Bernardo Miller Naranjoab,
Chiara Gunnella
ab,
Helena Wagner
ab and
Oliver Lieleg
*ab
aTUM School of Engineering and Design, Department of Materials Engineering, Technical University of Munich, Boltzmannstraße 15, 85748 Garching, Germany
bCenter for Protein Assemblies (CPA) and Munich Institute of Biomedical Engineering (MIBE), Technical University of Munich, Ernst-Otto-Fischer Straße 8, 85748, Garching, Germany. E-mail: oliver.lieleg@tum.de
First published on 26th June 2025
There is a range of diseases related to the insufficient lubrication of tissue surfaces. Typically, this occurs as a consequence of the reduced or incomplete production of the macromolecular key components of the respective biolubricant. Thus, developing substitute macromolecules to mitigate friction (and pain resulting thereof) in poorly lubricated joints, on the eyes, or in the oral cavity is an important task in the field of biomaterials science. To date, commercially available biomacromolecules such as hyaluronic acid (HA) and porcine gastric mucin (PGM) have mostly been in the focus of biolubrication research. However, their ability to reduce friction and surface damage generation is limited, which calls for novel approaches. Here, we create chemical modifications of commercial PGM by conjugating different catechol-like molecules (Levodopa (L-Dopa), 3,4,5-trihydroxybenzamide (THBA), or tannic acid (TA)) to the glycoprotein. Whereas solutions comprising unmodified PGMs exhibit poor lubricity, the conjugates show significantly improved surface adhesion and lubrication properties, with the TA–PGM conjugate performing the best. This particular conjugate also mitigates wear formation on PDMS and articular cartilage surfaces equally well as lab-purified porcine gastric mucin and, on hydrophilic surfaces, provides lubricity that even outperforms that of solutions comprising chemically intact, in-lab purified mucins. Our findings pave the way towards the production of a highly versatile biolubricant that can have a broad range of biomedical applications: as a biocompatible viscosupplement in osteoarthritic joints, as a lubricant additive after knee or hip implant surgery, as a component for artificial tear fluids, or for the treatment of xerostomia.
To improve the well-being of patients suffering from one of those conditions, scientists have been developing replacements for natural lubricants, typically by generating reconstituted solutions comprising macromolecules found in biological lubricants, mainly mucin, lubricin, and HA. However, purifying lubricin is a complex task,11,17 and – to date – commercially purified lubricin is (to the best knowledge of the authors) not available. In contrast, purified gastric mucins are commercially available in relatively large amounts (in the scale of hundreds of grams), but tend to suffer from chemical damage inflicted during the commercial extraction process and thus show little to no lubricity compared to in-lab purified mucins. Whereas the purification process of the latter has been improved several times already,18–20 highly functional gastric mucins are not yet available in large-scale quantities from commercial vendors.
Considering those limitations, a more feasible approach could be to use readily available (macro-) molecules and to improve their lubricity by chemically modifying them. HA is an example of a biomacromolecule that occurs in many locations of the human body and is highly biocompatible.21,22 HA is commercially available in large amounts and thus is commonly used in biomedical applications such as eye drops or in viscosupplements for osteoarthritis treatment.23–25 Recently, in two studies by Lin et al. and Ren et al., the catechol-like molecule dopamine was conjugated to HA to improve the lubricity of HA solutions; with their approach, they observed a moderate reduction in the coefficient of friction on cartilage samples26 and tendon,27 respectively. Other examples of biopolymers that were suggested for the treatment of osteoarthritis include chitosan28,29 and poly-L-lysine30 – yet they have so far only been tested in their unmodified form. Also, lab-purified mucins have shown promise in mitigating damage formation on cartilage;31 however, chemically modified mucins with improved lubricity have not been developed yet.
For such an approach, commercial porcine gastric mucins (even though chemically incomplete32) may be an interesting base material since they are well-available, have a higher molecular mass than HA, and possess a brush-like structure, which enables them to bind large amounts of water. On hydrophobic substrates, solutions comprising those commercial mucins are poor lubricants, since those mucins lack the hydrophobic termini of the polypeptide chain and therefore cannot bind to hydrophobic surfaces.32 Previously, it was shown that such a lack of the hydrophobic termini of mucins can be somewhat compensated by chemically modifying the mucins with phenyl groups, and that this strategy can partially restore the adsorption behavior of the mucins to surfaces as well as their lubricity.33 However, the success of this approach was limited.
