Alfredo Edoardo
Ongaro
a,
Zibusiso
Ndlovu
b,
Elodie
Sollier
c,
Collins
Otieno
d,
Pascale
Ondoa
d,
Alice
Street
e and
Maïwenn
Kersaudy-Kerhoas
*fg
aThe Institute of Photonic Sciences (ICFO), Barcelona, Spain
bMedecins Sans Frontières (MSF), Southern Africa Medical Unit (SAMU), Cape Town, South Africa
cStratec Consumables, Anif, Austria
dAfrican Society for Laboratory Medicine (ASLM), Addis Ababa, Ethiopia
eSchool of Social and Political Sciences, University of Edinburgh, Edinburgh, UK
fSchool of Engineering and Physical Sciences, Heriot-Watt University, Edinburgh, UK. E-mail: m.kersaudy-kerhoas@hw.ac.uk
gInfection Medicine, College of Medicine and Veterinary Medicine University of Edinburgh, Edinburgh, UK
First published on 23rd June 2022
Single-use, disposable, point-of-care diagnostic devices carry great promise for global health, including meeting urgent needs for testing and diagnosis in places with limited laboratory facilities. Unfortunately, the production and disposal of single-use devices, whether in lateral flow assay, cartridges, cassettes, or lab-on-chip microfluidic format, also poses significant challenges for environmental and human health. Point-of-care devices are commonly manufactured from unsustainable polymeric materials derived from fossil sources. Their disposal often necessitates incineration to reduce infection risk, thereby creating additional release of CO2. Many devices also contain toxic chemicals, such as cyanide derivatives, that are damaging to environmental and human health if not disposed of safely. Yet, in the absence of government regulatory frameworks, safe and sustainable waste management for these novel medical devices is often left unaddressed. There is an urgent need to find novel solutions to avert environmental and human harm from these devices, especially in low- and middle-income countries where waste management infrastructure is often weak and where the use of point-of-care tests is projected to rise in coming years. We review here common materials used in the manufacture of single-use point-of-care diagnostic tests, examine the risks they pose to environmental and human health, and investigate replacement materials that can potentially reduce the impact of microfluidic devices on the production of harmful waste. We propose solutions available to point-of-care test developers to start embedding sustainability at an early stage in their design, and to reduce their non-renewable plastic consumption in research and product development.
Fig. 1 Overview of the challenges and solutions in single-use diagnostic devices. A) Point-of-care diagnostic socio-economic context.13–15 B) The medical waste problem.16,17 C) Growing burden of waste from diagnostic devices. D) Proposed solutions and stakeholders. |
Yet the mass deployment of POCT devices in health systems and communities across the globe comes with unforeseen costs for the environment and human health. Most single-use POCT devices are made from plastic materials issued from non-renewable sources, and contribute to the rising global tide of medical waste (Fig. 1B). A large proportion of POCT diagnostic waste falls into the category of infectious waste, which should be collected separately and treated in order to remove the infection risk.5 Infectious waste is most often incinerated, thus contributing to greenhouse gas (GHG) emissions. In low- and middle-income countries (LMICs), many health facilities either lack incinerators altogether, do not have the fuel to run them, or cannot operate them at required temperature thresholds.6–8 In such settings, used testing devices are often burned on open pits in health facility grounds or at municipal dump sites.5,9 In addition to causing the release of GHG, plastic waste burned at low temperatures emits toxic pollutants such as dioxins and furans.10 In addition, a lot of POC waste in LMICs ends up in landfills or in municipal water supplies, which increases the risk that health workers, waste workers and members of the public will come into contact with the hazardous reagents they contain, such as the cyanide derivatives used in PCR cartridges (Fig. 1C).11 A recent WHO report estimated that during the COVID-19 pandemic more than 140 million test kits have been shipped through the UN procurement portal alone, with the potential to generate 731000 litres of chemical waste, the equivalent of a 25 m 8-lane swimming pool.12 So while single-use POCTs undoubtedly carry great potential for global health, they also contribute to growing global challenges related to plastic waste, GHG emissions, and human exposure to toxic pollutants (Fig. 1C). Concerns about contaminated medical waste resulting in infectious disease spill over into animal populations (reverse zoonoses) have also been reported previously, including recently in the 2022 monkey pox epidemic.18,19 Moreover, in LMICs, increased access to POCTs in the future will place significant additional pressures on already stretched waste management systems, undermining claims that such devices are ‘infrastructure-light’ and appropriately designed for such settings.20 To a lower but growing extent, such pressure is seen in high-income countries as well, where environmental impact and waste management have become a recurrent topic at funding levels and where limited access to plastic during the pandemics triggered strategic discussions on consumable recycling. This is exemplified for example, by the wording of the European Green Deal and a number of European Commission funds calling specifically for CO2 reduction, and reduced water and energy usages across the full product life cycle.21
