Colin P.
Thackray‡
*a,
Noelle E.
Selin§
a and
Cora J.
Young
b
aDepartment of Earth, Atmospheric, and Planetary Sciences, Massachusetts Institute of Technology, Cambridge, USA. E-mail: thackray@seas.harvard.edu
bDepartment of Chemistry, York University, Toronto, Canada
First published on 24th December 2019
Perfluorocarboxylic acids (PFCAs) are environmental contaminants that are highly persistent, and many are bio-accumulative and have been detected along with their atmospheric precursors far from emission sources. The overall importance of precursor emissions as an indirect source of PFCAs to the environment is uncertain. Previous studies have estimated the atmospheric source of PFCAs using models and degradation pathways of differing complexities, leading to quantitatively different results. We present results from simulations of atmospheric PFCA formation and fate using the chemical transport model GEOS-Chem. We simulate the most up-to-date chemistry available to our knowledge for the degradation of the precursors fluorotelomer alcohol (FTOH), fluorotelomer olefin (FTO), and fluorotelomer iodide (FTI), as well as the deposition and transport of the precursors, intermediates and end-products of the formation chemistry. We calculate yields of C3–C13 PFCAs formed from 4:2 to 12:2 fluorotelomer precursors and their deposition to the surface. We find that the ratio of long-chain to short-chain PFCAs increases strongly with distance from source regions. We compare our model results to remote deposition measurements and mid-latitude rainwater measurements. The model captures the observed relationship between rainwater abundance and PFCA chain length, as well as the average deposition rates at mid-latitude and Arctic sites, but underestimates the deposition of PFDoA, PFDA, and TFA at mid-latitudes and PFNA at the Devon Ice Cap. We provide estimates of cumulative PFCA deposition globally. We find that given the most recent emission inventory, the atmospheric source of PFCAs is 6–185 tonnes per year globally and 0.1–2.1 tonnes per year to the Arctic.
Environmental significancePerfluorocarboxylic acids (PFCAs) are persistent environmental contaminants that bio-accumulate, and, along with their atmospheric precursor species, have been detected far from emission sources. Measurements of the deposition of PFCAs, especially over more than a year at a single location, are rare and spatially sparse. In this work, we present a global atmospheric model for simulating the atmospheric transport and deposition of PFCAs as well as their formation through the detailed chemistry of their atmospheric precursors. We use our model to estimate deposition of PFCAs globally through time, complementing the existing measurement record, and find that atmospherically generated PFCAs are the majority of remotely deposited PFCAs. We also show that the model can be used in combination with measurements to infer the importance of experimentally highly uncertain processes in PFCA formation chemistry. |
Long-chain PFCAs (lcPFCAs, perfluorinated chain length ≥7) are particularly important environmentally because the detrimental effects of PFCAs increase with chain length.2–4 Reducing lcPFCA emissions has been the intent of policy actions due to their health effects,17 resulting in decreasing direct emissions globally. In contrast, emissions of PFCA atmospheric precursors are rising,1 leading to an increasing importance of indirect environmental sources of PFCAs. Emissions may also be shifting toward shorter chain compounds (including precursor compounds), and short-chain PFCAs are still an environmental and health concern. Previous studies have modeled lcPFCA formation from the degradation of FTOHs in the atmosphere.15,16,18 However, other emitted atmospheric precursors exist in the form of other fluorotelomer compounds.1,12,19–21 These different precursors and emissions from the most recent comprehensive inventory1 have not been included in previous chemical transport models.
Wallington et al.18 simulated the atmospheric degradation of 8:2 FTOH using the IMPACT atmospheric chemistry model on a 4° × 5° global grid. They found that the yield of PFOA (C8) from its FTOH precursors ranges from 1% to 10% depending on time of year and location, but did not report PFNA (C9) or shorter-chain PFCA yields and deposition from the same precursors. Yarwood et al.,15 using a high-resolution (72 km × 72 km) atmospheric chemistry model with North American coverage, estimated yields of PFOA from FTOH degradation at approximately 6% on average due to precursor degradation and yields of PFNA of much less than 1%, but did not consider shorter chain PFCAs. Using a global-scale multispecies mass-balance model and simplified chemistry, Schenker et al.22 found that precursor atmospheric transport followed by degradation could contribute to observed Arctic PFCAs.
