Open Access Article
Aditya Singla
a,
Deep Chatterjee
a,
Bairav S. Vishnugopia,
Rachel E. Carter
b,
Corey T. Loveb and
Partha P. Mukherjee
*a
aSchool of Mechanical Engineering, Purdue University, West Lafayette, IN 47907, USA. E-mail: pmukherjee@purdue.edu
bChemistry Division, U.S. Naval Research Laboratory, Washington, D. C. 20375, USA
First published on 26th June 2026
The practical implementation of sodium (Na) metal electrodes is hindered by challenges such as dendrite growth and low coulombic efficiency. The morphological stability of the metal-electrolyte interface is strongly governed by coupled thermal phenomena that alter the underlying chemo-mechanical interactions. In this study, we investigate the role of operating temperature and thermal gradients in influencing ion transport, reaction kinetics, and interface stability during plating and stripping. While an increase in temperature improves ionic mobility and promotes creep-driven stabilization, it is demonstrated that higher temperatures also exacerbate reaction nonuniformity arising from heterogeneity in the solid electrolyte interphase (SEI). A comparative analysis between Na and lithium (Li) reveals that although Na exhibits higher creep rates, its larger molar volume leads to faster filament growth during deposition. Moreover, we show that localized heating within the SEI gives rise to thermal gradients near the metal-electrolyte interface, which in turn drive ionic flux via thermo-diffusion (Soret effect). It is found that thermo-diffusion can either suppress or amplify reaction heterogeneity depending on the direction and magnitude of thermal gradients. This work highlights the critical role of thermal design in enabling safe and stable operation of Na metal anodes across a wide range of operating conditions.
The interface stability of Na metal anode is governed by the solid electrolyte interphase (SEI), which is formed during initial cycling.20–24 The SEI serves as a barrier, regulating ion transport and preventing direct contact between the highly reactive Na metal and the electrolyte.25–28 By serving as an ionically conducting, but electronically insulating layer, the presence of an SEI is essential in preventing unwanted side reactions that occur at the bare metal-electrolyte interface. For stable cycling, this layer must maintain mechanical integrity across repeated plating and stripping cycles.29 However, heterogeneities in SEI composition and structure can lead to localized ionic flux, resulting in nonuniform Na deposition/dissolution and the growth of filaments/pits.27,30–32 These localized features generate stress concentration that initiates SEI cracking, exposing fresh Na metal to the electrolyte and triggering further parasitic reactions.33–35 This feedback loop alters SEI composition, amplifies reaction heterogeneity, and worsens interfacial instability. While SEI evolution and dendrite formation have been widely studied for Li metal systems, the intrinsic kinetic and thermodynamic coupling in Na systems remains less understood.36–38
Temperature plays a critical role in the performance of metal anode batteries, influencing ion transport, reaction kinetics, and the mechanical behavior of both the SEI and the electrode.39–44 Elevated temperatures can reduce ionic resistance and enhance ionic mobility within the electrolyte, thereby promoting more uniform plating/stripping.40,45 However, excessive temperatures can degrade the SEI, inducing morphological and compositional heterogeneities that increase overpotentials and promote irregular deposition.45,47 Additionally, temperature-dependent chemo-mechanical interactions between the SEI and electrolyte further contribute to reaction nonuniformity. Such heterogeneities lead to dendrite formation, significantly compromising the safety and performance of metal batteries.36,37 The mechanical response of the metal anode, including creep and plastic deformation, is also highly temperature-dependent and can strongly influence interface instability.46 In this context, it may be mentioned that Li and Na exhibit different electrodeposition behaviors even under the same thermal conditions, which may be attributed to a difference in their physical properties.48–51 Na exhibits a higher molar volume compared to Li (due to a larger atomic radius), which leads to a higher volume expansion for Na, as compared to Li for the same charge capacity. In addition, Na has a lower elastic modulus than Li and hence is a “softer” alkali metal. This leads to Na deposits being more prone to deformation, shape change, and stress relaxation than Li. Lastly, compared to Li, Na has a lower surface energy, which makes the formation of fresh interfaces thermodynamically more favorable. As a result, the reduced energetic penalty for surface creation in Na promotes interfacial roughening, leading to more heterogeneous deposition and nonuniform SEI formation.
