Xingce
Fan
a,
Ru
Wang
b,
Mingze
Li
a,
Xiao
Tang
a,
Chunxiang
Xu
*b,
Qi
Hao
a and
Teng
Qiu
*a
aSchool of Physics, Southeast University, Nanjing 211189, China. E-mail: tqiu@seu.edu.cn
bState Key Laboratory of Bioelectronics, School of Biological Science and Medical Engineering, Southeast University, Nanjing 210096, China. E-mail: xcxseu@seu.edu.cn
First published on 22nd November 2022
Optical whispering-gallery-mode (WGM) cavities have gained considerable interest because of their unique properties of enhanced light–matter interactions. Conventional WGM sensing is based on the mechanisms of mode shift, mode broadening, or mode splitting, which requires a small mode volume and an ultrahigh Q-factor. Besides, WGM sensing suffers from a lack of specificity in identifying substances, and additional chemical functionalization or incorporation of plasmonic materials is required for achieving good specificity. Herein, we propose a new sensing method based on an individual WGM cavity to achieve ultrasensitive and high-specificity molecular sensing, which combines the features of enhanced light–matter interactions on the WGM cavity and the “fingerprint spectrum” of surface-enhanced Raman scattering (SERS). This method identifies the substance by monitoring the Raman signal enhanced by the WGM cavity rather than monitoring the variation of the WGM itself. Therefore, ultrasensitive and high-specificity molecular sensing can be accomplished even on a low-Q cavity. The working principles of the proposed sensing method were also systematically investigated in terms of photoinduced charge transfer, Purcell effect, and optical resonance coupling. This work provides a new WGM sensing approach as well as a strategy for the design of a high-performance SERS substrate by creating an optical resonance mode.
New conceptsThe proposed WGM sensing method combines the features of enhanced light–matter interactions on the WGM cavity and the “fingerprint spectrum” of surface-enhanced Raman scattering (SERS) to achieve ultrasensitive and high-specificity optical sensing. This method overcomes the drawback of non-specific detection in the conventional WGM sensing method and does not involve any functionalization or introduction of plasmonic structures to realize specific detection. The vertical WGM cavity enables the far-field excitation and collection of cavity-enhanced Raman signals and does not require additional optical components to couple the light in and out of the cavity via an evanescent field. The distinct SERS signals could be even obtained on a low-Q cavity, which does not require high-precise nanofabrication techniques. |
Although the ultrasensitive detection of particles or biomolecules can be achieved by the aforementioned WGM sensing mechanisms, there are still several challenging issues. (1) WGM cavities suffer from a lack of specificity in identifying the substance. Specific sensing largely depends on the chemical functionalization of the device12,13 or incorporation of plasmonic structures.14,15 (2) It is challenging to couple the light from free space into a WGM cavity due to momentum mismatch. Near-field coupling approaches are generally required to induce light into the cavity, such as prism coupling,16 tapered fiber coupling,17 and waveguide coupling,18 which are complex for optical circuit manipulations and coupling operations. (3) To improve the sensitivity of WGM cavities, a higher Q-factor or a smaller mode volume must be satisfied, requiring high-precision micro- and nanofabrication techniques.
Herein, we propose a new sensing method based on an individual WGM cavity, which combines the features of enhanced light–matter interactions on the WGM cavity and the “fingerprint spectrum” of surface-enhanced Raman scattering (SERS) to achieve ultrasensitive and high-specificity molecular sensing. A microrod WGM cavity composed of nonstoichiometric zinc oxide (ZnO1−x) was selected as an example to show the proof of concept. The proposed method overcomes the drawback of non-specific detection in the conventional WGM sensing method and identifies the substance by monitoring the Raman signal enhanced by the WGM cavity rather than monitoring the variation of the WGM itself. The working principles of the proposed WGM sensing method were systematically investigated in terms of the photoinduced charge transfer, Purcell effect, and optical resonance coupling.
