Open Access Article
Halimah Harfah
a,
Yoshitaka Tateyama
ab,
Kazunori Takada
a and
Randy Jalem
*a
aResearch Center for Energy and Environmental Materials (GREEN), National Institute for Materials Science (NIMS), 1-1 Namiki, Tsukuba, Ibaraki 305-0044, Japan. E-mail: JALEM.Randy@nims.go.jp
bLaboratory for Chemistry and Life Science, Institute of Integrated Research, Institute of Science Tokyo, 4259 Nagatsuta-cho, Midori-ku, Yokohama, Kanagawa 226-8501, Japan
First published on 6th March 2026
Lithium-ion conductors that exhibit high ionic conductivity, thermal robustness, and mechanical compliance are essential for advancing all-solid-state battery technologies. In this study, we systematically investigate Li-ion transport in pristine and LiCl Schottky-defected LiNbOCl4 using density functional theory molecular dynamics (AIMD). Pristine LiNbOCl4 demonstrates robust superionic behavior with low activation energy (0.236 eV) and high room-temperature conductivity (9.57 × 10−3 S cm−1), facilitated by a rigid Nb–O–Cl framework and a disordered Li sublattice. Introducing LiCl Schottky defects slightly increases the activation energy to 0.241 eV and slightly reduces conductivity to 8.20 × 10−3 S cm−1. While defects preserve global percolation networks and mechanical softness, they introduce localized structural disruptions at vacancy-adjacent polyhedra. Notably, the dynamic gating mechanism where coherent anion rotations transiently expand diffusion bottlenecks is impaired. Unlike the classical paddle-wheel mechanism involving rotating polyanion clusters, this mechanism describes a distinct mode of transient bottleneck expansion driven by coordinated motion of individual halide and oxide anions within an oxyhalide lattice. The disruption of this mechanism is reflected in the emergence of rotational incoherence, rapid bond angle decorrelation, attenuation of high-frequency O-based phonon modes (∼80 meV), and a strong reduction and spatial localization of anion reorientation events that are associated with enhanced Li-ion motion, as identified by event-triggered ensemble. Together, these effects suppress bottleneck breathing, limiting the transient widening of diffusion pathways and effectively increasing the migration barrier. Li space–time correlation analysis further reveals diminished temporal coherence and transport cooperativity in the defected structure. These findings underscore the importance of cooperative lattice dynamics in enabling low-barrier Li-ion transport and demonstrate that LiNbOCl4 retains high conductivity even under defect-induced perturbations, establishing it as a defect-tolerant candidate for next-generation solid electrolytes.
An ideal SE must possess high Li-ion conductivity, chemical stability, and interfacial compatibility with both the cathode and anode materials. Generally, SEs can be classified into three main categories: oxides, sulfides, and halides, each offering unique advantages and challenges. Oxide-based SEs are recognized for their excellent chemical and electrochemical stability but often exhibit relatively low Li-ion conductivity.3,4 Sulfide-based SEs, conversely, demonstrate high ionic conductivity but suffer from poor chemical and electrochemical stability, rendering them vulnerable to degradation under operating conditions.5–7 Halide-based SEs offer a balance between these extremes, combining moderate to high ionic conductivity with good chemical and oxidative stability.8 However, their relatively low reductive stability may limit their applicability in certain battery architectures.9