Interestingly, performance degradation has also been observed at different temperatures in cases where SEI heterogeneity is minimal.41 This suggests that other thermally driven mechanisms play a role in governing interface instability. One such factor is the presence of internal temperature gradients near the interface, arising from localized heat generation in the SEI. In addition to altering SEI formation and metal plating behavior,52 these gradients can give rise to thermo-diffusion (Soret effect), which drives ionic flux in response to thermal gradients.53–58 Thermodiffusion induced ionic flux is dependent on ionic concentration and on the magnitude of thermal gradients. Recent works on Na metal systems57 has looked into the implications of linear temperature gradients on electrodeposition stability for Na metal electrodes; however previous studies have not taken into account the implications of an SEI layer. Additionally experimental work on the role of imposed external thermal gradients on Li-ion battery degradation52 has been conducted, revealing a significant variation of battery performance with altering externally imposed temperature gradients. Thus, for the present work, accounting for a spatially varying SEI layer would lead to better characterization of deposition stability and would be more aligned with real systems, which is the purpose of the present study. Depending on the direction and magnitude of the gradient, thermo-diffusion can either stabilize the interface by homogenizing the current density or destabilize it by increasing the reaction heterogeneity. Notably, this effect can reverse between plating and stripping, such that the same thermal gradient induces opposite behavior in the two cases.
In this study, we investigate how thermal phenomena govern the complex interplay between temperature, SEI heterogeneity, and morphological stability. We employ a coupled electro-chemo-mechanical formulation to decipher the electrodeposition behavior for Na metal electrodes and employ instability metrics to characterize the deposition heterogeneity. Particular emphasis has been placed to elucidate the role of thermal gradients in modulating deposition instability. Both external operating conditions and internal temperature gradients play a critical role in influencing the electro-chemo-mechanical behavior of Na metal electrodes. We analyze the temperature-dependent modulation of SEI, interfacial heat dissipation, creep-driven stabilization (in both Na and Li), and the temporal dynamics of electrodeposition and dissolution. We show that electrochemical and thermal properties of the SEI, including ionic conductivity, thermal diffusivity, and interfacial thermal resistance, govern local heat generation, internal thermal gradients, and ionic flux pathways. The direction and magnitude of thermal gradients dictate the reaction heterogeneity and interface stability through thermo-diffusion or Soret effect. By systematically examining these chemo-mechanical and thermal interactions, we show the fundamental mechanisms underlying temperature-driven instability and identify design principles to enhance the performance and safety of Na metal electrodes.
The ionic transport in the electrolyte and the SEI is governed by electric potential, concentration, and thermal gradients. The conservation of charge in SEI and electrolyte gives:
∇·(κi∇ϕi) + ∇·(κD,i∇ln ci) + ∇·(κT,i∇T) = 0
| (1) |
The diffusion of Na+ ions in the electrolyte and the SEI is given by species mass conservation (including the Soret effect):55,57
![]() | (2) |
Eqn (2) represents the transport of Na+ in the presence of thermo-diffusion (Soret effect). Under an applied thermal gradient, the solvated Na+ experiences an additional thermal gradient-induced flux due to this effect. Depending on the magnitude and sign of the Soret coefficient (which may vary with extrinsic factors such as solute composition and temperature), the solvated ions may behave in a thermophilic or a thermophobic manner. For instance, a positive value of the Soret coefficient would drive the solvated ions to move towards the low temperature zone in the domain, exhibiting thermophobic behavior. On the other hand, a negative Soret coefficient value implies that the solvated ions migrate to high temperature zones in the domain, that is, they exhibit thermophilic behavior. Using
, we can rewrite eqn (2) as:
![]() | (3) |
The electrochemical reaction at the Na-electrolyte interface follows the Butler–Volmer kinetics. The influence of mechanical stresses is incorporated through the mechanical overpotential, which alters the free-energy landscape.59–61 Therefore, the reaction kinetics at the Na metal surface can be expressed using a modified form of the Butler–Volmer equation:
![]() | (4) |
| ηϕ = ϕs − ϕe − U | (5) |
![]() | (6) |
The stress fields within the SEI and Na are obtained by solving the mechanical equilibrium equations for a linear elastic, isotropic solid:
| ∇·σ = 0 | (7) |
![]() | (8) |
![]() | (9) |
The creep deformation of Na is modeled using the following relation:62–64
![]() | (10) |
is the strain rate, Cr is a material constant, α and β are non-dimensional Bower factors, p is the stress in the material along creep direction, n is the stress exponent, and Qc is the creep activation energy.