For demonstrating the nonstoichiometric feature of ZnO1−x cavity, the X-ray photoelectron spectroscopy (XPS) spectrum was recorded and is shown in Fig. 1g, in which the photoelectron emission spectrum of O 1s can be well fitted by three peaks; the peak Oa located at 530.7 eV can be ascribed to the Zn–O bond, the peak Ob located at 531.9 eV is associated with oxygen ions in oxygen-deficient regions within the ZnO matrix, and the peak Oc located at 532.9 eV is attributed to surface-adsorbed H2O or O2 molecules.20 The XPS results indicate that the ZnO1−x cavity possesses a nonstoichiometric feature. Moreover, the electron paramagnetic resonance (EPR) spectrum of the ZnO1−x cavity (Fig. 1h) provides another fingerprint evidence that a distinct signal at g = 2.003 is identified as unpaired electrons trapped on oxygen vacancies.21
Rhodamine 6G (R6G) molecules are utilized to demonstrate the proposed WGM sensing mechanisms. As shown in Fig. 2a, four characteristic Raman peaks of R6G molecules are clearly observed on both the ZnO1−x microrod and the ZnO1−x cavity. But on the stoichiometric ZnO cavity, it shows only strong photoluminescence (PL) background, while no Raman peak is observed (Fig. S2, ESI†). The evidence indicates the nonstoichiometric property of ZnO is a prerequisite to producing significant Raman enhancement. By monitoring the Raman peak at 612 cm−1, the SERS intensity on the ZnO1−x cavity shows 22 times stronger than on the ZnO1−x microrod (Fig. 2b). The Raman enhancement factors (EFs) were estimated to be 6.65 × 104 and 1.47 × 106, respectively. The detailed calculations of Raman EFs can be found at the ESI.† The significant Raman enhancement on the nonstoichiometric ZnO1−x cavity is comparable to those on the noble metal substrates (Raman EFs ∼ 104 to 108) and exceeds most of the semiconducting substrates (Raman EFs ∼ 101 to 104).22
The observation of significantly enhanced fingerprint Raman modes on the ZnO1−x cavity verifies the feasibility of ultrasensitive and high-specificity molecular sensing on an individual WGM cavity. The proposed WGM sensing mechanism is totally different from the conventional WGM sensing approaches, which realize sensing by monitoring the mode shift, mode splitting and mode broadening, and severely suffer from the lack of specificity in identifying the substance. While this new WGM sensing method identifies the substance by monitoring the fingerprint Raman mode enhanced by the WGM cavity rather than monitoring the variation of the WGM itself. Besides, the vertical cavity configuration enables the far-field excitation and the collection of enhanced Raman signals and does not require any additional optical components to couple the light in and out of the cavity via an evanescent field. Moreover, further enhanced Raman scattering on the ZnO1−x cavity was observed when compared with the reference sample ZnO1−x microrod (without WGM), suggesting that the SERS activity of semiconducting materials could be further promoted by designing cavity morphologies for better light–matter interactions.
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| Fig. 3 Schematics of the proposed WGM sensing mechanisms. The charge transfer and cavity effect both contribute to the overall Raman intensity enhancement. | ||
The energy level diagram of the ZnO1−x/R6G system is shown in Fig. 4d, where the R6G molecule possesses the highest occupied molecule orbital (HOMO) and the lowest unoccupied molecule orbital (LUMO) at −5.70 and −3.40 eV, respectively.35 The molecular energy levels would somehow be modified upon adsorption on the ZnO1−x surface,36,37 but there are no obvious Raman modes shift of R6G in comparison with its bulk phase. We speculate that the molecular energy levels of R6G show a negligible change in the HOMO and the LUMO. Additionally, the modification of organic molecules on the surface of inorganic materials would also create some interfacial states, which may alter the charge transfer process to some extent.38,39 But the molecular concentration is relatively low in this work, we speculate that the induced interfacial states should not be the dominant mechanism to the Raman enhancement. The photoinduced charge transfer (PICT) processes induced by the vibronic coupling between ZnO1−x and R6G molecules are expected to be responsible for the Raman enhancement. The exciton resonance μex induced by the electron transition between the VB state |S〉 and the oxygen-vacancy-associated defect state |V〉 in ZnO1−x, and the molecular resonance μmol induced by electron transition between the HOMO state |I〉 to the LUMO state |K〉 of R6G (2.30 eV) are taken into consideration under 532 nm (2.32 eV) excitation. Generally, in a semiconductor-molecule system, the SERS intensity is proportional to the polarizability tensor of a molecule, which can be expressed as α = A + B + C, where A is relevant to the resonance Raman spectra, B and C originate from molecule-to-substrate and substrate-to-molecule charge transfer transitions, respectively.40 According to the thermodynamically feasible process in this system, the PICT process (1) from the HOMO state |I〉to the CB state |S′〉 (B-term), and the PICT process (2) from the defect state |V〉 to the LUMO state |K〉 (C-term), would be dramatically promoted by borrowing intensity from the nearby exciton resonance μex and molecular resonance μmol. The efficient vibronic coupling between R6G molecules and ZnO1−x modifies both the polarizability tensor and the electron density distribution of the molecules, leading to the observation of significantly enhanced Raman scattering.
