Open Access Article
Xingyu Liu
*a,
Jürgen Peter Gross
a,
Qianli Ma
b,
Frank Tietz
bc,
Jürgen Malzbender
a and
Ruth Schwaigera
aForschungszentrum Jülich GmbH, Institute of Energy Materials and Devices, Structure and Function of Materials (IMD-1), 52425 Jülich, Germany. E-mail: xing.liu@fz-juelich.de
bForschungszentrum Jülich GmbH, Institute of Energy Materials and Devices, Materials Synthesis and Processing (IMD-2), 52425 Jülich, Germany
cForschungszentrum Jülich GmbH, Institute of Energy Materials and Devices, Helmholtz Institute Münster-Ionics in Energy Storage (IMD-4), 52425 Jülich, Germany
First published on 2nd April 2026
NaSICON-type Na1+xZr2SixP3−xO12 (0 ≤ x ≤ 3, NZSP) were synthesized via a solution-assisted solid-state reaction method, and the effect of Na3LaP2O8 (NLP) addition on their microstructure, mechanical properties, and electrical performance was systematically investigated. NLP incorporation refined the grain structure, yielding a more uniform grain size distribution, reduced porosity, and suppressed microcrack formation, which collectively enhanced densification and mechanical performance. The optimized composition (2.5 mol% NLP) exhibited substantial increases in elastic modulus, hardness and fracture toughness compared to original NZSP. However, excessive NLP addition hindered ionic transport due to the insulating nature of NLP, revealing a trade-off between mechanical robustness and ionic conductivity. This work establishes a quantitative correlation between the mechanical and electrical properties of NLP-modified NZSP and provides a design strategy for mechanically reinforced, high-performance solid-electrolytes for all-solid-state sodium batteries.
Conventional liquid electrolytes suffer from challenges such as high flammability, poor thermal stability, and undesirable side reactions. In response, all-solid-state batteries (ASSBs), which employ solid-electrolytes (SEs), have attracted significant interest due to their ability to mitigate these issues while their excellent mechanical properties, effectively suppressing detrimental Li-dendrite growth, making them strong candidates for next-generation clean energy storage.2,3 Among various SEs, NaSICON (sodium superionic conductor)-type inorganic oxide ceramics stand out as leading candidates for use in solid-state SIBs, owing to their exceptional chemical and electrochemical stability. NaSICON-structured Na1+xZr2SixP3−xO12 (0 ≤ x ≤ 3, NZSP) SEs exhibit remarkable ionic conductivity (10−4 to 10−3 S cm−1 at room temperature (RT)4,5) and demonstrate good electrochemical compatibility with sodium metal anodes.6 For instance, Ma et al. synthesized Na3.4Zr2Si2.4P0.6O12 via a solution-assisted solid-state reaction, achieving a high total ionic conductivity of 5 × 10−3 S cm−1 at 25 °C and furthermore demonstrated good cycling performance in symmetric battery cells at RT.7
Current research on SEs primarily emphasizes electrochemical properties, including ionic conductivity,8 cycling stability,9 and interfacial ion transport.10 However, the number of investigations of their mechanical properties is still limited, despite their critical importance for practical applications. Dendritic formation and growth in metal-based batteries, a prevalent issue, lead to internal short circuits and hence failure of the cell.1,11 Studies have demonstrated that the mechanical properties of SEs are crucial in suppressing dendrite propagation.12,13 High fracture toughness avoids crack propagation,14,15 thereby enhancing battery stability and cycle life.16 Additionally, appropriate flexibility and mechanical strength facilitate electrolyte processing into thin films, reducing internal resistance and improving energy density.17 Despite its significance, characterization of the mechanical properties of NaSICON-type SEs is available only for specific compositions. Nonemacher et al. systematically characterized the fracture toughness, hardness and modulus of NZSP and Al/Y-substituted NZSP.18 Gross et al. highlighted that insufficient sodium content leads to increased bloating, glassy phase formation, and the development of secondary phases, the latter of which can induce microcracks within the NaSICON material.19 Hitesh et al. investigated the mechanical behavior of NZSP sintered and annealed at different temperatures using spark plasma sintering, revealing that samples annealed at 1100 °C for 20 hours exhibited improved hardness (from 5.4 to 6.7 GPa) and fracture toughness (from ∼2.3 to 2.6 MPa m0.5).20
