Open Access Article
Meilani
Wibowo-Teale
*a,
Bang C.
Huynh
*a,
Andrew M.
Wibowo-Teale
a,
Frank
De Proft
b and
Paul
Geerlings
*b
aSchool of Chemistry, University of Nottingham, University Park, Nottingham, NG7 2RD, UK. E-mail: meilani.wibowo@nottingham.ac.uk; bang.huynh@nottingham.ac.uk
bResearch group of General Chemistry (ALGC), Vrije Universiteit Brussel (VUB), Pleinlaan 2, B-1050 Brussels, Belgium. E-mail: pgeerlin@vub.be
First published on 30th April 2024
The extension of conceptual density-functional theory (conceptual DFT) to include external electromagnetic fields in chemical systems is utilised to investigate the effects of strong magnetic fields on the electronic charge distribution and its consequences on the reactivity of π-systems. Formaldehyde, H2CO, is considered as a prototypical example and current-density-functional theory (current-DFT) calculations are used to evaluate the electric dipole moment together with two principal local conceptual DFT descriptors, the electron density and the Fukui functions, which provide insight into how H2CO behaves chemically in a magnetic field. In particular, the symmetry properties of these quantities are analysed on the basis of group, representation, and corepresentation theories using a recently developed automatic program for symbolic symmetry analysis, QSYM2. This allows us to leverage the simple symmetry constraints on the macroscopic electric dipole moment components to make profound predictions on the more nuanced symmetry transformation properties of the microscopic frontier molecular orbitals (MOs), electron densities, and Fukui functions. This is especially useful for complex-valued MOs in magnetic fields whose detailed symmetry analyses lead us to define the new concepts of modular and phasal symmetry breaking. Through these concepts, the deep connection between the vanishing constraints on the electric dipole moment components and the symmetry of electron densities and Fukui functions can be formalised, and the inability of the magnetic field in all three principal orientations considered to induce asymmetry with respect to the molecular plane of H2CO can be understood from a molecular perspective. Furthermore, the detailed forms of the Fukui functions reveal a remarkable reversal in the direction of the dipole moment along the C
O bond in the presence of a parallel or perpendicular magnetic field, the origin of which can be attributed to the mixing between the frontier MOs due to their subduced symmetries in magnetic fields. The findings in this work are also discussed in the wider context of a long-standing debate on the possibility to create enantioselectivity by external fields.
Of these extreme conditions, the effects of strong magnetic fields on chemistry have unfortunately not been widely examined, not least because the magnetic fields that can be generated and sustained for a reasonable amount of time on Earth do not exceed 50 T.11 However, the astrophysical discoveries of much stronger magnetic fields on the surfaces of white dwarfs (ca. 102 T)12–15 and neutron stars (ca. 109 T)16 have since inspired a number of theoretical studies on the chemistry of atoms and small molecules in strong magnetic fields. Starting in the 1990s, these studies were mainly carried out to examine the energetics and spectra of very light atoms, revealing important changes in the electronic configurations of ground and excited states with increasing magnetic field strength.17,18 Specifically, electron pairs are gradually uncoupled such that states with more unpaired β-electrons and higher angular momenta become stabilised by spin- and orbital-Zeeman interactions.
Focussing on the chemical relevance of these trends, we recently analysed several atomic properties in strong magnetic fields19 calculated using current-density-functional theory (current-DFT).20–23 In particular, we utilised the framework of conceptual density-functional theory (conceptual DFT) to extract chemically relevant concepts from the results of density-functional theory (DFT) calculations. This was possible thanks to the recent extensions of the conventional formulations of both conceptual DFT24–30 and a wide variety of quantum-chemical methods20–22,31–35 to include arbitrary strength magnetic fields19,36,37 in a non-perturbative manner using London atomic orbitals (LAOs)38 [also known as gauge-including atomic orbitals (GIAOs)]. This in turn enabled detailed considerations of the variations of atomic electronegativity and hardness with magnetic field.
The observed deviations in these trends across the periodic table compared to their expected behaviour in the absence of a field shed light on the dramatic changes in chemical reactivity that are expected to occur under these extreme conditions.19 For example, Lange et al.33 showed how the
state of H2 becomes the ground state in strong magnetic fields on the order of 105 T. This state, which is purely repulsive in the absence of a magnetic field, exhibits binding with a preferential orientation of the H2 molecule perpendicular to the applied field. This discovery inspired the work on atomic properties in ref. 19, which in turn led us to investigate the effects of strong magnetic fields on electronic charge distributions and molecular structures for diatomics and small polyatomics that are slightly more complex than H2 in ref. 36. Through detailed calculations, significant changes to the physical properties of these systems were found, most notably the reversal of bond polarity in hydrogen halides at high field strengths, in line with the simplistic predictions using the atom-based quantities from conceptual DFT in ref. 19.
Of course, predictions based on atomic data cannot capture additional effects caused by the overall orientation of the structure relative to the external field. Molecular symmetry was thus identified as an essential consideration to rationalise the changes in the dipole moment as a function of the applied field. However, whilst the theoretical apparatus for a general treatment of molecular symmetry in external electromagnetic fields has long been understood,39–43 few practical implementations are available. Fortunately, a new program, QSYM2, has recently been developed to meet this need.44 Along with capabilities to determine molecular, orbital, and wavefunction symmetries in external fields, QSYM2 can be directly applied to analyse the symmetry of electron densities and density-related functions, which is helpful in the interpretation of conceptual DFT results.
The chemistry in strong magnetic fields that has been investigated for diatomics33,36 and small polyatomics36 displays many intriguing features. However, in the systems studied thus far using a combination of electron density with several global conceptual DFT descriptors such as electronegativity45 and hardness,46 only σ-bonds are present. It is therefore interesting to examine how strong magnetic fields may alter the reactivity of π-systems. In the present work, we examine the reactivity of formaldehyde, H2CO, a prototypical π-system containing a reactive C
O bond, in the presence of electric and magnetic fields. Specifically, we investigate the symmetry of its Fukui functions47 to gain insight into the effects of external fields on the enantioselectivity of the system towards attacking nucleophiles. Fukui functions are a type of local conceptual DFT descriptor that describes intricate variations in the electron density that occur during chemical reactions. They have been demonstrated to be capable of providing theoretical understanding of several selectivity aspects of chemical reactions, albeit without any external fields applied.24,48 This choice of the prototypical π-system also facilitates a direct comparison with a recent study on chemical reactivity in the presence of electric fields in ref. 49.
This article is organised as follows. In Section 2, we outline the essentials of current-DFT and conceptual DFT required for this study, followed by a detailed discussion of symmetry in the presence of external electric and magnetic fields. In Section 3, we briefly describe the computational details of our work. The reactivity of H2CO in the presence of electric and magnetic fields is then presented and discussed from the perspective of symmetry in Section 4. In particular, simple arguments from group theory are first employed to predict the symmetry of electric dipole moments in external fields. The result from this is then used to predict the more intricate symmetries of electron densities, molecular orbitals (MOs), and Fukui functions which are subsequently verified by detailed analyses using QSYM2.44 The insight obtained demonstrates how control of enantioselectivity using external magnetic fields is not possible—this observation is in fact consistent with earlier studies50–55 and the detailed symmetry information of the associated Fukui functions offers a simple, yet illuminating, molecular perspective. Finally, conclusions and directions for future work are summarised in Section 5. A short summary of the classification of chirality based on group theory is given in Appendix A, followed by a selection of relevant character tables in Appendix B.
and magnetic field B(r) = ∇ × A(r), where A(r) denotes a magnetic vector potential. Both
and B(r) are in general position-dependent, but, in this article, we restrict ourselves to considering only uniform fields, so that we can drop the position argument and simply write
and B. The electronic Hamiltonian describing this molecular system is then given by![]() | (1) |
The first contribution is the zero-field Hamiltonian and has the form
on the multiplicative external potential vext which is dictated by the geometric arrangement of the nuclei:![]() | (2) |
![]() | (3) |
The second contribution describes the interaction between the system and the external electric field:56
![]() | (4) |
. In a charged system, changing the position of this origin only introduces a constant term to
. Therefore, without any loss of generality, we choose Oelec = 0, i.e. at the origin of the Cartesian coordinate system, and subsequently drop the subscript Oelec.
