Open Access Article
Julie
Queffelec
*ab,
Maria Dolores
Torres Pérez
*a,
Herminia
Domínguez
a,
Giulia
Ischia
b and
Svitlana
Filonenko
b
aCINBIO, Universidade de Vigo, Department of Chemical Engineering, Faculty of Sciences, Campus Ourense, Edificio Politécnico, As Lagoas, 32004, Ourense, Spain. E-mail: matorres@uvigo.gal
bMax Planck Institute of Colloids and Interfaces, Department of Colloids Chemistry, Am Mühlenberg 1, 14476 Potsdam, Germany
First published on 16th May 2025
Natural eutectic solvents (NaESs) for the valorization of biomass have been gaining interest in recent years. However, almost no study is available on their impact on the physicochemical and mechanical properties of polysaccharides and their plasticizing power during extraction. In this work, microwave-assisted extraction was combined with hydrophilic NaESs to intensify the extraction process of polysaccharides from the lichen Evernia prunastri, modifying their mechanical properties to obtain viscoelastic materials. With this integrated extraction/formulation process, the energy consumption and production time were reduced by 35% and 23%, respectively. Four solvent systems, namely, sorbitol
:
betaine, lactic acid
:
betaine, glycerol
:
betaine and oxalic acid
:
proline, were tested. The maximum polysaccharide extraction yield of 44.31% was obtained with oxalic acid
:
proline at 100 °C for 5 min. For lactic acid
:
betaine and glycerol
:
betaine, the highest yields were reached at 120 °C for 15 min (35.93% and 32.93%, respectively). The type of eutectic solvent chosen had a significant impact on the physicochemical and mechanical properties of the extracted polysaccharides. With glycerol
:
betaine, polysaccharides with higher molecular weights were obtained. Directly drying after the extraction, a flexible material was obtained, exhibiting elastic behavior under deformation, with a Young's modulus of 20.6 MPa and a maximum deformation of 94%. With lactic acid
:
betaine, a material exhibiting a plastic deformation of up to 245% and less resistance (Young's modulus of 12.1 MPa) was obtained. With oxalic acid
:
proline, the material exhibited elastic deformation of up to 24% and a Young's modulus of only 9.9 MPa. A particular interest was also given to the valorization of the residual solid obtained from the extraction into high-value-added artificial humic substances.
Green foundation1. This work sets a precedent for the intensification of natural polysaccharide extraction and formulation, combining them into one step using natural eutectic solvents. A particular effort was also made to follow a biorefinery approach.2. Using NaDESs, polysaccharides can be extracted and formulated into plasticized materials, reducing the energy and time consumption by 35% and 23%, respectively, compared with traditional polysaccharide formulation and with mechanical properties varying with the eutectic used. The formulated polymers can be used as coatings or bioplastic materials. 3. This work describes a combined approach to polysaccharide isolation and formulation for the first time. The work encourages further investigation into adjusting the process for biorefinery schemes, adapting it to other natural biomasses, and optimization of the coating applications. Studying the recycling of the eutectics after use would also be highly valuable for improving the process. |
:
lauric acid was used in biphase with water to extract lichen's polysaccharides, the energy consumption of the formulation of film was estimated to be 16.5 kW h (ref. 13) (5 h of freeze-drying at 1300 W, heating and stirring at 70 °C for 2 h, 500 W to dissolve the polysaccharides and drying the films in an oven at 40 °C for 24 h, 1500 W with a duty cycle of 25%). Current challenges regarding energy and resource consumption lead us to redesign our production processes to make them more efficient. Process intensification may be a way forward. As some NaDESs are good solvents for biomass and exhibit plasticizing effects, it has been hypothesized that new polysaccharide-based materials with enhanced mechanical properties might be obtained directly from the extraction. This combined effect of eutectics as solvents and plasticizers at the same time has never been studied yet. The elimination of some of the typical steps for polysaccharide formulation would thus improve the energy and time efficiency of film production. To follow a biorefinery approach and upgrade all fractions of the lichen, a particular focus was also placed on valorizing the residual solid after the eutectic extraction by studying the production of artificial humic substances (AHSs). AHSs are complex heterogeneous, high-molecular-weight compounds synthesized from biomass through an innovative hydrothermal process called hydrothermal humification.34,35 The AHS conventionally consists of three fractions: humin (the solid fraction), humic acid (the solid recovered from the base extract via acidic precipitation), and fulvic acid (the liquid phase). AHS mimics the natural counterpart contained in soil. Their research is in its early stages, and there is an increasing interest in their potential means of tackling soil-related issues in agriculture.35 Indeed, thanks to their functional groups that can complex and chelate minerals, they play a key role in micronutrient transport within the soil and increase their availability to plants.36
The aim of this work was to evaluate the performance and plasticizing properties of different eutectics for the microwave-assisted extraction of cell-wall polysaccharides from the lichen Evernia prunastri, how their composition influences the structure of polysaccharides and to what extent, they can change or even improve their mechanical performance compared to those extracted by hydrothermal microwave extraction. The valorization of the residual solid after the eutectic extraction through the production of high-value-added AHS was also explored. The authors are not aware that similar works using eutectics as extraction solvents and plasticizers to obtain ready-to-use polysaccharides, with different mechanical properties in function of the eutectic used, have been explored.
