic modes.10 The authors reported in-plane (out-of-plane) thermal conductivity values at a room temperature of ∼57 W m−1 K−1 (∼6 W m−1 K−1) and ∼48 W m−1 K−1 (∼6 W m−1 K−1), for MoSe2 and WSe2, respectively.10 Another theoretical investigation of thermal conductivity by Lindroth et al. on WSe2 and MoSe2 found in-plane and out-of-plane conductivities ∼33 W m−1 K−1 and 4 W m−1 K−1, respectively, for both compounds.24 These calculations were performed with boundary scattering contribution considering a sample size of ∼1 μm. There are many other TMDCs, for which thermal conductivity measurements and simulations show significant variance in their values.23,25–30 Hence, a comprehensive theoretical study exploring different techniques is informative to clarify the underlying physics of the thermal conductivity in these TMDCs and the possible source of error/variance.
Besides the specifics of TMDCs, a microscopic understanding of thermal properties is generally important to design materials for applications. The anharmonic characteristics of phonons are crucial in both thermal transport and thermal expansion behaviour.31,32 For instance, Grüneisen parameters, which estimate phonon energy shifts due to anharmonicity upon expanding volume, are needed to account for thermal expansivity, while the phonon lifetimes, reflecting anharmonic phonon interactions control thermal conductivity.33 Hence, predicting these quantities accurately and rationalizing their microscopic origins can help design materials with tailored properties. Several methods are widely used to compute the lattice thermal conductivity of solids: solving the phonon Boltzmann transport equation (BTE) within perturbation theory,34–36 computing the heat-flux auto-correlation function with equilibrium molecular dynamics,37 or computing the thermal gradient or heat flow using non-equilibrium molecular dynamics,38–40 homogeneous non-equilibrium molecular dynamics,41,42 atomic green function methods,43,44etc. While the perturbation and Green–Kubo methods are among the most popular approaches, all these techniques have certain limitations and advantages.
The lowest-order perturbation theory of the linearized phonon BTE uses the second and third-order force-constants computed around an equilibrium configuration (at T = 0 K) and treats finite temperatures by considering the respective phonon occupation numbers. An extension of this method consists in using renormalized second and third-order force-constants at finite temperature, as obtained from ab initio molecular dynamics (AIMD) simulations, which can extend accuracy to a broader temperature range. However, even at low-T, these methods do not perform well for strongly anharmonic solids where high-order interactions are sizeable. Classical molecular dynamics simulations intrinsically capture all orders of anharmonicity in the interatomic potential, but do not capture the quantum effect at low temperatures. Hence, this approach tends to work best in moderate and high-temperature regimes.
In this manuscript, we calculated the thermal conductivity of MoSe2 and WSe2 by different techniques. We find that the perturbation methods are not satisfactory, and the machine-learning molecular dynamics (MLMD) simulations quantitatively well capture the higher-order anharmonicity. In addition, we measured the temperature dependence of the phonon density of states (DOS) from 313 K to 1098 K using inelastic neutron scattering (INS), which is used to benchmark our simulations and assess the strength of the anharmonicity. Furthermore, we also measured the thermal expansion by X-ray diffraction (XRD) and calculated the same within the quasi-harmonic approximation (QHA). By combining the experiments and simulations, we found that the contribution of the low-energy (low-E) phonons dominates the heat transport as well as the thermal expansion. These low-E phonons show the right magnitude of the phonon lifetimes and the Gruneisen parameters, which quantitatively reproduce the experimental thermal properties. The details about the sample synthesis, INS and XRD measurements, and state-of-the-art computational techniques of the temperature-dependent effective potential (TDEP) and MLMD are given in the ESI.†45