On simplifying:
![]() | (11) |
The creep deformation is then given as:33
![]() | (12) |
The time-dependent growth of interface morphology due to Na plating/stripping and creep deformation is then evaluated as:
![]() | (13) |
c(x) is the creep deformation rate of Na.
The induced thermal gradients due to heat generation in the SEI and electrolyte are obtained from the heat equation:
![]() | (14) |
denotes the ohmic heat generated within the domain and is given by
= i·∇ϕ, where i is the local current density.
It is to be noted that the present electro-chemo-mechanical model assumes a fixed SEI thickness distribution which is time invariant (Section S1). Thus, although the SEI layer is spatially inhomogeneous (with a sinusoidal distribution), it does not evolve in time. Further, we have assumed homogeneous thermal and transport SEI properties in the present study. This has been done in order to deconvolute the specific role of thermal gradients on electrodeposition stability of Na+. Accounting for a spatial variation in SEI composition would lead to additional transport and thermal resistances, which make the specific role of temperature modulated electrodeposition stability harder to decouple. The coupled electro-chemo-mechanical equations (eqn (1)–(14)) have been solved using an open-source Finite Element framework (FEniCS) in python. Details of the boundary conditions and initial condition employed in the study, along with a schematic depiction of the same, have been included in Section S2 of the SI.
Fig. 2 explores how temperature-SEI interactions dictate the extent of reaction heterogeneity at the Na/SEI interface. Ionic transport of Na+ takes place through the bulk electrolyte and the SEI layer, however, transport is more sluggish through the SEI layer due to its low ionic diffusivity. The effect of temperature variation would thus modulate both the ionic transport through the SEI and the bulk electrolyte, the degree of modulation being dependent on their respective activation energies for ion transport. The activation energy ratio between SEI and electrolyte (Et,SEI/Et,electrolyte) thus alters the current distribution and interface morphology during Na plating. When the SEI has a higher temperature sensitivity (Et,SEI/Et,electrolyte > 1), increasing temperature leads to a higher rise in SEI conductivity (compared to the conductivity of electrolyte), thus mitigating the gap between the ionic diffusivity through the SEI and the bulk electrolyte, which leads to homogenization of ionic current distribution. This can be seen from the Arrhenius relation for electrochemical properties such as ionic conductivity, k = k0exp(−E/RT), where a higher activation energy leads to a steeper increase in SEI conductivity for the same temperature rise (details in Section S1). As shown in Fig. 2a–c, this suppresses local current focusing and results in smoother, more homogeneous deposition. Fig. 2g shows the corresponding reaction current density at the interface for different temperatures, where heterogeneity diminishes with temperature. Additionally, the corresponding voltage drop across the electrolyte (Fig. S2) reduces with temperature, further indicating that increasing kSEI/kelectrolyte enhances uniformity.
Conversely, when the SEI has a lower activation energy than the electrolyte (Et,SEI/Et,electrolyte < 1), temperature rise enhances electrolyte conductivity more strongly, which further increases the pre-existing gap between the ionic diffusivity through the SEI and bulk electrolyte- promoting greater heterogeneity. The ratio kSEI/kelectrolyte decreases with temperature, leading to intensified flux localization through thinner SEI regions (Fig. 2d–f) and a higher reaction heterogeneity (Fig. 2h). It is noted that the voltage drop (Fig. S3) and the magnitude of current heterogeneity for this case are lower than in the previous case due to the inherently higher SEI conductivity resulting from its lower activation energy, since the fixed pre-exponential factor is calculated from a base value of temperature and activation energy ratio (Section S1). However, the relative enhancement in SEI transport with temperature is smaller, eventually amplifying instability at higher temperatures. It is noted that the thickness of the SEI is kept constant across all temperatures, and additional thermal degradation mechanisms at higher temperatures are not included since this analysis aims to understand the impact of temperature-dependent transport and kinetics on interface stability.