:
Bet and OA
:
Pro) were selected, as they were leading to interesting extraction yields of polysaccharides from lignocellulosic materials,25–27 as well as compounds known for their plasticizing properties such as glycerol and sorbitol.37 Lastly, particular interest was paid to betaine. Indeed, as a zwitterion, it could be thought that the ionic interaction between betaine molecules would be much stronger than the hydrogen bonds responsible for eutectic solvent formation. However, the shielding of the positive charge by methyl groups makes it an excellent hydrogen bond acceptor, which is worth studying.38 Betaine is moreover a safe compound, produced on an industrial scale from renewable sources (by-product of sugar production), already used in healthcare product formulations. However, OA
:
Bet, FA
:
Bet and CA
:
Bet (after any kind of mechanical stress) turned into solids. In addition, a LA
:
Pro mixture get colored even if no heat was applied. It was, then, decided to continue working on OA
:
Pro, Sorb
:
Bet, LA
:
Bet and Gly
:
Bet. The visual aspect of the solvents is displayed in Fig. 1.
The usually high viscosity of eutectic solvents can make them difficult to manipulate. Indeed, the NaDES presented high resistance to flow, especially OA
:
Pro and Sorb
:
Bet with shear viscosities at 25 °C higher than 1000 Pa s and 100 Pa s, respectively (Fig. 2). For this reason, water (in a molar ratio of 5) was required to be added to the aforementioned systems. The molar ratios of 0.8, 2, 8 and 9.2 were also tested, but 5 molar was the lowest water amount for which an acceptable viscosity was reached for all solvents. A strong impact of temperature on the viscosity typical for ionic solvents was observed. The addition of water lowered the influence of temperature on the viscosity and caused its decrease up to 0.03 Pa s for LA
:
Bet and Gly
:
Bet and up to 0.1 Pa s for OA
:
Pro and Sorb
:
Bet (Fig. 2). Although the addition of water in eutectic solvents is widely used to solve the viscosity issue, a too high amount of water can lead to obtaining a solution instead of a tertiary system. DSC and FTIR spectra were performed to study whether a tertiary eutectic system or a dilution was obtained after the addition of water.
DSC heating and cooling thermograms of the eutectics with (dash) and without (continuous) water are displayed in Fig. 3A and B. (Note that OA
:
Pro
:
H2O was not homogeneous at less than 35 °C, so only the DSC analysis of OA
:
Pro was performed. Hence, the results are not demonstrated for this solvent.) All systems exhibit the typical glass transition specific to eutectic solvents, characterized by a change in the heat capacity, at −45.2 °C, −74.7 °C, −23.4 °C, and −25 °C, respectively, for LA
:
Bet, Gly
:
Bet, OA
:
Pro and Sorb
:
Bet. As observed by ref. 39 and 40, these glass transition temperatures shifted to lower temperatures (−83.5 °C, −96.5 °C and −74.8 °C, respectively) when water was incorporated into the binary NaDES. The drop in phase transition temperature of these eutectic solvents with the addition of water can be explained by the plasticizing effect of water.41 Water hydroxyl groups interact with those of the solvent, destabilizing its supramolecular structure and increasing the mobility of the compounds, resulting in a decrease in the glass transition temperature.42 In addition, no thermal effect from separate components was observed, meaning that tertiary eutectic solvents were indeed obtained by the addition of water.39,43
The FTIR spectra of the different solvents with (dash) and without (continuous) water are shown in Fig. 3C. Regardless of the presence of water, all solvents have the same characteristic peaks. For lactic acid and betaine, C
O stretching of the lactic acid carboxyl group at 1725 cm−1 and COO− asymmetric stretching of betaine at 1612 cm−1, C–N stretching from the quaternary ammonium group of betaine at 1124 cm−1 and C–O stretching at 1035 and 1208 cm−1 of the hydroxyl and carboxyl groups of lactic acid, respectively, were described by Tang Weiwei 2019. For glycerol and betaine, the peak at 1040 cm−1 may be due to the C–O stretching vibration of the hydroxyl group of glycerol, the C–N stretching vibration at 1112 cm−1, C–O stretching at 1241 cm−1 and COO− asymmetric stretching at 1622 cm−1 and symmetric stretching at 1335 and 1393 cm−1 for betaine.44 The C–O stretching vibration of sorbitol hydroxyls is observed at 1042 cm−1, and C–N, C–O and COO− stretching at 1126, 1239 and 1618 cm−1 for betaine. Regarding oxalic acid and proline, C