Finally, the third contribution gives the non-relativistic interaction of the electrons with the external magnetic field:
![]() | (5) |
|Ψ〉 is the electric dipole moment of the system. If the electron density of the system,24,58![]() | (6) |
![]() | (7) |
| A(r) → A(r) + ∇f(r) ≡ A′(r), |
| B′(r) = ∇ × A′(r) = ∇ × [A(r) + ∇f(r)] = ∇ × A(r) = B(r), |
| ∇ · A(r) = 0. |
![]() | (8) |
However, the inconsequential arbitrariness in the choice of gauge via the origin Omag means that quantum-chemical calculation results for physical properties such as electron densities and electric dipole moments must be gauge-independent. One way to ensure this is to include additional field-independent atomic-orbital (AO) basis functions so that gauge independence can be achieved in the complete-basis-set limit.59 A second, more economical way is to employ field-dependent AO basis functions, such as LAOs,38 which have been shown to yield gauge-origin-invariant computational results for physical properties even with minimal numbers of AO functions.38,59–61 Each LAO ωμ(r; Rμ) centred at position Rμ is a product of a conventional Gaussian AO φμ(r; Rμ) with the London phase factor exp[−iAOmag(Rμ) · r]:
| ωμ(r; Rμ) = φμ(r; Rμ)exp[−iAOmag(Rμ) · r]. | (9) |
The use of LAOs in electronic-structure calculations requires that conventional methods applicable at zero magnetic field be modified, not least because the presence of London phase factors means that wavefunctions are now in general complex-valued. This means that any formulations or implementations that assume real quantities and that do not take into account complex conjugation properly will not be valid at finite magnetic fields. To address this, efficient algorithms for evaluating molecular integrals over LAOs have been devised31,32,62,63—the availability of LAO integrals have since enabled a wide range of ab initio electronic-structure methods such as Hartree–Fock (HF),32 current-DFT,20–23 configuration interaction (CI),33 and coupled-cluster (CC)34 to be used for non-perturbative calculations in strong-magnetic-field regimes where |B| ∼ B0 = ħe−1a0−2 ≈ 2.3505 × 105 T.
| jm(r) = jp(r) + gs∇ × m(r), |
![]() | (10) |
To put the theory into practical use, Vignale and Rasolt20,21 proceeded in the same way as in Kohn and Sham67 theory to decompose the intrinsic energy functional
, for which the closed form is unknown, into more manageable contributions:
![]() | (11) |
The first term,
![]() | (12) |
By definition, the non-interacting ground-state wavefunction Ψ0[ρ, jm] in eqn (12) is a single Slater determinant:
![]() | (13) |
is the antisymmetriser acting on the composite spatial–spin coordinates xi in terms of which the spin–orbitals ψi are written. The corresponding kinetic energy, electron density, paramagnetic current density, and magnetisation are given explicitly in terms of the spin–orbitals by![]() | (14a) |
![]() | (14b) |
![]() | (14c) |
![]() | (14d) |
ψi(x) = εiψi(x), i = 1,…, Ne, |
![]() | (15) |
is the well-known Hartree potential, vxc = δExc[ρ, jm]/δρ the exchange–correlation scalar potential, As = A + Axc the effective vector potential, and Axc = δExc[ρ, jm]/δjm the exchange–correlation vector potential. Clearly, to ensure accurate and meaningful calculations, the unknown exchange–correlation energy Exc[ρ, jm] above must be approximated in an appropriate manner. However, in practice, constructing approximations for Exc as functionals of the magnetisation current density jm (and also the electron density ρ) is difficult,22,68 and so the spin-resolved formulation due to Vignale and Rasolt,21 using only jp, shall be used instead.
The practical calculations of current-DFT using vorticity-based corrections to local density approximation (LDA) and generalised gradient approximation (GGA) levels are known to yield rather poor accuracy.69–71 However, introducing the current dependence via the kinetic energy density at the meta-GGA level has been shown to provide good-quality results compared to higher-level correlated approaches.72 Therefore, in the present work, we shall utilise the explicit current dependence at the meta-GGA level via a modification of the (gauge-dependent) kinetic energy density,
![]() | (16) |
![]() | (17) |
We also use the regularised form of the strongly constrained and appropriately normed (SCAN) semi-local density functional of Sun et al.,78 denoted r2SCAN, as proposed by Furness et al.79 The r2SCAN functional is based on the dimensionless kinetic energy density,
![]() | (18) |
(r) the everywhere positive kinetic energy density which is modified for use in a magnetic field and has the same form as eqn (17). A simple regularisation using the parameter η = 10−3 has been defined in ref. 79 to guarantee that the r2SCAN functional avoids the numerical instabilities suffered by the original SCAN functional.79,80
The global hybrid exchange–correlation functionals based on r2SCAN have been recently developed.81 They are constructed as
![]() | (19) |
| ΔE ≈ ΔE(1) + ΔE(2) | (20a) |
![]() | (20b) |
![]() | (20c) |
In our previous studies on incorporating external magnetic fields into the framework of conceptual DFT,19,36 the two most important quantities are the first- and second-order responses of the energy functional E with respect to the number of electrons Ne at a constant external potential vext. The first of these, the electronic chemical potential,45
It is worth noting that both μ and η are global in nature, i.e. they are independent of position. On the other hand, the electron density,
![]() | (21a) |
![]() | (21b) |
The Fukui functions are generalisations of the vital rôle played by the frontier MOs in Fukui's reactivity theory.92–94 This is clearly seen in the analytical forms of the Fukui functions where they can be shown to be equal to the sum of the frontier MO density and a non-trivial correction term involving the relaxation of all MOs upon adding or subtracting one electron to or from the system.93,94 The remaining second-order derivative in eqn (20), [δ2E/δvext(r)δvext(r′)]Ne, identifiable as the linear response function χ(r, r′),24,95 is more involved due to its non-local nature and is therefore not considered in the present study. However, it may open up new avenues for future investigations in view of the recent interest in its chemical content.96
An external uniform magnetic field B can be included in the Fukui functions most easily via a finite-difference approximation along the lines of our previous work on electronegativity and hardness.19 In the particular case of f+(r), which is especially relevant for the study of nucleophilic attacks,25 subtracting the density for the neutral system, ρNe(r; B), from the corresponding density of the anionic system, ρNe+1(r; B), yields the following working equation:
![]() | (22a) |
, included in this work for comparative purposes, are computed in a completely analogous way:49![]() | (22b) |
We conclude this section with a comment that the formalism of incorporating electric and magnetic fields in conceptual DFT may be useful in the development of perturbed reactivity descriptors in which the intrinsic conceptual DFT reactivity descriptors of one reactant (say, A) can incorporate properties of another reactant (say, B). Though conceptually well developed by Pantoja-Hernández, Franco-Pérez, Miranda-Quintana, Gázquez, and Ayers,97–99 the practical evaluation is demanding. This may however be simplified, in a first approximation, by concentrating on the effects on reactant A caused by the electric and/or magnetic fields generated by reactant B in the non-perturbative way in our approach presented above, which may lead to an identification of the parameters introduced in ref. 97–99.
of the system is defined as the group consisting of all unitary transformations û that commute with
:36
is the intersection of
and
which are the unitary symmetry groups of
and
respectively. In this work, the elements in these groups are further restricted to be point transformations acting on the configuration space in which physical systems such as atoms, molecules, and fields are described.100 Then,
is also commonly referred to as the point group of the zero-field molecular system and
the point group of the molecular system in external fields.