The inelastic neutron scattering measurements were carried out using a high-flux time-of-flight (IN4C) spectrometer at the Institut Laue Langevin (ILL), France, covering a wide range of scattering angles from 10° to 110°. Thermal neutrons of wavelength 2.4 Å (14.2 meV) were used for the measurements. The orientation-averaged scattering function, S(Q,E), was measured in the neutron energy gain mode with momentum transfer, Q, extending up to 7 Å−1. The polycrystalline samples were loaded into a cylindrical niobium sample holder and mounted in a furnace. INS data were collected with samples heated to 313 K, 498 K, 673 K and 898 K. The neutron-weighted phonon DOS, g(n)(E) was extracted from the measured S(Q, E) using the incoherent one-phonon approximation as follows:
(1) |
In simulations, one can also compute g(n)(E) from the calculated partial phonon DOS, gk(E), as follows:
(2) |
(3) |
(4) |
The thermal conductivity, κl is expressed as:
(5) |
The Cvλ and υgλ can be determined from harmonic phonons, while τλ can be determined by calculating the phonon scattering rate due to three or higher order phonon–phonon scattering as well as from other scattering processes. Here, we only consider the phonon–phonon scattering. The harmonic interatomic force constants (IFCs) are calculated using a 4 × 4 × 1 supercell and a 2 × 2 × 2 Monkhorst–Pack grid within a finite displacement scheme, as implemented in the open-source software package Phonopy.60 The third and fourth-order IFCs were calculated through third order and fourth order packages of ShengBTE, considering up to the third-nearest neighbours. The same supercell size and k-point mesh were used to calculate the third and fourth IFCs by the finite difference method. With these IFCs, the phonon frequencies and velocities are then obtained by diagonalizing the dynamical matrix, and the three-phonon scattering rates are calculated from the iterative solution of the BTE, while four-phonon scatterings were calculated within the relaxation time approximation. The thermal conductivity is solved on a 24 × 24 × 5 q-mesh, sufficient to integrate the BZ (Fig. S3†45). The expressions for all involved scattering rates are described in ref. 34 and 36.
(6) |
The INS measurements were carried out at five temperatures: 313 K, 498 K, 673 K, 898 K, and 1098 K (Fig. 2 and S4†45). The phonon spectra of MoSe2 and WSe2 extend up to 45 and 40 meV, respectively. The temperature-dependent spectra show several peaks at around 5, 14, 16, 19, 22, 26, and 36 meV in MoSe2 and 5, 13, 15, 24, 27 and 32 meV in WSe2. From our partial DOS calculations, we found that the entire spectral range (0–45 meV) is contributed by both Mo/W and Se dynamics. Interestingly, even at 1098 K, the low-E (<10 meV) phonon spectra do not show any significant change, while above 10 meV, the phonon peaks clearly soften. The low-E portion of the spectra is largely attributed to phonons from acoustic branches and the three lowest optical branches. The softening and broadening of phonon modes are attributed to lattice expansion (implicit anharmonicity) and phonon–phonon interactions (explicit anharmonicity). The implicit anharmonic shifts largely contribute to the thermal expansion, while the explicit anharmonicity dominates thermal transport. Hence, we have computed both anharmonic components in the entire BZ to identify the modes relevant to thermal expansion and lattice thermal conductivity.
We performed NVT-MLMD simulation to explicitly probe the temperature evolution of the neutron-weighted phonon spectra (Fig. 2(b) and (e)). We observe that the simulated low-E modes do not show significant change with temperature, while the high energy modes slightly soften at elevated temperatures as experimentally observed, although less in magnitude than in the measured spectra. The AIMD simulated phonon DOS as a function of temperatures are also shown in Fig. S7.†
To further probe the temperature behaviour of low-E modes, we plot the measured Q-integrated dynamical structure factor, S(E) (1.0 Å−1 < Q < 4.0 Å−1) in Fig. 2(c) and (f). This plot clearly shows that the modes barely shift upon warming but visibly broaden. We expect the explicit anharmonicity due to the phonon–phonon interactions and increased phonon amplitudes and the implicit anharmonicity due to the volume changes. Our detailed calculations show that the negligible shift of the low-E modes occurs due to a cancellation of the hardening due to the fourth and higher order explicit anharmonicity and the softening due to the implicit anharmonicity of these modes.