Here, we aim at developing a versatile lubricant suitable for both, hydrophobic and hydrophilic substrates. We use commercial porcine gastric mucins (PGM) as a base biopolymer and draw inspiration from nature, where catechol-like molecules provide mussels and plants with the ability to attach themselves to a broad range of materials.34–36 Accordingly, we generate conjugates of PGM with different catechol-like molecules and study the ability of those conjugates to adsorb to and desorb from PDMS surfaces. Moreover, we demonstrate the ability of those conjugate solutions to mitigate the formation of surface damage on PDMS and articular cartilage, and we show that a conjugate generated from tannic acid and PGM even outperforms the lubricity of lab-purified mucins – at least on hydrophilic substrates.
To generate the PDMS coating, the prepolymer was thoroughly mixed in a 10:
1 ratio with the curing agent. The mixture was degassed in a vacuum chamber (800 mbar) and diluted in n-hexane (Carl Roth GmbH, Karlsruhe, Germany) to a concentration of 1% (v/v). 100 μL of this solution were slowly pipetted onto the center of a fresh and clean gold chip (3T Analytik) and evenly distributed across the surface in two steps using a spin-coater (ES-400B-6NPP/LITE, Laurell, North Wales): first, with 1000 rpm for 20 s; then, with 3000 rpm for 30 s. The coated chips were placed into a vacuum chamber for 30 min to ensure that the PDMS coating was fully degassed. Subsequently, the PDMS was baked at 80 °C for at least 4 h.
The tested different macromolecules (commercial PGM and 3 conjugates generated thereof) were dissolved at a concentration of 0.01% (w/v) in 20 mM HEPES buffer (pH 7.0). A fresh chip was used for every measurement. First, 20 mM HEPES buffer was injected at a rate of 100 μL min−1 for ∼15 min until the chip was equilibrated and a stable, constant frequency readout was reached. Then, the macromolecule solution was injected at a rate of 100 μL min−1 for ∼30 minutes until saturation was reached. For data analysis, the constant equilibrated frequency obtained after buffer injection was set as the zero line, and all curves were shifted along the x-axis so that the time point of macromolecule injection corresponds to t = 0. These experiments were repeated 3 times with fresh PDMS-coated chips and freshly prepared macromolecule solutions.
In parallel, HeLa cells were cultivated from a frozen stock and maintained in cell medium at 37 °C and 5% CO2 until confluency was reached. Then, the cells were harvested by trypsin treatment, and 5000 cells each were transferred into the wells of a 96-well plate filled with 100 μL of fresh medium. A total of six wells were prepared for each of the following groups: Control, PGM, L-Dopa–PGM, THBA–PGM, and TA–PGM. After 24 h of incubation, 50 μL of medium were removed from each well and replaced with 50 μL of the leaching medium. Then, the cells were incubated for another 24 h, and the cell viability was determined.
For this purpose, the medium was carefully withdrawn from the wells containing the cells. Afterwards, 150 μL of a 2% (v/v) water-soluble tetrazolium salt (WST-1, Roche Diagnostics GmbH, Mannheim, Germany) solution prepared in cell medium was pipetted into each well. In addition, 8 fresh wells were filled with 150 μL of this WST solution to serve as a blank for the following measurements. After 1 h of incubation, the absorbance of those WST solutions was quantified with a plate reader (Varioskan LUX, Thermo Fischer Scientific). The obtained values were treated as follows: the average absorbance was calculated for the 6 wells containing a WST solution only. Then, this average was subtracted from all measurements conducted for wells containing cells. Finally, the mean absorbance was calculated for the “Control”, and this value was used to normalize the absorbance values measured for the other groups.
Friction measurements were conducted under a normal force of FN = 6 N, which (according to Hertzian contact theory) results in an average contact pressure on PDMS of p0 ≈ 0.31 MPa.39 For each measurement, 600 μL of lubricant were used: the conjugates, commercial PGM, and lab-purified mucins were each dissolved at a concentration of 0.5% (w/v) in HEPES buffer. HEPES buffer (devoid of any macromolecule) was used as reference. Logarithmic speed ramps from ∼700 mm s−1 to 0.001 mm s−1 were applied, and the friction coefficient was measured at 48 different speed levels. For each condition, the measurements were conducted on n = 3 independent sample sets comprising three PDMS pins each.
To test the ability of the conjugate solutions to lubricate hydrophilic surfaces, PDMS pins were created as described above and then were treated in a plasma oven (SmartPlasma 2.0, plasma technology GmbH, Herrenberg, Germany) by exposing them to air plasma (38 W, 4 mbar, 90 s). A CA measurement was conducted after this treatment (see section 2.5 above) to ensure that the plasma-induced hydrophilization was successful (only pins with CA < 15° after plasma treatment were used for further tests). As a second hydrophilic surface, steel (1.3401, CA ∼ 50°) was chosen. In this case, the maximum sliding speed was reduced to 80 mm s−1 to protect the measuring device from the (putatively) occurring high friction coefficients resulting from the steel-on-steel material pairing.
