Bryan P.
Sutherland
a,
Mukund
Kabra
b and
Christopher J.
Kloxin
*ab
aDepartment of Materials Science and Engineering, University of Delaware, 201 DuPont Hall, Newark, DE 19716, USA. E-mail: cjk@udel.edu
bDepartment of Chemical and Biomolecular Engineering, University of Delaware, 150 Academy Street, Newark, DE 19716, USA
First published on 13th January 2021
The acid-catalyzed thiol–ene reaction (ACT) is a unique thiol–X conjugation strategy that produces S,X-acetal conjugates. Unlike the well-known radical-mediated thiol–ene and anion-mediated thiol-Michael reactions that produce static thioether bonds, acetals provide unique function for various fields such as drug delivery and protecting group chemistries; however, this reaction is relatively underutilized for creating new and unique materials owing to the unexplored reactivity over a broad set of substrates and potential side reactions. Solution-phase studies using a range of thiol and alkene substrates were conducted to evaluate the ACT reaction as a conjugation strategy. Substrates that efficiently undergo cationic polymerizations, such as those containing vinyl functional groups, were found to be highly reactive to thiols in the presence of catalytic amounts of acid. Additionally, sequential initiation of three separate thiol–X reactions (thiol-Michael, ACT, and thiol–ene) was achieved in a one-pot scheme simply by the addition of the appropriate catalyst demonstrating substrate selectivity. Furthermore, photoinitiation of the ACT reaction was achieved for the first time under 470 nm blue light using a novel photochromic photoacid. Finally, using multifunctional monomers, solid-state polymer networks were formed using the ACT reaction producing acetal crosslinks. The presence of S,X-acetal bonds results in an increased glass transition temperature of 20 °C as compared with the same polymeric film polymerized through the radical thiol–ene mechanism. This investigation demonstrates the broad impact of the ACT reaction and expands upon the diverse thiol–X library of conjugation strategies towards the development of novel materials systems.
The two most prominent thiol–X conjugations, the thiol–ene4 and thiol-Michael reactions,25 have each been hailed as ‘click’ reactions26 for their rapid kinetics, high conversions, and minimal byproduct formation. While both thiol–ene and thiol-Michael reactions result in the formation of a new thioether bond between a thiol and an alkene substrate, they proceed through different reaction pathways.27 The thiol–ene reaction follows a radical-mediated mechanism between a thiol and an electron-rich alkene, such as a vinyl, allyl, or norbornenyl functional group, whereas the thiol-Michael reaction follows an anion-mediated mechanism between a thiol and an electron deficient alkene, such as an acrylate, vinyl sulfone, or maleimide functional group (Scheme 1A and B, respectively). The self-limited, 1-to-1 reactivity combined with distinct mechanisms enables a sequential thiol–ene and thiol-Michael reaction scheme, which has been applied in the design of iterative peptide conjugations28 and sequence-defined polymers.29
A unique mechanistic pathway distinct from the thiol–ene and thiol-Michael reactions is the cation-mediated reaction between a thiol and a vinyl to produce S,X-acetals in the presence of dilute acid,30,31 referred to here as the acid-catalyzed thiol–ene (ACT) reaction. In the presence of Brønsted acid32 or Lewis acid33 catalysts, vinyl groups become protonated forming a carbenium ion that is quenched through electrophilic addition.30,34–36 The proposed mechanism for the ACT conjugation reaction, shown in Scheme 1C, follows a cyclic process involving (i) carbenium generation (i.e., initiation) in the presence of an acid catalyst, (ii) electrophilic addition (i.e., propagation) of a thiol generating a sulfonium intermediate, and (iii) reformation of a new protonated carbenium substrate through chain transfer.31 Unlike the thiol–ene and thiol-Michael reactions, the ACT reaction undergoes a Markovnikov-directed addition producing an S,X-acetal. Acetal bonds are of particular interest for their broad impact in numerous fields, from amino acid protecting groups37 to chain transfer agents38 to dynamic materials.39–42 Acetals can also undergo acid hydrolysis, making them useful tools for drug delivery43 or antimicrobial agents.44 In work by Du Prez and coworkers,41 the incorporation of acetals into the crosslinks of a polymer network produced a covalent adaptable network.45 Thus, the introduction of acetal bonds into polymeric systems through the ACT reaction provides a new thiol–X route to create novel functional and responsive materials.
