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ZnO-free organic solar cells with a self-assembled monolayer as an ETL for improved stability

Chélia Zalania, Gilles H. Rochea, Olivier J. Dautelb, Martial Leyneya, Jean-Sébastien Filholb, Roland Lefèvrec, Christine Labrugère-Sarrosted, Gilles Pécastaingse, Guillaume Wantza and Sylvain Chambon*a
aUniv. Bordeaux, CNRS, Bordeaux INP, IMS, UMR 5218, F-33400 Talence, France. E-mail: sylvain.chambon@ims-bordeaux.fr
bInstitut Charles Gerhardt de Montpellier, CNRS, UM, ENSCM, UMR 5253, 34283 Montpellier, France
cUniv. Bordeaux, CNRS, Bordeaux INP, LCPO, UMR 5629, F-33600 Pessac, France
dUniv. Bordeaux, CNRS, PLACAMAT, UAR 3626, F-33600 Pessac, France
eUniv. Bordeaux, CNRS, Bordeaux INP, CRPP, UMR 5031, F-33600 Pessac, France

Received 10th October 2025 , Accepted 12th February 2026

First published on 16th February 2026


Abstract

Despite constant improvements in the performance, the stability of organic photovoltaic (OPV) solar cells remains hindered. One of the limiting factors is the degradation happening at the interface between the metal oxide electron transport layer (ETL) and the organic active layer. In particular, well known zinc oxide (ZnO) exhibits photocatalytic activity that degrades organic materials, resulting in an altered interface, ultimately affecting the performance upon operation. As a means to address this issue, the use of self-assembled monolayers (SAM) in replacements of ZnO is investigated. Here, we design and synthetize a molecule, 2PAP-SAM, ensuring a favourable molecular dipole, ensuring a suitable shift of the work function from 5.16 eV for pristine cleaned ITO to 4.34 eV after SAM functionalisation. This shift contributes to a better energy level alignment between the cathode and the LUMO level of the acceptor molecule. Solar cells with PTQ10:Y6 as an active layer were then fabricated with 2PAP-SAM as an ETL, and compared to a reference device with ZnO. Devices with the SAM exhibited power conversion efficiencies (PCEs) reaching up to 10%, with a VOC of around 0.78 V, close to the reference devices made with ZnO, which exhibited a PCE of 11% with a VOC of 0.81 V. In comparison, devices without any ETL show only poor performances. Furthermore, stability studies under continuous light illumination were performed and showed that devices with the SAM as an ETL exhibit improved stability compared to devices with ZnO.


1. Introduction

Organic photovoltaic (OPV) technology is a promising emergent photovoltaic technology that is characterised by its use of organic semiconductors as photoactive main materials. These materials allow both the precise tuning of the bandgap of interest and the creation of flexible, semi-transparent, and light weight modules with low overall energy pay-back time thanks to low temperatures and printing processes.1,2 The performance of OPV cells has steadily improved over recent years,3–5 and notably, a symbolic power conversion efficiency (PCE) of 20% was recently achieved for a single junction in a laboratory, due to improvement and control of active layer materials and morphology,6,7 and a PCE of 14.5% was achieved in modules of 204 cm2.8,9

Nonetheless, one of the major drawbacks of the current state of the technology is the limited lifetime of devices resulting from many intrinsic and extrinsic degradation processes.10–12 A first step towards more stable cells was moving to an inverted (n–i–p) architecture to prevent the use of a low work function metal on top of the device that can be oxidised by the ambient environment with deteriorating performance during use.13,14 Still, the architecture was developed with the use of a metal oxide as a charge transport interlayer that can interact with the organic active materials. One well known example of this intrinsic process is the deterioration upon ageing caused by the photocatalytic activity of zinc oxide (ZnO) used as an electron transport material (ETL).12,15–21 Additionally, ZnO requires UV light activation to act as a good ETL material,20 which is problematic, with the use of UV-filters on the OPV to minimize active material degradation. As such, other strategies can be implemented, and among them is the use of self-assembled monolayers (SAM). This concept involves either functionalizing the ZnO layer with small molecules that can selectively bind with the metal oxide, or totally replacing ZnO with a SAM with at least comparable charge extraction capabilities. The first approach has been developed with IC-SAM (Fig. 1b),22,23 with successful integration in devices and passivation of the ZnO layer, even leading to a predicted lifetime of 30 years with the addition of a buffer layer between the hole transport layer (HTL) and active layer.24 However, for the second strategy, most of the work focusing on replacing layers by SAMs was carried out to get rid of the HTL in the direct (p–i–n) architecture, especially with the now well-known 2PACz family used in perovskite solar cells25–27 and later by the OPV community.28–31


image file: d5tc03674g-f1.tif
Fig. 1 (a) Chemical structure of IC-SAM and 2PAP-SAM with molecular dipoles shown, (b) inverted architecture of an organic solar cell with ZnO and SAM as the ETL, (c) absorbance of the ITO substrate with SAMs and ZnO, (d) schematic representation of the deposition of the SAM onto ITO, (e) chemical structure of the active material PTQ10, (f) chemical structure of the active material Y6, and (g) normalised absorbance spectra of pristine materials in solution and of the blend in solution and in a film.

