Open Access Article
Nalinikanth
Kotagiri‡
abc,
Joshua
Sakon
cd,
Haewook
Han
ef,
Vladimir P.
Zharov
g and
Jin-Woo
Kim
*abc
aBio/Nano Technology Laboratory, Institute for Nanoscience & Engineering, University of Arkansas, Fayetteville, AR, USA. E-mail: jwkim@uark.edu
bDepartment of Biological & Agricultural Engineering, University of Arkansas, Fayetteville, AR, USA
cCell & Molecular Biology Graduate Program, University of Arkansas, Fayetteville, AR, USA
dDepartment of Chemistry & Biochemistry, University of Arkansas, Fayetteville, AR, USA
eDepartment of Electrical Engineering, Pohang University of Science & Technology, Pohang, Republic of Korea
fSchool of Interdisciplinary Bioscience & Bioengineering, Pohang University of Science & Technology, Pohang, Republic of Korea
gArkansas Nanomedicine Center, University of Arkansas for Medical Sciences, Little Rock, AR, USA
First published on 18th February 2016
Cancer nanomedicines are opening new paradigms in cancer management and recent research points to how they can vastly improve imaging and therapy through multimodality and multifunctionality. However, challenges to achieving optimal efficacy are manifold starting from processing materials and evaluating their intended effectiveness on biological tissue, to developing new strategies aimed at improving transport of these materials through the biological milieu to the target tissue. Here, we report a fluorescent derivative of a beta-lactam antibiotic, ampicillin (termed iAmp) and its multifunctional physicobiochemical characteristics and potential as a biocompatible shielding agent and an effective dispersant. Carbon nanotubes (CNTs) were chosen to demonstrate the efficacy of iAmp. CNTs are known for their versatility and have been used extensively for cancer theranostics as photothermal and photoacoustic agents, but have limited solubility in water and biocompatibility. Traditional dispersants are associated with imaging artifacts and are not fully biocompatible. The chemical structure of iAmp is consistent with a deamination product of ampicillin. Although the four-membered lactam ring is intact, it does not retain the antibiotic properties. The iAmp is an effective dispersant and simultaneously serves as a fluorescent label for single-walled CNTs (SWNTs) with minimal photobleaching. The iAmp also enables bioconjugation of SWNTs to bio-ligands such as antibodies through functional carboxyl groups. Viability tests show that iAmp-coated SWNTs have minimal toxicity. Bio-stability tests under physiological conditions reveal that iAmp coating not only remains stable in a biologically relevant environment with high protein and salt concentrations, but also renders SWNTs transparent against nonspecific protein adsorption, also known as protein corona. Mammalian tissue culture studies with macrophages and opsonins validate that iAmp coating affords immunological resistance to SWNTs. Furthermore, iAmp coating offers protection to SWNTs against their nonspecific adsorption across disparate cell types, which has precluded a targeted strategy, and enables selective molecular targeting. The iAmp can therefore be used as an efficient dispersant, a photostable fluorescent agent, and a biocompatible disguising agent, alleviating CNTs’ drawbacks and rendering them suitable for nanotheranostic and drug delivery applications.
Here, we introduce a fluorescent derivative of ampicillin (termed iAmp), a beta-lactam antibiotic, and its physicobiochemical characterization. We demonstrate that the iAmp plays a triple role as a highly effective dispersant, a photostable fluorescent labeling agent, and a biocompatible disguising (stealth) agent against innate immune responses as well as protein corona, to alleviate the drawbacks of nanomaterials and enables us to realize their full potential for biological and biomedical applications, particularly nanotheranostics and drug delivery.
As a proof-of-concept, we selected carbon nanotubes (CNTs), widely known for their superlative properties and a challenging material to process for biomedical applications.8 CNTs, particularly singled-walled CNTs (SWNTs), and their hybrids have shown great potential for cancer theranostics such as photothermal (PT) therapy, photoacoustic (PA) imaging, drug delivery, as well as reducing the load of bacteremia among many explorative studies.9–24 The challenges ahead partly stem from unresolved issues such as their poor biocompatibility, low solubility due to their hydrophobicity, and dispersibility in biologically relevant physiological solvents.25–27 One of the most common strategies to render CNTs biocompatible and dispersible in aqueous solutions is to use shielding agents such as surfactants, polymers, polysaccharides, proteins, and DNA.3,18,24,28–30 Among the shielding agents, the most commonly used are surfactants. However, surfactant dispersed CNTs are often difficult to handle since significant flocculation can occur in inadequately optimized preparations,31 thus compromising imaging and downstream processes.