To investigate the effect of third-order and higher-order anharmonicity on phonon spectra, we computed the phonon spectral energy density (SED) along various high-symmetry directions in the Brillouin zone (BZ) using two different approaches. The first approach is based on the TDEP method, which computes the phonon SED using third-order force-constants only (referred to here as TDEP-SED), and the second approach is based on molecular dynamics trajectories (NVT-MLMD)61 and referred to here as MLMD-SED. The latter approach includes third and higher-order anharmonicity to phonon SED. Hence, comparing the phonon SED from the two methods helps us identify the region in the BZ dominated by fourth or higher-order anharmonicity. In Fig. 3, we plot TDEP-SED and MLMD-SED at 100 K and 500 K. TDEP-SED at 100 K shows sharp features in intensity profiles and does not change significantly at 500 K in both compounds. However, while MLMD-SED also shows sharp phonon peaks at 100 K, these become significantly broader at 500 K, making MLMD-SED look more diffuse compared to TDEP-SED.
Fig. 3 (Top panel) The TDEP-calculated phonon SED (including up to third-order anharmonicity) at 100 K and 500 K of MoSe2 and WSe2. (Bottom-panel) The MLMD-calculated phonon SED (including all orders of anharmonicity) at 100 K and 500 K of MoSe2 and WSe2. The red markers in WSe2 SED are the phonon energies measured at 300 K by Cai et al.80 |
From INS measurements and MLMD simulations, we find that the phonons in both compounds do not change significantly at elevated temperatures; hence phase space and group velocity would not show any significant change. However, phonons substantially broaden on heating, corresponding to decreased lifetimes. The temperature dependence of thermal conductivity in these compounds is therefore primarily governed by phonon lifetimes. We first calculated the lattice thermal conductivity using third-order force constants at 0 K using ShengBTE (κSheng3). In this approach, the phonon lifetime is only contributed by three-phonon scattering processes. In Fig. 4(a), (b) and S5,† we have shown the three-phonon scattering rates, life times and group velocities of MoSe2 and WSe2 at 300 K. The lattice thermal conductivity of MoSe2 and WSe2 was measured by Puqing Jiang et al.23 using a time-domain thermoreflectance approach and found large anisotropy between the in-plane and out-of-plane lattice thermal conductivity. In Fig. 4(c)–(f), we have shown the calculated thermal conductivity from three-phonon processes in the ab-plane and along the c-axis and also shown the experimental values.23 However, three-phonon scattering has shown a significant overestimation of thermal conductivity compared to experimental values (κexpt). Including the four-phonon scattering rates improves this discrepancy, and we examined their impact on the thermal conductivity and phonon lifetimes using ShengBTE (κSheng4). Here also, the fourth-order force constants were evaluated at 0 K. We found that four-phonon scattering resistance significantly reduces the thermal conductivities and phonon lifetimes but is still overestimated compared to experimental values (Fig. 4). This suggests that either higher-order processes dominate and/or that the third and fourth-order force constants at 0 K are insufficient. To further probe these aspects, we also used the renormalized second and third-order force constants to compute the thermal conductivity at respective temperatures using TDEP (κTDEP). Surprisingly, we find that the κTDEP at low-T shows lower thermal conductivity values than κSheng4; however, they are nearly the same at higher temperatures (Fig. 4). This indicates that the 0 K anharmonic force constants cannot explain the measured thermal conductivity, and one also needs to consider the temperature dependence of higher-order force-constants. However, it is currently not feasible to evaluate the temperature dependence of fourth-order force constants and their effect on thermal conductivity due to TDEP limitations.