Concerning the use of a SAM as an ETL, only a few reports have been published. Recently, Jeong et al. demonstrated that the “ZnO-free” device strategy for an inverted architecture can be effectively implemented with the high performance material D18:Y6, surpassing even the reference devices made of ZnO as an ETL with a PCE of 17.53%, putting in context the importance of an interfacial molecular dipole, while focusing on mechanical stability for flexible application.32 However, no report has been published on the potential improvement of the stability upon operation with a SAM ETL. Therefore, it is important to focus on investigating the potential of using SAM molecules to improve the operational stability under light of inverted organic photovoltaic devices. To this aim, the molecule has to be tailored to optimize the molecular dipole, work function, and surface energy, in order to act as an electron transport layer in inverted solar cells by fully replacing the ZnO layer to minimize degradation mechanisms. An anchoring group is also necessary to covalently bind to the transparent conductive electrode, which is generally indium tin oxide (ITO). Several chemical functionalities are possible, and among them phosphonic acids (PAs) present numerous advantages. In contrast to silane end groups, PAs offer easier synthesis, purification and storage capacity, since they don’t undergo self-condensation. Compared to carboxylic acids, they allow stronger and easier binding with the metal oxide.33,34 They also present a large variety of binding modes in the presence of three oxygen, allowing two slightly different binding mechanisms with weaker or stronger Lewis acid metal oxides. For ITO, the weaker Lewis acid mechanism, strengthened by UV-O3 pre-surface treatment, is generally preferred, since it both allows a thorough sample surface cleaning procedure to be retained, and the promotion of more homogenous binding of PAs.

In this work, we introduce a SAM called 2PAP-SAM (Fig. 1b), which was designed and synthesised using an electron deficient phthalimide group on one end, in order to form a suitable dipole with a negative barycentre being closer to ITO, and a phosphonic acid as an anchoring group on the other end. We explored and optimised the grafting procedure on the ITO substrate. The functionalised ITO electrode with 2PAP-SAM was thoroughly characterised by several means to confirm the efficient grafting and modification of the electrode work function. 2PAP-SAM was then introduced as an ETL in inverted organic solar cell (OSC) devices with PTQ10 and Y6 (Fig. 1e and f) as active materials, and compared to ZnO reference cells and IC-SAM as other ETL candidates with the full architecture illustrated in Fig. 1a. The absorbances of the materials are displayed in Fig. 1c and g and Fig. S7. Performances close to that of the ZnO device have been reached with 2PAP-SAM. Stability studies were thereafter performed and showed that such ZnO-free cells reduce the degradation of the OSC devices by suppressing the alteration at the interface between the active layer and the ETL.

2. Results and discussion

2.1. Synthesis of 2PAP-SAM

2PAP-SAM was obtained in one step by dealkylation of commercially available Et2PAP using 3 equivalents of Me3SiBr in dry dichloromethane over 22 h at room temperature (Fig. 3). The crude product was submitted to recrystallization in toluene to offer 2PAP-SAM as a white solid with a yield of 87%. The experimental procedure and characterization have been added to the SI.
image file: d5tc03674g-f2.tif
Fig. 2 (a) Evolution of the work function and (b) surface free energy for ITO immersed in 2PAP-SAM and the control solution, (c) picture of contact angle measurement with water for ITO after UV-O3 treatment and immersion in 2PAP-SAM solution, XPS measurement for (d) P2p and (e) O1s orbitals with deconvolution, and (f) Fermi level of ITO and ITO + SAM derived from KP measurement. The energy level of ZnO is derived from UPS and UV-visible measurement and the energy level of the active materials is calculated using cyclic voltammetry results from the literature.34,35

image file: d5tc03674g-f3.tif
Fig. 3 Synthetic pathway to 2PAP-SAM.

DFT calculations at the PBE + D3 level have also been conducted to obtain the molecular dipole of 2PAP-SAM and compare it to IC-SAM calculation and the literature value of 1.92 D.22 In this work, the IC-SAM molecular dipole was calculated at 2.07 and 3.36 D, depending on the proton position on the carboxylic moiety, for an energy difference between the two isomers below kBT (Fig. S13). This suggests that a proton exchange is happening between the two sites leading to a dipole moment larger than the one previously computed. The 2PAP-SAM values of the molecular dipole were computed to 3.35 and 5.11 D depending on the position of the hydrogen on the phosphonic moiety, with the isomer with the lowest dipole moment being 3kBT more stable than the other one leading to an average dipole moment of 3.5 D, larger than that of IC-SAM, as illustrated in Fig. 1b.

2.2. Surface functionalisation of ITO by 2PAP-SAM

First, the functionalisation of ITO by 2PAP-SAM was investigated as well as its possible impact on the ITO work function (WF). Two methods for functionalising the substrates were studied, immersion and spincoating, as illustrated in Fig. 1d.

In the case of immersion, ITO substrates were dipped in 1 mM 2PAP-SAM THF solution and in THF control solution for different times, then underwent 10 min of annealing at 100 °C to facilitate chemical bonding, and were rinsed thoroughly to remove excess unbonded molecules (see Experimental section for details). The samples were then first characterised by Kelvin probe (KP) measurement to follow the change in the WF. Fig. 2a and Table S1 show that for ITO substrates functionalised by immersion, starting with 1 h of treatment, a favourable and significant shift of the work function from 5.16 eV for pristine UV-O3 cleaned ITO to 4.46 eV is observed, and an ideal 4.23 eV work function was obtained after 24 h of immersion. This shift allows a better energetic level alignment with the Y6 acceptor molecule LUMO level set to 4.10 eV35 (Fig. 2f) compared to unfunctionalized ITO. Control samples were also prepared with ITO immersed in a control solution of THF without 2PAP-SAM. For all immersion times, the control samples only showed a slight decrease down to 4.8 eV (Fig. 2a), attributed to the removal of hydroxide groups and presence of THF molecules adsorbed on the surface. For spincoating, a solution of 1 mM in THF of 2PAP-SAM and 3.59 mM (1 mg mL−1) in THF of IC-SAM was also prepared and deposited onto ITO substrates that were thermally annealed and rinsed in the same way as for the immersed substrates. The work functions of the samples were also measured by Kelvin probe analysis, and one can observe that both SAMs shift the work function of ITO to 4.35 and 4.43 eV, respectively. This reduction was correlated with the molecular dipole of both 2PAP-SAM and IC-SAM, as shown in Fig. 1b, and notably the difference in work function between the substrates is directly related to the difference in the molecular dipole, as illustrated in Fig. S9.