Lithium (Li) oxyhalides have emerged as a new class of SEs that potentially integrate the favorable properties of both oxides and halides. By introducing oxygen into the halide lattice, oxyhalides are expected to retain high ionic conductivity akin to halides while enhancing chemical and electrochemical stability similar to oxides.10–13 In particular, oxyhalide-type LiNbOCl4 has been the focus of recent studies; it exhibits an ionic conductivity of about 10 mS cm−1 at room temperature.10,13 Structurally, LiNbOCl4 has been described as a framework of corner-O-sharing NbO2Cl4 octahedra forming parallel chains, sometimes written as (NbCl4O2/2)∞, where O2/2 indicates two bridging O atoms each shared by two Nb centers (i.e., ½O per Nb).10,13 These chains create loosely packed regions that host disordered Li-ions; the Li sublattice does not form distinct layers but instead occupies partially filled interstitial sites.10 This structural motif differs from classical layered compounds like LiCoO2, where well-defined alternating CoO6 and LiO6 octahedral layers exist.14 Instead, in LiNbOCl4, the layered nature arises from the anisotropic connectivity of the rigid Nb-based octahedral network, while Li mobility is facilitated within and between these slabs due to structural openness and ionic disorder.10 In addition to its promising ionic conductivity, LiNbOCl4 exhibits a low elastic stiffness which is critical for maintaining good interfacial contact and thus, a good structural integrity during battery operation.10,13 These combined attributes place LiNbOCl4 in direct competition with established SEs such as garnet-type Li7La3Zr2O12 (LLZO)15 and sulfide-based materials.16–18 To date, a comprehensive understanding of the Li-ion migration mechanism within the LiNbOCl4 structure remains under active investigation. Computational approaches, particularly those based on density functional theory (DFT), have proven invaluable for probing ion dynamics, defect chemistry, and thermodynamic stability in SE materials.10,13,19,20 By integrating theoretical insights with experimental observations, it becomes possible to fine-tune material properties and guide the discovery of new electrolyte compositions with enhanced performance.
In this study, we systematically explore the fundamental properties of LiNbOCl4 SE using DFT calculations. Combined with molecular dynamics (MD) simulations, we investigate Li-ion transport in both pristine and LiCl Schottky-defected structures. The initial part of this work focuses on establishing a computational framework by benchmarking various van der Waals (vdW) correction schemes within DFT to accurately model LiNbOCl4's structural and Li-ion transport properties. Structural and thermodynamic stabilities are assessed via convex hull analysis. We further analyze Li-ion dynamics through temperature-dependent mean square displacement (MSD) analysis, extract diffusion coefficients, and quantify ionic conductivity using the Nernst–Einstein relation. Activation energies for Li migration are derived from Arrhenius behavior, allowing a direct comparison between pristine and defected systems, as well as available experimental data. Our results provide useful insights for the design of high-conductivity and practical SEs for ASSBs.
To capture the intrinsic disorder brought upon by the Li partial occupancy sites, a 2 × 2 × 3 supercell is constructed and 1000 distinct Li configurations are generated by random sampling of Li sites. This procedure preserves the experimentally observed site occupancy ratios. The atomic structure is illustrated in Fig. 1, where Cl, Nb, O, and Li atoms are depicted with distinct colors to highlight the spatial distribution of partially occupied Li sites.
Ewald energy calculations are performed on each configuration using the pymatgen library21 to evaluate electrostatic stability. Based on this Ewald energy screening step, the 10 configurations with the lowest electrostatic energies are selected for subsequent full DFT relaxation. This approach ensures a representative sampling of low-energy Li distributions consistent with experimental findings.