Meanwhile, advances in microfluidics, the technology of microscale fluid manipulation, are rapidly expanding the capabilities and reach of medical testing. A general trend in healthcare towards personalised, remote POCT procedures, and global concerns about emerging diseases are driving substantial investments in microfluidic innovation and rapid market growth in the diagnostics sector.22–26 As a consequence, point-of-care and microfluidic testing devices are now an essential component of disease control programmes, at the national and global level, from efforts to improve universal health care, to disease elimination campaigns and outbreak response.27
Until recently there has been little incentive for all actors (researchers, engineers, manufacturers) to develop and use more sustainable and less harmful materials in POCTs and single-use microfluidic devices. The Covid-19 pandemic had put a beneficial spotlight on medical waste issues, and solutions minimising PPE waste, as well as seminal frugal diagnostic solutions, have emerged recently.28–30 However, the considerations for safe and sustainable disposal have typically been excluded from design requirements so far. Accuracy, reliability, usability, and affordability are the main drivers in the industrial medical device sector. For example, the standard format for target product profiles (TPPs), which provide guidance to manufacturers on market needs and appropriate technical specifications, omits specifications for waste management. Global health policy efforts to address the rising challenge of healthcare waste in LMICs have tended to focus on improving country-level waste management regulation, monitoring and infrastructure rather than considering how the volume of healthcare waste might be reduced through improvements in design and manufacture earlier in the product life cycle. But improving waste management at the point of use can only take us so far, especially since the circular solutions in the medical diagnostic area will always be limited by the requirements for safe disposal of infectious waste.
However, change is on the horizon. Regulators around the world are now requiring more sustainability for single-use products, as laid out by public procurement approaches such as the United States' BioPreferred Programme31 and the EU's Green Public Procurement (GPP) framework.32 The Horizon EU grant scheme urges applicants to consider such life cycle, recycling and environmental impact. In the US, the Environmental Protection Agency (EPA) now requires that healthcare facilities under the umbrella of the federal government give preference to sustainable products. International financial institutions such as the Asian Development Bank and global health funding mechanisms such as the Global Fund make similar requirements for recipients to consider green procurement.33 But this pressure on health procurement agencies will not bear any positive outcomes, if there are no alternative sustainable products available. Furthermore, the focus on sustainability has not been accompanied by an equivalent regulatory pressure to reduce the risk of harm from toxic reagents in places where safe disposal is not possible. In this context, the design of POCT technologies for safe and sustainable disposal is both an ethical imperative for industry, and an opportunity for scientific innovation (Fig. 1D).
In this review, we use the term ‘POCT’ as an umbrella term to describe a range of single-use, portable tests and microfluidic-based or miniaturised devices. Devices like lateral flow assays and other devices meant to be used outside typical care settings should, strictly speaking, be referred to as ‘point of need’, rather than ‘point of care’. In addition ‘single-use’ devices can also be applied to the growing proliferation of purposes for such devices including food testing34 and environmental monitoring.35 In engineering contexts, microfluidic devices are also referred to as ‘micro-total analytical systems’, or ‘lab-on-a-chip’, and there are often blurry definitional boundaries between these different terms.
This review brings together perspectives from public health, social science, material science, microfluidic engineering and manufacturing to address the sustainability challenges posed by POCTs and explore technological solutions towards the improvement of POCT and single-use microfluidic sustainability (Fig. 1D). First, we give an overview of plastic materials currently used in the fabrication and manufacture of POCTs, and introduce more sustainable and less harmful alternatives to these. Then, we focus on the environmental and human health risks associated with many reagents used in POCTs, and provide a roadmap for all stakeholders in the sector.