O stretching of the carboxyl group of oxalic acid and proline can be seen at 1718 and 1614 cm−1, C–N stretching of amine from proline at 1037 and 1091 cm−1 and C–O stretching of the carboxyl group of oxalic acid at 1208 cm−1. The addition of water broadens the peak at 3000–3500 cm−1, the region for the OH group vibration. Some shifts in characteristic peaks are also observed after the addition of water. The most obvious ones being shifts from 1208 to 1217 cm−1 and from 1208 to 1220 cm−1 of the C–O stretching vibration of oxalic acid and lactic acid probably due to changes in hydrogen bonds associated with the addition of water.45 The microwave heating profiles (40 W, 1 min) of the different eutectic solvents (0.8 g) with (dash) and without (continuous) water are displayed in Fig. 3D. As ref. 43 and 46 also observed, there is a decrease in the microwave heating efficiency with the addition of water in the eutectic solvents. All eutectics (binary and tertiary) exhibit a much higher overall heating rate than water only, making them efficient solvents for microwave heating. Even though eutectics without water reach a much higher final temperature than those with water, two strongly different trends can be observed on their heating profiles. At the beginning, all the eutectics with water have a higher heating rate. They reach 80 °C in less than 30 seconds, whereas binary NaDES reach only 35–45 °C. However, tertiary eutectics face a drastic decrease in their heating rate and only reach 100 °C after 1 min, when binary solvents face an increase in their heating rate and can reach up to 140 °C. Exception is made for OA
:
Pro
:
H2O that, even facing a decrease in its heating rate, still reaches 160 °C. This behavior may come from the high value of the Kamlet–Taft dipolarity/polarizability (π*) parameter presented in Table 1. It means that the electron distribution can be easily distorted by an external electric field, leading to an increase in the dipolar rotation mechanism. González-Rivera et al. (2021)12 also studied the microwave absorption behaviour of a eutectic made with oxalic acid (ChCl
:
OA), as they observed particularly good extraction properties for this solvent. They showed that the microwave response of the eutectic was increasing with the increase in the microwave power, indicating its good microwave absorption properties. This high absorption power was also associated with the high dipolar/polarization of the solvent, correlated with a high π*. Second, the potential formation of oxalate anions may increase the ionic conduction, resulting in a higher heat generation. The low heating rate of the binary solvents at the beginning may be explained by their very high viscosity (Fig. 1). A too high viscosity may result in slower heating, as molecular movements and heat dissipation are more difficult than in systems with lower viscosity. However, as shown in Fig. 2, the shear viscosity of binary eutectics drastically decreases with the increase in temperature, which may explain the increase in their heating rate after reaching 50–60 °C. However, many factors can positively or negatively affect the ability of solvents to absorb microwaves (characterized by the dielectric constant) and dissipate the energy as heat (characterized by the dielectric loss). The large difference in the solvent heating rate with and without water after 30 s is probably due to a combination of these factors. Indeed, the addition of water is likely to increase the specific heat capacity of the system, resulting in a slower heating rate. Moreover, water may disrupt the hydrogen bonds established between the binary solvents, reducing their dielectric properties.46,47 Although the presence of water decreases the overall heating rate of the solvents, it is required to improve their usability.
| Solvent | E NR | π* | α | β |
|---|---|---|---|---|
| Water | 48.62 | 1.100 | 1.140 | 0.475 |
LA : BET : H2O |
49.29 | 1.142 | 0.967 | 0.550 |
GLY : BET : H2O |
48.87 | 1.184 | 1.032 | 0.575 |
SORB : BET : H2O |
48.96 | 1.057 | 1.094 | 0.718 |
OA : PRO : H2O |
44.67 | 1.472 | 1.762 | 0.228 |
:
Bet
:
H2O have statistically a significantly higher Mn (5.25 × 104–6.82 × 104) and Mw (1.85 × 105–2.33 × 105) than those extracted with the other eutectics (p-value of one-way ANOVA and Turkey tests <5%) and a homogeneous high polydispersity index (3.34–3.99). Polysaccharides with a wide range of globally high molecular weights were then extracted. On the contrary, Mn and Mw of the polysaccharides extracted with OA
:
Pro
:
H2O and LA
:
Bet
:
H2O are globally lower, respectively, between 2.40 × 104 and 4.18 × 104 and 2.71 × 104 and 5.23 × 104 g mol−1 for Mn and between 7.87 × 104 and 1.89 × 105 and 9.19 × 104 and 1.86 × 105 g mol−1 for Mw (no statistical difference between the two solvents). The use of acid eutectic solvents may enhance the hydrolysis of the glycosidic bonds, leading to lower molecular weight fractions.48–50 These molecular weights are coherent with the molecular weight of galactomannans and glucans extracted from different types of biomasses.51–53 Regarding the PDI, no statistical difference was observed between the three solvents but the values were much more dispersed for LA
:
Bet
:
H2O and OA
:
Pro
:
H2O than for Gly
:
Bet
:
H2O, which has a relatively constant PDI with the extraction temperature and time. To compare, water seems to extract high-molecular-weight polysaccharides with less heterogenicity (for 120 °C, 25 min, Mn = 5.58 × 104, Mw = 1.48 × 105 and PDI = 2.66). Focusing on the maximum extraction yield of each solvents, it can be observed that the use of glycerol
:
betaine
:
H2O (120 °C, 15 min) yields relatively high-molecular-weight polysaccharides with a high polydispersity index (Mn = 6.18 × 104, Mw = 2.23 × 105, PDI = 3.61), LA
:
Bet
:
H2O (120 °C, 15 min) yields relatively low-molecular-weight polysaccharides with high polydispersity index (Mn = 2.91 × 104, Mw = 1.093 × 105, PDI = 3.74), and OA
:
Pro
:
H2O (100 °C, 5 min) yields low-molecular-weight polysaccharides with intermediate polydispersity index (Mn = 3.21 × 104, Mw = 7.87 × 104, PDI = 3.12).