Besides improving the solubility and biocompatibility of CNTs, there are other considerations such as interactions with body fluids (i.e., human blood, plasma, and serum) and circulation half-life that will be impacted directly by the coating material. CNTs are known to be recognized by the body's immune system and are primed for quick elimination.32 To realize the potential of CNTs for pharmaceutical and medical theranostic applications, novel coatings that can render CNTs transparent to the immune system are required. Traditionally, polyethylene glycol (PEG) is used to help CNTs evade the protein corona as well as the mononuclear phagocyte system (MPS). As noticed in many synthetic materials, there are risks of an adverse reaction against PEG. Recently, PEG–SWNT hybrids are not only reported to elicit concentration and surface density dependent cytotoxicity caused by oxidative stress,33 but phospholipid–PEG moieties are also shown to be responsible for complement activation by CNTs, triggering the lectin pathway.34 Hence, there is a need for alternative shielding strategies that provide not only biocompatibility and solubility in biologically relevant solutions but also a “stealth” character to CNTs.
Fluorescent ampicillin-like molecules have been synthesized in the past.35 However, complex reaction conditions were required. Moreover, the chemical structures of these derivatives were not fully characterized. Our reported technique is much simpler and cost effective. Several groups have demonstrated the adsorption of various antibiotics, such as sulfonamides, quinolones, anthracyclines and beta-lactams, on CNTs through π–π interaction.36–39 Antibiotic-coated CNTs were primarily intended for anti-bacterial and anti-cancer treatment, where CNT served as a transporter of the active agent. In this study, we have used an inactivated antibiotic, i.e., iAmp, which has properties distinct from those of the parent compound, primarily for the structural and functional enhancement of CNTs. Specifically, we used the iAmp to disperse and render SWNTs biocompatible and fluorescent. We also demonstrated its utility particularly for nanotheranostics by showing that the iAmp is able to disguise SWNTs from opsonins and prevent phagocytosis by macrophages. The work here thus shows iAmp as a highly biocompatible and versatile shielding agent, offering much promise for the realization of nanoparticle-based nanotheranostics and drug delivery.
The bio-stability of iAmp–SWNTs was evaluated by testing whether iAmp–SWNTs remained stable in the biologically relevant environment after incubating them in EMEM with 10% FBS at 37 °C and 5% CO2 for 10 days. Controls, including SWNTs only in water and iAmp–SWNTs in 0.1 M PBS buffer (pH 7.4), were also incubated for 10 days at 37 °C and 5% CO2. After incubation, the samples were purified using the Harvard Apparatus Ultra-Fast Dialyzer with a 50 kDa MWCO cellulose acetate membrane in 0.1 M PBS buffer (pH 7.4) for 24 h at 25 °C. The bio-stability of the iAmp coating was determined by assessing the fluorescence intensity of iAmp–SWNTs in each sample using fluorospectrometry and their dispersity using Atomic Force Microscopy (AFM) as detailed below. Again, the 10-day extended incubation time was chosen to allow sufficient time for the influence, if any, of the physiological conditions containing high protein and salt concentrations (e.g., that in blood) on the stability of iAmp coating.
Atomic force microscopy (AFM) imaging was carried out with a Veeco Multimode Scanning Probe Microscope with a Nanoscope IIIa Controller (Veeco Instruments, Woodbury, NY). For AFM sample preparation, 25 μl of each sample solution was mixed with 25 μl of DI water and 5 μl of the mixture was dispensed on a mica substrate (Novascan, Ames, IA). All samples were scanned in the tapping mode in air with a NanoWorld Pointprobe® NCSTR AFM probe (NanoWorld AG, Neuchâtel, Switzerland), which is designed for soft tapping mode imaging and enables stable and accurate measurements with a reduced tip–sample interaction, in order to obtain high-resolution AFM images with minimal sample damage. The sample scan rate was 1.0 Hz with an aspect ratio of 1
:
1. The force constant of the tip for scanning was 7.4 N m−1. The free resonance frequency of the cantilever was automatically tuned by Nanoscope Software (version v5.31r1; Veeco Instruments).
Phase-contrast and transmittance microscopy were performed using a light microscope (Axioskop 2 Plus, Carl Zeiss, Inc., Germany) equipped with a 12-bit Color MicroImager II Cooled digital camera (QImaging, Burnaby, Canada) with a resolution of 1.3 million pixels. The 100× or 63× oil immersion objectives (Carl Zeiss) were used to visualize and acquire the images and their sequences with a digital image and video recording software, StreamPix (Norpix, Inc., Montreal, Canada). The light microscopy system was additionally equipped with two filter sets consisting of band-pass filters covering 450 to 490 nm (FITC, Carl Zeiss) and 350 to 370 nm (DAPI, Carl Zeiss) for exciters and absorbance filters covering wavelengths of 515 nm (FITC, Carl Zeiss) and 400 nm (DAPI, Carl Zeiss).