Families of material | Associated prototyping and fabrication method | Advantages | Disadvantages | Ref. |
---|---|---|---|---|
Silicon and glass | Standard photolithography and soft lithography | • Thermal conductivity | • Higher cost of fabrication | Foret, 2013;36 Wlodarczyk, 201937 |
• Stable electro-osmotic mobility | • Dangerous chemicals involved | |||
• Resistance to organic solvent | ||||
Thermoplastics (e.g. PMMA, PC, PS, PET, PVC, ABS, COC, COP) | Injection moulding; fusion deposition modelling; laser cutting | • Resistance to alcohols | • Unsustainable source of raw materials | Becker, 2002;16 Morgan, 2016;38 Liga, 2016;39 Attia, 200940 |
• Mostly low cost | • Toxic fumes when incomplete combustion | |||
• Rapid prototyping | ||||
• Mechanical recycling | ||||
Elastomers | Casting roll-to-roll | • Easy and low cost of microfabrication | • Incompatibility with organic solvents | Friend, 2010;41 Hiltunen, 201842 |
• High elasticity | • Absorption of hydrophobic and small molecules | |||
• Gas permeable | ||||
Hybrids | Combination of the above methods | • Integration of functionalities | • High cost of fabrication | Sanjay, 201643 |
Further, when improperly incinerated, these plastics can generate toxic pollutants. Fig. 2 illustrates sub-optimal incineration observed in a public referral hospital in Sierra Leone. Incineration is a high-temperature, dry oxidation process that reduces organic and combustible waste to inorganic, incombustible matter and results in a significant reduction of waste volume and weight. Incineration is an environmentally damaging process that releases combustion by-products into the atmosphere and generates residual ash. Such by-products include nitrous oxide as well as known carcinogens, which include polychlorinated biphenyls, furans and dioxins.44 Persistent organic pollutants such as polychlorinated dioxins and furans from halogenated plastics (such as polyvinyl chloride, PVC) are toxic at extremely low concentrations. While highly sophisticated incineration systems fitted with filters are capable of removing dioxins and furans, rudimentary unfiltered, homemade systems, which are used in some low-resource settings, will not. In addition, when dumped in landfills (Fig. 2), plastics will persist for hundreds of years in the soil. The sustainability and safety of single-use POCTs could, to various degrees, be improved by technological solutions.
- Direct re-use involves re-using devices following a wash. This solution is unsuitable for most POCT, due to the presence of intricate features such as nano or microchannels, valves and other complex geometries, which can easily trap debris or get clogged during the wash-out, leading to assay failure, cross-contamination, and erroneous results.
- Mechanical recycling involves the collection, sorting, washing and grinding of the material, followed by mechanical processing of the waste into a secondary product, for instance via melting, remoulding and extrusion.46 This approach is typically conducted during either post-industrial processing (where it is most effective) or the post-customer use stage. In this case, scraps of the materials are immediately collected after the polymer processing, for example from the sprue and runners (passage through the liquid material is introduced into the mould and from one part to another) at each cycle of injection moulding. These can be reprocessed as they can be blended with the virgin material, to produce fallout products or other functional parts. The recycled end-item does not require a sorting or cleaning process and its chemical composition and properties are known. On the other hand, post-customer use mechanical recycling is more challenging and has some limitations. Collection, sorting and washing are fundamental steps. In fact, polymer blends (mixtures of two or more different polymers) usually have reduced mechanical and thermal properties when compared with those of the single polymer. To overcome this issue, additives in the form of compatibilizing agents are often added.47–49 Some research studies have shown the possibility of using mechanically recycled PMMA for the production of optical fiber sensors and microfluidic devices.50,51 The waste generated and the demand for new raw materials are decreased, reducing energy usage, air pollution and water pollution. Wan et al. designed a novel method to recycle PMMA microfluidic devices in a laboratory setting, demonstrating that recycled plastics can be used for the production of microfluidic devices. They showed the possibility to thermo-mechanically recycle PMMA up to 4 iterations without losing optical properties and biocompatibility (Fig. 2).51 Despite optimum results in terms of final optical qualities and thermal properties, these processes require specific facilities, such as an extruder or a heated press. In the case of single-use medical devices, a sterilization step should be included prior to mechanical recycling of the device. Another emerging material of interest, that can easily be mechanically recycled, is the thermoplastic elastomer Flexdyme™.52,53 Flexdym™ is the first material to be created specifically for the microfluidic community. It combines the advantages of thermoplastics and elastomers and is free of additives, which makes it ideal for sensitive cell culture applications for example. Flexdym TM can be molded through hot embossing or injection moulding and easily remolded.