Fig. 5 shows the evolution of the poly/oligosaccharide yield and the composition of the different eutectic phases before the ethanolic precipitation (A–D) and the yield and composition of the precipitated polysaccharides (E, F) as a function of the solvents and the extraction conditions. For Sorb
:
Bet
:
H2O after the addition of ethanol, the whole eutectic extract formed a soft solid, which explains why no precipitated polysaccharide yield is indicated. It is also important to note that, even after washing the polysaccharides, there is an amount of eutectic remaining, which confers unique mechanical properties to the polysaccharides, but which also enters the gravimetric extraction yield. It means that these yields give an idea of the best extracting conditions but cannot be used for comparisons among solvents. Data in Fig. 5A confirmed that Sorb
:
Bet has the lowest polysaccharide and oligosaccharide extraction yields, barely reaching 20% under the harshest condition. These low yields coincide with the high amount of residual solid recovered. The yields of polysaccharides and oligosaccharides in the liquid phase (A–D) and precipitated form (E, F) for the three other eutectics exhibit similar behaviors. LA
:
Bet
:
H2O and Gly
:
Bet
:
H2O exhibit similar trends with the increase in the extraction yield with time and temperature, reaching maximum polysaccharide and oligosaccharide yields in the liquid phase of, respectively, 48.88 ± 0.59 g per 100 g lichen and 35.26 ± 0.26 g per 100 g lichen at 120 °C during 25 min, and a maximum precipitation of, respectively, 35.93 and 32.93% at 120 °C and 15 min. Interestingly, OA
:
Pro
:
H2O has a very different behavior, reaching its maximum polysaccharide and oligosaccharide yields in the liquid phase at 80 °C and 25 min (51.06 ± 1.23 g per 100 g lichen) and 100 °C and 5 min (50.49 ± 2.32 g per 100 g lichen) and its best precipitated polysaccharide yield (44.31%) at 100 °C, 5 min. These yields are in the same range as those obtained by hydrothermal microwave-assisted extraction at 180–200 °C during 5 min.54 The use of these eutectic solvents allows for an increased extraction yield of polysaccharides at low temperatures, better preventing them from degradation. It is also interesting to observe the evolution of the glucan/galactomannan percentage in the eutectic phases. Although the extraction conditions do not appear to impact the glucan content, which remains relatively constant, galactomannans are more challenging to extract. They are indeed more effectively extracted at higher temperatures and longer extraction times for Sorb
:
Bet
:
H2O, LA
:
Bet
:
H2O and Gly
:
Bet
:
H2O. Once again, the use of OA
:
Pro
:
H2O reduces the temperature and extraction time needed to extract galactomannan. The very low yield of precipitated polysaccharides at 120 °C, 15–25 min with OA
:
Pro
:
H2O is adequate to the analysis of the liquid phases, where almost no polysaccharides and oligosaccharides were identified, whereas formic acid, acetic acid, levulinic acid and hydroxymethyl furfural were detected. This means that during this experiment, glucose, galactose and mannose are degraded into hydroxymethyl furfural and then into levulinic acid and formic acid.55 Note that formic acid can also be produced by the degradation of oxalic acid, which can explain its particularly high amount at 120 °C. This also demonstrates the high hydrolyzing power of the eutectic OA
:
Pro
:
H2O, which makes it possible to extract a high amount of saccharides at low temperatures but lead to significant degradation under harsher conditions. Polymers with a maximum yield were selected for further characterizations. First, their monosaccharide composition was determined by performing an acid hydrolysis followed by an HPLC analysis. The results are displayed in Fig. 5F. All polysaccharides are mainly composed of glucans and galactomannans (mannose backbone with galactose ramifications, whose M/G ratio varies), the main cell-wall polysaccharides of Evernia prunastri. However, the proportion of glucose, galactose and mannose varies as a function of the solvent use. Polysaccharides extracted with water and Gly
:
Bet
:
H2O have the highest glucose content and an almost similar galactose and mannose content, which would mean that the galactomannans have an M/G ratio of almost 1. On the contrary, for polysaccharides extracted with LA
:
Bet
:
H2O and OA
:
Pro
:
H2O, glucose and galactose are detected in lower amounts than mannose. The high M/G ratio may be due to the degradation of galactose units due to a stronger action of these two solvents. This can also explain why the polysaccharides extracted with LA
:
Bet
:
H2O and OA
:
Pro
:
H2O have a lower molecular weight than those extracted with Gly
:
Bet
:
H2O. The M/G ratio affects many properties of the galactomannans, such as their solubility and their rheological properties. Modulating this ratio can thus be interesting. Since glucans are good at forming gels and galactomannans better at forming films, their different proportions can also influence the final mechanical properties of the dried material.
:
Bet
:
H2O, which give the highest molecular weights and galactose ramifications, also exhibit the highest elastic modulus (higher than 10
000 Pa). They both exhibit gel viscoelastic properties with an elastic modulus (G′) much higher than the viscous one (G′′) invariant with the frequency. On the contrary, OA
:
Pro
:
H2O and LA
:
Bet
:
H2O exhibit weaker elastic properties with a closed modulus, respectively, around 5000 Pa and 1000 Pa, increasing with the frequency.