To assess wear formation/mitigation on cartilage samples, porcine knee joints were obtained from Metzgerei Boneberger GmbH (Neufahrn, Germany), and osteochondral cylinders with a diameter of 5.5 mm were drilled out of the tissue and frozen until use. Before each test, the samples were rehydrated in 20 mM HEPES buffer (pH 7.0) supplemented with 154 mM NaCl for at least 1 h. To generate wear, the osteochondral cylinders were mounted into the sample holder of the rotational tribological set-up and fixed from the side with screws.40 Then, a tribological treatment was performed by rotating the same steel sphere described above over the cartilage samples with a constant normal force of 6 N and a constant speed of 1 mm s−1 over 12 hours. During this treatment, the sample holder was filled with 600 μL of a lubricant solution reconstituted in HEPES buffer supplemented with NaCl (see above). After this treatment, the cartilage samples were washed and left to dry at air to remove residual water drops located on the sample surface.
To test the success of the envisioned conjugations, we conduct light absorbance measurements (see Fig. 1b). For all conjugates, we observe an absorbance peak at a wavelength of 270–280 nm, which is absent in the absorbance spectrum of unmodified PGM. However, this wavelength range corresponds well to the absorbance peaks determined for the three different catechol-like molecules shown below. We observe that, in all cases, conjugation to PGM leads to a slight shift (∼10 nm) of the absorbance peaks towards shorter wavelengths which we attribute to the slightly changed chemical environment of the catechol-like molecules when conjugated to the glycoprotein. Using the standard curves presented in Fig. 1c, we calculate the concentration of the different catechol-like molecules in the conjugate solutions and thus can estimate the degree of functionalization for the different conjugate variants.
As summarized in Fig. 1d, we achieve the highest conjugation efficiency for L-Dopa, where we find ∼2500 molecules per mucin. For THBA, we find ∼1000 molecules per mucin; and for TA, we find 200 molecules per mucin. The observed differences in the conjugation efficiency can be attributed to the differences in the reactivity of the functional groups present in the catechol-like molecules and the resulting coupling reactions. When converting those numbers into mass ratios, we find that the catechol-like molecules contribute 7–19% to the mass of the final conjugates, which is in a comparable range even though the molecular weight of TA is much larger than that of L-Dopa and THBA. Given that all conjugate solutions were thoroughly dialyzed before their spectroscopic analysis, we conclude that all three conjugation attempts were successful.
Owing to the presence of nucleophilic atoms in all catechol variants, it is possible that cross-linked products are generated during the conjugation process. To test this, we measured the hydrodynamic diameters of PGM and its conjugates via DLS experiments. However, our results (Fig. 1e) show no indication for intermolecular cross-linking or cluster formation as the observed differences in the hydrodynamic diameters are only minor and not significant.
In a next step, we test the cytocompatibility of our conjugates, which is crucial for a putative application in the biomedical field. For this purpose, we conduct cell viability tests using HeLa cells as a model cell line, which we expose to a leaching medium produced by dialyzing conjugate solution against cell medium. Our results (Fig. 1f) show cell viability values well above 80% for all conditions tested. This suggests that no cytotoxic residues are present in the conjugates.
If these conjugates are intended to be used as lubricants inside the human body, they will get in direct contact with living tissue. To study whether such direct exposure to catechol–PGM conjugates is harmful to cells, we conduct a second round of cell viability tests. Fig. 1g shows that, also here, the cell viability remains above 70% for all tested groups, which is the typical threshold for cytocompatibility. In conclusion, these two sets of cell tests suggest that all the conjugates studied here are cytocompatible.
Upon conjugation of a catechol-like molecule to commercial PGM, we expect the conjugate to exhibit an increased capability to bind to PDMS surfaces compared to unmodified PGM. Whereas this is not observable for the L-Dopa conjugate, the THBA-conjugate and the TA-conjugate both return larger frequency shifts of ∼150 Hz and ∼250 Hz, respectively. These results show that two of the catechol-like molecules tested here indeed provide the PGM-conjugate with the ability to better adsorb to hydrophobic surfaces such as PDMS than unmodified PGM itself. Moreover, the obtained data suggests that the larger number of hydroxyl groups present on THBA and TA allows for multivalent binding of those two motifs to PDMS surfaces, and that multivalent binding is helpful in conveying mucin adsorption to this substrate.