Pure CNTs are highly aggregated, long, and bundled structures that are held together by weak van der Waals forces. The iAmp-coated SWNT solution, obtained on sonicating an admixture of pristine SWNTs with iAmp, acquired a uniform dark coloration, suggesting that there was a profound increase in the solubility of SWNTs (Fig. S1 in the ESI†). The iAmp-coated SWNTs remained photostable and dispersed in water. The UV/vis absorption spectrum displayed the characteristic Van Hove peaks of SWNTs, suggesting the separation of bundles and complete dispersion in an aqueous solvent as individual tubes (Fig. 2a, red line). This phenomenon was unique to iAmp and was observed neither for ampicillin (Fig. 2a, green line) nor for other beta lactam antibiotics such as amoxycillin and penicillin G (Fig. S1†). AFM was used to further analyze the high degree of dispersion after purification of iAmp–SWNT conjugates from unbound iAmp. AFM scans of pristine SWNTs coated with iAmp showed uniformly dispersed long SWNTs on the mica surface (Fig. 2b, left). AFM section analysis revealed the diameter to be 1.2 nm on an average (Fig. 2c, top). Given the diameter of individual SWNTs is 0.8–1.2 nm, this result confirms that SWNTs were disbanded completely. In contrast, dispersed and shortened SWNTs (dsSWNTs) in water (i.e., neither surfactants nor iAmp), prepared through sonication in an acid mixture (H2SO4 + HNO3),18,24 did not display the Van Hove peaks; thus, were not completely unbundled. Conventionally, surfactants such as triton-X, sodium dodecyl sulfate (SDS), and sodium dodecylbenzenesulfonate (NaDBS) are used to fully disperse SWNTs after such chemical oxidation.29,30,40 However, the surfactant-coated SWNTs, besides proving cumbersome for high resolution scanning probe and electron microscopy, can denature lipids and proteins, thus precluding them from biomedical studies. Also, surfactants do not confer any additional traits, which could otherwise potentially expand the range of applications. After treating dsSWNTs in water with iAmp, AFM scans yielded a similar result as iAmp-treated pristine SWNTs (Fig. 2b, right), displaying uniformly dispersed SWNTs with a diameter of 1.2 nm on an average (Fig. 2c, bottom). For the rest of the study, the iAmp-coated dsSWNT hybrids were used only because of the relative size uniformity of dsSWNTs as reported previously.30
To understand the binding mechanism of iAmp to SWNTs, its structure was elucidated. 1H nuclear magnetic resonance (NMR) spectroscopy was performed on iAmp dissolved in D2O. As shown in Fig. S2 in the ESI,† the chemical shifts are labeled according to the corresponding hydrogen atoms. A comparison of the 1H NMR spectrum of ampicillin (Fig. S2a in the ESI†) and that of iAmp (Fig. S2b in the ESI†) highlighted that H-10 was absent in iAmp, while all the other chemical shifts were invariant. The structure of iAmp must resemble ampicillin except for H-10. Isoelectric focusing demonstrated that the net charge of iAmp is negative (Fig. S3 in the ESI†), perhaps due to the loss of an amine group at C-10. Yet, Fourier transform infrared (FTIR) spectroscopy performed on dried samples of iAmp and ampicillin resembled each other (Fig. S4 in the ESI†). The high-performance liquid chromatography (HPLC) chromatograms of iAmp showed distinct absorption peaks at 340 nm (Fig. S5 and S6 in the ESI†). Subsequent liquid chromatography-mass spectrometry (LC-MS) yielded the molecular weight (MW) of iAmp to be 348.8 Da (Fig. S7, top in the ESI†) and the MW of ampicillin to be 349.7 Da (theoretical mass is 349.4 Da) (Fig. S7, bottom in the ESI†). One less nitrogen atom in iAmp was assumed based upon the “nitrogen rule”.41
The pH of the ampicillin solution was measured as 7.7 and that after the formation of iAmp upon heating was 8.75. This increase in pH could partly be due to the consequence of deamination. An ammonium assay was performed to quantitate ammonia in solution (see the ESI†). Ammonia is measured as a function of oxidation of nicotinamide adenine dinucleotide phosphate (NADPH). A decrease in the absorbance of the sample at 340 nm is an indicator of ammonia in solution. Upon modifying 5 mg ml−1 of ampicillin to iAmp, 0.27 mg ml−1 of ammonia was produced. The chemical reaction can be written as:
Evidence is consistent with the occurrence of oxidative deamination at the C-10 position of ampicillin, resulting in fluorescent iAmp (Fig. 3a). The extended conjugate system of iAmp not only imparts the unique blue fluorescence but also facilitates π–π interaction with SWNTs (Fig. 3b). As reported earlier, π–π interaction of small molecules with SWNTs is a stable interaction, preventing desorption from the nanotube surface in aqueous solutions over prolonged durations.42 Noncovalent functionalization of small molecules such as pyrene also resulted only in a partial loss of fluorescence upon binding to SWNTs, due to charge transfer mechanisms.43 The imaging and tracking of noncovalently bound pyrene–SWNT conjugates, in situ, using fluorescence microscopy was still highly feasible, notwithstanding the moderate degree of fluorescence quenching.30,40 Similarly, epi-fluorescence microscopy was used to evaluate the in situ photostability of iAmp–SWNTs. The iAmp–SWNTs were visualized at 100× magnification using the DAPI filter. Bright rod-shaped fluorescent particles were observed with an exposure time of 250 ms (Fig. 3c) with a minimal fluorescence quenching. The long fluorescence half-life could be due to minimal spectral overlap in the emission spectra of iAmp and absorption spectra of SWNTs. The advantage of using iAmp is that it can disperse SWNTs, in addition to serving as a fluorescent tag.