After drying in an oven at 50 °C, the polysaccharides had very different visual aspects and mechanical properties. The one extracted with Gly
:
Bet
:
H2O being still flexible and elastic, followed by the one extracted with LA
:
Bet
:
H2O, still flexible but more viscous and stickier. However, dry polysaccharides extracted with OA
:
Pro
:
H2O were hard breakable solids. To further study the discrepancies in the mechanical properties of the polysaccharides, a tensile test was performed. The sample preparation for this test was a bit complicated as low quantities were used and as all polysaccharides were very different. A tensile tester used was not optimal for our small samples but can give an interesting first overview of the mechanical properties of each material. As observed in Fig. 7, polysaccharides extracted with both Gly
:
Bet
:
H2O and OA
:
Pro
:
H2O present an almost elastic deformation of, respectively, 94% and 24%, an ultimate tensile strength of 16.7 and 5.7 MPa and a Young modulus of 20.6 and 12.1 MPa. However, the material obtained with LA
:
Bet
:
H2O presents a wide uniform plastic deformation of 245% but is much less resistant, with an ultimate tensile strength of 3.7 MPa and a Young modulus of 9.9 MPa. These results show that the mechanical properties of the dried materials are strongly impacted by the choice of the solvent. It could therefore be envisioned to tailor these properties by choosing the eutectic mix as a function of the application desired for the material. The plasticizing power of some eutectic solvents due to their ability to form hydrogen bonds with polysaccharides has been already observed.37,57 However, the authors are not aware that such a strong combined effect of eutectics as solvents and plasticizers on the mechanical properties of polysaccharides, directly during the extraction, has been already demonstrated. Many works study eutectic solvents for the extraction of hemicellulose, or polysaccharides, but obtaining dried powder that still has to be formulated.58–60 The advantage of this process is the elimination of the drying and formulation steps usually required after the extraction of polysaccharides with water. Since drying is an energy-consuming operation, the sustainability of the processes using eutectic solvents should be emphasized. These flexible materials were obtained after only one drying step at 50 °C for 24 h (1500 W, estimated duty cycle of 30%). The total energy consumption to obtain this material was then 10.8 kW h, in 24 h, with no additional use of water.
:
Bet
:
H2O, Gly
:
Bet
:
H2O, OA
:
Pro
:
H2O and water but still remain in the residual solid of the Sorb
:
Bet
:
H2O extraction. Moreover, it seems that LA
:
Bet
:
H2O, Gly
:
Bet
:
H2O and water extracted some part of the extracellular matrix, making the embedded hyphae visible. This phenomenon is even more visible with OA
:
Pro
:
H2O, where almost no EPS seems to remain. This observation is reinforced by the previously discussed extraction yield and the weight of residual solid recovered, the larger amount being for Sorb
:
Bet
:
H2O, followed by water, Gly
:
Bet
:
H2O and LA
:
Bet
:
H2O and then OA
:
Pro
:
H2O.46 An increase in the extraction of lignocellulosic materials with eutectic solvents, especially acidic ones, is also observed. Indeed, the carboxylic acids may destroy the biomass cell wall interacting with carbohydrate's hydroxyl groups.
To understand the discrepancies in extraction yields and residual solid appearance between the different solvents used, the Nile Red polarity parameter ENR and Kamlet–Taft parameters, namely the dipolarity/polarizability (π*) and the hydrogen bonding acidity and basicity (α,β), were determined using a solvatochromic scale empirical technique. Nile Red, 4-nitroaniline and 4-nitroanisol dyes were used for this purpose. Reichardt's dye is more commonly used, but, as it lost its absorbance band when protonated in an acidic medium, Nile Red was chosen instead.69 π* gives indication on dispersion and electrostatic interactions between the solvent and the solute, while α and β indicate the solvent ability to, respectively, donate or accept a proton to form a hydrogen bond with a solute. These parameters are presented in Table 1. It is interesting to observe that OA
:
Pro
:
H2O has Kamlet–Taft parameters particularly different from those of the other solvents. When π* varied from 1.057 to 1.100 for water, LA
:
Bet
:
H2O Gly
:
Bet
:
H2O and Sorb
:
Bet
:
H2O, it has a value of 1.472 for OA
:
Pro
:
H2O. The same trend is observed for α, which is the highest for OA
:
Pro
:
H2O with 1.762 and between 0.967 and 1.140 for the other solvents. On the contrary, OA
:
Pro
:
H2O exhibits the lowest β value, 0.228 against 0.475–0.718 for the other. The Kamlet–Taft parameters have been correlated with the extraction rate of lignocellulosic materials. Some works70–72 found that hydrogen bonds acidic solvents with high π* and α lead to a higher delignification rate due to the higher hydrogen bonds donating ability and the release of H+.73 This could also explain why polysaccharides are degraded at a higher extraction temperature and time with OA.46,74,75 The role of oxalic acid in the esterification of hydroxyl groups is also underlined. OA
:
Pro
:
H2O and LA
:
Bet
:
H2O might form ester bonds with cell-wall polysaccharides, helping to break the lichen's structure and enhancing the polysaccharide extraction. On the FT-IR spectrum of the polysaccharides extracted with Gly
:
Bet
:
H2O, LA
:
Bet
:
H2O and OA
:
Pro
:
H2O (ESI 1†), we can observe some characteristic peaks of the solvents, highlighting their presence in the polysaccharides. As all polysaccharides were washed with ethanol 70%, these peaks may mean that the eutectics bonded with the polysaccharides through hydrogen bonds or maybe ester bonds for LA
:
Bet
:
H2O and OA
:
Pro
:
H2O.