Thackray and Selin16 found using a detailed box model of updated chemistry that the capacity of the atmosphere to form PFOA and PFNA from fluorotelomer precursors in the absence of non-chemical removal varies over orders of magnitude based on the location and season due to strong dependence on the photochemical environment, and that in regions far from NOx pollution sources, the yields of PFOA and PFNA can be larger than 30%.
In this work, we present results from simulations of atmospheric PFCA formation and fate using the global chemical transport model GEOS-Chem. GEOS-Chem is a community-developed atmospheric chemistry model, which has transport governed by re-analysis meteorology and a spatial resolution conducive to site-specific comparisons. We simulate the most up-to-date chemistry available to our knowledge for the degradation of the emitted PFCA precursors 12:2, 10:2, 8:2, 6:2 and 4:2 FTOH, fluorotelomer olefin (FTO) and fluorotelomer iodide (FTI), as well as deposition and transport of the precursors, intermediates and end-products of the degradation chemistry with global coverage.
FT-aldehyde can be oxidized by OH or photolyzed to form peroxy and acylperoxy radicals. These radicals react with NO, NO2, RO2, and HO2 to form intermediates which can again react with OH and ultraviolet light (at wavelengths <350 nm), with further radical reactions leading to stable PFCAs or intermediates with reduced chain length.
Due to the solubility of PFCAs and some of the intermediates in their formation, wet deposition and scavenging are important non-chemical removal processes that we account for in our simulations. For wet removal, we use a scheme analogous to that for existing soluble GEOS-Chem species such as H2O2. Wet removal can occur as rainout and washout from both large-scale and convective precipitation, as well as scavenging in updrafts.25 Fluorinated species in the model partition to the aqueous phase according to their Henry's Law coefficients, assuming equilibrium. We calculate Henry's Law coefficients using the Henrywin application in the EPISUITE software package, which uses a group additive method for estimating the physicochemical properties of species for which experimental determinations are unavailable. For some highly fluorinated species, including FTOHs, this method can introduce errors in the magnitude of the Henry's Law coefficient.28 While different methods of estimation give Henry's Law coefficients differing by orders of magnitude, the estimates agree that precipitation will rapidly remove PFCAs present in the atmosphere, meaning that the fate of PFCAs in the model is much more strongly dependent on the presence of precipitation than the value of Henry's Law coefficients.
For emissions to air of FTOH, FTO, FTI, PFOA, and PFNA, we use the inventory of Wang et al.1 This inventory gives total fluorotelomer production estimates for the period 1962 to the present, as well as the fraction of total production accounted for by each homolog, which we use to calculate annual releases of fluorotelomer precursors. We assume that the proportion of released precursors is 48% FTOH, 48% FTO, and 4% FTI.1,27 The inventory gives constant average annual emissions for groups of years, and we interpolate these average values to result in smooth changes between years while conserving the inventory's total cumulative emissions. We assume that the global spatial distribution of emissions due to use and disposal of fluorotelomer products is the same as that of the anthropogenic emissions of NOx over land. This results in a pattern of emissions similar to those of Stemmler and Lammel29 who weighted their emissions by GDP.
Simulations are conducted for emission years 1960–2015, with meteorological fields corresponding to years 2012–2017, which are repeated in a cycle throughout the simulated period. We simulate minimum and maximum emission scenarios1 for both precursor and direct emissions, with and without the hydration reaction of perfluoroaldehyde, due to the reaction's high rate constant uncertainty and importance to odd-carbon-number PFCA formation.12 This reaction can take place either in the gas phase or heterogeneously, and only the upper limit of the reaction rate has been determined, for the gas phase.12 To calculate bounds on this reaction's importance, we perform simulations both with and without this gas-phase reaction at its upper-limit rate (see Table S1† for full list of model scenarios). Sea spray-generated particles have been shown to be a pathway of PFCA to the atmosphere from the ocean.30 We do not model this process here, but it could act as an additional source to the atmosphere as well as a pathway of re-suspension of previously deposited atmospheric PFCA.