Fig. 2i and j shows the variation in interface stability (given by θ) across a range of activation energy (for transport) ratios and temperatures. Here, θ denotes the reaction heterogeneity and is defined as θ = imax/imin, where imax and imin are the maximum and minimum reaction current density. Consequently, as θ approaches 1, it implies a relative homogenization of the system. As shown in Fig. 2i, systems with higher Et,SEI
/Et,electrolyte transition toward more uniform deposition with increasing temperature as shown before. In contrast, Fig. 2j demonstrates that for a lower reaction activation energy (Er), temperature accelerates interfacial reactions at thinner regions, resulting in localized hot spots and higher instability (θ values approaching 1.1 at low temperatures). These results suggest that for SEI, where reaction is more dominant, increasing temperature may destabilize the interface further. The parameters used in the model are listed in Table S1. Overall, these results emphasize that interface stability is not solely dictated by absolute conductivities, but rather by the relative thermally activated transport behavior of the SEI and the electrolyte. Carefully tailoring SEI chemistry and microstructure to optimize this interplay can enable more stable operation of Na metal anodes under varied thermal conditions.
In addition to electrochemical effects, mechanical response plays a critical role in governing interface stability. Fig. 3a shows the creep strain rate of Na and Li as a function of temperature, highlighting the pronounced thermo-mechanical sensitivity of Na due to its higher homologous temperature. At room temperature, the homologous temperature (Th = T/Tm) for Na is approximately 0.8, compared to ∼0.66 for Li, indicating that Na functions closer to its melting point. This inherently makes Na more susceptible to diffusional creep with a faster self-diffusion and higher deformation rate, whereas Li predominantly undergoes dislocation-based creep.62 A higher Th for Na also implies that the activation energy for creep is close to the activation energy for lattice diffusion (∼44 kJ mol−1). On the other hand, for Li, creep is governed by dislocation core diffusion, leading to lower values of creep activation energy barrier (∼33 kJ mol−1) compared to activation energy for lattice diffusion in Li. As a result, Na exhibits higher time-dependent creep deformation than Li, especially at elevated temperatures (due to higher diffusional creep and larger activation energy values for Na). This thermal activation of creep can mitigate morphological instability by redistributing material from high-stress regions (protrusions) to low-stress regions (valleys), serving as a stabilizing mechanism. However, Na also has a higher molar volume than Li, leading to greater volume expansion during deposition and faster interface growth, which can counteract some of the stabilizing effects of creep, as shown ahead.
Fig. 3b–i and S4–S7 compare the dynamic interface evolution and mechanical response of Li and Na at two different temperatures (0 °C and 60 °C). Fig. 3b–e shows the interface evolution of Li and Na electrodes at 0 °C and 60 °C. Li exhibits more nonuniform interface morphology at lower temperatures but undergoes interface smoothing at 60 °C as thermally activated creep becomes more significant. In contrast, although Na exhibits active creep even at lower temperatures due to its high homologous temperature, the larger molar volume of Na plays a more dominant role, resulting in faster interface growth compared to Li. Therefore, while Li transitions from unstable to smoother morphologies with increasing temperature, Na shows relatively less variation in interface amplitude between 0 °C and 60 °C.
Fig. 3f–i shows the corresponding hydrostatic stress distributions in the SEI during Na and Li electrodeposition. At lower temperatures, stress localization is higher near protrusions, which can promote reaction heterogeneity and mechanical failure of the SEI. At elevated temperatures, thermally activated creep in Li leads to more diffuse stress fields and lesser stresses (Fig. 3g). However, for Na (Fig. 3i), hydrostatic stresses remain relatively high even at 60 °C, driven by accelerated interface growth due to its larger molar volume, despite higher creep deformation. Fig. 3j and k shows the temporal evolution of filament height (Δh) and maximum hydrostatic stress for both metals. Na exhibits faster morphological growth and higher peak stress at both temperatures. In contrast, Li demonstrates delayed stress buildup and smoother morphological evolution at elevated temperatures, implying the onset of creep and its stabilizing effect over time. These results underscore the critical role of temperature in shaping not only transport and kinetics, but also the mechanical landscape at the interface, thereby modulating stability pathways in SMBs.