:
Bet
:
H2O and Gly
:
Bet
:
H2O without lichen were heated at 120 °C for 15 min and OA
:
Pro
:
H2O at 100 °C for 5 min. 1H NMR and FTIR were then performed on the solvents (Fig. 9A.1–3 and B). No discrepancies in the FTIR and NRM spectra of LA
:
Bet
:
H2O and Gly
:
Bet
:
H2O are observed, but the FTIR spectra of OA
:
Pro
:
H2O before and after microwave presented some differences in peak shapes and intensities, which could highlight bond network reorganization in the eutectic during heating. The reduction of the broad peak at 3400 cm−1 corresponding to OH group vibration seems to indicate that water evaporated.12 It was found that, for the ChCl
:
OA solvent, the step at which water was added (before or after the eutectic formation or using dehydrated OA) had a strong impact on the water evaporation peaks in TGA thermograms. The lowest temperature was obtained when water was added after the eutectic formation (which is the case here), probably meaning that weaker bonds were created. This could explain the water evaporation that occurred during the heating of this eutectic. New peaks also seem to appear on the OA
:
Pro
:
H2O NMR spectra, which may mean that some reactions occurred, leading to the production of some reaction products. The smell and coloration of Gly
:
Bet
:
H2O after heating is probably due to the apparition of some Maillard compounds. The smell being attributed to small nitrogen-containing molecules such as pyrazine or Amadori and Heyns compounds; the color, to melanoidins.76 In small quantities, these compounds are difficult to identify in NMR and FTIR spectroscopy, which can explain why it seems to have no difference in the spectrum before and after heating. However, the synthesis of a low quantity of melanoidins would not be necessarily a problem. Indeed, melanoidins have been found to exhibit antioxidant and antibacterial properties.77 If some of these compounds are caught in the eutectic and polysaccharides, they might confer some bioactivity to our material. This suggests that LA
:
Bet
:
H2O and Gly
:
Bet
:
H2O may be recycled for other extractions. However, a much more comprehensive recyclability study should be performed to investigate the purification of the eutectics after use, the recovery of the ethanol used to precipitate the polysaccharides, and the number of extractions the same solvent can be used for.
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Fig. 9
1H NMR spectra of LA : Bet : H2O (A.1), Gly : Bet : H2O (A.2) and OA : Pro : H2O (A.3) after microwave, and their FTIR spectra (B). | ||
:
Bet
:
H2O presented the best mechanical properties, the residual solid from this extraction (around 50% of the initial mass of lichen) was selected to explore its conversion into AHSs via hydrothermal humification (HTH). As a comparison, raw lichen was also used for humification. The three different fractions of the AHS were studied, referred to humin (HU), humic acid (HA) and fulvic acid (FA). Table 2 summarizes the compositions and mass yields of the recovered solid phases. After HTH, the HU yield is 16.5 and 4.9% for the raw lichen and the residual solid, respectively. This indicates that the residual solid has a higher tendency for solubilization than its parent substrate. This phenomenon can be attributed to eutectic extraction, which serves as a pre-treatment stage for the lichen, weakening the lignocellulosic intramolecular bonds and facilitating further solubilization in the hydrothermal environment. In contrast, the yield of HA shows slight variation between the two substrates, with values of 3.7% and 3.2% for the raw lichen and the residual solid phase, respectively. Therefore, despite the eutectic stage, the absolute number of precursors for the HA likely remains similar, and the residual solid has, then, a higher conversion efficiency towards the HA (since the previous extraction with eutectic removed part of the hemicellulose). The C content passes from 40.8–42.0% for the starting substrate to 57.0–57.6% for the resulting HA, indicating a carbon-densification mechanism. The subsequent reduction in both the H/C and O/C atomic ratios from the initial substrate to the HA (reaching 1.2–1.3 and 0.5, respectively) indicates that the substrates undergo a loss of hydrogen, i.e. dehydrogenation, likely accompanied by increased aromaticity. Indeed, during the conversion, the initial substrate (either the lichen or the residual solid) undergoes hydrolysis, with carbohydrates subsequently converted into carboxylic acids through retro-aldol splitting reactions, which neutralize the base and promote the formation of furan derivatives.34 Due to the pH drop, these furan derivatives subsequently repolymerize with carboxylic acids, leading to the formation of the humic acid. DTG curves (Fig. 10A) confirm the higher thermal stability of the HA, with the apparition of a decomposition peak shifting from 325 °C for the starting substrate to ∼435 °C. The improved thermal stability is accompanied by an increase in fixed carbon, which achieves 33.2–34.9%. Generally, the improved carbon-densification and thermal stability are indicators of recalcitrance (i.e., capacity of not being attacked by the microbial community in soil) and, thus, the potential for stability in soil. The presence of a decomposition peak at 280 and 295 °C, respectively, for HA L22 and HA RSL24 might be related to a remaining fraction of degraded cellulose, which has a lower thermal stability than the initial material. These trends are also observed for the HU, the most recalcitrant fraction in natural soil,78 with the increase in fixed carbon to 45.1–52.7% for H L22 and H RSL24 and a decrease in H/C ratio to 1.1–1.3, respectively. Similar DTG profiles to those of HA are observed, with the same peak at 435 °C, indicating an increase in thermal stability compared to the raw material.