The contact angle and surface energy, including polar and dispersive components, were also measured and calculated using the standard Owens, Wendt, Rabel and Kaelble (OWRK) method36–40 for the different immersion times as well as for the spincoated samples (Fig. 2b and Table S1). A significant decrease from high hydrophilicity (mean contact angle of 14° with water) and a surface energy above 80 mN m−1 to a contact angle with water of 47° and a surface energy of 55 mN m−1 is observed after only one hour of immersion. For longer immersion times, the surface energy reaches a minimum at 44 mN m−1 after 24 h and slowly increases back to 52 mN m−1 after 70 h, while the contact angle with water stays at around 50° for all experiments. The spincoated samples also present a contact angle with water of around 50° for both SAMs and a surface energy of 49 mN m−1 for 2PAP-SAM substrates, similar to the value for substrates immersed for 16 hours. For the IC-SAM samples, the surface energy value is slightly higher at 52 mN m−1.

Table 1 shows the measurements of the contact angle and calculation of the surface free energy for 5 batches of ZnO, ITO, optimised 2PAP-SAM (immersed for 24 hour or spincoated) and IC-SAM samples. One can first notice that the two methods of grafting of 2PAP-SAM, immersion and spincoating, lead to very similar values of surface energy, contact angles and WF, suggesting that both methods are well adapted for functionalising the ITO. Moreover, the decrease of hydrophilicity and in surface energy between ITO and SAM grafted ITO is again observed for both SAMs, with the IC-SAM presenting a slightly higher value of 55 mN m−1, while zinc oxide samples present a surface energy value closer to that of ITO with the polar component being the dominant one.

Table 1 Contact angle, surface energy and work function of ZnO, cleaned ITO, spincoated and immersed 2PAP-SAM, spincoated IC-SAM and the active material PTQ10:Y6 film
Electron transport layer Contact angle with water (°) Surface free energy (mN m−1) Dispersive component (mN m−1) Polar component (mN m−1) Work function (eV)
ZnO 41 ± 11 67 ± 12 1.8 ± 0.8 65 ± 13 4.36 ± 0.05
No ETL (ITO) 13 ± 2 86 ± 1 1.8 ± 0.2 84 ± 1 4.95 ± 0.15
Spincoated 2PAP-SAM 53 ± 3 48 ± 3 9.4 ± 2.5 38 ± 4 4.23 ± 0.08
Immersed 2PAP-SAM (24 h) 55 ± 7 46 ± 2 8.6 ± 1.8 38 ± 7 4.30 ± 0.10
Spincoated IC-SAM 50 ± 4 56 ± 6 3.6 ± 1.3 53 ± 6 4.49 ± 0.04
PTQ10/Y6 film 104 ± 1 27 ± 0.5 27.1 ± 0.6 0.2 ± 0.2 4.44 ± 0.25


As such, the reduction observed for the SAM samples is directly linked to the decrease of the polar component and the slight increase of the dispersive component of the total surface free energy, especially in the case of the 2PAP-SAM samples. The lower surface energy of the functionalised ITO with 2PAP-SAM should allow better wettability between apolar organic materials solubilised in the fully dispersive solvent, chloroform (27 mN m−1)38 and the substrate compared to pristine cleaned polar ITO by getting closer to the value of the surface energy of the active layer film and contribute to a more homogenous deposition of the active layer during spincoating.41

Ultraviolet photoelectron spectroscopy (UPS) was performed to complement and support the KP measurement. Special attention was given to ensure proper electrical contact between the sample and holder to prevent the charge effect from altering the measurement. Work function values determined by UPS of ITO, ZnO, 2PAP-SAM and IC-SAM are presented in Table S2. One can observe in Fig. S10 that, similar to in KP measurements, 2PAP-SAM efficiently decreases the WF of ITO, shifting it from 4.65 eV to 3.7 eV for spincoated 2PAP-SAM. On the other hand, IC-SAM only decreases it down to 4.00 eV. These results validate the measurement performed with the KP set-up as well as the calculation of the dipole strengths. A small deviation can be observed between the WF measured by UPS and KP, which is usually found when comparing both techniques.42–44 This difference can be due to the environment under which the experiment was performed: ultra-high vacuum for UPS, air for KP.

XPS measurement of pristine ITO, and spincoated and immersed 2PAP-SAM under optimised conditions (concentration of 1 mM for both techniques and 24 h of immersion) was carried out to confirm the chemisorption of the phosphonic acid moiety. Fig. 2d shows an increase of the atomic mean percentage of phosphorus atoms at the surface, serving as the first proof of 2PAP-SAM presence on the surface. The deconvolution of the O 1s core level peak revealed, on the one hand, a decrease of the peak attributed to In–O and Sn–O at 530.2 eV due to coverage by the aromatic moiety and, on the other hand, the presence of specific peaks attributed to 2PAP-SAM as well as its covalent grafting on ITO. In particular, one can detect the presence of peaks related to In–O–P and In⋯O[double bond, length as m-dash]P at 531.2 eV45,46 and C[double bond, length as m-dash]O attributed to N–C[double bond, length as m-dash]O at 532.2 eV.47 These different observations confirm chemical bonding for both SAM deposition techniques onto the ITO substrate.

Ider to evaluate the homogeneity of the surface functionalisation with 2PAP-SAM, Kelvin probe force microscopy (KPFM) measurement was also carried out. Fig. S12 confirms the decrease of the work function after surface modification with 2PAP-SAM, starting from 5.08 ± 0.13 eV for ITO, and going to 4.39 ± 0.13 eV for ZnO, 4.90 ± 0.02 eV for IC-SAM, and 4.33 ± 0.11 and 4.41 ± 0.01 eV for spincoated and immersed 2PAP-SAM, respectively. Although the immersion method leads to an efficient decrease of the WF, the samples present inhomogeneity on the surface, with aggregates of SAM localised at some parts of the surface. Topographic atomic force microscopy (AFM) imaging was also carried out on the same samples and the root-mean-square (RMS) roughness of the different surfaces was analysed. For ITO with 2PAP-SAM prepared by immersion, the extracted roughness value of 4.6 nm appeared higher than that of ITO with 2PAP-SAM prepared by spincoating, which was only 4.0 nm. In addition, aggregates are also observable on the topographic image (Fig. S12), confirming the higher inhomogeneity for the grafting when using the immersion method. The ITO, ZnO and IC-SAM samples presented low RMS roughness of 3.9, 2.7 and 3.8 nm, respectively. Overall, apart from the immersion samples, ITO and ITO covered with SAMs present comparable roughness values, and only ZnO appears to smoothen the surface.