When magnetic phenomena are considered,40,41,101–103 antiunitary symmetry operations â that commute with
,
is no longer the largest symmetry group of the electronic Hamiltonian
. Instead, there exists a supergroup of
, denoted
and called the magnetic symmetry group of the system, which contains all unitary symmetry operations in
alongside other antiunitary symmetry operations not present in
. In fact,
must admit
as a normal subgroup of index 2, so that we can write![]() | (23) |
but once chosen must be fixed.40 The left coset
contains all antiunitary elements of
, and
is called the unitary halving subgroup of
.
One antiunitary operation that plays an important part in the symmetry characterisation of systems in the presence of magnetic fields is that of time reversal,
. With respect to
, magnetic symmetry groups can be classified into two kinds:40,104,105
(i) grey groups—those containing
:
![]() | (24) |
and the last equality defines the notation
for the grey group that admits
as its unitary halving subgroup, and
(ii) black-and-white groups—those not containing
:
![]() | (25) |
û0, with û0 a unitary operation not in
.
Clearly, in the absence of an external magnetic field,
is a symmetry operation of the electronic Hamiltonian in eqn (1), so the system's magnetic symmetry group must be a grey group. In contrast, when an external magnetic field is applied,
ceases to be a symmetry operation because the time-odd nature of the magnetic field vector39,40 gives rise to terms in the electronic Hamiltonian [eqn (5)] that do not commute with
(cf. Appendix A of ref. 36). Therefore, if the system possesses any antiunitary symmetry operations at all, then its magnetic symmetry group must be a black-and-white group; otherwise, it only has a unitary symmetry group (see the B = B
case in Table S1 in the ESI† for an example).
For any magnetic group
, it is useful to consider a unitary group
isomorphic to
. In cases where
is easily identifiable with a subgroup of the full rotation-inversion group in three dimensions O(3) and can thus be given a Schönflies symbol, the magnetic group
can be written as
.41,105 When this is not easy or possible, however, the antiunitary coset form with respect to the unitary symmetry group
and a representative antiunitary operation â0 can always be employed to uniquely denote
, as done in eqn (23)–(25). This is because a Schönflies symbol can always be assigned to
, which is guaranteed to be a subgroup of the zero-field molecular point group
.
(which, as we shall see in Section 2.3.2, could be one of the symmetry groups of the system being studied, or a non-symmetry group altogether). Formally, this means identifying the subspace W⊆V spanned by the orbit‡ of w generated by
:![]() | (26) |
![]() | (27) |
if
is a unitary group, or known irreducible corepresentations if
is a magnetic group,40,104,106–108 and ki their multiplicities. The mathematical details of this procedure are described in Section 2.4 of ref. 44 and will not be repeated here. There is one important technical detail that we wish to highlight, however. To simplify the way each operation ĥi acts on w to form the orbit in eqn (26), we shall set both the centre of mass of the nuclear framework [eqn (3)] and the gauge origin of the magnetic vector potential [eqn (8)] to coincide with the origin of the Cartesian coordinate system. The invariance of physical quantities with respect to these origins ensures that this particular choice that we make does not alter the results and conclusions of our work in any way.
is chosen as one of the symmetry groups of the system. In particular, if
, then the decomposition in eqn (27) is called the unitary symmetry of w, and if
, this decomposition is instead called the magnetic symmetry of w.
It is also possible to take
to be a group that is not a symmetry group of the system. In such cases, the decomposition in eqn (27), although still well-defined, no longer describes the symmetry of w in the strictest sense, because
contains operations that do not commute with the system's electronic Hamiltonian—we shall henceforth refer to this as non-symmetry analysis. However, when
has definitive relations to the actual symmetry groups of the system, the transformation properties of w with respect to
can provide helpful information. For example, if a system in the presence of some external field has unitary symmetry point group
, then, by choosing
as the zero-field point group
, which must be a supergroup of
, the behaviours of w with respect to
provide a way to quantify if and how the introduction of external fields alters the symmetry of w. See Section 4.2.2 for examples.
is to respect the antiunitarity of half of the elements in
and make use of Wigner's corepresentation theory106 to derive the irreducible corepresentations of
to be used in the decomposition of eqn (27). The comprehensive formulations of this theory40,106,107 and its corresponding character theory108,109 show that every irreducible corepresentation of
[eqn (23)] must be induced by one or two irreducible representations of the unitary halving subgroup
in one of three ways. This thus gives rise to only three possible kinds of irreducible corepresentations:
(i) D[Δ] is an irreducible corepresentation of the first kind of
that is induced once by the irreducible representation Δ of
.
(ii) D[2Δ] is an irreducible corepresentation of the second kind of
that is induced twice by the irreducible representation Δ of
.
(iii) D[Δ1⊕Δ2] is an irreducible corepresentation of the third kind of
that is induced by two inequivalent irreducible representations Δ1 and Δ2 of
.
A striking consequence of this is that the character table of
can be derived entirely from the character table of
, and that the character table of
contains only the unitary elements of
and no antiunitary elements in the coset
—this is in fact implemented in QSYM2.44 This makes sense because characters of antiunitary elements are not invariant with respect to a unitary transformation of basis unless the unitary transformation is also real (and thus orthogonal),40,108 and so cannot be tabulated in any sensible way. Furthermore, Corollaries 1 and 2 of Theorem 10 in ref. 108 ensure that the multiplicities ki in eqn (27) can be deduced using only the character of W under
. It should be noted, however, that the character table of
is not necessarily identical to that of
because the conjugacy class structure of
differs from that of
.108,109
. The antiunitary operations of
then act on
linearly, and so their characters remain invariant upon any change of basis on
. Representation theory can thus be applied to
and a meaningful character table for the irreducible representations of
on
can be constructed. The irreducible representations of
on
are in fact equivalent to those of
on V when restricted to
, where
is a unitary group isomorphic to
(Section 2.2.1).
The advantage of this procedure is that the transformation behaviours of w are also classifiable under the antiunitary operations in
, which can impose additional constraints beside those arising from the unitary operations. As will be illustrated in Sections 4.1 and 4.2.1.2, these additional constraints are often necessary to correctly predict the symmetry properties of real-valued quantities.
However, we must caution that, if w is non-real and V a complex linear space, using the irreducible representations of the unitary group
on V in eqn (27) to characterise the space W spanned by the orbit
in which antiunitarity of actions is preserved can produce ill-defined or misleading symmetry classifications. This is once again due to the fact that characters of antiunitary operations are not necessarily invariant on complex linear spaces.40,108 One important consequence of this is that it is not possible to classify a non-real w as even or odd under time reversal
, since w is either not an eigenfunction of
(e.g. |1/2,+1/2〉 and |1/2,−1/2〉 spinors), or if w is an eigenfunction of
with eigenvalue λ, then scaling w by any non-real scalar also introduces a phase factor to λ, as demonstrated by Uhlmann.111
O bond aligned with the z-axis. For the optimised geometry, the calculations of electric dipole moments, electron densities, MOs, and Fukui functions were carried out using current-DFT with the cTPSS and r2SCAN0 functionals, described in Section 2.1.3, employing two different basis sets, 6-31G**112,113 and cc-pVTZ,114 in seven cases: at zero field, in the presence of a uniform electric field with strength
along three Cartesian x-, y-, and z-directions, and in the presence of a uniform magnetic field with strength |B| = 1.0B0 along three Cartesian x-, y-, and z-directions. All calculations were performed using QUEST.115 Since the calculation of the Fukui function f+(r) also involves the calculation of the electron density of the anionic species [eqn (22)], which is known to be unbound, the basis sets were chosen without the inclusion of diffuse functions to minimise the escaping tendency of the added electron.116 The symmetry assignments for the resulting electric dipole moments, electron densities, MOs, and Fukui functions were then determined by the QSYM2 program (v0.8.0).44
![]() | ||
Fig. 1 Geometrical arrangement of H2CO in all calculations. The molecule lies in the yz-plane with the C O bond aligned with the z-axis. H: grey, C: blue, O: red. | ||
and the magnetic symmetry group
of the molecule-plus-field system alongside the electric dipole moment components that are allowed to be non-vanishing by the respective groups. As we shall see in Sections 4.2 and 4.3, the allowed dipole moment components will be of importance in the discussion of how external fields affect the overall symmetry and shape of the electron density and the Fukui functions. In the following discussion, we shall refer to fields applied along the x-axis as ‘perpendicular’ due to their orthogonality to the molecular plane of H2CO (Fig. 1), fields along the y-axis as ‘in-plane’, and fields along the z-axis as ‘parallel’ due to their collinearity with the important C
O bond.