To introduce the Schottky-type LiCl defect, one Li and one Cl atom are removed from each 168-atom LiNbOCl4 supercell (Fig. 2), corresponding to a vacancy concentration of ∼1.1 at%. To systematically assess the defect energetics, 1000 distinct Li–Cl vacancy arrangements are generated in the same relaxed supercell. For each configuration, (i) the Ewald electrostatic energy and (ii) the minimum periodic separation between the Li and Cl vacancies, dVLi–VCl are evaluated. When the configurations are ordered based on ascending Ewald energy, short vacancy separations (dVLi–VCl ≲ 3 Å) populate the low-energy region, whereas structures with dVLi–VCl ≳ 5 Å occur predominantly at higher Ewald energies (Fig. S2). Because the Ewald sum isolates the long-range coulombic contribution at a fixed composition and volume, this trend indicates that compact Li–Cl vacancy pairs are electrostatically preferred. The lowest-energy, short-separation configuration is therefore selected as the representative LiCl-Schottky model and it is relaxed fully using the same convergence criteria as for the pristine supercell, enabling a direct comparison of the relaxed geometries. The resulting lattice response is modest: after full relaxation; the a lattice parameter increases from 18.8488 Å (pristine) to 18.9803 Å (+0.70%), and b from 18.8935 Å to 19.1622 Å (+1.42%), while c remains essentially unchanged at ≈12.04 Å (−0.002%). The off-diagonal elements of the cell matrix are ≤∼0.02 Å, indicating negligible shear distortions. These values, taken directly from the relaxed cell matrices, show that the LiCl Schottky defect induces only a small, nearly isotropic in-plane expansion and leaves the c axis essentially intact. This relaxed lowest-energy configuration is used in all subsequent AIMD simulations.
All structural optimizations are conducted on a 2 × 2 × 3 supercell (168 atoms), with a plane-wave cutoff energy of 520 eV and a k-point grid spacing of 0.3–0.5 Å−1. Electronic energy convergence is set to 1 × 10−5 eV, and ionic force convergence to 0.01 eV Å−1, ensuring precise and stable relaxation.
The energy above the convex hull (Ed) at 0 K is used as a measure of thermodynamic (meta)stability; it is computed for each structure using eqn (1):
| Ed = Ephase − Ehull | (1) |
Physically, Ed quantifies the thermodynamic driving force for decomposition: a zero Ed means the phase is stable, while a small positive Ed indicates a metastable phase that is still potentially synthesizable if the kinetic barriers to decomposition are high. Full derivation and implementation details for the convex hull construction are provided in the SI (Section S3).
The bulk modulus (B) is determined from the linear relationship between pressure and volume according to eqn (2):
![]() | (2) |
The volumetric thermal expansion coefficient (αV) is determined by linearly fitting the temperature dependence of the equilibrium volumes. It is calculated according to eqn (3):
![]() | (3) |
000 steps) at target temperatures of 600, 800, 1000, 1200, and 1400 K.
Li-ion diffusivity is determined from the mean squared displacement (MSD) curves. The diffusion coefficients (DLi) are calculated from the linear regime of the MSD using the Einstein relation, expressed as eqn (4):
![]() | (4) |
The Li-ion conductivity (σLi) is estimated using the Nernst–Einstein relation (eqn (5)):
![]() | (5) |
Activation energies (Ea) for Li diffusion are extracted by performing Arrhenius fits to the temperature dependence of the diffusion coefficients and ionic conductivities according to eqn (6):
![]() | (6) |
σLi versus 1/T were used to obtain Ea from the slope. Trajectory density maps and structural snapshots were further analyzed to visualize Li-ion percolation networks and local diffusion pathways across different temperatures.