To better understand how 2PAP-SAM can interact with the ITO surface and change its properties, the adsorption of this molecule on a 4 × 4 periodic surface deficient of oxygen was computed at the DFT level. It was observed that adsorption occurs through the phosphonate moiety with the formation of 3 In–O bonds that anchor the molecule strongly on the surface using 3 of the 16 possible metal sites. Since the total dipole moment of a periodic surface is not unique, the focus was set on the variation of the z-component of the surface dipole Δp that can be directly linked to the surface work function change ΔW by the relationship

image file: d5tc03674g-t1.tif
with S the slab surface and ε0 the vacuum permittivity.48 Δp is evaluated to 1.1 D for the adsorption of one 2PAP-SAM over a surface of 207 Å2. This surface dipole change is 3 times smaller than the 2PAP-SAM molecule dipole.

Nevertheless, if we consider a surface saturated at around 0.2 2PAP-SAM2 the extrapolated ΔW reaches around 0.8 eV, which is close to the 0.7 observed experimentally, making the computed value believable. Investigation of why a lower dipole is observed for the adsorbed molecule leads us to note that the dipole moment is tilted relative to the perpendicular direction, making it less efficient to shift the potential, reducing the effective surface dipole. Moreover, computing the charge reorganization upon adsorption, as presented in Fig. 4, shows that a fraction of an electron is transferred from the surface to the upper positive part of the molecule (mostly at the oxygen atoms and the phenyl ring), reducing the local positive charge and the dipole intensity. Therefore, not only should the intrinsic dipole of the free SAM molecule be considered, but also the adsorbed molecule orientation relative to the surface and the charge transfer with the surface that modifies the efficiency of the molecule to modify the work function change of the surface.


image file: d5tc03674g-f4.tif
Fig. 4 2PAP-SAM adsorbed on the ITO (111) surface. The green and pink isosurfaces show the electron density variation upon adsorption on the surface. Green isosurfaces corresponds to electron accumulation while pink to electron reduction. The blue arrow shows the direction of the molecular dipole.

2.3. Integration of 2PAP-SAM as an electron selective layer in an OPV device

Since 2PAP-SAM was confirmed to successfully create a covalent bond with ITO, and shift the work function towards more favourable values, OPV devices were prepared with an inverted (n–i–p) architecture and compared to ZnO, no ETL (ITO), spincoated and immersed 2PAP-SAM and IC-SAM as ETLs. PTQ10[thin space (1/6-em)]:[thin space (1/6-em)]Y6 in a ratio of 1[thin space (1/6-em)]:[thin space (1/6-em)]1.2 was chosen as the organic active material blend as a trade-off between performance and stability, reaching a PCE of up to 16.5% with a direct structure49 and a PCE of 11.9% with an inverted structure and IC-SAM on top of ZnO.50 PTQ10 (Fig. 1e), while being an efficient and low cost material,35 has been proven to be more stable than PM6, D18 or other polymer donors presenting a BDT-thiophene motif, demonstrated to be directly linked to rapid light induced degradation processes.12,20 Y6 (Fig. 1f), being part of the well-known and efficient NFA Y-family, is also reported to present good photostability in an inert environment.17 Molybdenum trioxide (MoO3) and silver as a hole transport layer and top electrode, respectively, complete the cell architecture.

OPV devices were first optimised in order to reach a sufficiently thick active layer together with high performance. Thin active layers (<100 nm) lead to a poor yield in the fabrication in particular for devices without ZnO on ITO, probably due to pinholes and defects resulting in short circuiting and thus unworkable devices. Hence, several ZnO reference cells were produced, varying the active material concentration and spincoating rotation speed in order to screen a large range of thicknesses, from 80 to 270 nm (Fig. S14 and S15). A trade-off was found for 130 nm, for which the performance remains high while maintaining a high yield for device fabrication for both ZnO and ZnO free cells.

The current density–voltage (JV) curves of the different devices fabricated (ZnO, no ETL, immersed for 24 h in 2PAP-SAM solution, spincoating of 2PAP-SAM and IC-SAM solution) are presented in Fig. 5a, and all photovoltaic parameters are listed in Table 2. ZnO reference devices present PCEs of greater than 11.5% with an open circuit voltage (VOC) of 0.82 V, similar to what can be expected from the literature for this blend, with this architecture, thickness and cell size.51 Devices with spincoated 2PAP-SAM as an ETL manage to achieve a PCE of 10% with VOC up to 0.79 V, close to the values of the ZnO reference. With the immersion method (immersed 2PAP-SAM), the device performance is slightly lower, mainly due to a smaller VOC value of 0.73 V. In addition, in accordance with AFM measurement, the immersion strategy as a means to obtain a functionalised ITO electrode leads to more dispersed results and reproducibility issues, with only 6 out of 12 working devices compared to spincoated 2PAP-SAM OPV devices with 12 out of 12 working devices (Table 2). This phenomenon was observed in several batches, as shown in Fig. S16, with only on average 2 out of 3 working devices for immersed samples, and among the working ones, low Rshunt values were observed (between 40 and 400 kΩ compared to 300 to 80[thin space (1/6-em)]000 kΩ for spincoating and 300 to 17[thin space (1/6-em)]000 kΩ for ITO alone), confirming the impact of deposition via immersion on the appearance of pinholes and increase of leakage current. Moreover, due to the varying thickness of the SAM for immersed devices, an S-shape in the IV curves was observed among working immersed devices even for low immersion times, indicating this grafting method to be too haphazard. ITO devices, on the other hand, show only a poor performance with the PCE lower than 7% and VOC around 0.5 V, even with spincoating of THF onto cleaned ITO, producing a similar performance, confirming that 2PAP-SAM has a distinct specific effect on devices not ascribable to cleaned ITO alone. IC-SAM devices manage to perform slightly better thanks to an increase of VOC up to 0.61 V, without reaching the performance of 2PAP-SAM. Moreover, IC-SAM cells also suffer from reproducibility issues, attributed in this case to the weaker binding strength of carboxylic acid with ITO in comparison to phosphonic acids33 shown with the number of operational devices in Table 2 and Fig. S16. The results obtained with 2PAP-SAM, and especially the increase of VOC compared to bare ITO, can be correlated with the work function modification due to the molecular dipole of the 2PAP-SAM molecule, as the Fermi level of the modified ITO electrode matches the acceptor LUMO level.