Fig. 4 (a and b) Calculated mode-resolved phonon scattering rates on a (24 × 24 × 7) q-point grid in the BZ in MoSe2 and WSe2 at 300 K using 3-phonon scattering, calculated from 2nd and 3rd-order force-constants at 0 K (ShengBTE-3ph), and renormalized 2nd and 3rd-order force-constants at 300 K (TDEP-3ph). The scattering rates are also calculated using 3- and 4-phonon scattering processes using 0 K 3rd and 4th order force-constants (ShengBTE 3ph + 4ph). (c and d) The calculated in-plane lattice thermal conductivity (κxy) and (e and f) out-of-plane lattice thermal conductivity (κz), using 3-phonon scattering from ShengBTE-3ph, TDEP-3ph and ShengBTE 3ph + 4ph methods and the Green–Kubo method based on equilibrium molecular dynamics simulation, includes all orders of anharmonicity. The calculated quantities are compared with available experimental measurements.23 The numerical values of thermal conductivity from different methods (contribution of 4th and higher order interactions) are given in Table S3.† |
To further analyze the full impact of anharmonicity on κ, we performed MLMD simulations and evaluated the thermal conductivity within the Green–Kubo formalism, κGK. Strikingly, the κGK from MLMD reproduces the measured in-plane thermal conductivity (κexptxy) very well and over a wide range of temperatures. However, the out-of-plane component (κexptz) is somewhat overestimated. It is important to note that these TMDCs have a weak interplanar interaction and are governed by van der Waals forces. In the DFT framework, precisely capturing the van der Waals interactions is difficult and may lead to an overestimated thermal conductivity along the c-axis. Hence, the extensive simulation based on the perturbation method and MLMD Green–Kubo approach indicates that the importance of the temperature effect on higher-order force-constants is critical in understanding and predicting the thermal conductivity. To determine which phonon modes are most critical in heat transport in the ab-plane and along the c-axis, we computed the mode-resolved in-plane and out-of-plane lattice thermal conductivity as a function of phonon energy at 300 K (Fig. 5). Interestingly, more than 90% of lattice thermal conductivity is attributed to modes below 20 meV. By comparing the different methods, it appears that the higher-order scattering processes and temperature-renormalised force constants are critical for precisely evaluating these low-E phonon lifetimes and, hence, the thermal conductivity of TMDCs. The effect of higher-ordered scattering processes and their temperature dependence was also observed in strongly anharmonic superionics and 2-d materials, including WS2 and graphene, where the impact of higher-order anharmonicity on thermal conductivity is found to be significant.71–79
In the quasi-harmonic approximation, the volume thermal expansion coefficient42 of a crystalline material is given by the following relation: . Here, is the mode Grüneisen parameter, which is a measure of the pressure response of the phonon energy to determine the nature of the expansion behaviour. For instance, the phonon modes with negative values of Γ tend to contract the lattice, while the positive ones would expand the lattice. CVi(T) is the specific heat contribution of the ith phonon mode (of energy Ei) at temperature T, while B and V stand for the bulk modulus and volume of the compound, respectively. The calculated elastic constants and bulk modulus are given in Table S2.†45 The pressure dependence of the phonon spectra within QHA has been calculated in the entire Brillouin zone to allow for the calculation of the energy dependence of the Grüneisen parameter Γ(E) and further processed to obtain the thermal expansion coefficient αV(T).
The volume dependence of the phonon spectra within the QHA has been calculated in the entire Brillouin zone to allow for the calculation of the mode-wise Grüneisen parameter Γ(qj,E) (Fig. 4(e) and (f)) and to obtain the thermal expansion coefficient αV(T). We have calculated the mode-wise thermal expansion contribution on a 20 × 20 × 10 q-point grid in the BZ at 300 K, as shown in Fig. S6.†45 It is evident that the most significant contribution to thermal expansion comes from low-E modes. We have performed temperature-dependent X-ray diffraction measurements on MoSe2 and WSe2 from 50 K to 300 K. The temperature dependence of fractional change in volume with respect to 50 K is shown in Fig. 5(e) and (f), which exhibits positive expansion. The large implicit anharmonicity of the low-E modes leads to large thermal expansion. It is interesting to note that the same low-E modes exhibit rather small explicit anharmonicity and contribute most to thermal conductivity.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3ta03830k |
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