Despite the potential of the ACT reaction as a tool to create new materials, the reaction has been relatively unexplored. The substrate scope and kinetics, especially under ambient conditions, are absent in the literature. Recent work by Uchiyama et al.31 demonstrated that this reaction could be applied towards the formation of linear polymers with thioethers or S,O-acetals simply by switching the initiating species. However, such reactions were performed under sub-freezing temperatures and water-free conditions limiting the utility of the reaction. Additionally, while much work has been done to enable the thiol–ene and thiol-Michael reactions to be triggered using light, the ACT reaction has thus far been limited to traditional, non-photoinitiated cationic species.31,38 The on-demand, spatiotemporal reaction control using photoinitiators is an attractive feature of thiol–ene and thiol-Michael reactions and enables a range of technologies, from advanced coatings to 3D printing.
Herein, the broad substrate scope of the ACT reaction was demonstrated by monitoring the kinetics of the reaction over a range of common thiol and alkene functional groups under ambient conditions. Additionally, photocontrol over the ACT reaction was achieved for the first time using a novel non-radical forming photochromic photoacid for the application of photopolymerizing ACT polymer networks. This work provides fundamental insights into the ACT reaction and demonstrates its broad impact in the fields of both cationic polymerizations and thiol–X material systems.
It was observed that the vinyl structure greatly influences the kinetics of the ACT reaction. Commonly used terminal, internal, and cyclic vinyl ethers were evaluated to understand their structural effects on the ACT kinetics. The conversion as a function of time is shown for each vinyl substrate reacted with ethyl mercaptopropionate is shown in Fig. 1A. Ethyl vinyl ether (EVE) proceeded rapidly to roughly 88.6 ± 0.6% conversion after 10 min. The plateauing conversion below 100% is a consequence of vinyl hydrolysis in the presence of water as observed by NMR (see Fig. S1 in the ESI†). Upon forming the cationic vinyl intermediate, water can undergo electrophilic addition to the vinyl group resulting in rapid decomposition to acetaldehyde and alcohol.48 Subsequently, the acetaldehyde that forms can react with newly formed alcohol and residual thiol species to form minor amounts O,O- and S,S-acetal side products. This side reaction is well known to affect typical cationic polymerizations that generally require air- and water-free conditions to avoid degradation and slow reaction kinetics.49 However, in the case of the ACT reaction, acetaldehyde formation is minor, demonstrating the robust nature of the reaction. In the case of 2-methoxypropene (iPVE), the reaction reached a plateauing conversion of 90 ± 1% prior to the first time point (30 s). The highly stable tertiary carbenium ion that forms upon protonation by the acid catalyst leads to the rapid kinetics observed in the reaction.50 The internal vinyl ether substrates, 1-ethyoxypropene (PVE) and dihydropyran (DHP), proceeded slower than the terminal vinyl ether substrates, reaching conversions of 86 ± 1% and 31.2 ± 0.8% after 10 min, respectively. This finding is similar to that of radical-mediated thiol–ene reactions in which internal alkenes typically result in sluggish kinetics owing to steric hinderance of the alkene.4,51,52
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| Fig. 1 ACT reaction kinetics as a function of vinyl and thiol functional groups. (A) Vinyl substrates (0.2 mmol, 1 eq.) were mixed with EMP (0.2 mmol, 1 eq.) and TMU (15 mol%) in DCM-d2 with mesitylene (0.2 mmol, 1 eq.) as an internal standard. Kinetics were measured via NMR with t = 0 min being prior to adding (1.5 mol%) MSA. Additionally, NMR spectras at t = 16 h were collected to determine final conversions and ensure stability of the final product (see Fig. S1 through S9 in the ESI†). (B) Thiols (0.2 mmol, 1 eq.) were mixed with the VPy (0.2 mmol, 1 eq.) and TMU (3 mol%) in DCM-d2 (calculated to make total final volume 600 μL) with mesitylene (0.2 mmol, 1 eq.) as an internal standard. Kinetics were measured via NMR with t = 0 min being prior to adding MSA (1.5 mol%). | ||
In the case of vinyl ethers that are adjacent to an electron deficient carbonyl (vinyl esters), little reactivity is observed towards the desired S,O-acetal product. When performing the same reaction conditions with vinyl acetate (VEst), less than 1% product conversion was observed (see Fig. S5 in the ESI†). The low reactivity of vinyl acetate within the ACT reaction scheme is expected, as it is known to be challenging to polymerize via a cationic mechanism.53 The higher basicity of the ester carbonyl as compared with the vinyl inhibits vinyl protonation, resulting in negligible reaction towards the ACT conjugate.54