image file: d5tc03674g-f5.tif
Fig. 5 (a) Current density–voltage curves of solar cells with different ETLs, (b) photocurrent-effective voltage curves of solar cells with different ETLs, and (c) EQE spectra of solar cells with different ETLs.
Table 2 The main parameters of organic solar cell devices measured under illumination of AM 1.5G (100 mW cm−2)
Electron transport layer JSC (mA cm−2) VOC (V) FF PCE (%) Working devices
ZnO 22.8 ± 0.3 0.82 ± 0.01 0.61 ± 0.02 11.6 ± 0.3 9/12
No ETL (ITO) 23.5 ± 0.1 0.56 ± 0.04 0.51 ± 0.02 6.7 ± 0.7 3/4
Spin coated 2PAP-SAM 23.8 ± 0.5 0.79 ± 0.00 0.56 ± 0.03 10.4 ± 0.4 12/12
Immersed 2PAP-SAM (24 h) 23.5 ± 0.5 0.73 ± 0.01 0.55 ± 0.01 9.5 ± 0.3 6/12
Spin coated IC-SAM 22.0 ± 0.7 0.61 ± 0.04 0.51 ± 0.03 6.9 ± 0.7 7/12


The impact of the concentration of the 2PAP-SAM solution (from 0.1 to 2 mg mL−1) on the performance of the OPV devices was also investigated. The evolution of the photovoltaic parameters as a function of the 2PAP-SAM concentration is shown in Fig. S17. No significant variation is observed for the different concentrations for all parameters, suggesting that the 2PAP-SAM layer formed on the ITO is always of the same length. This result also confirms that the cleaning protocol successfully removes excess 2PAP-SAM molecules, and corroborates homogeneous surface modification even for low 2PAP-SAM concentrations.

The photocurrent versus effective voltage is plotted in Fig. 5b to determine charge collection and dissociation probabilities.28,52,53 For the latter, values of 92 ± 2% for ZnO, ITO and IC-SAM conditions and 94.4 ± 0.4% for 2PAP-SAM were obtained, with comparable values being mostly dependent on the use of the same active material blend. On the other hand, a more pronounced difference is observed for charge collection. For ITO and IC-SAM the probability is only 67 ± 4%, while for ZnO, it is around 73 ± 3%, and for 2PAP-SAM around 76 ± 1%. This slightly greater value for 2PAP-SAM confirms that the charge collection properties are comparable with those of ZnO. Conversely, we do not observe a significant change in current density (JSC) between all conditions, as shown in Table 2 and Fig. 5(c).

This work also explored the use of 2PAP-SAM to passivate the ZnO ETL layer and compared to IC-SAM in this paradigm. The photovoltaics parameters were slightly improved compared to ZnO-based devices as shown in Fig. S18 and Table S3, with the PCE reaching up to 11.3% (average), but the impact of the passivation was more easily observed in stability measurements.

2.4. Stability and photo oxidation measurement

Finally, stability studies in a dark and protected environment (ISOS-D-1) or under continuous light illumination (ISOS-L-1) were performed.54 First, for the ISOS-D-1 protocol, cells were kept in the dark in a nitrogen filled glovebox, and then measured periodically. Storage in the dark shows that even with sporadic illumination during measurement, the ZnO cell performance slowly decrease over time, leading to a PCE of 9% after 20 days, corresponding to 18% total loss (Fig. S19). This loss of performance is linked to a decrease of 10% of the fill factor, coupled with a 7% loss of JSC (Fig. S20). In comparison, ZnO-free devices (bare ITO, IC-SAM and 2PAP-SAM) show relatively stable FF over time and a much smaller loss of current density. Moreover, while ZnO cells maintain a constant VOC, 2PAP-SAM, IC-SAM and bare ITO devices show a general increase. For 2PAP-SAM devices, the open circuit voltage increases from 0.76 V to 0.79 V after one night and remains constant upon storage. OPV devices with bare ITO show a steady increase, going from 0.54 to 0.63 V, improving therefore at the same time the PCE. This increase of the VOC is also observed with IC-SAM cells that follow the same trend as OPV devices with only ITO. Overall, this experiment shows that even without continuous UV light excitation, ZnO seems to interact with the active layer and degrade it permanently, affecting cell performance, while ZnO-free devices retain a steady performance.