The ionic conductivity of polycrystalline ceramics is governed by both bulk and grain boundary contributions, with overall conductivity predominantly dictated by grain boundary resistance. Theoretical calculations indicate that the energy required to mechanically separate grain boundaries can be significantly lower than that of the bulk material,21 emphasizing the importance to improve the mechanical strength of grain boundaries. Thus, optimizing grain boundary properties appears also to be one of the keys to enhance total ionic conductivity. Zhang et al. demonstrated that introducing La3+ into NZSP generates self-formed La-containing phosphate phases that enhance densification and markedly improve both bulk and grain-boundary ionic conductivities, while ionic–liquid interfacial engineering further boosts full-cell performance.22 More recently, direct addition of NLP into NZSP was shown to reduce grain-boundary resistance and achieve a high ionic conductivity of 7.1 × 10−3 S cm−1 at 25 °C, together with improved electrochemical stability and dendrite tolerance.23 Although these studies clearly confirm the electrochemical advantages of NLP and report the associated microstructural changes, they do not include mechanical characterization; consequently, the mechanical implications of NLP incorporation—and their relevance to grain-boundary-related ionic transport—remain unaddressed.
Building on this context, the present work systematically investigates the influence of NLP content on the mechanical properties of Na3.4Zr2Si2.4P0.6O12 (elastic modulus, hardness, and fracture toughness), with fracture toughness quantified via micro-pillar splitting and benchmarked against Vickers indentation. Microstructural analysis identifies NLP-induced strengthening effects, including grain refinement and reduced microcracking, and establishes how these features correlate with ionic conduction behavior. This study provides the first experimental assessment of the mechanical properties associated with NLP incorporation in NZSP and clarifies how mechanical stability interacts with grain-boundary ionic transport, offering guidance for the design and optimization of NaSICON-type solid electrolytes.
| Material | Label | Sintering temperature | Duration |
|---|---|---|---|
| Na3.4Zr2Si2.4P0.6O12 | Original NZSP | 1260 °C | 5 h |
| Na3.4Zr2Si2.4P0.6O12 + 1 mol% Na3LaP2O8 | NZSP-1NLP | 1260 °C | 5 h |
| Na3.4Zr2Si2.4P0.6O12 + 2.5 mol% Na3LaP2O8 | NZSP-2.5NLP | 1260 °C | 5 h |
| Na3.4Zr2Si2.4P0.6O12 + 5 mol% Na3LaP2O8 | NZSP-5NLP | 1260 °C | 5 h |
The powders were loaded into a cylindrical model with a diameter of 13 mm and compacted by uniaxial pressing at RT under a pressure of 113 MPa. After sintering, pellets with a thickness of about 1 mm were obtained. The mechanical properties were evaluated by multiple measurements taken at different locations on a single representative pellet, a standard approach that averages out local variations. Electrochemical impedance was measured on three separately sintered pellets to capture batch-to-batch differences and ensure reproducible ionic conductivity.
X-ray diffraction (XRD) patterns were recorded with an EMPYREAN diffractometer (PANalytical, Kassel, Germany) with Cu-Kα radiation (time per step = 0.5 s, step size = 0.0131°) for the qualitative phase analysis of the samples. Quantitative phase analysis and lattice parameter determination were performed using Rietveld refinement (software: TOPAS v.6, Bruker AXS). The necessary crystal structure files were taken from the Inorganic Crystal Structure Database (ICSD). To enhance the accuracy of the analysis, each sample was ground into a fine powder before conducting the XRD measurements.