The transient bond between native mucins and hydrophobic surfaces can be broken again – either by thermal forces or upon exposure to shear stress. In fact, one of the key lubrication mechanisms mucins employ – sacrificial layer formation – relies on the cyclic process of mucins spontaneously adsorbing to a (hydrophobic) surface and desorbing again under shear.33 As shown above, we can improve the ability of PGM to adsorb to hydrophobic surfaces through conjugation with catechol-like molecules. However, if the bond between the modified PGM and the surface were to be too strong, the conjugate might generate a permanent coating, which would be less efficient in reducing friction than a readily absorbing/desorbing mucin solution. Therefore, in a next step, we study the detachment dynamics of the different PGM conjugates. For this purpose, we generate passive coatings by incubating PDMS samples in a PBS solution containing either unmodified PGM or a catechol–PGM conjugate. We then conduct CA measurements immediately after this coating step, incubate the samples in ultrapure water, and repeat the CA measurements every hour (Fig. 2b).
Importantly, we observe that the CA obtained on PDMS is decreased by all passive mucin coatings generated here. This effect is stronger for THBA–PGM and TA–PGM (where we find a reduction of the CA from ∼100° to ∼50°) than for L-Dopa–PGM or unmodified PGM alone (where the CA is reduced to ∼75° only). These results agree very well with our observations from the QCM-D experiments, which suggested, that THBA–PGM and TA–PGM adsorb more efficiently to PDMS (thus creating better coatings) than L-Dopa–PGM or unmodified PGM. Interestingly, this hydrophilizing effect disappears after 1 h for PGM and L-Dopa–PGM, after 2 h for THBA–PGM, and after 4 h for TA–PGM. Based on these results, we conclude that the adhesion strength of all three conjugates is weak enough to allow for a spontaneous desorption driven by thermal energy.
Of course, during exposure to tribological shear forces, a desorption time of 4 h would be much too large to allow for an efficient sacrificial layer mechanism. Thus, in a next step, we ask if shear forces generated by tribological load can quickly remove surface-adsorbed catechol–mucin conjugates from their substrate. Also here, we generate passive coatings on PDMS samples, measure the initial CA brought about by the coatings, and then expose the coatings to shear forces using a commercial rheometer equipped with a tribology unit. After a shear stress application for ∼10 s, we repeat the CA measurements and observe that all samples have recovered their initial hydrophobicity (Fig. 2c). In other words, we can conclude that all passive coatings have (almost) fully been detached from the PDMS substrate upon exposure to tribological shear stress.
As summarized in Fig. 3a, a 0.5% (w/v) solution of unmodified PGM prepared in 20 mM HEPES buffer has a similarly low lubricity as pure HEPES buffer devoid of any mucins: in both cases, we find very high friction coefficients close to one over a broad range of sliding speeds. In contrast, a 0.5% (w/v) solution containing lab-purified porcine gastric mucins (MUC5AC) provides excellent lubricity with friction coefficients of 0.01 and below. This underscores the outstanding ability of chemically intact mucins to reduce friction in the boundary and mixed lubrication regime. Only at very high sliding velocities (above ∼200 mm s−1), the three lubricants perform similarly. Here, in the hydrodynamic lubrication regime, differences between lubricants are mostly dictated by differences in their viscosity;45 and as shown in Fig. 3b, all solutions tested here exhibit virtually identical viscosities at high shear rates.
For solutions containing 0.5% (w/v) L-Dopa–PGM, the obtained friction curve is very similar to the one obtained for unmodified PGM, which agrees with the adsorption data discussed above. However, we find a slight, yet significant reduction in friction for solutions containing 0.5% (w/v) THBA–PGM and a strong reduction for solutions containing 0.5% (w/v) TA–PGM; for the latter, we observe friction coefficients around ∼0.1, which is a clear improvement compared to the result obtained for unmodified PGM – but still one order of magnitude away from the excellent result obtained with lab-purified mucin.
At low sliding speeds (corresponding to low shear rates), those TA–PGM solutions exhibit a 100-fold higher viscosity than solutions containing unmodified PGM. However, according to Stribeck's theory, a high-viscosity lubricant would merely shift the friction curve towards slower velocities thus reducing the width of the boundary lubrication regime. Importantly, the solution containing lab-purified MUC5AC has the lowest viscosity among all mucin solutions tested here but nevertheless very clearly outperforms all other lubricants in terms of friction reduction. In other words, for the lubricating effect brought about by TA–PGM solutions at low sliding velocities, their higher viscosity compared to solutions containing unmodified PGM is not relevant.
