Biazulene diimides: a new building block for organic electronic materials

The first class of azulene-based aromatic diimides, 2,2′-biazulene-1,1′,3,3′-tetracarboxylic diimides (BAzDIs), is presented.


Introduction
Azulene, a 10-p-electron isomer of naphthalene, is a nonalternant and nonbenzenoid bicyclic aromatic hydrocarbon, with a beautiful blue color and a dipole moment of about 1.08 D. 1 The remarkable polarizability of azulene results from the fusion of an electron-rich ve-membered ring and an electronpoor seven-membered ring, and this stable "donor-acceptor"like resonance structure with a non-mirror-related HOMO/ LUMO geometry distinguishes azulene from conventional fused benzenoids and endows azulene with unique photophysical properties. 2 Azulene derivatives are common in nature and possess a broad range of biological activities. 3 On the other hand, azulene and its derivatives have attracted more and more attention in materials science due to their unique optical and electronic properties. 4 For example, azulene derivatives have been used for developing advanced organic materials, including liquid crystals, 5 molecular switches, 6 anion receptors/sensors, 7 nonlinear optical materials, 8 organic/polymeric conductors, 9 and near-infrared resonance materials. 10 In recent years, azulene derivatives have attracted ever increasing attention due to their successful applications in organic electronic and photovoltaic devices, such as organic eld-effect transistors (OFETs), 11 organic photovoltaics (OPVs), 12 and perovskite solar cells. 13 Perylene diimides (PDIs), containing two 1,1 0 ,8,8 0 -connected naphthalene units and two six-membered imide rings, are a class of well-known organic pigments/dyes and have played a very important role in the development of n-type organic optoelectronic materials and organic supramolecular materials. 14 However, up to now, azulene, as an isomeric hydrocarbon of naphthalene, has not been used to construct aromatic diimides. In consideration of the aforementioned azulene's unique structural, optical and electronic features, the optoelectronic properties of azulene-based aromatic diimides would be promising and worthy of exploration. Herein, we present the rst class of azulene-based aromatic diimides, 2,2 0 -biazulene-1,1 0 ,3,3 0 -tetracarboxylic diimides (BAzDIs), which comprise a 2,2 0 -biazulene moiety and two seven-membered imide rings. As shown in Fig. 1, PDIs possess two 1,1 0 ,8,8 0 -connected naphthalene units and two six-membered imide groups, and BAzDIs have two 2,2 0 -bonded azulene moieties and two sevenmembered imide groups. Since naphthalene and azulene are isomers, the difference in the chemical formulas between BAzDIs and PDIs with the same R substituents is two extra hydrogen atoms for BAzDIs, which makes BAzDI derivatives interesting for the exploration of their optical/electronic properties and related applications. In this communication, we report on the rst two members of the newly created BAzDI derivatives BAzDI-1 and BAzDI-2 (Scheme 1) and their
The chemical structures of BAzDI-1 and BAzDI-2 were fully characterized using 1 H and 13 C NMR spectroscopy, high-resolution mass spectrometry and FT-IR spectrometry as well as elemental analysis. At room temperature, BAzDI-1 and BAzDI-2 are highly soluble in most common organic solvents such as CH 2 Cl 2 , CHCl 3 , THF, and toluene. Thermogravimetric analysis (TGA) measurements demonstrate that BAzDI-1 and BAzDI-2 are thermally stable with decomposition temperatures of 376 C and 377 C, respectively (Fig. S1a and S1b †). As shown in Fig. S1c and S1d, † both BAzDI-1 and BAzDI-2 display two couples of reversible endothermic and exothermic peaks in differential scanning calorimetry (DSC) cycles; the former peaks are relatively weak with low enthalpy, demonstrating some solid-solid phase transition, and the latter peaks suggesting melting and crystallization are strong and sharp with high enthalpy. Their melting points revealed by DSC analyses are 205 C and 282 C, respectively.