- Chemical recycling is a closed-loop recycling process. First, the used thermoplastic is depolymerized through a chemical process such as chemolysis or pyrolysis, to break the macromolecular chains. After a distillation process, all impurities are separated to obtain the recycled monomer with a purity up to 99.8%. The monomers are polymerized to obtain the recycled material with the same optical, mechanical and thermal properties as the virgin material. Chemically recycled thermoplastics are widely accessible. For example, chemically recycled PMMA is available from several suppliers and constitutes a sustainable and flexible material (it can be cut, engraved, milled and embossed). Plasticizers and compatibilizing agents can change the material's thermo-mechanical properties and solvent affinity, which can affect prototyping protocols, such as laser microstructuring or bonding. This is an issue encountered with recycled as well as non-recycled virgin materials. We demonstrated an ultra-fast bonding method on pristine PMMA sheets manufactured from different suppliers and showed significant bonding strength differences between manufacturers.46,54 We have also shown that chemically recycled PMMA yielded similar bonding strength to the pristine PMMA material.55 Carrying out a Differential Scanning Calorimetry (DSC) analysis can help to predict the presence of contaminants and establish if further optimization of the bonding parameters—in terms of temperature, pressure and time—is required.55
Finally, it is worth mentioning here that another thermoplastic polymer, which is widely employed, and for which there is already a recycling stream route, is polyethylene terephthalate (PET). PET is the same polymer used in the plastic bottle industry. Unlike PMMA, PET is not commonly used in the production of microfluidic devices, but a few examples have been demonstrated: Jackson et al. used PET to fabricate semi-automated DNA extraction on a centrifugal device using mixing via an external magnetic field.56,57 The reason why PET has still not been widely adopted by microfluidic researchers and manufacturers might be due to the fact that it is not easily available in sheet format. Fabrication technologies of microfluidic devices from hard plastic employed both in academia and industry rely on CNC milling and laser cutting, which require a sheet format substrate. Still, recycled PET is widely available and could be seriously considered as a substitute to thermoplastics.
Recycled plastics might offer the possibility of approaching net zero CO2 emissions. While commercially recycled plastics are more expensive at present (re-PMMA is about 20% more expensive than pristine PMMA, for instance), this could be offset by higher costs on pristine plastic products in the future, and further incentives on the use of recycled components in single-use device production. More research into the use of recycled plastics in microfluidic production is needed and manufacturers could help by supplying in-depth material information to accelerate the optimisation of manufacturing processes, such as moulding, engraving and bonding.
While reducing GHG emissions, recycled plastics do not entirely remove the reliance on non-renewable raw material sources, nor do they alleviate the problem of pollutants generated by incineration. The use of recycled plastics, such as re-PMMA, represents a suitable short-term solution for some of the environmental challenges highlighted but the need for specific infrastructure, the logistics required to collect and recover waste, and the cost involved in recycling PMMA (as opposed to other thermoplastic materials such as HDPE and PET, for which a recycling stream already exists) make this option challenging in many settings. Regrettably, recycling is not always an economically advantageous option, and up to 30–50% of plastic waste cannot be recycled. Recycled plastics' pros and cons are summarised in Table 2, alongside other sustainable alternatives to plastic non-renewable plastic sources.