gives the unitary symmetry group of the molecule-plus-field system and
the magnetic symmetry group (cf. Section 2.2.1). In the absence of an external magnetic field,
is a grey group as denoted by the dash [eqn (24)]. All symmetry analysis was performed in the QSYM2 program (v0.8.0).44 Character tables for all groups as generated by QSYM2 are given in Appendix B
of the system descends from
to
in the perpendicular orientation, to
in the in-plane orientation, and to
in the parallel orientation. Note that even though both perpendicular and in-plane magnetic fields give rise to the
unitary symmetry group, the mirror plane with which this group is defined is different in the two cases: σyz in the perpendicular case and σxz in the in-plane case. Consequently, in both cases, the two electric dipole components that lie in the mirror plane of the system are allowed to be non-zero by the respective unitary symmetry groups: μy and μz by
in the perpendicular case and μx and μz by
in the in-plane case. Likewise, in the parallel case, only μz is allowed to be non-zero by
. All three deductions stem from the fact that these electric dipole moment components are totally symmetric in the respective unitary symmetry groups.
However, the above constraints placed by unitary symmetry groups on the dipole components turn out to be too loose. By including time reversal in our consideration of symmetry operations, we find that, in all three magnetic-field orientations, the system also admits magnetic black-and-white symmetry groups
(Section 2.2.1) that are isomorphic to
and that contain the corresponding unitary symmetry groups
as halving subgroups. In the perpendicular and in-plane cases, the
magnetic group additionally constrains μy and μx, respectively, to vanish—these components are highlighted in red in Table 1. Therefore, in all three cases, the only electric dipole component that is allowed to be non-zero by symmetry is μz, which is a more stringent requirement than that imposed by the unitary symmetry groups.
The further restrictions on μy and μx in the perpendicular and in-plane cases by
are in fact due to the antiunitary operations in the group. First, we note that μ is a real vector in
, and so, as explained in Section 2.3.3.2, representation theory can be used to characterise the symmetry transformation of μ with respect to
, remembering that μ is a time-even polar vector and therefore remains invariant under the action of time reversal. Then, the character table of
treated as a unitary group (Table 5 in Appendix B) can be consulted to deduce how the components of μ transform. For instance, consider the perpendicular case where
h ≡
yzh and ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
v ≡ ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
xzv. We find that μx transforms as
, μy as
, and μz as
. The origin for the vanishing requirement of μy becomes clear: while μy remains invariant under both unitary elements in the group, it is inverted under
Ĉ2 and ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
v and therefore must be zero. The same argument can be used to rationalise the vanishing requirement of μx in the in-plane case.
and
for both perpendicular and in-plane electric fields, respectively, which is in line with the computational results reported in a previous study by Clarys et al.49
The reason for the lack of additional constraints on μ by the magnetic group
in the absence of external magnetic fields is straightforward. Since
is now a magnetic grey group [cf. Section 2.2.1 and eqn (24)], the time-reversal operator
belongs to
, and so every antiunitary element of
can be written as
û where û is in fact an element of the unitary halving subgroup
. Then, since μ is a real-valued time-even vector on
, it is guaranteed to remain invariant under
:
μ = μ. Consequently, the action of
û on μ is identical to that of û, and so the antiunitary half of
(i.e.
) transforms μ in exactly the same manner as
does. No new constraints on μ can thus be introduced by
in addition to those already imposed by
.
We must now highlight a remarkable difference between the symmetry effects of electric and magnetic fields which has implications for the discussions in Sections 4.2 and 4.3 on the differences in reactivity in the two types of field. The x-component of the dipole moment, whose presence is an indicator of the symmetry breaking of the electron density with respect to the molecular plane, is, as intuitively expected, non-zero for a perpendicular electric field (and zero in the other electric-field orientations). However, in the presence of a magnetic field, this component is required to vanish by the full magnetic symmetry group in all three magnetic-field orientations, thereby preserving the symmetry of the electron density with respect to the molecular plane.
is set at 0.1 a.u. and the magnetic field strength B at 1.0B0
A close inspection of Table 2 reveals several interesting features. When a perpendicular electric field is applied, the z-component of the electric dipole only changes by a small amount from its zero-field counterpart (from −0.9485 a.u. to −0.9088 a.u.), as intuitively expected. On the other hand, the newly induced x-component shows a much greater gain (from 0 to +1.0645 a.u.).
If a parallel electric field is applied instead, a large change is observed for the only non-zero z-component, which is even accompanied by a sign inversion (from −0.9485 a.u. to +1.5262 a.u.). This is in accordance with the orientation of the uniform electric field where the positively charged plate from which the electric field lines emerge is on the carbon side: the electron density in H2CO is attracted towards the carbon side to such an extent that causes the original dipole moment to be inverted.
Interestingly, in the presence of an in-plane electric field, no reversal in the direction of μz is observed but the change is quite large despite the field being still perpendicular to the C
O bond (from −0.9485 a.u. to −0.3133 a.u.). This is most likely due to the presence of the hydrogen atoms and the C–H σ-bonds that allow the electron density to be shifted along the y-direction towards one of the hydrogen atoms via the σ-framework of the molecule. Some electron density is thus drawn away from the oxygen end towards the carbon and hydrogen end causing the observed reduction of μz.
The magnetic field cases are much more intricate. For the perpendicular-field orientation, the only surviving electric dipole component (μz as imposed by symmetry) also exhibits a sign change (from −0.9485 a.u. to +0.5307 a.u.), as is also the case in the parallel-field orientation (from −0.9485 a.u. to +1.0228 a.u.). These sign reversals are analogous to those we observed in hydrogen halides, H2O, and NH3 in a previous study.36 As will be seen in Section 4.2.3.3, they can be traced back to large shifts in polarity of the frontier MOs facilitated by a field-induced reduction in symmetry.
In view of its importance in the reactivity discussion in Section 4.3, we provide a similar analysis for formyl fluoride, HFCO, in Section S2.1 of the ESI.† Again, all computed results for electric dipole moments reflect the expected symmetry, now starting from a
unitary symmetry at zero field with two non-zero dipole moment components μy and μz. Note also the additional vanishing constraints imposed by the magnetic groups on μx in both the in-plane and parallel magnetic-field cases.
considered in this study are Abelian (Table 1 and Appendix B), they only admit non-degenerate irreducible representations. Hence, in the absence of any symmetry breaking in
in the occupied spin–orbitals [i.e. none of the spin–orbitals contributing to eqn (14b) and their symmetry-equivalent partners in
span more than one irreducible representation of
],117 the corresponding ρ(r) must transform according to the totally symmetric irreducible representation of
. Formally, if ψi(x) is a spin–orbital spanning the non-degenerate irreducible representation Γi of
, then![]() | (28) |
, effectively considering only cases where the Kohn–Sham Slater determinants [eqn (13)] and their MOs conserve unitary symmetry.
only describes unitary symmetry, it is not necessarily able to provide the full symmetry information of the system, especially when magnetic fields are present (cf. Section 4.1.1). We must therefore also consider how the electron density ρ(r) transforms under the magnetic symmetry group
of the system. As ρ(r) is everywhere real-valued, and as the containing linear space for ρ(r) is well known to be the Banach space
58 which is a real linear space, representation theory can be used to classify the symmetry of ρ(r) using the irreducible representations of
on
, as explained in Section 2.3.3.2.