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H2O at 120 °C for 15 min and of their corresponding humin and humic acid. Experiments were performed at least in duplicate
| C (%) | H (%) | N (%) | O (%) | FC + A (%) | Yield (%) | |||
|---|---|---|---|---|---|---|---|---|
| Raw lichen (L) | 40.8 ± 0.1 | 5.9 ± 0.1 | 1.6 ± 0.3 | 51.7 ± 0.5 | 1.7 | 1.0 | 26.4 | |
| Humin (L) | 62.3 ± 0.0 | 5.7 ± 0.0 | 2.0 ± 0.1 | 30.0 ± 0.1 | 1.1 | 0.4 | 45.1 | 16.5 ± 2.6 |
| Humic acid (L) | 57.6 ± 0.1 | 5.7 ± 0.1 | 1.7 ± 0.0 | 35.0 ± 0.2 | 1.2 | 0.5 | 34.9 | 3.7 ± 0.0 |
| Residual solid (RS) | 42.0 ± 0.3 | 6.7 ± 0.1 | 1.3 ± 0.1 | 50.0 ± 0.5 | 1.8 | 0.9 | 15.0 | |
| Humin (RS) | 37.2 ± 1.2 | 4.0 ± 0.2 | 1.5 ± 0.1 | 57.3 ± 1.5 | 1.3 | 1.2 | 52.7 | 4.9 ± 0.6 |
| Humic acid (RS) | 57.0 ± 0.0 | 6.2 ± 0.0 | 2.1 ± 0.0 | 34.7 ± 0.0 | 1.3 | 0.5 | 33.2 | 3.2 ± 0.5 |
The FTIR spectra of the raw lichen, H L22, HA L22, H RSL24 and HA RSL24 are displayed in Fig. 10B. All spectra presented the broad absorption band around 3400 cm−1 from the –OH stretching vibrations in alcohols, phenols and water.34,79–81 The signals at 2920 and 2850 cm−1, probably due to the symmetric and asymmetric CH3 and CH2 vibrations in aliphatic groups, are also observed in all spectra but with a higher intensity in HA RSL24, H RSL24 and H L22.34,79,80 A shoulder around 1670 cm−1 due to carboxylic acid carbonyl groups is much more pronounced for H and HA L22 than for H and HA RSL24. The signal at 1730 cm−1 which may be due to the C
O stretching vibration in hemicellulose is reduced in H/HA RSL24, which is coherent as hemicellulose was previously extracted with the eutectic solvent.79,80 A decrease in carbohydrate signals at 1150 cm−1 (C–O–C) and 1020 cm−1 (C–O stretching) in H/HA RSL24 compared to the raw lichen agrees with the removal of carbohydrates during the eutectic extraction. This peak is particularly reduced in both HA, which is coherent with the hydrolysis that occurred during the conversion process.79
FA is a mixture of lower molecular weight compounds compared to humic acid, which is rich in carboxyl groups, phenols and furans both in its synthetic and natural forms.34,82–84 FA has a broad unresolved 1H-NMR spectrum (Fig. 10C), as its precise formulation remains unknown. FA from raw lichen is dominated by organic acids, keto-acids and hydroxyl acids, region 2–3 ppm (40%), short aliphatic structures below 2 ppm (25%), phenolic and furfural derivatives between 6 and 8.5 ppm (20%), by oxygenated aliphatic protons from the dehydration intermediates of carbohydrates, region 3–4 ppm (38%), short-chain aliphatic structures (37%) and organic acids, keto-acids and hydroxyl acids (15%) for its residual solid. Peaks in similar regions are observed in the 1H NMR spectra of natural FA from sandstone debris.84 As phenolic compounds and hemicellulose were extracted during the previous treatment, it seems coherent that FA RSL24 has lower signals at 6–8.5 ppm, which comes from phenolics and furan derivatives. However, signals below 2 ppm, coming from the hydrothermal breakdown of primary biomass into low-molecular-weight acids and aromatics, may be increased in FA RSL24 as the biomass already suffer a treatment with the eutectic solvent, making it easier to break down. This observation agrees with the lower amount of HU recovered using the residual solid. The lower amount of small acids in FA RSL24 might be due to their recondensation with furans and phenolic compounds. Two-dimensional HSQC NMR was used to analyze the CH, CH2 and CH3 groups (ESI 2†). The analysis of these spectra was well developed in previous works.79,83–85 Both spectra are very similar, with various signals for methyl CH3 (δC/δH: 10–25/0.5–1.5 ppm) and methylene CH2 (δC/δH: 20–40/1–2 ppm), CH2 linked to a carbonyl group (δC/δH: 30–40/2–3 ppm) and CH3 esters, observed in lignin (δC/δH: 50–60/3.5–4 ppm). (δC/δH: 60–90/3–4 ppm) is the oxygenated aliphatic region, where signals from intermediate and cyclic carbohydrates can be seen. More signals seem to be observed in this region for HA RSL24, which is coherent with the high number of signals in the oxygenated aliphatic proton region in the 1H NMR. Lastly, the high number of signals observed in the region (δC/δH: 110–140/6.5–8 ppm) are related to protons from aromatic compounds (phenols, furans). Similar spectra were obtained for artificial FA from Poplar bark.79
Several technological applications of artificial humic substances have been developed by researchers. Their main one being in agriculture, as a fertilizer synergist that helps maintaining soil quality by retaining nutrients and water in soil and by enhancing microbial activity.86–89 They can also have interest in remediation, to remove heavy metals from wastewaters as they have high binding ability.90 The AHS usually present a simpler structure than natural ones, where the presence of microbial lipids or Amadori-like amino acid condensates are observed as examples.87,91 However, artificial ones may still have a positive impact on soil, justifying the increasing number of research on the subject.