At lower latitudes, rainwater concentration measurements and wet deposition fluxes are compared to modeled wet deposition fluxes at the corresponding locations and times. The complete list of rainwater observations is shown in Table S2.†
Fig. 1(b) shows the model-measurement comparison of wet deposition fluxes at mid-latitude locations. The extent of the bars for the measurements represents the mean and standard deviation between locations for each homolog, and the model bars represent the uncertainty in the mean over the same locations. All but three of the homologs, PFDoA (C12), PFDA (C10), and TFA (C2), show agreement within uncertainty between modeled and observed means. The model underestimates these three homologs, with TFA underestimated by an order of magnitude. The underestimate of TFA is likely due to the influence of additional TFA sources, including atmospheric oxidation of hydrochlorofluorocarbons and hydrofluorocarbons.12
Fig. 1(c) shows the model-measurement comparison for deposition to the Devon Ice Cap in the Canadian Arctic Archipelago. Each bar shows the average annual deposition flux for each PFCA homolog for the time period 1980–2015. The extent of the bars for the measurements represents the representativeness errors for the model-measurement comparison, which estimate variability within a grid box using spatial variability between grid boxes.50,51 The figure shows that the model agrees within uncertainty with the observed deposition of PFHxA (C6) and PFPeA (C5). The uncertainty bounds in the observations and model overlap for PFUnA (C11), PFDA, PFOA, and PFHpA (C7), but the model underestimates PFNA. Because of uncertainty in the perfluorinated aldehyde (PFAL) hydration reaction12 and the relatively direct pathway from the FTO precursor to odd-carbon PFCAs through this reaction, uncertainty in the rate of hydration makes uncertainty in odd-carbon deposition larger than the even-chain counterparts. In all three odd-even pairs (PFUnA-PFDA, PFNA-PFOA, and PFHpA-PFHxA), the observed deposition is on average 70% higher for the odd homolog (Fig. 1(d)). The model does not reproduce this and predicts more even-homolog deposition unless the perfluoroaldehyde hydration reaction is included. Including the hydration reaction increases the odd-even ratio above parity, but the observed ratios most resemble the modeled degradation of FT-olefins (including PFAL hydration) in particular. Full time-series comparisons for each homolog are shown in Fig. S1.† All modeled homologs show an underestimate in the 1990s. For all PFCAs except PFNA, the model reproduces the observed deposition in the 2000s. For PFNA, the model underestimates deposition for the whole time series. Direct emission of PFNA was also included and represents an additional source of uncertainty.
Over North America, we see a spatial pattern of PFOA consistent with the pattern simulated by Yarwood et al.,15 with the highest values over the eastern U.S. and decreasing deposition westward and northward. PFNA deposition (Fig. S2†) follows a very similar pattern to that of PFOA; previous work15 did not simulate the degradation of FTO to form PFNA.
Table 1 shows the fraction of total fluorinated precursor emissions that culminate in the deposition of each modeled PFCA for each fluorotelomer chain length group (with ranges bounded by the NO_HYDR and FTO_ONLY scenarios). This value is between 1 and 7% globally for PFOA, 1–16% for PFNA and longer-chain PFCAs, and 6–35% for the sum of PFHpA and shorter-chain PFCAs, depending on the precursor chain length and uncertainty in yields.