Field emission scanning electron microscopy (FE-SEM, MERLIN™, Carl Zeiss Microscopy, Oberkochen, Germany) was employed to capture scanning electron microscopy (SEM) images. The sample surface was deposited by iridium before SEM characterization to enhance surface conductivity with an accelerating current of 10 mA for 25 s. Phase elemental composition was analyzed using energy-dispersive X-ray spectroscopy (EDX) with an X-Max Extreme detector (Oxford Instruments, High Wycombe, UK). Porosities were estimated by analyzing SEM images using the ImageJ software.25
Thermal etching was used to reveal the sample's grain size distribution. The polished sample was heated to 1100 °C in a furnace, held for 1 h, and cooled to RT within the furnace. SEM analysis was then performed to characterize the grain size.
The conventional Vickers indentation fracture (VIF) method was employed to evaluate the fracture toughness of the samples using a Vickers hardness tester MV-IS (Buehler Ltd, Lake Bluff, USA). Indentations were performed under three different loads (0.5 N, 1 N, and 2 N) in order to induce cracks. For each load at least 10 indentations were performed. The residual indentation imprints were subsequently captured, and crack lengths were quantified using a laser confocal microscope (LEXT OLS6000, Olympus, Hamburg, Germany). Owing to the ratio between the crack length (l) and half diagonal of the indent (a) falling within the range of 0.25 ≤ l/a ≤ 2.5, the Palmqvist crack model was adopted for the evaluation of fracture toughness.27,28 The KIC was determined according to the following equation:29
![]() | (1) |
Besides the VIF tests, fracture toughness was further evaluated using the micro-pillar splitting technique. Plasma focused ion beam scanning electron microscope (PFIB-SEM, Helios 5, Thermo Fisher Scientific, US) was used to fabricate micro-pillars. Hereby a two-step process was applied, where first rough pillars with a slightly larger diameter were milled with an ion beam accelerating voltage of 30 kV and a beam current of 1 nA, subsequently the pillars where polished to the target diameter and height (5 µm) using a beam current of 0.1 nA. This specific diameter to height aspect ratio of 1
:
1 was selected to minimize the influence of potential residual stresses.30
An in situ nanoindenter (FT-NMT04, FemtoTools AG, a Swiss-based company acquired by Oxford Instruments, UK) equipped with a Berkovich tip was used for splitting the pillars. Load–displacement data were collected and analyzed to extract the critical load. The fracture toughness was calculated using the following equation:30
![]() | (2) |
![]() | (3) |
To ensure consistency with the critical load used in the micro-pillar splitting method, the E and H were determined at the corresponding load. A 5 × 5 array of nanoindentations was performed near the micro-pillars by a nano indenter (G200X, KLA Instruments, Milpitas, CA, USA) equipped with a diamond Berkovich tip) to obtain accurate measurements of E and H required for fracture toughness calculations. Continuous Stiffness Measurement (CSM) mode was employed, which applies a small high-frequency oscillatory load superimposed on the primary load to continuously measure changes in hardness and elastic modulus as a function of indentation depth.
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| Fig. 1 Impedance spectra of original and modified NZSP with fitted equivalent circuits. The grain-boundary semicircle is smaller in NZSP-2.5NLP, indicating reduced grain-boundary resistance. | ||
Table 2 summarizes the resistances and ionic conductivities of original and modified NZSP derived from equivalent-circuit fitting. The bulk resistances are similar, whereas the grain-boundary resistance first decreases with NLP addition and then increases at higher contents. This trend suggests that a moderate amount of NLP alleviates grain-boundary blocking and facilitates Na+ transport. Notably, NZSP-2.5NLP reveals a high total conductivity of 7.1 × 10−3 S cm−1, surpassing that of reported polycrystalline oxide SEs.4 Zhang et al. attempted La substitution for Zr in NZSP, but La did not incorporate into the lattice and an NLP phase formed. The highest σtotal achieved was 3.4 mS cm−1 at RT, much lower than that of the present work.22
| Original NZSP | NZSP-1NLP | NZSP-2.5NLP | NZSP-5NLP | |
|---|---|---|---|---|
| Rbulk (Ω cm) | 67 | 86 | 78 | 88 |
| Rgb (Ω cm) | 125 | 68 | 62 | 112 |
| Rtotal (Ω cm) | 192 | 154 | 140 | 200 |
| σbulk (S cm−1) | 1.5 × 10−2 | 1.2 × 10−2 | 1.3 × 10−2 | 1.1 × 10−2 |
| σtotal (S cm−1) | 5.2 × 10−3 | 6.4 × 10−3 | 7.1 × 10−3 | 5.0 × 10−3 |
Rietveld refinement was employed to determine the crystallographic characteristics, and the fitting results are shown in Fig. S6 and Table 3. In this study, the original NZSP exhibited a monoclinic phase. In the modified samples, severe overlap of Bragg reflections arising from coexisting NaSICON-type phases with similar lattice parameters prevents reliable differentiation between monoclinic and rhombohedral symmetry. As the monoclinic model did not significantly improve the refinement quality and introduces additional lattice parameters, the rhombohedral structure was adopted as a simplified and stable refinement model (see detailed discussion under Fig. S6). After elucidating the crystal structure, the lattice parameters were determined, and the phase fractions were quantitatively analyzed. Rietveld refinement indicates the presence of a small amount of monoclinic ZrO2 (0.3–0.6 wt%) in all samples, without a clear systematic dependence on NLP content.