Let us first consider
to be a magnetic grey group, which is applicable in the absence of external magnetic fields. Using the fact that ρ(r) is totally symmetric with respect to
and that ρ(r) is invariant under time reversal, we conclude that ρ(r) must also transform as the totally symmetric irreducible representation of
on
, since
ûρ(r) = ûρ(r) = ρ(r) for any û in
. For instance, consider the perpendicular-electric-field case where the magnetic symmetry group is
whose character table of irreducible representations is given in Table 7: the only irreducible representation that has +1 characters under all unitary operations as well as time reversal is +A′, which is totally symmetric in
.
On the other hand, if
is a magnetic black-and-white group, which is the case in the presence of external magnetic fields, then there is no a priori requirement that ρ(r) must transform as the totally symmetric irreducible representation of
. This is because even though ρ(r) is invariant under
, there is no guarantee that it is also invariant under â0 =
û0 for û0 a unitary operation not in
[see eqn (25)]. By extension, there is no guarantee that ρ(r) is invariant under any other antiunitary element â =
û of
either, where û is also a unitary operation not in
. To express this difficulty formally, from eqn (6), we have:
, and that ρ(r) is invariant under
. But since û is not a unitary symmetry operation of the system and thus does not commute with
, it is not possible to comment on how Ψ transforms under û without further analysis, thus precluding any a priori knowledge of how ρ(r) transforms under the whole of
. For example, consider the perpendicular-magnetic-field case where the magnetic symmetry group is
whose character table of irreducible representations is given in Table 5: both
and
have +1 characters under all unitary operations, but there is insufficient information on how ρ(r) is transformed by the antiunitary elements in the group to deduce which of these two irreducible representations actually describes the symmetry of ρ(r). Fortunately, in Section 4.2.2.2, we will illustrate how arguments based on symmetry constraints imposed on electric dipole moments can provide the unknown transformation information.
, but since ψi(x) are in general complex-valued in the presence of magnetic fields [eqn (9)], representation theory cannot be applied to assign meaningful unitary symmetries for ψi(x). Essentially, as explained in Section 2.3.3.2, this boils down to the fact that ψi(x) do not have well-defined characters under antiunitary operations.
However, more importantly, if we consider each spin–orbital ψi(x) as a function on the one-electron Hilbert space
where V1/2 is the two-dimensional space spanned by the spinors |1/2,+1/2〉 ≡ |α〉 and |1/2,−1/2〉 ≡ |β〉 which describes the symmetry of electron spins,118 then, on
, the action of
is given in terms of the 1/2-spinors by119
|α〉 = +|β〉, |β〉 = −|α〉. |
, the time-reversal partner![]() | (29) |
such that
ψi = λψi. This means that the space spanned by the orbit
must always be at least two-dimensional because the antiunitary elements in
are always guaranteed to generate at least one linearly independent partner when acting on ψi. The simple line of reasoning in eqn (28) thus no longer applies.
The above difficulties highlight an important implication: the antiunitarity of certain symmetry operations in the presence of magnetic fields complicates the magnetic symmetry of spin–orbitals and prevents them from being easily related to the unitary symmetry of electron densities. Fortunately, QSYM2 is capable of analysing explicitly the unitary symmetry of ρ(r) under
without having to involve the symmetries of the constituent spin–orbitals,44 thus sidestepping the difficulties described above. Throughout the rest of this section, therefore, we will focus mainly on density symmetries as proxies for how external fields affect the distribution of electrons in the system. Then, we will examine how the a posteriori knowledge of density symmetries obtained via QSYM2 sheds light on the more complicated spin–orbital magnetic symmetries.
Before moving on to the results, we make one final remark that the action of time reversal defined in eqn (29) is one that involves spin explicitly. This means that, since every spin–orbital ψi is by definition a one-electron wavefunction, the space spanned by ψi and its time-reversal partner
ψi must be characterised by the projective, or double-valued, irreducible corepresentations of
.100,120 However, this does not add much insight to the discussion in this article, and so we will instead neglect the action of
on the spin coordinate, effectively treating
as though it were the conventional complex conjugation operation and therefore ignoring spin–orbit coupling.121 This is reasonable as long as the pertinent spin–orbitals are spin–collinear, which is indeed the case in all calculations in this work. It is then possible to use only the single-valued irreducible corepresentations of
to describe the symmetry of spin–orbitals (cf. Section 4.2.3).
of the system, any symmetry breaking of the dipole moment with respect to
induced by external fields must manifest in the first term via the electron density ρ(r). Conversely, eqn (7) also allows one to deduce the symmetry of the electron density from the symmetry of the dipole moment. The discussion in Section 4.1 shall therefore allow us to predict several aspects of the density symmetry that cannot be ascertained by the general considerations in Section 4.2.1—these will then be confirmed by explicit analyses provided by QSYM2.
O bond, and also in the horizontal plane of the molecule.
Compared to the zero-field case [Fig. 2(a)], Fig. 2(b) reveals that the presence of a perpendicular electric field along the positive x-direction
shifts the ρ(r) contours towards the negative x-direction below the molecular plane in the view shown, especially in the valence region, thus breaking symmetry with respect to this plane. This is as expected from the non-zero μx component allowed by both the unitary symmetry group
and the magnetic symmetry group
(Tables 1 and 2).
In fact, the symmetry breaking of ρ(r) due to the perpendicular electric field can be quantified by performing a non-symmetry analysis (Section 2.3.2) in the zero-field point group
using QSYM2: it is found that the perpendicular electric field causes ρ(r) to break symmetry in
and transform as A1⊕B1. This reducible representation has a character of 0 under
yz which implies that ρ(r) no longer has a definitive symmetry with respect to this reflection operation. This is consistent with the observation that the electron density regions above and below the molecular plane have become asymmetrical due to the distortion induced by the perpendicular electric field.
On the other hand, in the in-plane and parallel orientations of the external electric field shown in Fig. 2(c) and (d), respectively, the symmetry of ρ(r) with respect to the molecular plane is preserved, which is expected from the vanishing constraints imposed on μx by both unitary and magnetic symmetry groups (Table 1). This is also confirmed by the non-symmetry analysis in
: in the in-plane case, ρ(r) transforms as A1⊕B2 which is a two-dimensional reducible representation with a character of +2 under
yz, thus indicating that ρ(r) is symmetric under this reflection;§ likewise, in the parallel case, ρ(r) transforms as A1 and is therefore also symmetric under
yz. We note that the symmetry breaking observed in the in-plane case is now with respect to a different mirror plane—the σxz plane—of the molecule, as shown in Fig. 2(g), in accordance with the non-zero μy component allowed by symmetry (Tables 1 and 2).
We caution in passing that the fact that ρ(r) is guaranteed to be totally symmetric in the unitary symmetry group
as well as the magnetic grey group
does not necessarily reveal anything about its symmetry with respect to the molecular plane. This can be seen most clearly in the perpendicular-field case where the symmetry groups are
and
, neither of which contains any
yz-related operations. This is why to examine the transformation of ρ(r) under
yz, a non-symmetry analysis in the zero-field unitary group
was required.
It is also noteworthy that, in the in-plane and parallel cases, the density shift towards the carbon atom region is responsible for the inversion of the dipole moment along the C
O bond (that is, μz) as discussed in Section 4.1.3. In fact, Fig. 2(g) and (h) show that the presence of the hydrogen atoms creates additional ‘sinks’ towards which the electron density can be driven by the applied electric field that lies in the molecular plane. This is clearly not possible if the electric field is applied perpendicular to the molecule instead, as is evident by the nearly identical sideways distribution of the electron density between the zero-field case [Fig. 2(e)] and the perpendicular case [Fig. 2(f)].
and are therefore symmetric with respect to both
yz and
xz. In other words, applying an external magnetic field along any of the Cartesian axes to H2CO does not cause the electron density ρ(r) to break any of its original reflection symmetries.