A single crystal of BAzDI-1 obtained by a diffusion method using dichloromethane and methanol solvents showed a twisted molecular backbone as illustrated in Fig. 2. The dihedral angle of two azulene rings is about 17.8 , and the dihedral angles between 2,2 0 -biazulene and two respective imide rings are around 27.7 and 29.6 , demonstrating that the imide rings deviate from the plane of the 2,2 0 -biazulene. As shown in Fig. S2, † the C(5)-C(6) bond distance (1.43Å) is shorter than the normal C(sp 2 )-C(sp 2 ) bond (1.48Å), indicating good p-electron delocalization between the two azulene units. The electron-decient seven-membered ring of one azulene unit overlaps with the electron-rich ve-membered ring of the adjacent azulene moiety to form the molecule dimers with an interplanar p-p stacking distance of about 3.53Å. These BAzDI-1 dimers form a slipped one-dimensional (1D) packing motif in the crystal with short intermolecular atom-atom contacts of about 3.15-3.38Å (Fig. 2c). This 1D p-p stacking arrangement Scheme 1 Synthesis of BAzDI-1 and BAzDI-2. is expected to favor charge transport and impact on other physical properties of BAzDI-1 and its derivatives.
To evaluate the positions and energies of frontier molecular orbitals (FMO) for BAzDI-1 and BAzDI-2, as well as 2,2 0 -biazulene, Density Functional Theory (DFT) calculations were carried out at the B3LYP/6-31G (d,p) level using the Gaussian 09 program. Alkyl chains were replaced by methyl groups for BAzDI-2 to reduce the time required for the calculations. As shown in Fig. 3, for all three molecules, the density distribution of the LUMO is spread over the whole molecule backbone except the imide groups of BAzDI-1 and BAzDI-2. However, for their HOMO, there is no orbital density located on the 2 and 6 positions of all the azulene units of the molecular backbone. Notably, the HOMO density distribution is mainly located on one of two terminal azulene rings of BAzDI-2, whereas the LUMO density distribution is well-distributed over the whole molecular carbon backbone. This biased distribution of HOMO density makes hole transport unfavored, and also implies considerable intramolecular charge transfer. BAzDI-1 can be regarded as the product obtained by the addition of two sevenmembered imide rings to 2,2 0 -biazulene at the 1,1 0 and 3,3 0 positions. This structural change greatly affects the FMO energies; the HOMO and LUMO energies of BAzDI-1 shi downward versus those of 2,2 0 -biazulene (HOMO: À5.15 eV; LUMO: À2.33 eV; HOMO-LUMO gap: 2.82 eV), giving relatively lower FMO energies (HOMO: À5.85 eV; LUMO: À2.91 eV) and a slightly broader HOMO-LUMO gap (2.94 eV). This downward-shi in FMO energies may be attributed to the electron-withdrawing ability of the two imide groups. Compared to the FMO energies of BAzDI-1, BAzDI-2 (HOMO: À5.60 eV; LUMO: À3.02 eV; HOMO-LUMO gap: 2.58 eV) presents a higher HOMO energy, a relatively lower LUMO energy, and a narrower HOMO-LUMO gap induced by the extension of the p-system.
The UV-vis absorption spectra of BAzDI-1 and BAzDI-2 in dichloromethane were measured and compared with that of the parent 2,2 0 -biazulene to investigate the optical properties (Fig. 4a). The data are summarized in Table 1. 2,2 0 -Biazulene exhibited a strong absorption at 434 nm (3 ¼ 82 600 M À1 cm À1 ), derived from the S 0 / S 2 transition, and a weak absorption at about 600 nm (3 ¼ 3300 M À1 cm À1 ) that corresponds to the S 0 / S 1 transition. 2 In comparison with those of 2,2 0 -biazulene, both the former peak and the long-wavelength absorption of BAzDI-1 showed blue-shis to 422 nm (3 ¼ 46 500 M À1 cm À1 ) and 572 nm (3 ¼ 5800 M À1 cm À1 ), respectively. These changes can be ascribed to the fact that the 2,2 0 -biazulene unit of BAzDI-1 is twisted due to the two attached imide rings that are out of the plane of the 2,2 0 -biazulene, as revealed by DFT calculations (Fig. S3 †) and X-ray crystallography (Fig. 2). In contrast, with the addition of two azulene units at the 6 and 6 0 positions of BAzDI-1, BAzDI-2 displayed a broad and strong absorption from about 400 to 700 nm (absorption peak at about 513 nm, 3 ¼ 127 300 M À1 cm À1 ), which is different from the very weak end absorptions of 2,2 0 -biazulene and BAzDI-1 (Fig. 4a) and can be assigned to the intramolecular charge transfer as well as the S 0 / S 1 transition. The absorption spectra of BAzDI-1 and BAzDI-2 in thin lms are shown in Fig. S4. † For BAzDI-1, the thin lm absorption at 592 nm is ascribed to the S 0 / S 1 transition, which is red shied relative to the solution end absorption (at 572 nm). Interestingly, in comparison with the solution absorption, the thin lm absorption for BAzDI-2 showed a broader absorption band at about 511 nm with a shoulder peak at about 570 nm, which may indicate that strong molecular packing is present in the lm. Optical band gaps for 2,2 0biazulene, BAzDI-1 and BAzDI-2 estimated from the onset of the end absorptions in the solution are 1.79 eV, 1.86 eV and 1.69 eV, respectively, and the trends of these optical band gap values are consistent with the HOMO-LUMO gap values estimated from the DFT calculations. It should be noted that the molecular formulas of the molecular backbones of BAzDIs and PDIs ( Fig. 1) differ by two hydrogen atoms. However, the absorption and emission spectra as well as the color in solution and the solid state for BAzDI-1 are quite different from those of a PDI derivative with alkyl chain substituents (Fig. S5 †), and BAzDI-1 has relatively higher LUMO energy and a narrower band gap.