Based on the results discussed so far, we conclude that TA–PGM is the most promising conjugate to conduct further tests with. Indeed, a good lubricant should not only reduce friction but should also be able to prevent the formation of surface damage/wear induced by mechanical forces. To test if solutions containing the TA–PGM conjugate have wear-preventing capabilities, we conduct extended friction measurements on PDMS samples over a time span of 12 hours, and we compare the topography of the PDMS surfaces before and after this tribological treatment. When employing only buffer as a lubricant, such topographical images (see Fig. 4a) indicate damage formation on the PDMS samples in response to tribological stress: we observe parallel grooves at those locations, where the steel sphere was in contact with the PDMS surface. A similar, yet less pronounced damage pattern occurs when using solutions containing unmodified PGM as a lubricant. In contrast, those damage patterns are strongly reduced (or even fully absent) when using solutions containing either lab-purified MUC5AC or TA–PGM as a lubricant.
To quantify this impression, we calculate the metrological surface parameter Str from the different topographical images. This parameter describes the isotropy of a surface (see Methods) and is selected since, in previous studies, it was found that it can sensitively report linear grooves as we detect them here on the PDMS samples.31 And indeed, as shown in Fig. 4b, this Str parameter is significantly altered after tribological treatment when using either HEPES buffer or a solution comprising unmodified PGM; in other words, it correctly reports the surface damage detected via visual inspection. In contrast, when comparing samples treated with HEPES buffer to samples treated with solutions containing either TA–PGM or lab-purified MUC5AC, the surface isotropy of samples from the latter two groups is significantly higher, which demonstrates a mitigation of wear formation. Importantly, there is no significant difference between untreated samples and samples treated with solutions comprising either MUC5AC or TA–PGM, which underscores that those two lubricants keep the PDMS surfaces very well intact.
Of course, from the point of view of a putative biomedical application, PDMS samples are not really relevant. Thus, we aim at confirming the wear-mitigating abilities of the TA–PGM conjugate by conducting wear tests on articular cartilage samples. Similar to our observations made on PDMS, also here, we find that the surface of cartilage samples lubricated with HEPES buffer only exhibit a pattern of parallel grooves (Fig. 4c). In contrast, we do not find this wear feature on cartilage samples treated in the presence of solutions containing either PGM, TA–PGM, or MUC5AC. A quantification of the corresponding topographical images by calculating the Str parameter (Fig. 4d) confirms this assessment: compared to untreated cartilage samples, this value is only significantly reduced for the group treated with HEPES buffer; this shows that, in this case, all solutions containing a mucin variant (be it PGM, TA–PGM, or MUC5AC) successfully protect the cartilage surface from damage formation.
In a final step, we conduct tribological measurements on hydrophilic surfaces. Those additional tests are motivated by the ability of catechols to bind to a broad range of surfaces including hydrophobic and hydrophilic materials. With this realization in mind, the TA–PGM conjugate should also perform well on hydrophilic surfaces. And indeed, as shown in Fig. 3c and d, TA–PGM solutions not only significantly reduce the friction factor in a steel-on-hydrophilized PDMS and a steel-on-steel material pairing when compared to solutions containing unmodified PGM – they even significantly outperform solutions containing lab-purified MUC5AC. We interpret this astonishing result as follows: MUC5AC can interact with hydrophilic surfaces through either hydrogen bonds (mediated by the large number of glycan chains) and/or electrostatic interactions (if the surface is charged), but the efficiency of those interactions is limited. Catechol-based interactions are, however, very versatile and can – at least for a multivalent conjugate such as TA–PGM – be very efficient in conveying binding to both, hydrophobic and hydrophilic substrates. Thus, by conjugating tannic acid to chemically damaged PGM, it is not only possible to restore (to some extent) the natural lubricity of the glycoprotein on hydrophobic surfaces, but solutions generated from the conjugate seem to be even more versatile lubricants than solutions containing carefully purified, intact mucins.
These results are very promising, as they allow us to tackle two major long-existing challenges: first, commercial PGM is comparably inexpensive, but it also lacks the adhesive and lubricating properties of native gastric mucin. The rather simple conjugation with TA conducted here is an inexpensive modification that entails a (partial) re-functionalization of the damaged mucins. Second, a lubricant that successfully reduces friction and surface damage generation on a broad range of surfaces can have very interesting applications in medical settings: prostheses used for joint replacements are often produced from steel, and a bio-based lubricant that interacts well with this inorganic material and cartilage alike could improve the long-term performance of hip or knee implants, for instance by reducing the problem of debris generation from the implant and the subsequent inflammation response of the body.46 Thus, future studies should explore the long-term behavior of biomedically relevant material pairings in terms of lubricity and wear.
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