In this study, we assume a chemically uniform SEI with the same electrochemical and mechanical properties for both Li and Na to isolate the effect of electrode material properties (e.g., molar volume, creep behavior) on interface evolution. While the SEI is highly dependent on the choice of electrolyte and can vary significantly in composition and structure for both metals, experimental studies suggest that Na typically forms a more chemically heterogeneous SEI than Li, potentially due to its higher reactivity.22,26 We do not consider the chemical heterogeneity of SEI in our model, which will likely lead to even more unstable growth in Na.30 In addition, in the analysis presented in Fig. 3, we do not vary any reaction parameters with temperature and take Et,SEI/Et,electrolyte = 1 (so that the conductivity ratio of SEI and electrolyte remains the same) in order to isolate and highlight the role of mechanics.
So far, we've analyzed the effect of thermal modulation on deposition stability, through ionic transport, reaction rate, and creep variation for different alkali metals. Now, we'll be specifically looking at how imposed thermal gradients might affect the deposition dynamics due to the Soret effect. Imposed thermal gradients across the SEI would give rise to a thermo-diffusive flux (iT) that alters ionic current distribution during electrodeposition and dissolution (schematic representation in Fig. 1c and d). Fig. 4a–c shows applied temperature gradients (∇T = 104 K m−1, 0, −104 K m−1) across the electrolyte with a positive Soret coefficient at a base temperature of 25 °C and Et,SEI/Et,electrolyte = 1.5, which corresponds to the range of thermal gradients reported in previous studies.52,65,66 The direction of iT reverses depending on the sign of ∇T. During plating, a constant thermal flux due to thermal gradient directed toward the anode (∇T > 0) drives ions away from thinner SEI regions, redistributing flux and suppressing localized deposition (Fig. 4d), while a gradient directed away from the anode (∇T < 0) further focuses flux and enhances growth instability (Fig. 4f). In the absence of any thermal gradient (Fig. 4e), deposition/dissolution is primarily governed by electric field-driven transport arising from SEI heterogeneity. It is to be noted that the study has been carried out under galvanostatic conditions, which implies that as iT varies, the net ionic flux re-distribution still has to lead to a constant plating/stripping current across the interface. Thus when iT (which is spatially uniform) is directed towards the SEI during plating, the current focusing occurring through the thinnest region of the SEI is alleviated, while when iT acts in the opposite direction, ionic current due to potential and concentration gradients increase in order to still lead to the same plating current, leading to exacerbated ionic focusing of ionic current through the thinnest SEI region, where it encounters the least resistance. This phenomenon of Soret effect-induced stabilization has been observed in prior experimental studies where an adverse thermal gradient with a cold anode and a warm cathode led to faster cell degradation.52 Recent computational studies57,58 on Na and Li ion batteries also substantiate this behavior, although they do not consider the unique effect of the SEI. During stripping (Fig. 4g–i), the impact of thermo-diffusion is reversed: thermal gradient directed toward the anode (∇T > 0) increases nonuniformity, whereas opposite gradients direct more ionic flux from valleys, aiding in homogenizing the dissolution front.
Fig. 4j and k quantifies the degree of reaction localization (θ = imax/imin) as a function of ∇T and base temperature, illustrating that thermo-diffusion becomes less effective at higher temperatures. The electrochemical properties inherently improve with temperature and begin to stabilize the interface, thereby reducing the relative impact of applied thermal gradients. Therefore, the overall stabilization is dictated by the ratio ∇T/T. For plating (Fig. 4j), positive gradients stabilize the interface, whereas for stripping (Fig. 4k), stability improves under negative gradients directed away from the anode.