The origin of the observed symmetry preservation for ρ(r) can be traced back to the presence of symmetry elements in the corresponding magnetic black-and-white symmetry groups that involve
yz and
xz [i.e.
,
, and
], be they with or without an accompanying time-reversal operation. These symmetry elements constrain both μx and μy to vanish, thus requiring ρ(r) to be symmetric accordingly. It turns out that ρ(r) is also totally symmetric in each of the magnetic symmetry groups in the three magnetic-field cases considered (Fig. 3).
We must however emphasise that the fact that ρ(r) transforms as the totally symmetric irreducible representation under the above three magnetic black-and-white groups
is a conclusion that has been obtained from an explicit symmetry analysis of the calculated result for ρ(r) using QSYM2, instead of one that could have been predicted by simply considering the mathematical definition of ρ(r), because of the reasons outlined in Section 4.2.1.2. This conclusion regarding the electron density on the microscopic level is in fact consistent with what one would expect based on the constraints imposed by the magnetic groups on the electric dipole moment, which is the simplest non-scalar tensor describing static properties of materials on the macroscopic level.40 We must also highlight the fortuitous isomorphism between the three magnetic groups
and the zero-field point group
: total symmetry of ρ(r) with respect to any of these
also implies total symmetry with respect to
because of the invariance of ρ(r) under time reversal.
The contour plots in Fig. 3 also provide insight into the behaviour of the z-components of the electric dipole moment in various magnetic-field orientations (Table 2). Fig. 3(d) shows a pronounced shift of the electron density towards the carbon region in the xz-plane when the magnetic field is applied parallel to the C
O bond, thus accounting for the drastic μz inversion from −0.9485 a.u. to +1.0228 a.u. (Table 2). Similarly, Fig. 3(f) shows a rather more subtle shift of the electron density towards the carbon region in the yz-plane when the magnetic field is applied perpendicular to the molecule, which is responsible for the corresponding μz inversion from −0.9485 a.u. to +0.5307 a.u. (Table 2). In the next section, the symmetry of frontier MOs will be used to shed even more light on these inversions.
, unitary symmetry group
, and magnetic symmetry group
are also shown. We note in particular that magnetic symmetries in
are given in terms of its single-valued irreducible corepresentations since time reversal is taken to act only on spatial coordinates (therefore ignoring spin) and is thus identical to the conventional complex conjugation (cf. the last paragraph of Section 4.2.1.3).
![]() | ||
Fig. 4 Isosurfaces and relative energies of frontier MOs in the α-spin space of H2CO in various external-field configurations. The isosurface for MO ψ(r) is plotted at |ψ(r)| = 0.1, and the colour at each point r on the isosurface indicates the phase angle argψ(r) ∈ (−π,π] at that point according to the accompanying colour wheel shown at the bottom of the table.123 The orbital energies are given relative to that of the highest occupied MO (HOMO) in each case, so that ΔE = E − EHOMO. The symmetries of each MO are specified in the corresponding non-symmetry zero-field group , unitary symmetry group , and magnetic symmetry group . Magnetic symmetries in are given in terms of its single-valued irreducible corepresentations since time reversal is taken to act only on spatial coordinates (therefore ignoring spin) and is thus identical to the conventional complex conjugation (cf. the last paragraph of Section 4.2.1.3). | ||
O bond in either the x- or y-direction (i.e. perpendicular and in-plane cases) indeed breaks the symmetry of the frontier MOs, as is evident by the fact that they all span reducible representations in the non-symmetry zero-field group
. For example, an electric field along the x-direction causes the frontier MOs to span either A1⊕B1 or A2⊕B2 in
, both of which have a character of 0 under
yz (cf.Table 3) and therefore have no definitive symmetry with respect to this reflection. This is consistent with the expectation that the perpendicular electric field along the x-direction distorts the shape of the electron density and breaks the symmetry of the MO moduli |ψ(r)| with respect to the molecular plane. Likewise, applying an electric field along the y-direction causes the frontier MOs to span either A1⊕B2 or A2⊕B1 in
, both of which are symmetry-broken under
xz, once again on account of the MO moduli |ψ(r)|.
Since the MOs in the presence of electric fields remain entirely real-valued, the nature of the observed symmetry breaking of these MOs with respect to the non-symmetry zero-field group
in the perpendicular and in-plane cases is the same as that of the electron densities discussed in Section 4.2.2.1. In both cases, symmetry breaking arises primarily from the distortion of the shape, or more formally, the modulus |·|, of the quantity of interest driven by the external field. We will therefore refer to this type of symmetry breaking as modular symmetry breaking. In fact, the symmetry elements of
under which the electron densities and MOs undergo modular symmetry breaking as an external electric field is introduced are those elements that do not belong to the unitary symmetry group
of the molecule-plus-field system.
O bond in either the x- or y-direction (i.e. perpendicular and in-plane cases) no longer distorts the shapes of the MOs either along or perpendicular to the applied direction, yet the MOs still exhibit symmetry breaking in the non-symmetry zero-field group
. For example, when the magnetic field is applied in the y-direction, the HOMO has A1⊕B1 symmetry in
. Once again, from Table 3, this representation conserves symmetry under
xz but not
yz. A careful examination of the isosurface plot of this HOMO [enlarged and reproduced in Fig. 5(a)] in conjunction with the colour wheel in Fig. 4 suggests that the observed
yz-symmetry breaking is caused by the phase rather than shape of the MO. This is because there is not a single multiplicative phase relation for every point between the top and bottom halves of the MO (i.e. it is not possible to say that the top half is the bottom half multiplied by a fixed scalar factor like +1 or −1), hence the symmetry breaking under spatial unitary transformations in
. We shall therefore term this phenomenon phasal symmetry breaking to signify its difference in nature to the modular symmetry breaking observed in the presence of an electric field.
![]() | ||
| Fig. 5 Enlarged side views of the isosurface plots at |ψ(r)| = 0.1 for (a) the HOMO and (b) the HOMO−1 in the in-plane magnetic field case (B = Bŷ). For each MO ψ(r), the phase angles in radians at two example points on the isosurface that are related by the σyz mirror plane are shown. These plots demonstrate the two types of phasal symmetry breaking in a magnetic field. Note that the isosurfaces in this figure are viewed directly down the y-axis so that the σyz-relationship between the top and bottom faces of the molecule can be easily identified. This view is slightly different from that adopted for the MO isosurface plots in Fig. 4. | ||
It turns out that there are two ways in which MO phases can break spatial symmetry. The first way is demonstrated by the HOMO in the B = Bŷ case shown in Fig. 5(a) where it can be seen that any two points on the isosurface that are related by the σyz mirror plane are also complex conjugates of each other. This implies that, even though ψHOMO and
yzψHOMO are linearly independent and thus symmetry-broken in
, incorporating the antilinear effect of the time-reversal operator
via its complex-conjugation action (see the last paragraph of Section 4.2.1.3) restores symmetry since we now have ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yzψHOMO = ψHOMO. In other words, ψHOMO has a character of +1 under ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yz, which is unexpected because characters under antiunitary symmetry operations are in general not well-defined (Section 2.3.3.2). The same argument can be made for
Ĉ2, the remaining antiunitary element of the magnetic group
, to arrive at the equality
Ĉ2ψHOMO = ψHOMO, thus allowing ψHOMO to be (rather fortuitously) classifiable as the irreducible representation
of this group (Table 5), as verified by QSYM2, even though ψHOMO itself is a complex-valued quantity, in an apparent contradiction to the points raised in Section 2.3.3.2. Here, the HOMO phases break spatial unitary symmetry in
but conserve magnetic antiunitary symmetry in
.