12:2 | 10:2 | 8:2 | 6:2 | |
---|---|---|---|---|
PFTA (C13) | 0.01–0.16 | 0.00 | 0.00 | 0.00 |
PFDoA (C12) | 0.05–0.07 | 0.00 | 0.00 | 0.00 |
PFUnA (C11) | 0.04–0.05 | 0.01–0.15 | 0.00 | 0.00 |
PFDA (C10) | 0.03–0.04 | 0.05–0.07 | 0.00 | 0.00 |
PFNA (C9) | 0.02–0.03 | 0.04–0.05 | 0.01–0.15 | 0.00 |
PFOA (C8) | 0.01–0.02 | 0.03–0.04 | 0.05–0.07 | 0.00 |
PFHpA (C7) | ≤0.01 | 0.02–0.03 | 0.04–0.05 | 0.01–0.15 |
PFHxA (C6) | ≤0.01 | ≤0.01 | 0.03–0.04 | 0.03–0.05 |
PFPeA (C5) | ≤0.01 | ≤0.01 | 0.01–0.02 | 0.02–0.03 |
<C5 PFCA | 0.03–0.05 | 0.02–0.05 | 0.04–0.10 | 0.04–0.12 |
Table 2 shows Arctic (>66 N) and mid-latitude total PFCA deposition due to direct emissions and the degradation of precursors over the period 1960–2015, bounded by NO_HYDR_LOW and FTO_HIGH scenarios. Globally, one of the largest cumulative depositions is that of PFOA (122–1632 t), due to its direct emission and the large fraction of fluorotelomer precursors emitted as 8:2 homologs, but in total, longer- and shorter-chain PFCAs are deposited in larger quantities globally than PFOA (74–4129 t and 124–4390 t, respectively). PFOA deposits to Northern Hemisphere mid-latitudes more than any other PFCA, but in the Southern Hemisphere, mid-latitude PFOA deposition (7–165 t) is less than that of PFNA (6–485 t) and PFHpA (8–272 t). Farther from direct emission sources, fluorotelomer degradation becomes the most import source of PFCA, and the C7 homolog has the added source from the 6:2 fluorotelomer precursors which cannot form C8 and larger PFCAs.
PFCA | Arctic | N.H. Mid-latitude | S.H. Mid-latitude |
---|---|---|---|
PFTA (C13) | 0.0–3.9 | 1.0–261.4 | 0.3–87.1 |
PFDoA (C12) | 0.1–2.2 | 5.3–118.1 | 1.5–33.9 |
PFUnA (C11) | 0.1–11.5 | 6.8–736.9 | 2.2–236.2 |
PFDA (C10) | 0.3–6.9 | 17.1–380.5 | 4.9–108.9 |
PFNA (C9) | 0.3–24.0 | 18.5–1575.7 | 5.7–484.8 |
(Direct) | 0.0–0.2 | 8.6–55.6 | 0.0–0.0 |
PFOA (C8) | 0.5–11.4 | 40.4–906.7 | 7.4–165.0 |
(Direct) | 0.2–1.6 | 73.6–546.9 | 0.0–0.0 |
PFHpA (C7) | 0.5–16.5 | 27.9–991.7 | 7.7–272.0 |
PFHxA (C6) | 0.4–10.5 | 21.8–607.5 | 5.7–159.8 |
PFPA (C5) | 0.2–5.7 | 9.0–325.6 | 2.2–80.9 |
PFBUA (C4) | 0.3–10.6 | 15.4–605.0 | 3.8–149.7 |
PFPRA (C3) | 0.2–7.3 | 10.8–422.8 | 2.5–97.9 |
TFA (C2) | 0.2–8.9 | 12.8–501.2 | 2.8–111.3 |
At mid-latitude sites, the relationship between modeled PFCA deposition and chain length follows the observed relationship between rainwater concentration and chain length. The rainwater concentration of a specific PFCA depends on two factors: (1) the relative atmospheric abundance of the PFCA and (2) its affinity for liquid water. Longer-chain PFCAs partition to water less and therefore will be less prevalent in rainwater at the same atmospheric abundance. At the same time, the PFCAs larger than PFNA also have lower emissions of their precursors and negligible direct emissions. PFOA is an outlier from this chain-length ordering in both model and observations because of direct emission having a large impact on its abundance, especially for Northern-Hemisphere mid-latitude measurements.
Our model predicts that high deposition rates of long-chain PFCAs occur over the equatorial oceans. Wallington et al.'s18 model predicted that the highest PFOA fractions would occur over the equatorial oceans and the Southern Ocean. We find a similar pattern which depends on the PFCA chain length. Over the equatorial oceans and the Southern Ocean, we calculate substantially higher fractions of C8 PFCA and longer than other regions of the globe. This echoes previous work16 that showed that these environments are conducive to long-chain PFCA formation.