Vinyl acetamide (HVAc), N-methyl vinylacetamide (MeVAc), and vinyl pyrrolidone (VPy) were selected as vinyl substrates to examine the reactivity differences in secondary and tertiary vinyl amides. The HVAc substrate resulted in a fast-initial rate, but ultimately resulted in significant homopolymerization55,56 (see Fig. S6 in the ESI†) limiting the conversion of the desired product to 33.8 ± 0.2% after 10 min. However, the tertiary vinyl amide, MeVAc, reached a conversion of 91.5 ± 0.6% after 10 min. The higher conversion of MeVAc as compared to vinyl ethers is likely attributed to the slower hydrolysis rate associated with enamides over vinyl ethers.57 The tertiary cyclic VPy showed slower kinetics, reaching only 64.0 ± 0.2% conversion after 10 min. We identified the cyclic DHP and VPy as model substrates as they showed limited vinyl hydrolysis producing quantitative conversions after 16 h resulting in click-like conjugations. We attribute the near quantitative conversions of DHP and VPy to their slow hydrolysis rates as compared with their noncyclic counterparts.58,59 As such, VPy was used in all subsequent model reactions as an ideal vinyl substrate.
Surprisingly, while the vinyl substrate structure has a significant impact on the ACT reaction kinetics, the thiol substrate structure was observed to have minimal influence. Six commonly employed thiol substrates used in synthesizing and modifying polymeric materials were evaluated. As shown in Fig. 1B, only slight differences in the initial rate and conversion profiles were observed between the six thiol substrates. Such minor differences in kinetics when varying the thiol is in stark contrast to both thiol–ene reactions,60 where glycolate and propionate esters show higher reactivity than alkyl thiols, and thiol-Michael reactions,61 where lower thiol pKa results in faster rates. Interestingly, the minor dependence on thiol structure coincides with kinetic studies showing negligible rate dependence on the ACT reaction for thiol at concentrations utilized in these studies (see Fig. S10 in ESI†).
As noted previously, water has a significant effect on the reaction kinetics, which results in a competing side reaction. An offset in the consumption of the thiol and vinyl substrates was observed during the reaction, suggesting the formation of intermediates (see Fig. S13 and S14 in the ESI† for NMR spectra and conversion versus time plots). It was hypothesized that water influences the resulting offset through the reversible formation of hemiacetals during the reaction process (i.e., see reaction scheme Fig. S12 in ESI†). The reaction between ethyl mercaptopropionate (EMP) to VPy using ‘wet’ deuterated DCM led to the formation of an α-vinyl carbon intermediate during the reaction and larger offsets between the vinyl and thiol conversions during reaction than observed for the reaction using dry deuterated DCM (see Fig. S15 and S16 in the ESI†). Water is known to act as a chain transfer agent in cationic polymerizations and inhibits the electrophilic addition of the thiol to the carbenium ion.62,63 Importantly, the excess water did not hinder the high conversions seen in the 1-to-1 reaction between EMP and VPy, demonstrating its robustness under ambient conditions.
The inclusion of a Lewis base in the ACT reaction reduces the reaction rate but stabilizes the acid-sensitive acetal product. The introduction of ethers,64 thioethers,65 and carbonyls66 have been utilized as Lewis bases to reduce the propagation rate of cationic polymerizations, thus improving control of the overall reaction. In our model system, increasing the amount of the Lewis base, TMU, relative to constant thiol and vinyl concentrations led to a decrease in the product formation rate (see Fig. S17 in the ESI†); however, more acid sensitive products, such as the S,O-acetal, showed increased stability over the course of the reaction (see Fig. S18 in the ESI†). In the absence of TMU, the stoichiometric reaction between BzM and EVE resulted in mixtures of O,O-, S,S-, and S,O-acetals, with conversions after 30 min of 47%, 42%, and 11%, respectively; whereas, in the presence of 3 mol% TMU, conversions after 30 min were <5%, <5%, and 87%, respectively. The high conversion towards the desired S,O-acetal product in the presence of TMU suggests that the Lewis base helps in preventing product degradation at the expense of decreased reaction rate. As an aside, in the extreme case for which the solvent itself can act as a Lewis base, such as for aprotic polar DMSO, the reaction rate became severely inhibited (see Fig. S19 in the ESI†).