However, this behaviour is not general. Fig. 5(b) shows the HOMO−1 in the B = Bŷ case where σyz-related points on the isosurface are no longer complex conjugates of each other. This means that ψHOMO−1 and ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yzψHOMO−1 are non-identical, and the difference is simply too great to be attributed to mere numerical imprecision. Consequently, ψHOMO−1 has no well-defined symmetry under ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yz (as well as
Ĉ2 by a similar argument) and is therefore not classifiable using any of the irreducible representations of
in Table 5. This is as expected by virtue of the discussion in Section 2.3.3.2. The phases of the HOMO−1 now break both spatial unitary symmetry in
and magnetic antiunitary symmetry in
.
To reliably quantify the symmetry of complex-valued MOs in magnetic groups, we must appeal to corepresentation theory (Section 2.3.3.1). As such, the magnetic symmetries of the MOs in Fig. 4 are given in terms of the irreducible corepresentations of their respective magnetic groups
—these have been computed by QSYM2 using Corollaries 1 and 2 of Theorem 10 in ref. 108. To understand how these magnetic symmetry assignments can be interpreted, we shall consider again the HOMO and HOMO−1 in the B = Bŷ case. First, note that the HOMO has A′ symmetry in the
unitary symmetry group and D[A′] symmetry in the
magnetic symmetry group. The unitary symmetry A′ of the HOMO means that the orbit [eqn (26)]
xzψHOMO = ψHOMO. The magnetic symmetry D[A′] of the HOMO then means that the orbit
and
do not add any extra degrees of linear independence to
. This is expected as we have identified earlier that
.
Let us turn our attention next to the HOMO−1 which has A′′ unitary symmetry in
and D[A′′ ] magnetic symmetry in
. The unitary symmetry suggests that the orbit
xzψHOMO−1= −ψHOMO−1. The magnetic symmetry then indicates that, just as in the HOMO case, the antiunitary operations
Ĉ2 and ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yz do not add any extra degrees of linear independence either. Therefore, even though we have stated earlier that ψHOMO−1 has no definitive symmetries under
Ĉ2 and ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yz, the computed magnetic symmetry reveals that there still exist linear relations between ψHOMO−1,
Ĉ2ψHOMO−1, and ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
yzψHOMO−1, so that the orbit
,
, and
, and also in the non-symmetry zero-field group
. As such, from eqn (14b), the density itself must also be similarly totally symmetric in these groups, as indicated in Fig. 3.
We conclude this discussion with a final remark: the reversal in the z-component of the electric dipole moment observed for the perpendicular and parallel magnetic fields (Table 2) that we explained briefly using the shapes of the electron densities at the end of Section 4.2.2.2 can be rationalised in greater depth with the MO plots in Fig. 4. In the perpendicular-field case (B = B
), the HOMO, HOMO−1, and HOMO−3 all show pronounced shifts towards the CH2 moiety in the molecule. The same can be observed for the HOMO, HOMO−1, and HOMO−2 in the parallel-field case (B = Bẑ). One possible explanation for these drastic shifts can be attributed to strong interactions between frontier MOs facilitated by the external magnetic field, in much the same way as that described in Section 3.3.2 of ref. 44: MOs that have different symmetries and cannot interact at zero field are subduced to the same symmetry when a magnetic field is introduced and can thus mix with one another via the Kohn–Sham-like operator [eqn (15)] resulting in the observed electron density transfers.
We note that the anionic densities exhibit more pronounced responses to external electric fields, which is compatible with the higher polarisability expected for negatively charged ions. This is demonstrated most clearly in Fig. S1(b) (ESI†) for the perpendicular electric field where the symmetry breaking with respect to the molecular plane is now much more prominent than that exhibited by the neutral density [Fig. 2(b)]. The density difference plots in Fig. S2(a)–(f) in the ESI† further highlight these trends. Likewise, Fig. S1(g) (ESI†) shows a slightly more significant shift of the anionic density towards the carbon end of the molecule in a parallel magnetic field compared to the neutral density [Fig. 3(d)], while still preserving the symmetry with respect to the molecular plane. The corresponding difference plots in Fig. S2(i) and (l) (ESI†) are however less conclusive.
It follows immediately from the above considerations that the symmetry of the Fukui function for nucleophilic attack calculated for H2CO must be the same as that reported for the electron density in Section 4.2.2 and Fig. 2 and 3. This is in fact confirmed by the explicit symmetry analyses of the computed f+(r) using QSYM2, as shown in Fig. 6.
![]() | ||
Fig. 6 Contour plots of the Fukui function for nucleophilic attack, f+(r), of H2CO in various external-field configurations. Above each plot are the three-dimensional isosurface of the corresponding Fukui function at isovalue f+(r) = 0.01 and the representations spanned by f+(r) and its symmetry partners in various groups as determined by QSYM2 (see also Appendix B for relevant character tables). Magnetic symmetries in are given in terms of its irreducible representations since Fukui functions are real-valued (cf. Section 2.3.3.2). Positive regions (blue) indicate sites in the system that are favourable for nucleophilic attack. All Fukui functions were calculated using the finite-difference approach [eqn (22)] at the r2SCAN0/cc-pVTZ level. The electric field strength is set at 0.1 a.u. and the magnetic field strength B at 1.0B0. | ||
breaks this symmetry of f+(r) [Fig. 6(b)] and would, in principle, lead to enantioselectivity with all else being equal. Of course, the experimental conditions to achieve this would be extremely intricate and demanding if any enantiomeric excess were to be realised at all (cf. ref. 49). Remarkably, the distortion due to the perpendicular electric field at the oxygen atom is much smaller than that at the carbon atom—this difference can be traced back to the much higher sensitivity of the anionic density at the carbon side than the oxygen side [Fig. S1(b), ESI†]. Consequently, the regioselectivity of the carbon atom as the preferred site for nucleophilic attack over the oxygen atom is reduced when compared to the zero-field case.
On the other hand, with a parallel electric field [Fig. 6(d)], the oxygen atom appears to be more reactive towards nucleophiles, which is in line with the largest dipole moment inversion observed across all cases considered in this work (Section 4.1.3). However, the spatially diminished Fukui function in the xz-plane means that the overall propensity for a nucleophilic attack in this plane is substantially lowered. In fact, the Fukui function for the parallel-electric-field case in Fig. 6(d) is reminiscent of the reactivity arising from a σ-type charge distribution, as opposed to the reactivities due to π-type charge distributions exhibited by all other external-field configurations [except the case of
in Fig. 6(c) where the field has essentially driven the reactive sites away from the vertical C
O plane].
O bond in either the x- or y-direction does not destroy the symmetry of f+(r) with respect to the molecular plane, so that the probability for a nucleophilic attack from either above or below the molecular plane remains identical. Likewise, applying a magnetic field parallel to the C
O bond retains the symmetry of f+(r) with respect to the molecular plane but causes the region around the carbon atom that is prone to be attacked by nucleophiles to become more compact, thus lowering the overall reactivity of the molecule towards nucleophiles in the xz-plane.
In all three cases, the carbon atom remains more electrophilic than the oxygen atom despite the dipole moment inversion (Section 4.1.3). This is because the dipole moment inversion exhibited by the neutral system, which is accounted for by the charge shift in the occupied frontier MOs (Section 4.2.3.3), must be counteracted by the charge redistribution in the anion so as to retain carbon as the preferential site for nucleophilic attack. This argument is in accordance with the fundamental rôle of the possible differences in polarisation between the anion and the neutral system previously noted by some of the authors when the molecule is subject to an external electric field.49
It is also interesting to note that the Fukui functions in Fig. 6(e)–(g) suggest that the external magnetic fields significantly alter the Bürgi–Dunitz trajectory124 that is adopted by a nucleophile attacking the reactive carbon atom: the approach angle of ca. 107° at zero field is reduced to ca. 90° in perpendicular and in-plane magnetic fields, and then to ca. 75° in a parallel magnetic field. This might have profound consequences for nucleophilic addition reactions that rely on steric control, but a detailed investigation of this effect is beyond the scope of the current article and will therefore be tackled in a future study.