For stability under light, the ISOS-L-1 protocol was followed with encapsulated cells under a maximum power point (MPP) tracking load and submitted to 100 mW cm−2 constant illumination at a controlled temperature of 50 °C with (Fig. 6c) or without (Fig. 6d) a UV filter with a 400-nm cut-off. It is shown in Fig. 6c that all conditions present a strong burn-in effect in the first 20 minutes, most probably due to in-bulk degradations.20,55,56 This burn-in effect is even stronger in the presence of UV light, as shown in Fig. 6d. Nevertheless, it appears that all ZnO-free OPV devices reach a stable performance faster and retain higher performances than ZnO-based OPV devices, with and without UV light in the spectrum. Indeed, the performance of ZnO drops to 40% of the initial performance without UV light and to 20% with UV light, whereas cells with 2PAP-SAM, IC-SAM or bare ITO maintained more than 50% of the performance, no matter what spectrum was used, with 65% of the initial performance being safeguarded without UV light. After 72 h of illumination with UV light, ZnO + SAM devices, with both IC-SAM and 2PAP-SAM, manage to safeguard 50% of the initial performance while devices with bare ZnO lose 80% of the efficiency. Compared to ZnO, the addition of the SAM allows the preservation of the JSC and FF to the same level as ITO devices (Fig. S18). Overall, between ZnO and ZnO-free devices, this difference in performance loss is mainly due to a significant drop of the VOC (Fig. S20) for ZnO cells as it decreases to 0.55 ± 0.01 V after 72 h of ageing, a value below those of OPV devices with ITO (0.58 ± 0.02 V), IC-SAM (0.59 ± 0.02 V) and 2PAP-SAM (0.61 ± 0.01 V).


image file: d5tc03674g-f6.tif
Fig. 6 (a) Schematics showing stability and photo oxidation measurement, (b) picture of the ISOS-L-1 setup, (c) evolution of the PCE under continuous illumination with MPP load with a UV filter at 400 nm, (d) evolution of the PCE under continuous illumination with MPP load without a UV filter, (e) evolution of the absorbance of the PTQ10:Y6 film cast onto ZnO under continuous illumination in air, (f) evolution of the normalised absorbance for the main peak of PTQ10, and (g) evolution of the normalised absorbance for the main peak of Y6.

To summarise, combining the normalised values with initial performances, 2PAP-SAM stands out as a more stable alternative than ZnO as an ETL material. This difference in stability is attributed to the interaction between ZnO and the organic active layer and photodegradation that arises, which deteriorate the active layer at the interface. In contrast, ZnO-free substrates do not show this kind of degradation mechanism. To confirm this phenomenon, the evolution of the UV-visible spectra of different PTQ10:Y6 films deposited on different ETLs (bare ITO, spincoated 2PAP-SAM, IC-SAM, and ZnO) upon ageing in air (100 mW cm−2, 50 °C) were studied. As shown in Fig. S22 and Fig. 6e, for an active layer cast onto ZnO, the absorbance of the active materials decreases over time, illustrating the degradation of the organic molecule mostly by a photo oxidation mechanism. By following the PTQ10 and Y6 main absorption peaks over time, one can observe faster degradation of the active materials deposited onto ZnO, as shown in Fig. 6f and g and Fig. S23, as already reported by Zhou et al.17 These results highlight that under photo-oxidation, ZnO induces an additional degradation mechanism, most probably occurring at the interface with the active layer. Additionally, while looking at the evolution of the absorbance for the ZnO + SAM substrate aged under the same conditions, an intermediate rate of degradation is observed, confirming the active role of ZnO as the main cause for intrinsic degradation in the stack of layers and the necessity to remove it.

Additional proof can be obtained using XPS analysis of a thin active layer of the material PTQ10:Y6 (∼7 nm) cast onto an ITO + ZnO or ITO + 2PAP-SAM substrate, and making comparisons before and after 70 h of 1 sun illumination. As for the device characterisation, this experiment took place inside a glove box as a protective environment in order to eliminate the extrinsic degradation caused by external O2 and humidity. As illustrated in Fig. S24, a general survey for both conditions confirms that all layers are probed, with visible signals attributed to ZnO (especially Zn 2p3/2 and Zn 2p1/2 separated by 23 eV)47,55,57–60 and ITO47,59–61 layers. XPS measurement for the C 1s orbital and deconvolution is presented in Fig. S24 for all conditions, but this does not show any quantifiable change after illumination. Further, as illustrated in Fig. 7, a study of O 1s orbital spectra gives more information. For the ZnO substrate, deconvolution showed contributions from C[double bond, length as m-dash]O bonds in the active layer materials at 533 eV, while contributions at 530.8 and 532 eV arise from oxygen present in the lattice of the oxide and from hydroxide or defects/vacancies usually present at the surface, respectively. When comparing ZnO samples before and after illumination, a striking increase of the defect contribution peak intensity (532 eV) can be observed, with the other peak intensities remaining similar. This evolution can be interpreted as a result of a photoinduced phenomenon leading to an increase of the reactivity of the ZnO interface.62 On the other hand, 2PAP-SAM substrate O1s orbital analysis does not show significant change after illumination, confirming that ITO + 2PAP-SAM represents an inert surface. One can also note that the Zn 2p3/2 peak is shifted and has a greater FWHM (from 1.55 to 1.73), confirming a change to the lattice of ZnO (Fig. S26).


image file: d5tc03674g-f7.tif
Fig. 7 XPS measurements showing O1s orbital spectra with deconvolution of the main peak contributions (LA model) of the ZnO substrate (a) before, and (b) after 72 h of 1 sun illumination in a protected environment, and (c) XPS measurements showing O1s orbital spectra of 2PAP-SAM substrates before and after 72 h of 1 sun illumination in a protected environment.

This supressed interfacial degradation mechanism for ZnO-free samples (bare ITO, 2PAP-SAM and IC-SAM) is the main explanation for the improved stability observed in the devices.