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betaine (2
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1) (LA
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Bet), glycerin
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betaine (2
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1) (Gly
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Bet), D-sorbitol
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betaine (1
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1) (Sorb
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Bet) and oxalic acid
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proline (1
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1) (OA
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Pro) were synthesized dissolving the two compounds in ultra-pure water and freeze-drying them. They were then diluted with water to reach the molar ratios (2
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1
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5) for lactic acid
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betaine (LA
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H2O) and glycerin
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betaine (Gly
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Bet
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H2O) and (1
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1
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5) for D-sorbitol
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betaine (Sorb
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Bet
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H2O) and oxalic acid
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proline (OA
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Pro
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H2O). Other solvents were tested but were unstable or never formed a homogeneous mixture. It was the case for oxalic acid
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betaine (1
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1) (OA
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Bet), lactic acid
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proline (2
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1) (LA
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Pro), citric acid
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betaine (1
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1) (CA
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Bet), and formic acid
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betaine (2
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1) (FO
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Bet).
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H2O were used to produce AHSs via the same alkaline hydrothermal process used by Volikov et al. (2024).79
Around 1–2 g of milled lichenic material (<0.5 mm) was mixed with KOH in deionized water at a biomass-to-water ratio of 0.3. The reaction mixture was placed in 30 mL pressurized reactors with polytetrafluoroethylene cups (Parr, Moline, IL, USA). The reactors were then heated at 220 °C in an oven for 4 h of residence time (starting after the heating phase of 25 min). Different KOH concentrations (from 10 to 50%) were tested to find that leading to a neutral pH at the end of the process. The KOH concentration (%KOH), defined as the percentage of KOH relative to the initial substrates on a mass basis, was set at 22% for the residual solid and 24% for raw lichen. After cooling down, the mixture was diluted with deionized water and centrifuged at 9000 rpm for 10 min, and the solid residue (i.e., humin) was recovered after drying at 80 °C. Then, the pH of the liquid phase was adjusted to 1.5 using HCL to recover a further solid phase, called humic acid. After centrifugation (9000 rpm, 10 min), humic acid was recovered and dialyzed in 3.5 kDa cellulose membrane against deionized water for one week before being freeze-dried. Fulvic acid (FA) was recovered from the acidic solution with a Bond Elut PPL cartridge (Agilent, USA, 200 mg sorbent). The cartridge was activated with methanol and washed with deionized water before passing the acid solution. It was then dried under pressurized air stream. FA was recovered by passing methanol through the cartridge and then evaporating it in a rotary evaporator.
Thermogravimetric analysis was performed using a thermos-microbalance TG 209 F1 Libra (Netzch, Selb, Germany) under a N2 atmosphere. Then 10 mg of sample in a platinum crucible was heated from 25 to 900 °C, at a rate of 10 K min−1, under a constant nitrogen flow of 20 mL min−1.
ENR = 28 591/λmax | (1) |
The Kamlet–Taft parameters π* (dipolarity/polarizability), α (hydrogen bond donating ability) and β (hydrogen bond accepting ability) were calculated using the same formula as Liang et al. (2021)92 with a slightly modified protocol (2)–(4):
![]() | (2) |
![]() | (3) |
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of, respectively, 4-Nitroanisole, 4-Nitroaniline and Nile Red in different solvents.
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H2O exhibited particularly good mechanical properties (elastic deformation and the highest ultimate tensile strength), the material recovered with LA
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Bet
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H2O sustained a large plastic deformation with a much lower ultimate tensile strength. With OA
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Pro
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H2O, a material slightly deformable with an intermediate ultimate tensile strength was obtained. This study provides an interesting initial insight into how eutectic solvents can be used to tailor the mechanical properties of polysaccharides. It means that, by more than just increasing the extraction yield, eutectic solvents can add value to the extracted polysaccharides. This process also eliminates the usual drying and formulation steps required when polysaccharides are extracted with conventional methods, reducing the energy consumption and production time by around 35% and 22%, respectively. This suggests that eutectic solvents may be promising for intensifying the extraction process of polysaccharides, conferring unique mechanical properties to the extracted fractions. Their use allows for potential applications in biomedical, pharmaceutical and cosmetics, where mechanical performance plays a secondary role while antimicrobial properties, such as those of some polysaccharides from lichens and melanoidins, would benefit formulations of wound dressings or topical gels, anti-inflammatory agents or moisturizers. Fortification of the extracted materials with natural fibers, cross linking or molding with biopolymers aimed to improve mechanical performance would extend the applications into bioplastics, especially for food and agricultural applications. This treatment also paves the way for its extension to the extraction/formulation of many other natural polysaccharides. It was also demonstrated that lichen residues after the extraction of polysaccharides can be valorized into high-value-added artificial humic substances, bringing us closer to the concept of biorefinery. Next investigation step would be to study carefully the recyclability of the eutectic solvents to increase even more the sustainability of this process. It would also be interesting to work on potential applications for the obtained materials, and to test the produced humic substances on soil.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5gc01413a |
| This journal is © The Royal Society of Chemistry 2025 |