Of note is the fact that the iAmp exhibited a marked decrease in its fluorescence intensity under acidic conditions. A ∼50% decrease in the intensity at pH = 4.4 was registered (Fig. 3d). The fluorescence intensity returns to normal on titrating the pH back to 7.2. A similar behavior was observed with the iAmp–SWNT complex as well. One can envisage the use of these complexes as pH sensitive sensors.
Cell viability and proliferation assays revealed no apparent adverse toxicity effects on live cells after their exposure to various concentrations of iAmp and iAmp–SWNTs for 10 days (Fig. 3f and S8 in the ESI†), suggesting that the iAmp coating improves the biocompatibility of CNTs with minimal cytotoxicity. No non-specific association between the mammalian cells and iAmp–SWNT adducts, after the 10-day incubation period, was observed, implying that the iAmp coating offers protection to SWNTs against their nonspecific adsorption across disparate cell types, therefore enabling selective molecular targeting by functionalizing the adducts with biomarker specific ligands.
The bio-stability of iAmp–SWNTs was further tested under physiological conditions containing high salt and protein concentrations found in the blood, by exposing them to PBS and EMEM with 10% FBS at 37 °C and 5% CO2 for 10 days, respectively. Fluorescence measurements revealed that the fluorescence intensity of iAmp on SWNTs remained stable even after 10 days of incubation (Fig. S9a–c in the ESI†). Also, AFM scans yielded a similar result as the control iAmp–SWNTs (Fig. 2b), displaying uniformly dispersed SWNTs without noticeable aggregations or association of proteins (Fig. S9d in the ESI†). This indicates that the iAmp coating, through π–π interaction with SWNTs, remains stable in such a high protein and salt environment, which typically displaces surface moieties rapidly from nanoparticles if the associations are weak. Also, this suggests that the iAmp coating could allow SWNTs to possess favorable surface properties, alleviating protein corona formation and enhancing circulation persistence and biodistribution.