We simulate deposition of both long- and short-chain PFCAs. Short-chain PFCAs have not been included in previous studies. Longer-chain PFCAs, however, are more bioaccumulative, and are therefore important to quantify. We show that both longer and shorter chain PFCAs are, on aggregate, globally deposited in larger quantities than PFOA and therefore should not be ignored when considering impacts of precursor emissions. As shorter chain PFCAs are less often measured than their longer-chain counterparts, our model fills a gap in the knowledge of the distribution of PFCAs.
We consider here only the degradation of 4:2 through 12:2 fluorotelomer precursors as well as direct PFOA and PFNA emissions, accounting for most of the proposed sources of atmospheric PFCAs. PFCAs can also be formed through the degradation of other precursor molecules (e.g. perfluoroalkanesulfonamides12). Sensitivity tests show that the distribution of emissions between different precursor compounds can affect yields of PFCA and thereby deposition. Fluorotelomer species other than alcohols, olefins and iodides are also emitted, but how large or small a fraction of the fluorotelomer total they comprise is uncertain. While we neglect them in the current study, the different chemistry of fluorotelomer acrylates and methacrylates, for instance, could yield different quantities of PFCA per unit emission than the precursors studied here due to their initial degradation reactions. Future consideration of these species could be important if they are found to be emitted in significant quantities. Degradation of fluorotelomer polymers in waste is a source of FTOH which we do not consider, but that has recently been shown to be relevant for environmental PFCA contamination.52,53 Non-polymeric compounds make up about half of the fluorotelomer production for C6, but 15% or less for other chain lengths.1 Some of these non-polymeric species may break down, after use and release, into simpler molecules such as FTI, FTO, and FTOH,1 but we neglect this as a source of atmospheric precursors in this study. The observations that we compare to our model represent the actual contribution of all these unquantified and quantified emissions, as well as the atmospheric processes both included in the model and omitted. Our comparison to observations shows a wide model uncertainty range that reflects this fact, and further work to build more model details would decrease uncertainty and increase comparability with observations. We do not include direct emissions of PFUnA and PFTA, which could contribute to our modeled wet deposition of PFUnA being underestimated compared to observations.
The chemistry of atmospheric PFCA formation and subsequent deposition is highly uncertain. The leading source of uncertainty in deposition across all PFCA homologs is the overall magnitude of precursor emissions. On top of this, the particular speciation of precursor emissions impacts the efficiency of PFCA formation and is also highly uncertain. Uncertainty in the rate at which perfluorinated aldehyde hydration occurs contributes significantly to the uncertainty in the atmospheric production of odd-carbon-number PFCAs and is unimportant for even-carbon homologs. Uncertainty due to unresolved processes such as oceanic aerosol generation, further precursor species, unquantified emission sources, and the spatial distribution of emissions could also potentially play an important role.
We estimate the source of PFOA to the Arctic to be 1–13 tonnes (0.02–0.24 tonnes per year average) over the simulated time period. Previous modeling work18 estimated the atmospheric indirect source of PFOA (0.4 tonnes per year) to the Arctic using a chemical transport model for a representative year with hypothetical emissions. While the chemistry simulated by that model was the most detailed of its time, it did not include the complete set of reactions used by our model. The hypothetical emission scenario used in that study for 8:2 FTOH is above more recent emissions estimates,1 but we include contributions from other chain lengths of precursors not included in that study. That work did not report the source of other PFCAs to the Arctic, which we calculate to be less than that of PFOA for each homolog longer than PFOA, but the sum of longer-chain PFCAs is larger than that of PFOA. Wania54 estimated with a zonally averaged transport model 150 kg per year deposited to the Arctic because of atmospherically generated PFCA. This falls within the uncertainty bounds of our modeled annual PFCA deposition to the Arctic.