In practice, thermal gradients can develop intrinsically owing to the poor ion transport through the SEI and low thermal conductivity. Low ionic diffusivity (and ionic conductivity) leads to increased concentration and potential gradients in the SEI region, which then increases the ohmic heat generation. The heat generation within the SEI can induce thermal gradients near the interface; while Na metal dissipates heat quickly due to its high thermal conductivity, the bulk electrolyte being less thermally conductive leads to a temperature variation across the SEI layer. This mismatch of thermal conductivity on either side of the SEI, coupled with a poor thermal conductivity of the SEI layer itself leads to the generation of large thermal gradients. In particular, poor thermal conductivity within the SEI can limit heat flow toward the metal, while dissipation into the bulk electrolyte can elevate the electrolyte temperature relative to the SEI, creating a thermal gradient directed toward the interface (Fig. 5a). The ohmic heat generation in the SEI under a uniform applied current at 25 °C base temperature is shown in Fig. 5b. The highest localized heating occurs near the protrusion tip due to the intensified potential gradient in regions with reduced thickness, where ion conduction becomes more concentrated. The Na-SEI interface is maintained at a constant temperature owing to the high thermal conductivity of Na metal, which acts as an effective heat sink. As a result, the thermal gradients primarily develop along the SEI thickness direction (y-axis), forming a vertical profile from the interface toward or away from the bulk electrolyte. Fig. 5c and d shows the resulting temperature distribution (with respect to the base temperature) within the electrolyte-SEI domain for two different scenarios: (i) SEI with lower ionic/thermal conductivity, and (ii) SEI with higher ionic/thermal conductivity. The ionic conductivity of SEI, kSEI/kb = 10−5 and 2 × 10−5 for Fig. 5c–f, respectively (kb = 0.005 mS cm−1 denotes a base value of SEI ionic conductivity); similar trends are obtained on varying the thermal conductivity. Although heat is dissipated into the surrounding domains, the poor thermal transport of the SEI (due to low thermal conductivity) or high heat generation (due to low ionic conductivity) causes local temperature elevation near the hotspot. Fig. 5e and f illustrates the corresponding vertical temperature gradient profiles, ∇Ty, within the system. A lower SEI conductivity produces a steep temperature gradient near the peak of the SEI (Fig. 5e), which drives thermo-diffusive transport that can significantly affect local reaction distribution. In contrast, when the SEI has improved thermal or ionic conductivity (Fig. 5f), the temperature distribution is more uniform and gradients are suppressed. Fig. 5g shows the maximum vertical thermal gradient (∇Ty,max) as a function of SEI ionic conductivity and thermal diffusivity (α = kthermal/ρCp), normalized by kb and α0, respectively. Here, kthermal is the ionic conductivity of the SEI, ρ is the density, Cp is the specific heat capacity, and α0 is the thermal conductivity of Na. Poorly conductive SEIs, both thermally and ionically, are highly susceptible to forming sharp thermal gradients. This analysis highlights the importance of optimizing SEI properties to mitigate local thermal inhomogeneities that could otherwise amplify nonuniform current and induce instability during cycling.
Fig. 6 illustrates the impact of interfacial thermal resistance (Rint) at the Na-SEI-electrolyte on the development of thermal gradients. While Fig. 5 assumed ideal contact with no resistance at the interfaces, real systems often possess finite thermal resistance that hinders heat flux continuity, especially at poorly bonded or nonconformal interfaces. The nanoscale SEI can also introduce substantial resistance at the interface. Fig. 6a–c shows the steady-state temperature distribution across the electrolyte and SEI for increasing values of Rint = 0 (no resistance), 10−5, and 10−4 Km2 W−1 (for ionic conductivity of SEI, kSEI/kb = 2 × 10−5). As Rint increases, heat dissipation into the metal is impeded, causing a localized temperature rise at the SEI-electrolyte interface. Fig. 6d–f shows the corresponding vertical thermal gradients, ∇Ty. Notably, for high Rint (Fig. 6f), the direction of the thermal gradient across the SEI reverses, resulting in a negative ∇T (away from the anode). This reversal can fundamentally alter the direction of thermo-diffusion and the resulting interface stability (Fig. 4). Although the absolute temperature rise remains small, the nanoscale SEI thickness leads to large local gradients, which are sufficient to promote significant Soret-driven transport.
Fig. 6g compares the peak vertical gradient (∇Ty,max) across different base temperatures for systems with Rint (=10−5 Km2 W−1) and without Rint. At lower temperatures, the effect of Rint is more pronounced, producing steeper gradients. At elevated temperatures, however, improved properties reduce these gradients, thereby diminishing the impact of thermo-diffusion. These results highlight that, beyond bulk SEI properties, the interfacial contact plays a critical role in governing thermal-driven effects in SMBs.
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