3. Conclusions

In conclusion, this study outlines the possibility of improving the stability of inverted organic solar cells by replacing the ZnO ETL by a well-designed molecule such as 2PAP-SAM. It was shown that the molecule can successfully bind to ITO reproducibly via spincoating deposition and a thorough cleaning protocol. 2PAP-SAM acts as a suitable ETL material as a consequence of its molecular dipole shifting the work function of the ITO electrode from 5.05 eV to 4.23 eV, better matching the Y6 acceptor molecule LUMO level. Its integration in devices with a PTQ10:Y6 blend was successfully optimised to obtain a reproducible protocol and excellent overall performance. 2PAP-SAM devices are able to exhibit a PCE of 10%, compared to a PCE of 11.5% for ZnO reference devices, mainly due to an increase of the VOC from 0.56 V for a pristine ITO device to 0.79 V, and charge collection capabilities comparable to ZnO cells. Meanwhile, devices using IC-SAM, a common SAM usually grafted onto ZnO, only achieved an increase in the VOC up to 0.61 V. This difference is due to a lower molecular dipole and smaller work function shift (4.49 eV). ZnO-free devices were then proved to be more stable during dark storage and in operation under the ISOS-L-1 protocol and photo oxidation study, because of the apparent absence of photocatalytic activity, allowing 2PAP-SAM devices to retain 65% of their performance after 100 h of 1 sun illumination with a UV filter, while ZnO devices could only retain 40% of the PCE. From these first results, we can conclude that 2PAP-SAM can be successfully integrated into inverted devices as a promising candidate for an electron transport layer material, as a substitute for ZnO, to produce ZnO-free solar cells, allowing many opportunities for optimisation.

4. Experimental

3.1. Materials

[Poly[(thiophene)-alt-(6,7-difluoro-2-(2-hexyldecyloxy)quinoxaline)]] (PTQ10) and [2,2′-((2Z,2′Z)-((12,13-bis(2-ethylhexyl)-3,9-diundecyl-12,13-dihydro-[1,2,5]thiadiazolo[3,4e]thieno[2″,3″:4′,5′]thieno[2′,3′:4,5]pyrrolo[3,2g]thieno[2′,3′:4,5]thieno[3,2-b]indole-2,10-diyl)bis(methanylylidene))-bis(5,6-difluoro-3-oxo-2,3-dihydro-1H-indene-2,1-diylidene))dimalononitrile] (BTP-4F or Y6) were purchased from Brillant Matters. [Diethyl(1,3-dioxoisoindolin-2-yl)ethylphosphonate] (Et2PAP) was purchased from BLDpharm and bromotrimethylsilane (Me3SiBr) from Sigma Aldrich. [4-((1,3-dioxo-1,3-dihydro-2H-inden-2-ylidene)methyl)benzoic acid] (IC-SAM) was obtained from abcr GmbH. All solvents and chemicals were used as received.

3.2. Device fabrication

OPV devices were fabricated with the inverted (n–i–p) architecture glass/ITO/ETL/active layer/MoO3/silver. Glass ITO substrates (15 × 15 × 0.7 mm, 10 Ω □−1 resistance, 250-nm thick from visionTek) were first cleaned using an ultrasonic bath in different solvents: with 2%v HellmanexIII solution, deionized water (10 MΩ), acetone and isopropanol followed by 15 min of UV-O3 treatment before ETL deposition or storage in an inert environment before active layer deposition for no-ETL devices.

For reference ZnO devices, a 0.15 mol L−1 solution of zinc acetate dihydrate (>99.0% from SigmaAldrich) with ethanolamine (>99.8 from SigmaAldrich) in a 1[thin space (1/6-em)]:[thin space (1/6-em)]1 molar ratio in absolute ethanol (>99.8% from SigmaAldrich) was prepared and stirred for 30 min at 55 °C, then aged overnight. Deposition was carried out after filtration by static spincoating (2000 rpm, 600 rpm s−1 acceleration, 60 s, 40 µL), then substrates were annealed at 180 °C (Fig. S6) for 30 min to create a 30-nm film and stored in an inert environment.

For SAM based devices, a 1 mmol L−1 (or 0.255 mg mL−1) solution of 2PAP-SAM in THF (inhibitor-free (>99.9%) from SigmaAldrich) or a 1 mg mL−1 solution of IC-SAM was prepared and stirred for 30 min at 50 °C, then sonicated for 2 min before filtration and deposition at ambient temperature. Deposition was carried out either by immersion in a 1 mM solution of 2PAP-SAM in THF or by static spincoating (3000 rpm, 1000 rpm s−1 acceleration, 50 s, 40 µL). Substrates were then annealed for 10 min at 100 °C to promote the condensation of phosphonic acid with ITO. After annealing, substrates were placed in isopropanol/THF20%v solution for a 15 min sonication bath to thoroughly wash all unbonded molecules, then dried again on a hot plate at 100 °C for 5 min before storage in an inert environment (Fig. 1d).

The organic active layer solution was prepared with PTQ10:Y6 in a 1[thin space (1/6-em)]:[thin space (1/6-em)]1.2 wt ratio, at a 20 mg mL−1 concentration in anhydrous chloroform (>99.8 from SigmaAldrich), with stirring overnight at 55 °C. Deposition was carried out by dynamic spincoating (1100 rpm, 600 rpm s−1 acceleration, 60 s, 35 µL), then annealing at 100 °C for 10 min. Finally, 7 nm of MoO3 as a HTL and 70 nm of a silver top electrode were then deposited by thermal evaporation to obtain 10.5 mm2 cells that were finally separated by a thin needle to be measured individually.

For characterisation outside a glovebox, cells were encapsulated with a thin glass slide fixed with a DeloLP655 UV glue cross-linked by 40 s UV exposure with a DeloLux Pilot A1T.

3.3. Characterisation

Contact angle and surface free energy measurement were carried out using the Theta Flex Attension Optical Tensiometer from Biolin Scientific by measuring the angle between air, the substrate and different solvents (water, ethylene glycol and diiodomethane) following the Owens, Wendt, Rabel and Kaelble (OWRK) method and using the geometric mean formula with deionised water (10 MΩ), ethylene glycol (from SigmaAldrich) and iodomethane (>99% stabilized by silver wire from Thermo Fisher Scientific).37,39

Kelvin probe measurement was carried out using Kelvin probe S and Kelvin Control 07 from Besocke Delta Phi inside a Faraday cage. Following the Lord Kelvin principle and Zisman system,63 the apparatus consists of a gold grid electrode oscillating closely on top of a conductive substrate. The oscillation creates an alternative current that can be stalled by applying a backing potential, equal to the contact potential difference between the substrate and the gold grid. The work function of the substrate is then obtained by comparing the contact potential difference of a reference HOPG (ZYH grade from Neyco) to the one of the measured substrate.64