Families of material | Specific materials | Associated prototyping and fabrication method | Demonstrators | Advantages | Disadvantages | Ref. |
---|---|---|---|---|---|---|
Recycled plastics | Re-PMMA | Laser cutting, embossing, injection moulding | Simple microchannel structures; cell culture | • Readily available | • Non-renewable raw material | Ongaro, 2018;55 Wan, 201751 |
• Compatible with conventional manufacturing | • Poor degradability | |||||
• Good transparency | • Use of plasticizers aggravates incineration pollution | |||||
• Low autofluorescence | ||||||
• Easily recyclable | ||||||
Bio-derived and biodegradable plastics | Shellac | Hot-embossing | Simple microchannel structures | • Bio-derived and biodegradable | • No transparency | Lausecker, 201658 |
Zein | Hot-embossing | Microfluidic gradients | • Bio-derived and biodegradable | • No transparency | Hsiao 201159 | |
PLA | 3D printing, laser cutting, injection moulding | Droplet, mixers, DNA melting, cell culture, protein analysis | • Good transparency | • No sheets available commercially | Tsuda, 2015;60 Tothill, 2017;61 Ongaro, 2018;62 Romanov, 2018;63 Ongaro, 202064 | |
• Low autofluorescence | ||||||
• Mechanical recycling | ||||||
Natural fibrous materials | Paper | Wax printing | Lateral flow immunoassays; DNA-based assays; blood typing | • Low cost | • 2D microfluidic device | Martinez, 2010;65 Carrell, 2019;66 Reboud 201967 |
• Light weight | • No transparency | |||||
•Readily available | • Limited volume capacity | |||||
•Easily recyclable | ||||||
Wood | Laser cutting | Simple microfluidic structures; protein assay | • Low cost | •Material with inherent biological, chemical and mechanical variability | Andar 2019;68 Brigham 201869 | |
• More rigid than paper | ||||||
Cotton | Coating; laser writing | Immunoassay, colorimetry, wearable, blood microsampling | • Low cost | • Fragility | Wu, 2015;89 Ulum 2016;71 Xiao 2019;72 Stojanović, 202073 | |
• High flexibility | • No transparency | |||||
• Amenable to wearable applications |
PLA, with its high biocompatibility and bioresorbability, has found applications in tissue engineering applications, food packaging and drug delivery. As a polyester alpha, it can be processed via injection moulding, extrusion, hot embossing, solvent casting and film blowing and has gained more and more attention after the development of fusion filament deposition 3D printing in desktop 3D printers. In addition to having medical grade properties, PLA is relatively cheap ($1.58 per kg as of January 2022), making this bio-based and biodegradable polymer attractive to the POCT market. A number of scientific providers have started proposing biodegradable consumables: for example, Sigma Aldrich sells plastic stirrers and spoons made of PLA.
PLA has been demonstrated in microfluidic applications using prototyping techniques such as 3D printing and laser cutting. A laser cutting and layer-by-layer lamination approach allows flexibility in the design, is user-friendly and low-cost, does not require the need for post-treatment and can be applied to an almost unlimited number of materials.80,81 This approach also enables surface and local treatments, and integration of various complex elements, such as membranes or electrodes.
We have pioneered techniques for the use of PLA in single-use microfluidic devices with well-controlled characteristics.62,64 Our work has shown the possibility to microstructure complex PLA-based microfluidic devices in a few minutes. The devices have shown better performance with respect to qPCR inhibition in comparison with PMMA; good transparency without the need to integrate optical windows; better biocompatibility than other typical thermoplastic materials employed for microfluidic cell culture or organ-on-a-chip;64 no absorption or adsorption of small molecules; and the possibility of integrating graphene water ink-printed electrodes to perform electrochemical analysis.62
Furthermore, advances in 3D printing technologies in the last five years have enabled fabrication of PLA-based devices on a scale compatible with microfluidic features. For example, Tothill et al. manufactured a 3D-printed device for a glucose assay.61 Despite very promising results, the fabrication of 3D-printed PLA microfluidic devices uses fused deposition modeling (FDM), which still has some limitations, such as printing time (resulting in low throughput), low resolution, poor surface finish and the need for post-treatment. Moreover, a good transparency has not yet been achieved, which can limit applications, thus necessitating imaging. Some research has been carried out in order to overcome this transparency issue.63,82,83
To conclude, PLA has been demonstrated as a new suitable substrate material for the production of environmentally sustainable microfluidic devices for POCT applications and shown to be compatible with prototyping techniques such as 3D printing and laser cutting. In addition, PLA can be injection moulded, and prototyped structures via FDM, or layer-by-layer assembly, should be easily adaptable to mass manufacture.