Given the diversity of PFCA formation across the Northern Hemisphere and the spatial differences we see across the Arctic, as well as the deposition of atmospherically formed PFCA to the Southern Ocean, having global coverage in our model is an asset to quantifying both Arctic and global sources of PFCA. While detailed chemistry including most of our model's reactions was included in a regional-scale modeling study15 which focused on North American impacts of atmospherically formed PFCAs, the effect on the rest of the Northern Hemisphere was estimated as a single average quantity.
Globally, approximately 25% of fluorotelomer releases to air are deposited as PFCAs and 4% are deposited as PFOA specifically. At lower latitudes over land, this number is dominated by short-chain PFCAs. Long-chain PFCA deposition is on par with short-chain deposition over the equatorial oceans and the Southern Ocean. This comparatively high fraction of deposition as long-chain PFCAs agrees with yield calculations in previous work,16 which showed that conditions over the oceans far from NOx sources are conducive to large yields of PFNA and PFOA. While fluxes of PFCAs are lower at the southern latitudes, the longer chain PFCAs of more consequence make up a much higher fraction. This higher long-chain fraction at southern latitudes means that while total PFCA deposition rates are lower, there will be more bioaccumulation potential per PFCA molecule deposited.
Our work accentuates the importance of measurements of PFCAs at remote locations. Over the time period of the Devon Ice Cap measurements, more than half of the modeled PFOA and essentially all of the other PFCAs deposited in the Canadian Arctic come from precursor degradation rather than direct emissions, meaning that this remote area is key to our understanding of atmospherically generated PFCAs.
As a source to the Arctic, our work shows that while atmospheric production and deposition of long-chain PFCAs is potentially larger than previous estimates,54 it is likely that the atmosphere is secondary to ocean transport of directly emitted PFCAs. Previous estimates of ocean transport of directly emitted PFCAs to the Arctic (11–20 tonnes per year)54 are larger than our upper bound estimate of total annual Arctic deposition of PFCAs from the atmosphere (2.1 tonnes per year), though atmospheric transport could be larger for specific homologs.
We assume a spatial distribution of emissions which is correlated with NOx emissions. Given the relationship of reduced yields of longer chain PFCAs under higher NOx conditions,12,18 this assumption will lead to lower modeled atmospheric production of long-chain PFCAs than an emissions distribution which is less correlated with NOx emissions. This assumption, which leads to similar distributions as previous estimates29 is reasonable, but while much of the product use emissions will occur where the highest populations are, manufacturing sites of PFCA precursors are not located in the largest urban areas. This may mean that we underestimate the atmospheric yield of PFCA per emission.
While we use the most up-to-date chemistry available, the reactions studied are focused on fast photochemical reactions that are most prevalent during day-time conditions. Possible night-time chemistry of PFCA precursors, which has not been studied, is likely to be less important than the included chemistry under most conditions, but for polar winters, any reactions could create important differences for the production of PFCAs. We also do not resolve partitioning of PFCAs and their precursors to aerosol particles. Particle-bound PFCAs could experience transport differently than their gas-phase counterparts. Association with particulate matter becomes important for long-chain PFCAs and increases with chain length.55 For this particle association to become important, the PFCA must be able to dissociate into the ionic form, meaning that partitioning would be to aqueous aerosol in particular.55 We did not consider the acid and conjugate base speciation and partitioning of PFCAs in atmospheric aerosol.
The simulations of atmospheric PFCA formation and fate that we introduce in the GEOS-Chem model can be used in future work to investigate further elements of atmospheric PFCA formation, such as yet-unstudied gas-phase and heterogeneous reactions, future emission scenarios, and uncertainty in the spatial distribution of emissions.
Our model predicts a strong gradient in the long-chain to short-chain ratio moving from more-polluted to less-polluted air masses to be the signature of atmospheric formation of PFCAs via the degradation of precursors. The modeled deposition of PFCAs due to the degradation of precursors is highest close to sources, and near the equator and over temperate oceans, marking a continuing supply of PFCAs to the ocean even if their direct emissions cease entirely.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9em00326f |
‡ Harvard John A. Paulson School of Engineering & Applied Sciences, Harvard University, Cambridge, USA |
§ Institute for Data, Systems, and Society, Massachusetts Institute of Technology, Cambridge, USA |
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