, where Q is the quality factor of the optical cavity and Veff is the effective mode volume. Therefore, a larger Q/Veff can be expected to generate dramatically enhanced Raman signals.
As shown in Fig. 5a, the Raman spectra of the R6G molecule were collected from the ZnO1−x cavities with different side lengths d, in which Raman intensities increase with the decrease of side length. By monitoring the SERS intensities of 612 cm−1, the relationship between the intensity and the side length is shown in Fig. 5b, which is fitted by an inverse proportional function. The variations of Raman intensities are attributed to the difference in WGM cavity parameters. As shown in Fig. 5c–e, the electric fields in ZnO1−x cavities (d = 2, 4, and 8 μm) are simulated by the finite-difference time-domain (FDTD) method. The distinct WGM can be observed, where the ZnO1−x support WGM resonance due to self-interference of light propagating along the hexagonal trajectory defined by the cavity cross section. The Q-factors and effective mode volume Veff were taken into account, which is derived from the measurements and the simulations. The ratios of (Q/Veff)1/2 are calculated as shown in Fig. 5b, which shows an inverse proportional relationship with the side length as well. The Raman intensities of R6G molecules show a positive correlation against the Q/Veff value, suggesting that the SERS signals generated by the vibronic coupling between the R6G molecule and the ZnO1−x cavity undergo another enhancement by the Purcell effect. The largest FP value is estimated to be ∼ 0.29 from the ZnO1−x cavity (d = 2 μm).
Generally, the Raman scattering enhancement on a cavity was always accompanied by the enhanced PL background. In this work, the PL of R6G molecules partially couples into the ZnO1−x cavity via an evanescent field. As shown in Fig. 5c–e, the resonant light is confined by the hexagonal boundaries of the ZnO1−x cavity and the prominent exterior fields (evanescent field) along the cavity boundaries are also observed. As demonstrated in Fig. S4 (ESI†), the portion of the evanescent field increases with the decrease of side length, suggesting that the tunneling effect becomes significant when reducing the dimension of the cavity. Generally, the evanescent field of WGM cavities determines the strength of light–matter interactions.45,46 These distinct evanescent fields outside the cavity walls manifest the feasibility of enhanced light–matter interactions on the ZnO1−x cavities. Therefore, we speculate that the enhanced evanescent field would also strengthen the interactions between the cavity and the adsorbed molecules to some extent.
Subsequently, a ZnO1−x cavity with a side length gradient was investigated as depicted in Fig. 6a and b, in which the WGM frequency gradually redshifts with the increase of side length. At different testing sites, the Raman modes at 612 and 773 cm−1 from R6G molecules will experience different spectral overlaps with the WGM. The Raman spectra were normalized by using the Raman peak at 612 cm−1. The intensity ratios of 612 and 773 cm−1 were calculated to depict the selective enhancement of the Raman mode when coupled with the WGM peak. As shown in Fig. 6c sites (1), the Raman signal of 612 cm−1 is selectively enhanced because of the overlap with the WGM peak, demonstrating the largest intensity ratio at this moment. With the redshifts of the WGM, the Raman signal of 773 cm−1 is selectively enhanced at site (3), showing the lowest intensity ratio. The observed selective Raman enhancements suggest that the Raman signal generated on optical cavities will experience further intensity modulation by the optical resonance coupling between the WGM and the Raman mode.
Footnote |
| † Electronic supplementary information (ESI) available: Preparation method and characterization of ZnO1−x cavities; DTF calculations of electronic band structures of ZnO1−x; FDTD simulations of WGM in ZnO1−x cavities; optical images of ZnO1−x microrods and ZnO cavities; Raman spectrum of R6G acquired on ZnO cavities; PL spectra collected from the bare Si substrate, ZnO1−x cavities, the Si substrate with R6G adsorption, and ZnO1−x cavities with R6G adsorption; evanescent fields at the outside of ZnO1−x cavity walls; calculations of Raman EFs. See DOI: https://doi.org/10.1039/d2nh00450j |
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