With incineration as the end-of-life scenario, the environmental benefit of biodegradable bioderived polymers lies in the use of renewable raw materials. In a landfill scenario, in addition to the raw materials, the benefits will also lie in fast degradation. However, unlike shellac or zein,84,85 PLA does not readily degrade in the natural environment.86 PLA biodegradation necessitates specific waste management, such as segregated collection and industrial composting facilities. While this is feasible and thus of interest for high-income countries, in an LMIC context, and considering landfills, PLA solutions would have no other positive environmental impact, beyond the use of renewable raw materials.
The transition from fossil-based to bio-based or recycled substrate materials represents, in the field of point-of-care and lab-on-chip, only a small step towards the goal of reaching truly sustainable solutions. A mere material substitution might not ease the environmental burden associated with the POCT, and water consumption and cradle-to-gate equivalent CO2 consumption per tonne of material produced should be taken into consideration when considering a material substitution. A recent review of bioplastics offers a comprehensive overview about the challenges and opportunities offered by these new materials.87 More research on the matter, outreach activities to raise awareness,88 clear regulations, and financial incentives will be pivotal to ensure the adoption of sustainable solutions that are adequate from both environmental and economical perspectives.
Of interest to this review, paper is also being used to replace the casings and non-cellulose pads in traditional LFAs. LIA Diagnostics was the first commercial company to propose an FDA-approved, flushable LFA pregnancy test, based on a 100% cellulose structure.91 More recently, Okos diagnostics has introduced a 100% cellulose-based LFA, although not commercialised nor FDA approved yet.92 Overall, we hope to see paper microfluidic devices implemented on mass manufacturing lines in the near future, replacing plastic-based and bulkier LFAs when appropriate.
Alcohols represent the second major class of fixation agents adopted. They represent a safer and cleaner alternative solution to aldehydes, with ethanol, methanol, denatured alcohol and isopropyl alcohol being appropriate replacements.99 Natural alternatives such as honey, sugar syrup and jaggery have all been successfully proposed.100–103 Sabarinath et al. reported that honey can be effectively used as a fixative when compared with formalin.102 They were able to image nuclear details both in honey and formalin without observing differences in subsequent staining protocols and microscopic morphology. However, the intrinsic viscosity of honey can make it a complicated material to work with at the microfluidic scale. Culinary sugar has been proposed by Patil et al. as a fixative agent, together with jaggery, and sugar syrup.101 They observed that jaggery fixation performed as well as standard formaldehyde fixation methods. Another study investigated substitution of formalin for commercially available and ‘home-made’ fixative solutions. Zanini et al. demonstrated that formaldehyde can be replaced by commercially available alternatives (RCL2 and CellBlock); custom fixatives including PAGA (polyethylene glycol, ethyl alcohol, glycerol, acetic acid); and two zinc-based fixatives (ZBF, Z7) as tested on more than 200 specimens.104 We envisage that more advances in the green chemistry field and future regulatory requirements for safer and cleaner products will help to generate new potential candidates to replace hazardous fixative reagents.
Manufacturers recommend guanidinium thiocyanate to be disposed of according to country-specific rules, but countries where these POCTs are mostly needed often have a lack of waste regulations. Furthermore, safe disposal of cyanide derivatives involves incineration at a high temperature (850 °C) under specific conditions.106 Incineration facilities with such capabilities are not readily available, especially in lower-income countries. In one anecdotal instance, practitioners have reported driving to a local cement factory to safely dispose of the materials.106 Such arrangements are cumbersome, and unlikely to be followed by many institutions, which are operating under time, staffing and financial pressures. A number of calls have already been made to identify waste management solutions to these problems.11 However, better waste management can only address part of the problem and safer reagents are needed.