| Sample | Phase | Space group | wt% | a [Å] | b [Å] | c [Å] | β [°] |
|---|---|---|---|---|---|---|---|
| Original NZSP | Na3.4Zr2Si2.4P0.6O12 | C2/c | 99.7 | 15.742 | 9.100 | 9.193 | 124.33 |
| ZrO2 | P21/c | 0.3 | 5.144 | 5.210 | 5.311 | 99.22 | |
| NZSP-1NLP | Na3.4Zr2Si2.4P0.6O12 | R c |
98.7 | 9.095 | 9.095 | 22.928 | NA |
| ZrO2 | P21/c | 0.6 | 5.144 | 5.210 | 5.311 | 99.22 | |
| Na3La(PO4)2 | Pca21 | 0.7 | 14.160 | 5.360 | 18.714 | NA | |
| NZSP-2.5NLP | Na3.4Zr2Si2.4P0.6O12 | R c |
97.9 | 9.096 | 9.096 | 22.927 | NA |
| ZrO2 | P21/c | 0.5 | 5.144 | 5.210 | 5.311 | 99.22 | |
| Na3La(PO4)2 | Pca21 | 1.6 | 14.160 | 5.360 | 18.714 | NA | |
| NZSP-5NLP | Na3.4Zr2Si2.4P0.6O12 | R c |
97 | 9.076 | 9.076 | 22.785 | NA |
| ZrO2 | P21/c | 0.3 | 5.144 | 5.210 | 5.311 | 99.22 | |
| Na3La(PO4)2 | Pca21 | 2.7 | 14.160 | 5.360 | 18.714 | NA |
![]() | ||
| Fig. 3 Porosity of (a) original NZSP; (b) NZSP-1NLP; (c) NZSP-2.5NLP and (d) NZSP-5NLP. With the increase of NLP content, the porosity of NZSP gradually decreases. | ||
In Fig. 4 the polished cross-section of the original and modified NZSP samples are shown as high-magnification SEM micrographs. The corresponding larger-scale images in Fig. S7 reveals the presence of ZrO2 in each sample. Notably, a significant number of cracks is evident in the original NZSP and NZSP-1NLP; however, as the NLP content increases, these cracks are progressively reduced and eventually eliminated, as shown in Fig. 4(c and d). In the modified NZSP, the NLP occurs as allotriomorphs concentrated along grain boundaries. EDX line-scanning in Fig. S8 reveals a pronounced peak-type La concentration at the interface, forming a continuous and stable enrichment zone.
Thermal etching was used to reveal the grain-boundaries and thus enable the measurements of the grain sizes of original NZSP and modified NZSP (see corresponding SEM micrographs and grain size distributions obtained by Image analysis in Fig. 5). The original NZSP shows a wide grain size distribution, with large grains (∼3–6 µm) and small grains (<1.5 µm) randomly distributed. A similar pattern is observed in NZSP-1NLP. In contrast, NZSP-2.5NLP and NZSP-5NLP exhibit a more uniform grain distribution, with the majority of grains concentrated in the 1–3 µm range.