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with a rst half-wave reductive potential (E red1 1/2 ) of À0.91 V, indicating that the introduction of imide groups endows BAzDI-1 with better oxidative ability. On the other hand, BAzDI-2 displays four quasi-reversible reduction processes with E red1 1/2 at about À0.70 V. The LUMO levels of 2,2 0 -biazulene, BAzDI-1 and BAzDI-2, estimated by CV measurements, are À3.08 eV, À3.53 eV and À3.74 eV, respectively, which is consistent with the DFT results although there are large deviations of about 0.7 eV. The relatively lower LUMO levels of BAzDI-1 and BAzDI-2 enable them to be potential n-type semiconducting materials for organic optoelectronic devices. The charge transport properties of BAzDI-2 were investigated using eld-effect transistors (FETs). Thin lms of BAzDI-2 were spin-coated onto octadecyltrichlorosilane (OTS)-treated Si/SiO 2 substrates. Au source/drain electrodes were deposited on the active layer to afford a bottom-gate top-contact device conguration. The FET devices were tested in a glovebox with a nitrogen atmosphere. As shown in Fig. 5, all the devices exhibited n-type semiconductor characteristics, which correlates well with the aforementioned DFT and CV results. The data for FET device performance for BAzDI-2 are summarized in Table S2. † The electron mobility gradually improved with increased thin lm annealing temperature. Thin lm FET devices based on BAzDI-2 (annealed at 120 C) demonstrated an electron mobility of 1.5 Â 10 À2 cm 2 V À1 s À1 , and a current on/off ratio of 10 4 to 10 5 . As shown in Fig. S6, † X-ray diffraction (XRD) patterns of thin lms of BAzDI-2 annealed at different temperatures are presented. The as-spun thin lms of BAzDI-2 showed no appreciable diffraction peaks, suggesting that the lms were disordered and the corresponding device performance was relatively low. When annealed at 80 C and 120 C, the thin lms of BAzDI-2 exhibited rst order reection, implying a degree of crystallinity, which was consistent with the relatively higher device performance. Atomic force microscopy (AFM) images of thin lms of BAzDI-2 annealed at different temperatures are provided in Fig. S7, † and the crude featureless thin-lm morphology may be one of the reasons for the relatively lower preliminary device performance. Although the preliminary device performance of BazDI-2 is not high enough, in view of the completely new structure of BAzDIs, further device optimisation and chemical modications on the molecular backbone of BAzDIs would be expected to achieve high device performance and new molecular functions.

Conclusions
In summary, we have reported the rst class of azulene-based aromatic diimides, 2,2 0 -biazulene-1,1 0 ,3,3 0 -tetracarboxylic diimides (BAzDIs), which is a new class of organic dyes. The synthesis, X-ray crystal structure, DFT calculations, absorption spectra and electrochemical properties as well as the charge transport characteristics were investigated. The results demonstrate that BAzDIs exhibit unique chemical structures and frontier molecular orbitals, with relatively higher LUMO energies as well as narrower band gaps than those of corresponding PDIs. We believe that BAzDIs would be an interesting building block for organic electronic materials and could also play an important role in exploiting novel advanced materials with unique structures and functions. Chemical modications of the molecular backbone of BAzDIs and their application in organic optoelectronic devices are currently underway in our lab.