In order to avoid the use of chaotropic reagents, non-chaotropic methods have been developed as alternative techniques. Recently Merck introduced GenElute™-E Single Spin DNA and RNA Purification Kits specifically to address environmental issues. With this product they claim waste prevention (55% reduction in plastic), sustainable packaging and safer disposal (no hazardous liquid waste). The kit works on the principle of negative chromatography using size exclusion, which has been implemented on-chip before. Rodrigues et al. reported the use of sodium dodecyl sulphate (SDS) and acetyl trimethyl ammonium bromide as extraction reagents for the isolation of DNA from two types of fungal materials.107 In this work they also reported using vortexing with glass beads inside a closed tube for mechanical disruption of conidia cell walls. Aminosilane-modified surfaces,108 magnetic particles coated with APTES,109 or chitosan-coated beads110 have been proposed and demonstrated for DNA extraction on whole blood or E. coli cells. The dimethyl adipimidate (DMA)-based solid-phase extraction method resulted in successful extraction of DNA in whole blood and urine, but yielded a significantly lower DNA amount than the commercial benchmark using standard chaotropes.111
A number of safer and more environmentally friendly alternatives to chaotropic agents have been proven to be efficient for DNA extraction but remain behind standard chaotropic methods in terms of DNA yield.
Rather than place full responsibility for safe disposal of POCTs on users, there is a need for POC providers to contribute to solutions at the end of the product life-cycle. This includes improving the safety and sustainability of their products without decreasing the affordability of POCTs. To encourage such developments, TPPs published by the WHO and other international organizations, produced to guide technical specifications for future diagnostic tests, ought to provide dedicated guidance on acceptable features for waste disposal. Such guidance from TPPs can place emphasis on an expectation for the environmental footprint of such tests to be small, using either recyclable or compostable materials, without the need for high-temperature incineration. Advocacy work through civil society can also put pressure on POC providers to consider waste management at the design stage so as to minimize harm to human health and the environment.
POC test providers could also support initiatives to improve national waste management infrastructures and regulatory frameworks, including workforce training, in LMICs through either corporate social responsibility efforts or the adoption/enforcement of extended producer responsibility (EPR) mechanisms. The African Society for Laboratory Medicine (ASLM), through the Laboratory Systems Strengthening Community of Practice, could expand its regional influential role of monitoring national waste management systems in LMICs, coordinating and sharing resources to strengthen these whilst also linking POC providers, the WHO, etc., with countries that need support.
Commendable efforts from Europe's primary regulator for materials, ECHA, on banning certain types of plastics from the market will go a long way towards curbing plastic waste112 and such efforts should be replicated by other regulatory agencies. In 2017, the WHO published the global model regulatory framework for medical devices, including in vitro diagnostic medical devices,113 and this framework emphasises that waste management practices should follow the manufacturer's instructions. The revised version of this guidance, which is still in production, must contain explicit language regarding the need for POCTs to have a small environmental footprint.
The product life cycle starts with the extraction, processing and supply of the raw materials, to cover then the production of the product, its distribution, use (and possibly reuse and recycling), and its ultimate disposal. The life cycle of POCTs is illustrated in Fig. 3. Environmental impacts occur in different phases of the product lifecycle and should be accounted for in an integrated and holistic way. The DfS approach can be applied to medical microcomponents, taking into account the need to: (i) minimise non-renewable energy consumption; (ii) use environmentally preferable materials; (iii) protect and conserve water; (iv) minimise waste; and (v) lengthen the product shelf-life. In addition, in the context of sustainable POCT development, DfS principles should be expanded to minimise the potential for people to come into contact with harmful chemicals and take human risks associated with the disposal of POCTs into account.
Fig. 3 Overview of the life cycle of POCTs, POCT-associated environmental burden and sustainable solutions associated with each stage of the life-cycle. |
A simple approach to DfS for POC engineers starts by thinking about beginning of life (e.g., where does the raw material come from?) and end of life (e.g., what happens to the product once used?). Designing diagnostic methods that use lower reagent volumes, or do more multiplexing to be able to run several tests in one reaction would be advantageous in terms of environmental sustainability and economic considerations, both of which are already embedded in microfluidic concepts. Engineers may consider if the product could be recycled and, if so, how can the design improve the chance of it being recycled. The Sustainability Guide project117 has produced a number of freely accessible DfS resources.