![]() | ||
| Fig. 6 Elastic modulus of original NZSP and modified NZSP. NZSP-2.5NLP and NZSP-5NLP exhibit higher elastic modulus. | ||
| Sample | Hardness (400 mN)/(GPa) | Hardness (1000 mN)/(GPa) |
|---|---|---|
| Original NZSP | 4.9 ± 1.2 | 4.6 ± 1.0 |
| NZSP-1NLP | 6.7 ± 0.3 | 6.2 ± 0.3 |
| NZSP-2.5NLP | 8.1 ± 1.0 | 7.5 ± 0.6 |
| NZSP-5NLP | 7.9 ± 0.2 | 7.6 ± 0.2 |
![]() | ||
| Fig. 7 Fracture toughness of original NZSP and modified NZSP. The fracture toughness of NZSP-2.5NLP and NZSP-5NLP is relatively higher. | ||
Typical indentation imprints under the load of 1 N are shown in Fig. 8. The ratio of crack lengths to half-diagonals (l/a) for all samples ranges from 0.9 to 1.8, which complies with the Palmqvist crack system requirement of 0.25 ≤ l/a ≤ 2.5. The original NZSP and NZSP-1NLP exhibited multiple fine cracks at the indentation tips, propagating along the grain boundaries, indicating an intergranular fracture mode. In contrast, NZSP-2.5NLP and NZSP-5NLP exhibited distinct cracks with tortuous paths emanating from the indentation tips, suggesting a mixed fracture mode involving both transgranular and intergranular fracture. As shown in the inset of Fig. 8(c), the cracks in NZSP-2.5NLP exhibited slight deflection upon encountering ZrO2 particles, attributed to the high modulus of ZrO2, which exceeds 200 GPa.34
Under a load of 0.5 N, the fracture toughness of NZSP-2.5NLP is slightly lower than those under other load conditions, likely due to measurement errors in crack length. As shown in Fig. S9, the cracks at 0.5 N are short and curved, with a complex nonlinear morphology increasing measurement uncertainty.
As can be observed from Fig. 9(c and f), the first peak in the load–displacement curve corresponds to the critical load value, indicating the initial damage in the pillar at this stage. As displacement progresses, the load exhibits a fluctuating upward trend until the sample undergoes ultimate compressive failure. Significantly, during the transition from critical load to structural failure, sudden localized load drops observed in the curve correspond to the initiation and propagation of new cracks. As the pillar splitting technique considers only the load and energy associated with the initiation and propagation of the dominant crack, the development of secondary cracking after reaching the critical load has no effect on the evaluated fracture toughness. The critical load at which cracking occurs in both original NZSP and NZSP-2.5NLP micro-pillars was measured to be below 15 mN. The calculated fracture toughness values are compiled in Table 5.
| Sample | E/H | Number of pillars | Pillar radius, R (µm) | Critical load of failure, Pc (mN) | Fracture toughness, KIC (MPa m0.5) |
|---|---|---|---|---|---|
| Original NZSP | 14.1 ± 0.2 | 9 | 2.58 ± 0.08 | 8.6 ± 1.3 | 0.58 ± 0.11 |
| NZSP-2.5NLP | 13.2 ± 0.2 | 8 | 2.64 ± 0.02 | 10.5 ± 1.8 | 0.68 ± 0.12 |
The micro-pillar splitting-based fracture toughness values are in general alignment with the VIF results. For the NZSP-2.5NLP sample, the KIC obtained by micro-pillar splitting (0.68 ± 0.12 MPa m0.5) was slightly lower than that measured by VIF (0.76 ± 0.11 MPa m0.5). This minor discrepancy may be attributed to the complex crack propagation behavior during Vickers indentation: in addition to the primary Palmqvist cracks, secondary annular cracks form on the indentation surface. The formation of these secondary cracks consumes part of the fracture energy, thereby reducing the driving force for primary crack (Palmqvist crack) propagation and resulting in a slightly smaller measured crack length c (the sum of the crack length and the half diagonal). According to eqn (1), this reduction in c leads to a marginally overestimated KIC. Unlike the VIF, micro-pillar approach overcomes the limitations in measuring cracks in porous and defect-rich samples under low loads, where empirical formulas may be inaccurate. By focusing on a small region, it also minimizes the impact of porosity on fracture toughness measurements.