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| Fig. 3 (A) Photoisomerization of three spiropyran-based photoacids (SP1,69 SP2,70 and SP3). (B) Synthetic route to produce SP3, which has reduced dark acidity, improved solubility, and can be produced on a multigram scale. Full synthetic procedures for SP1, SP2, and SP3 can be found in section 10 of the ESI.† (C) Photoinitiation of the ACT reaction was achieved using SP3. EMP (0.2 mmol, 1 eq.), VPy (0.2 mmol, 1 eq.), TMU (3 mol%), and mesitylene (0.2 mmol, 1 eq.) were dissolved in DCM (600 μL). The sample was split into two equal portions in which both received SP3 (1.5 mol%). One sample was left in the dark for 30 min and the other was subjected to 470 nm irradiation (20 mW cm−2, 30 min). | ||
A model system was developed to test SP1 as a photoacid catalyst for the ACT reaction. A stoichiometric amount of EMP and VPy was dissolved in deuterated DCM with TMU and mesitylene as an internal standard. SP1 was synthesized based on previously reported procedures.69 An NMR was taken of the solution (t = 0 min) and subsequently split into two samples where both received 1.5 mol% of SP1. One sample was left in the dark for 30 min and then characterized by NMR while the other sample was irradiated using 470 nm light at 20 mW cm−2 for 30 min and then characterized by NMR spectroscopy. The sample that was left in the dark showed no appreciable conversion, while the sample irradiated with light proceeded to 87% conversion after 30 min (see Fig. S23 in the ESI†). Unfortunately, SP1 was poorly soluble in organic solvents limiting the loading of the catalyst.
A novel modified spiropyran-based photoacid for the ACT reaction was designed to increase solubility in organic solvents while maintaining negligible reaction in the dark. Work by Zayas et al.70 aimed to increase the solubility by adding tert-butyl (tBu) groups on the phenolic ring (Fig. 3A, SP2). Although the SP2 had improved solubility and resulted in high conversions (94%) upon irradiation, the sample stored in the dark exhibited significant conversion (8% conversion after 30 min, see Fig. S24 in the ESI†), owing to the underlying acidity of SP2. Subsequently, Liu et al.76 showed that by introducing an electron donating group to the indole ring, the overall dark acidity of the photoacid was significantly reduced. Encouraged by this result, we designed and synthesized a novel photoacid (SP3), depicted in Fig. 3B. SP3 was facilely synthesized on the gram scale without the need of chromatography. As is shown in Fig. 3C, the model system with SP3 achieved 92% conversion within 30 minutes of irradiation while having significantly less dark acidity (4% conversion after 30 min). These results show the improved effectiveness of SP3 for initiating the ACT reaction as compared with previous spiropyran-based photoacid designs. With the successful redesign of the spiropyran photoacid, photoinitiation of the ACT reaction was achieved for the first time.