Researchers may be able to reduce the environmental impact of their approaches by considering their substrate materials and reagents. When possible, natural fibres, which promise to cut the plastic burden, should be used. A pragmatic approach for researchers and designers is to create a list of materials and reagents used in the fabrication of prototypes, their pros and cons, and consider whether sustainable alternatives are available or not. One straightforward substitution is pristine PMMA for recycled PMMA. If a research lab cannot afford the replacement, a good practice to encourage sustainability might be to flag the possibility in the publication materials and methods section. Researchers should consider recycling prototypes and ancillary plastics when possible. Complete recycling and re-use cycles for microfluidic chips have been demonstrated.51 If such re-use cycles are not possible, specialist services may be used to collect plastic waste and get it recycled externally. Only plastics that have not been in contact with infectious waste should be recycled, however, and researchers should make sure that robust health and safety protocols are in place for recycling activities.
As illustrated in Fig. 3, one of the main GHG emission sources in the life cycle of a POCT is transportation. Where possible, local materials should be considered over materials shipped from overseas. In addition to the contribution that global supply chains make to GHG emissions, the shortage of tests during the COVID-19 pandemic has shown the importance of resilience and local manufacturing at a basic research and industrial level. Thus when possible, local production and adequate on-site waste facilities should be promoted. Furthermore, local facilities might serve as POCT production sites at the point-of-need by implementing state-of-the-art rapid and agile technologies, such as 3D printing. Finally, mobile health, the application of mobile devices and related technologies to healthcare, is playing a significant role in under-served communities where infrastructure around transport and healthcare is lacking.118–120 Automatic smartphone-based diagnostic systems have been the subject of numerous investigations as well as several commercial endeavours.118,121–123 While mobile health solutions are sought for providing convenient point-of-care solutions, they also effectively reduce associated infrastructure, transport and logistics around diagnostics, thus mitigating the GHG emission of single use diagnostics. Where possible, mobile health solutions should be considered by developers as another way to improve the environmental sustainability of point-of-care diagnostics.
While this review focuses on the consumable element of POCTs, it is worth noting that the consumable is only one part of the POCT process. Packaging and instrumentation should also be considered as well. However, this review of sustainable POCTs is a first step, helping to highlight the importance of innovation for sustainable and safe diagnostics. The opportunities and challenges associated with mass manufacturing and high-volume deployment of POCTs reveal the intersection of environmental and human health crises, in a world increasingly vulnerable to the impacts of climate change and global pandemics and demonstrate the importance of a planetary health approach to biomedical innovation.
Design for sustainability and safety should be on everyone's mind and researchers, healthcare providers, policy makers and regulators, funders, industrials, charity and civil society all have a duty to create sustainable and safe innovations and a role to play. Importantly, sustainability should not be a ‘siloed’ academic activity, and interdisciplinarity is crucial.
Embedding sustainability and safety considerations at an early stage is key to reduce the impact that future technologies will have on the environment. In addition, it will help to reduce GHG emissions, reduce dependence on fossil resources and support the achievement of a net-zero CO2 emission by 2050, which is essential to deliver on post-Paris (COP 21) climate commitments. The rationale behind material choice for the manufacturing of a new microfluidic device has always been driven by physical and chemical properties and prototyping technologies. It should not perhaps come as a surprise that over 20 petrochemical-derived polymers are currently favoured by both academic laboratories and industries in the R&D of microfluidic techniques for point-of-care diagnostics because of their performance, reliability and well controlled manufacturing processes.
The adoption of recycled or bio-derived materials in the field of single-use POCT diagnostics will form strong foundations to pursue the reduction of CO2 emissions and plastic pollution in places of use. It is important to underline as well that the material choice cannot be decoupled from consideration of and actions around how the used material is manufactured and disposed of. The potential for circularity in the field of single-use medical consumable is very slowly emerging, but with adequate funding, technological advances and regulatory support could constitute a radical new approach to waste management in the sector.
All actors of the POCT market share responsibility for the waste generated from innovative microfluidic technologies and need to be a part of the solution. Moreover, some sustainable materials appropriate for POCT manufacture already exist and several academic and industry groups have sustainable POCT applications in the pipeline, even if such initiatives have received little visibility.
Although regulatory change is anticipated in the near future, POCT providers will remain reluctant to engage unless they can see tangible technical feasibility and economic benefits, without compromise on diagnostic performance. Therefore, we are in need of models to show that it is technically possible and commercially viable to develop single-use diagnostics using local and sustainable materials, and this initiative should be collaboratively supported by researchers within academia, the point-of-care diagnostic industry and end-users alike.
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