Though related to these classical studies, the examinations carried out in this work are fundamentally different. In the first instance, we investigate in detail the evolution in shapes and phases of electron densities, frontier MOs, and Fukui functions in an archetypical π-electron system under the influence of a magnetic field, which, to the best of our knowledge, has never been extensively done. We focus in particular on the symmetry properties of these quantum-chemical quantities, especially on whether the external field preserves or breaks their symmetry with respect to the molecular plane. In our mechanistic point of view concerning the direction of the attacking nucleophile on the carbonyl group, we adopt a molecular perspective, which is to be differentiated from the question whether a magnetic field bears left-right asymmetry. The conclusions from our studies however coincide with those obtained from the more abstract lines of reasoning mentioned above.
In fact, in all three orientations of the external magnetic field, the full magnetic group
of the system always contains either a reflection in the molecular plane
yz or a time-reversed reflection in the molecular plane
, even with one of the hydrogen atoms in H2CO replaced by a fluorine atom to give a prochiral carbon centre in HFCO (cf. Section S2 of the ESI†). This means that the system is either non-chiral or falsely chiral (see Appendix A for a discussion of these terms), leading invariably to molecular-plane-symmetric electron densities and Fukui functions and precluding any enantioselectivity. It should be noted that only when time-reversal symmetry is included is the symmetry conservation with respect to the molecular plane correctly accounted for in all three considered orientations of the magnetic field. Remarkably, an electric field perpendicular to the molecular plane is able to induce asymmetry with respect to this plane, which is a consequence of the difference in symmetry properties between electric and magnetic fields.
The detailed symmetry analysis results for electron densities, frontier MOs, and Fukui functions agree with the preliminary predictions based on a careful consideration of the constraints that unitary and magnetic symmetries can impose on the components of the electric dipole moment. The variation of the electron density and the Fukui functions upon applying an external magnetic field showed a strong dependence on the field orientation which, except in the parallel-field case, was different from that observed when an electric field is applied instead. This difference was satisfactorily rationalised by the symmetry considerations that were detailed at length in this article. Specifically, the electron density reflects the symmetry of the dipole moment, and since all three principal magnetic-field orientations considered in this work preserve the reflection symmetry of the system with respect to the molecular plane, be it as a unitary operation or a time-reversed one, the dipole moment component perpendicular to this plane must always vanish, thus forcing the electron density and all density-related quantities to remain symmetric with respect to this plane.
An analysis of the shapes and reduced symmetries of the frontier MOs provided a rationale for the pronounced reversals in direction of the dipole moment along the C
O bond in both perpendicular- and parallel-magnetic-field orientations. Moreover, magnetic fields induce phasal symmetry breaking in complex-valued MOs, which however is not carried over to the electron density where, in the three magnetic-field orientations considered, all modular symmetries with respect to the zero-field unitary symmetry group of the molecule are conserved. A corepresentation-theoretic analysis in the full magnetic symmetry group accounted for this peculiar behaviour.
Finally, in the finite-difference approach, the Fukui function for nucleophilic attack was computed from the densities of the system and its corresponding anion at the same geometry, shedding light on how the molecule responds to an incoming nucleophile. In all magnetic-field cases where the shape of the Fukui function remained of π-type, the carbon atom remained more electrophilic than the oxygen atom. On the other hand, in the parallel electric-field case where the shape of the Fukui function became σ-type, the oxygen atom became more reactive towards nucleophilic attack than the carbon atom, but the overall reactivity of the molecule towards a nucleophile is strongly reduced. Furthermore, whilst a perpendicular electric field was able to induce asymmetry in the reactivity of H2CO with respect to the molecular plane, this turns out to be not possible with any of the three magnetic-field orientations. This finding, supported by a series of analogous calculations on the prochiral formyl fluoride molecule, HFCO, was put into the context of a long-standing debate on the possibility of enantioselective synthesis under the influence of electromagnetic fields.
A system is said to be non-chiral if its unitary symmetry group
contains improper rotations. Since every improper rotation can be written as a product of a reflection and a proper rotation, this is consistent with the traditional description of non-chirality that a system and its mirror image are superimposable, possibly with the aid of a suitable rotation (Fig. 7, left panel). An example of a non-chiral system is a uniform magnetic field B in free space: the unitary symmetry group of this system is
which contains a
h reflection and infinitely many improper rotations about the S∞ axis parallel to B.42,43
On the other hand, a system is said to be falsely chiral if its unitary symmetry group
contains only proper rotations, but it admits a magnetic symmetry group
containing improper rotations composited with time reversal. Falsely chiral systems are so named because any lack of consideration of time reversal would lead to the wrong conclusion that they are chiral. Once again, as every improper rotation can be written as a product of a reflection and a proper rotation, this is consistent with Barron's definition of false chirality that a system and its mirror image are non-superimposable by any proper rotations, but superimposable by a suitable combination of time reversal with a proper rotation (Fig. 7, middle panel). A typical illustration of false chirality consists of a collinear arrangement of a uniform magnetic field B and a uniform electric field
:125 the unitary symmetry group is
which contains only proper rotations, but the magnetic symmetry group is
which contains infinitely many ![[small straight theta, Greek, circumflex]](https://www.rsc.org/images/entities/i_char_e12d.gif)
v operations.
Finally, a system is truly chiral if its unitary symmetry group
contains only proper rotations and the antiunitary coset of its magnetic symmetry group
, if any, contains only proper rotations composited with time reversal. This ensures that the system and its mirror image cannot be interconverted by any proper rotations, with or without the composition with time reversal (Fig. 7, right panel). This is exemplified by a collinear arrangement of a uniform magnetic field B and the propagation k of an arbitrarily polarised light beam:125 the full magnetic symmetry group is
which contains only proper rotations and time-reversed proper rotations.
. (a) Character table of irreducible corepresentations for the magnetic grey group
. The irreducible corepresentation type gives the classification in Section 2.3.3.1. (b) Character table of irreducible representations over a real linear space for the magnetic grey group
treated as a unitary group. The +/− presuperscripts give the parity of the irreducible representations under
. (a) Character table of irreducible corepresentations for the magnetic black-and-white group
. The irreducible corepresentation type gives the classification in Section 2.3.3.1. (b) Character table of irreducible representations over a real linear space for the magnetic black-and-white group
treated as a unitary group. Since
Ĉ2 is antiunitary, the principal rotation of this group becomes Ê and all irreducible representations are therefore labelled with A according to Mulliken's conventions.130,131 In addition, single and double dashes are used to denote their parity with respect to
h
. (a) Character table of irreducible corepresentations for the magnetic black-and-white group
. The irreducible corepresentation type gives the classification in Section. 2.3.3.1. (b) Character table of irreducible representations over a real linear space for the magnetic black-and-white group
treated as a unitary group. Since Ĉ2 is unitary, it is assigned as the principal rotation of this group, and all irreducible representations are therefore labelled with A or B according to their parity under Ĉ2, as per Mulliken's conventions130,131
. (a) Character table of irreducible corepresentations for the magnetic grey group
. The irreducible corepresentation type gives the classification in Section 2.3.3.1. (b) Character table of irreducible representations over a real linear space for the magnetic grey group
treated as a unitary group. The +/− presuperscripts give the parity of the irreducible representations under
. (a) Character table of irreducible corepresentations for the magnetic black-and-white group
. The irreducible corepresentation type gives the classification in Section 2.3.3.1. (b) Character table of irreducible representations over a real linear space for the magnetic black-and-white group
treated as a unitary group
. (a) Character table of irreducible corepresentations for the magnetic grey group
. The irreducible corepresentation type gives the classification in Section 2.3.3.1. (b) Character table of irreducible representations over a real linear space for the magnetic grey group
treated as a unitary group. The +/− presuperscripts give the parity of the irreducible representations under
Footnotes |
| † Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4cp00799a |
| ‡ This is a group-theoretic concept describing a set of symmetry-related objects that must not be confused with orbitals, which are one-electron wavefunctions. |
§ Formally, yz belongs to the kernel122 of the A1⊕B2 representation. |
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