:
1 stoichiometric ratio of thiols to vinyls using pentaerythritol tetrakis(3-mercaptopropionate) (PETMP) and 1,4-cyclohexanedimethanol divinyl ether (CDDVE) with 0.27 wt% of SP3 as a photoacid generator (structures shown in Fig. 4A). The resin formulation was thoroughly mixed for 2 min and left in the dark for an additional 2 min prior to irradiation with 470 nm light at 20 mW cm−2. The polymerization kinetics were monitored using real-time FTIR, and the conversions are presented in Fig. 4B. Minor dark acidity (less than 6% conversion over 7 min) was observed in the film prior to irradiation, while a control film without any SP3 in the formulation did not completely inhibit the dark reaction, suggesting the resin itself was slightly acidic (see Fig. S25 in the ESI†). The observation of resin instability was expected as the system itself is uninhibited, similar to that of uninhibited thiol–ene resins that exhibit poor shelf-life.77 The acidic nature of the thiol–ene resins, associated with the thiol monomer PETMP to prevent disulfide formation, can lead to unintended ACT polymerizations. It should be noted that the presence of a weak base, such as triphenylphosphine (TPP), resulted in significantly reduced dark acidity; however, polymerization with TPP exhibited reduced conversion (see Fig. S26 in the ESI†). After 80 min of continuous irradiation, the polymerization of the monomer resin plateaued at 99 ± 1% and 90.1 ± 0.3% conversion for the vinyl and thiol, respectively. Based on the solution-phase kinetics, one might speculate that the offset between the vinyl and thiol final conversions is due to vinyl degradation by water. However, no peak changes were observed at 4561 cm−1, associated with acetaldehyde (Fig. S27†);62 thus, it is more likely that the offset owes to minor homopolymerization between vinyls, analogous to that observed in thiol–ene polymerizations formulated with triallyl-1,3,5-triazine-2,4,6-trione (TATATO) or acrylates.78 The resulting polymeric film is a slightly yellow translucent elastomer that turns bright yellow after 24 h, owing to the thermal relaxation of the spiropyran from a ring closed state to a ring opened state (e.g., see Fig. 3A).
The thermomechanical properties of the film polymerized via the ACT mechanism produced a homogenous network structure with an increased glass transition temperature (Tg) as compared with a film polymerized via a radical-mediated thiol–ene mechanism. As shown in Fig. 4C, the ACT polymerized film had a Tg of 23 °C as compared with the thiol–ene polymerized film having a Tg of 3 °C. While chemically identical, the two polymer networks are crosslinked via two different isomers resulting in the substantial increase in Tg (i.e., the thioether versus the S,O-acetal crosslink formed via the thiol–ene and ACT reactions, respectively). These results are consistent with higher glass transition temperatures in linear polymers possessing S,O-acetal linkages as compared with their thioether isomers.31 The differences in backbone mobility brought about by the conformational differences in the crosslink and the reduced molecular weight between crosslinks has a significant impact on the Tg. Additionally, the sharp tan delta peak shown in Fig. 4C suggests a homogenous network structure, which is characteristic of a step-growth polymerized network.79 The larger rubbery modulus of the ACT film (16.4 ± 0.4 MPa at 80 °C) as compared with the thiol–ene film (12.8 ± 0.3 MPa at 80 °C) is attributed to the reduced distance between crosslinks produced via the Markovnikov directed conjugation. It should be noted that the relatively minor homopolymerization that is speculated to occur would further enhance the mechanical properties. Additionally, although solution-phase studies suggested the formation of O,O- and S,S-acetal side products for more acid sensitive substrates in the absence of TMU (e.g., with vinyl ethers), one might anticipate the formation of a mixture of O,O-, S,S- and S,O-acetal crosslinks in the polymer network. We speculate that while TMU is absent from the polymer network formulations, the monomer structures themselves contain esters and ethers that may stabilize product formation. Furthermore, only minor amounts of acetaldehyde is formed (see Fig. S27 in the ESI†) and without this key side product forming, O,O- and S,S-acetals cannot form thus suggesting the network crosslinks are primarily S,O-acetal in nature.
The spatiotemporal control of the reaction was demonstrated via photopatterning. By irradiating the resin cast between glass slides through a photomask, the reaction was spatially confined to only the irradiated area, shown in Fig. 4D. Upon completion of the reaction, the clear film turned bright yellow after a period of 24 h as a result of the ring closed spiropyran relaxing to its ring opened state. As such, after polymerization, this reversible photoacid could be spatially ring closed to form images by shining 470 nm light at 20 mW cm−2 for 15 s. As demonstrated in Fig. 4E, multiple photopatterns could be applied to the polymer film with complete reversion back to the ring opened state after 24 h. This reversible writing is a unique feature of the material and could be a useful tool in digital writing on polymeric materials.
Footnote |
| † Electronic supplementary information (ESI) available. See DOI: 10.1039/d0py01593h |
| This journal is © The Royal Society of Chemistry 2021 |