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| Fig. 4 (a) Schematic of the covalent carbodiimide-based coupling of Ab to iAmp–SWNT. Note that the schematic does not reflect the actual object sizes. (b) Phase AFM image of iAmp–SWNTs after Ab conjugation (iAmp–SWNTs–IgG). Notice the uneven ‘bumpy’ surfaces of SWNTs in contrast to iAmp–SWNTs in Fig. 2b, right. Scale bar represents 200 nm. (c) AFM height image (left) and section analysis plot (right) showing the diameter of three different iAmp–SWNT–IgG constructs in the field. Notice the marked increase in the diameter compared to that of iAmp–SWNTs in Fig. 2c. The average diameter is ∼7.1 nm. (d) Phase AFM images of iAmp–SWNT admixed with IgG to observe their non-specific interaction. Notice iAmp–SWNT adducts can be identified as distinctly separate from the unbound IgG moieties (top). Scale bar represents 500 nm. Magnified phase AFM image clearly demonstrates the absence of nonspecific adsorption of IgG on the surface of iAmp–SWNT (bottom). Scale bar represents 100 nm. (e) Phase AFM images of dsSWNT admixed with IgG. Notice dense aggregations of IgG on the SWNT surface (top). Scale bar represents 500 nm. Magnified phase AFM image shows dense aggregates of IgG on the surface of dsSWNT due to non-specific adsorption of IgG on the hydrophobic sidewall of SWNT (bottom). Scale bar represents 100 nm. | ||
:
1. We assumed that an opsonin/SWNT concentration ratio of 4
:
1 would ensure tagging of all the SWNTs in solution. The IgG was labeled with a fluorescent dye, fluorescein isothiocyanate (FITC), to enable the tracking of the dsSWNT control and iAmp–SWNT complexes in vitro for their interactions with the opsonin. The particles were preincubated with the opsonins, IgG–FITC and/or C3b, before introducing them into macrophages, to ensure their interactions with the opsonins. The samples pre-conjugated with IgG and IgG–FITC were also assessed to confirm the downstream targeting functionality. Using fluorescence microscopy, the localizations of particles with respect to macrophages were evaluated. Macrophages incubated with the control, dsSWNTs, after preincubations with both IgG–FITC and C3b or IgG–FITC alone, remain highly fluorescent (Fig. 5a, right). This is indicative of the opsonization of dsSWNTs and subsequent internalization by the macrophages. Light microscopy revealed a grainy cytoplasm and an irregular cell membrane (Fig. 5a, left), characteristic signs of ‘loaded’ cells (Fig. 5d, schematic). A similar irregularity was noticed in macrophages with dsSWNTs after preincubations with C3b only (Fig. S11 in the ESI†). However, there was no fluorescence observed in macrophages incubated with iAmp–SWNTs in the presence of opsonins (Fig. 5b, right) and no irregularity was noticed from macrophages (Fig. 5b, left). Also, there was no uptake of trypan blue dye by these cells proving that the cells were viable and the iAmp–SWNT constructs were nontoxic. Trypan blue is a vital stain used to stain dead cells blue. Similarly, there was no significant intracellular fluorescence emanating from macrophages when tested with the IgG–conjugated iAmp–SWNTs, except for the hardly distinct autofluorescence of cells and backgrounds in the emission/excitation range of the DAPI filter (Fig. S12 in the ESI†). Furthermore, no fluorescence was observed in macrophages when assessed with iAmp–SWNT–IgG–FITC to avoid any possibility of masking and attenuation of iAmp fluorescence by the background autofluorescence (Fig. 5c). These results demonstrate that iAmp is shielding the SWNTs from opsonins and eventually preventing phagocytosis by macrophages (Fig. 5d). This phenomenon can be mainly attributed to the decrease in van der Waals and hydrophobic forces on the SWNT surface, which are primarily implicated in their strong interaction with cell surfaces. While PEGylation is also known to efficiently shield SWNTs from opsonins, by itself it is not an efficient dispersant and does not fluoresce, therefore lacking the versatility of iAmp.
As reported in our earlier work,24 we hypothesized that either IgG or C3b could be implicated in exclusively tagging foreign particles and results in particles being recognized and phagocytized by macrophages. Based on the results in this study, we suggest the following. (1) Particles tagged by C3b or IgG alone can be primed for recognition and internalization by macrophages. Particularly, since complement receptor 1 (CR1), on the surface of macrophages, does not require C3b to be in any particular orientation for recognition and binding purposes, it is important that SWNTs and nanoparticles in general have an opsonin resistant coating. (2) The reason the Ab-conjugated iAmp–SWNT was not internalized even though it was functionalized with IgG, has to do with the orientation of the IgG on the SWNT surface. Macrophages have receptors for the Fc region of IgG. No internalization will occur if the orientation of Ab on the SWNT is such that the Fc region is inaccessible for binding to the receptors. There is no such guarantee for the nonspecifically adsorbed Ab as noticed with the dsSWNT control in the presence of IgG only, suggesting that careful consideration should be given while designing probe and targeting systems that use Ab as a homing moiety. Our site-specific Ab conjugation strategy on the surface of iAmp–SWNTs did not lead to internalization by macrophages. We can therefore infer that the majority of the conjugated IgG were oriented with the Fc region concealed or not conducive for recognition by macrophages. Also, our Ab functionalization, using tailored surface chemistry through a specific covalent linkage, enables the Fab region to be favorably oriented and to retain its binding capacity for molecularly targeted theranostics.
Footnotes |
| † Electronic supplementary information (ESI) available: Details of quantum yield estimation and physicobiochemical analyses to assess the mechanism of iAmp synthesis and its chemical structure as well as the cytotoxicity and bio-stability of iAmp and iAmp-SWNT hybrids. See DOI: 10.1039/c5nr08686h |
| ‡ Current address: Department of Radiology, Washington University School of Medicine, St. Louis, MO, USA. |
| This journal is © The Royal Society of Chemistry 2016 |