Ultraviolet photoelectron spectroscopy was performed with a PHOIBOS 100 hemispherical energy analyser fitted with a SPECS UVS 10/35 UV source and multi-channel detector. The sample was exposed to an excitation energy of 21.22 eV from a HeI discharge lamp at a 45° incident angle and photoelectrons were collected normal to the sample surface. The analyser mode was set at low angular dispersion and pass energy at 10 eV. A bias voltage of −4 V was applied to emphasize the secondary-electron cut-off (SECO). Charge effects were ruled out using 3 scans at different bias voltages. Work function values were extracted by intercepting the linear regression of the SECO region and the baseline.43

X-ray photoelectron spectroscopy (XPS) was performed using a K-Alpha spectrometer (ThermoFisher Scientific) equipped with a monochromatic Al-Kα X-ray source (1486.6 eV). The X-ray spot was selected with a diameter of 400 µm. Survey scans were collected in the full energy range (0–1100 eV) at a pass energy of 200 eV, whereas high-resolution spectra were obtained at a pass energy of 40 eV. Quantification was carried out for areas of high-resolution spectra with Scofield sensitivity factors.

Solar cell characterisation was performed using a solar simulator (Newport LCS-100) with a xenon lamp and AM 1.5 G filters to measure the IV characteristics of the OPV devices. The total irradiance of the lamp was set at 100 mW cm−2 using a calibrated silicon reference cell from Newport Co. The JV curves were recorded in a nitrogen-filled glovebox in the dark and under 1 sun using a Keithley 2400 SMU, from −2 V to +1 V with a step of 0.03 V and a source/measure delay of 0.001 s. The main parameters (resistances, JSC, VOC, FF and PCE) were directly extracted via the LabVIEW program. The active area was defined by the size of the top electrode evaporated (10.5 mm2). No shadow masking was used.

External quantum efficiency measurements were carried out in an ambient atmosphere with encapsulated cells with a PVE 300 from Bentham Co calibrated with a silicon cell from 300 to 1000 nm with a 1-nm step.

UV-visible measurements were carried out using the UVmc2 SAFAS Monaco from 300 to 1000 nm with a 1 nm step.

Photo oxidation measurement was carried out in an ambient atmosphere using a xenon test chamber model Xe-1 from Q Sun set at 0.47 W m−2 at 340 nm to obtain an irradiance of 100 mW cm−2 with a constant temperature of 50 °C.

Stability measurement was carried out using an HMI metal halide lamp with 100 mW cm−2 irradiance and 55 °C constant temperature with MPP tracking. JV curves were recorded in ambient air with encapsulated cells with a step of 0.05 V and 0.08 s setpoint measure delay setpoint, following recommendation from the ISOS-L-1 protocol.54

3.4. Computational details

Periodic calculations were performed within the density functional theory (DFT) framework, using the Vienna ab initio simulation package (VASP).65–67 The electronic wave functions have been expanded in a plane-wave basis set with a kinetic energy cut-off up to 500 eV. Projector augmented wave (PAW) pseudopotentials were used as implemented in VASP.68,69 The exchange–correlation effects have been accounted for by the generalised gradient approximation (GGA) using the functional of Perdew, Burke and Ernzerhof (PBE).70 In order to improve the description of the interaction between adsorbed molecules and the ITO surface, van der Waals dispersion interactions have been accounted for by using semi-empirical correction as proposed by Grimme et al. (PBE-D3).71 A convergence criterion has been set to 1.10−5 eV for the electronic self-consistent iterations. The structural relaxation was performed until the maximum force on any atom was below 1.10–2 eV Å−1. A Sn doped ITO surface was modelled from an In2O3 structure doped with 4.6% Sn and cleaved in the (111) direction with 4 metal layers. The calculations were performed on 4 × 4 supercells with half the bottom part of the slab frozen to bulk parameters and the upper part (where the molecules are adsorbed) let to optimize. A vacuum layer of 10 Å has been set in the z-direction. The associated k-point grid was set with a 3 × 3 × 1 automatic sampling mesh. Individual molecules were computed in a large 20 × 20 × 20 Å3 unit cell to prevent periodic interactions. Dipoles were computed by direct integration of the computed charge density. For periodic surfaces, the surface dipole is difficult to obtain reliably, and thus the focus was on the dipole moment variation of the surface upon molecule adsorption, which is more interesting to compare with the intrinsic dipole moment of the molecule in the gas phase.

Author contributions

Chélia Zalani: conceptualization, investigation, methodology, resources, writing – original draft (lead). Gilles H. Roche: conceptualization. Olivier Dautel: conceptualization, resources (synthesis, lead), writing – original draft (supporting). Martial Leyney: resources (ISOS-L-1 measurement bench). Jean-Sébastien Filhol: resources (DFT calculation), writing – original draft (supporting). Roland Lefevre: resources (UPS set up). Christine Labrugère: resources (XPS measurement). Gilles Pecastaings: resources (KPFM measurement). Guillaume Wantz: funding acquisition, supervision (supporting), writing – review & editing. Sylvain Chambon: funding acquisition, conceptualization, supervision (lead), writing – review & editing.

Conflicts of interest

There are no conflicts to declare.

Data availability

The data supporting this article have been included in the manuscript and as part of the supplementary information (SI). Supplementary information contains the description of the synthesis of 2PAP-SAM, additional surface characterization (contact angle, Kelvin probe measurements, KPFM, AFM), XPS, UPS and UV-visible analysis, structures and dipoles moments of computed SAMs, photovoltaic performances of the organic solar cells and their stability evaluation under different ageing conditions. See DOI: https://doi.org/10.1039/d5tc03674g.

Acknowledgements

This work was supported by a public grant overseen by the French National Research Agency (ANR) as part of the “Investissements d’avenir” program (reference: ANR-10-EQPX-28-01/Equipex ELORPrintTec).

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