During sintering, NLP tends to segregate to grain boundaries, particularly at grain boundary junctions (as shown in Fig. S10), in agreement with previous reports.22,35 The accumulated NLP at these sites exerts interfacial drag on migrating grain boundaries, kinetically suppressing excessive grain growth at high temperatures. The local driving pressure for grain-boundary migration can be expressed as:
| P = κγgb |
Therefore, NLP contributes through dual mechanisms: (i) kinetically, by providing interfacial drag that inhibits boundary migration; and (ii) thermodynamically, by potentially lowering the local grain-boundary energy. These combined effects enable the modified NZSP to maintain a refined and homogeneous microstructure, promoting pore elimination and leading to higher densification.
This refined microstructure also contributes to crack suppression. In NaSICON ceramics, coarse grains can accumulate significant internal stress during cooling due to anisotropic thermal contraction, leading to grain-boundary microcracks, particularly when boundaries are weak.38 As observed in the original NZSP and NZSP-1NLP samples (Fig. 4(a and b)), larger grains and grain-size mismatch promote microcrack formation, which links intergranular voids and reduces densification (Fig. 10(a)). In contrast, the NZSP-2.5NLP and NZSP-5NLP samples exhibit refined and homogeneous grains, mitigating stress buildup and significantly suppressing grain-boundary microcracks.
Compared with the previously reported NZSP,19 the NZSP-2.5NLP sample shows distinct differences in mechanical properties. Its elastic modulus is 8.2% higher, likely due to its lower porosity. The hardness increases by 72.6%, reflecting the enhanced densification and reduced microcracking. In contrast, the fracture toughness value obtained in this work is lower than the previously reported value, which was determined using the VIF method. The present measurements show reductions of approximately 65% (VIF) and 69% (micropillar splitting). The close agreement between the two independent methods suggests that the discrepancy is not primarily caused by testing methodology. The NZSP reported in the literature exhibits a finer average grain size of 1.0 ± 0.3 µm in the literature, whereas the present material shows the majority of grains in the 1–3 µm range, indicating a comparatively coarser microstructure. Grain refinement is often associated with improved fracture toughness in ceramic electrolytes.39,40 Despite the lower fracture toughness, NZSP-2.5NLP achieves a total ionic conductivity 162.9% higher than the literature value, indicating that its mechanical characteristics do not hinder ionic transport.
However, the ionic conductivity does not vary monotonically with increasing densification. Although NZSP-5NLP shows the lowest porosity, its conductivity is lower than that of NZSP-2.5NLP. This suggests that the conductivity enhancement cannot be attributed solely to densification and may also be related to the spatial distribution of NLP at grain boundaries and grain boundary junctions. In the original NZSP, grain-size mismatch and thermal stress during cooling tend to generate microcracks and voids at grain boundary junctions, which originate from local mechanical stress concentration and can act as transport-limiting regions by interrupting Na+ migration pathways. A moderate amount of NLP helps suppress such defects, improves grain-boundary contact, and enhances the mechanical integrity of the microstructure, resisting crack formation during cooling and preserving continuous ion-transport pathways. Excessive NLP may introduce local transport hindrance due to its insulating nature (σtotal in the range of ∼10−12 S cm−1 at RT, reported in ref. 22) and the increased grain-boundary fraction caused by further grain refinement, partially offsetting the benefit of densification (Fig. 10(c)).
Overall, these results highlight the importance of optimizing the NLP content, providing useful guidance for the compositional design and processing of NaSICON-type solid electrolytes for improved mechanical stability and ionic transport.
At moderate NLP contents (up to 2.5 mol%), the increase in overall ionic conductivity indicates that mechanical reinforcement and efficient ion transport can coexist. However, higher NLP concentrations (5 mol%) reduce conductivity due to the insulating nature of NLP and excessive grain boundary fraction, revealing a compositional trade-off between mechanical and electrical performance.
Supplementary information (SI) is available. See DOI: https://doi.org/10.1039/d6ta01036a.
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