| vdW functional | Lattice parameter | Volume (Å3) | Average Nb–Cl bond length (Å) | Percentage difference to ref. 13 (%) | |||||
|---|---|---|---|---|---|---|---|---|---|
| a (Å) | c (Å) | Nb–Cl bond length | a | c | Volume | Average | |||
| Experiment7 | 8.911 | 3.954 | 313.98 | 2.32 | 0.0 | 0.0 | 0.0 | 0.0 | 0.0 |
| Without vdW (this work) | 9.471 | 4.012 | 360.994 | 2.426 | 4.573 | 6.291 | 1.467 | 14.974 | 6.826 |
| Df (this work) | 9.227 | 4.042 | 345.391 | 2.454 | 5.784 | 3.543 | 2.227 | 10.004 | 5.39 |
| df2 (this work) | 9.042 | 4.02 | 332.811 | 2.472 | 6.56 | 1.47 | 1.659 | 5.997 | 3.922 |
| dftd2 (this work) | 8.881 | 3.965 | 317.641 | 2.418 | 4.203 | 0.34 | 0.263 | 1.166 | 1.493 |
| dftd3 (this work) | 8.903 | 3.978 | 319.747 | 2.422 | 4.401 | 0.084 | 0.595 | 1.837 | 1.729 |
| dftd3-bj (this work) | 8.829 | 3.964 | 313.85 | 2.418 | 4.216 | 0.918 | 0.243 | 0.041 | 1.354 |
| optb88 (this work) | 8.831 | 3.952 | 312.708 | 2.428 | 4.634 | 0.056 | 0.405 | 0.893 | 1.497 |
| Optpbe (this work) | 9.006 | 3.987 | 325.767 | 2.436 | 5.009 | 1.068 | 0.836 | 3.754 | 2.666 |
| optb86b (this work) | 8.803 | 3.947 | 311.183 | 2.419 | 4.263 | 1.213 | 0.178 | 0.891 | 1.636 |
| r2SCAN-D4 (this work) | 9.521 | 4.013 | 362.859 | 2.426 | 4.569 | 6.844 | 1.483 | 15.568 | 7.116 |
These results confirm that explicit inclusion of vdW interactions is critical for accurately reproducing the lattice parameters and Nb–Cl bond lengths vs. the experiment. Based on this benchmarking, the DFT-D3(BJ) functional was selected for all subsequent static and dynamic simulations, including structural relaxations, AIMD simulations, and defect calculations.
Both Ehull values fall within the commonly accepted metastability threshold (<50 meV per atom), suggesting that pristine and defected LiNbOCl4 are potentially synthesizable under appropriate experimental conditions. Decomposition pathway analysis identified NbCl3O and LiCl as the dominant competing phases, with relative phase fractions of ∼71% and ∼29% for the pristine structure, and 72% and 28% for the defected structure, respectively.
The slight reduction in Ehull with LiCl-Schottky defects indicates that the introduction of Li–Cl vacancy pairs does not significantly destabilize the host lattice and may even promote a degree of stabilization. This result supports the synthesizability of Schottky-defected LiNbOCl4 which is also consistent with the dynamic stability observed during AIMD simulations (see the later section).
For pristine LiNbOCl4, the bulk modulus is determined to be 15.98 GPa, with a standard error of 0.78 GPa, corresponding to a 95% confidence interval of 14.45–17.51 GPa. In the Schottky-defected structure, the bulk modulus is calculated to be 15.91 GPa, with a standard error of 0.47 GPa and a 95% confidence interval of 14.98–16.84 GPa. The overlap in these intervals indicates no statistically significant difference in compressibility between the two structures.
This relatively low bulk modulus, significantly lower than the ∼70 GPa obtained via Birch–Murnaghan EOS33 fitting, aligns with values reported for other mechanically soft solid electrolytes such as Li3PS4, Li6PS5Cl, and Na3PS4 of 15–25 GPa.6,37,38 This mechanical softness, arising from the intrinsic lattice flexibility and structural anharmonicity of these materials, is known to facilitate dynamic bottleneck expansion and local lattice fluctuations that enable rapid Li-ion transport.39,40 Consequently, the comparable bulk moduli observed in both pristine and defected LiNbOCl4 structures emphasize the inherent mechanical compliance of the Nb–O–Cl framework, supporting its applicability as a robust solid electrolyte under practical conditions.
Both pristine and Schottky-defected LiNbOCl4 exhibit volumetric thermal expansion coefficients (αV) that fall within the range reported for known superionic conductors. Specifically, αV values of 1.03 × 10−4 K−1 for the pristine system and 8.44 × 10−5 K−1 for the Schottky-defected system are obtained from linear fits to temperature-dependent volume data. For reference, the sulfide-based electrolyte Li10GeP2S12 (LGPS) has been computationally reported to have a linear thermal expansion coefficient of αL ≈ 3.2 × 10−5 K−1 at 300 K, corresponding to αV ≈ 9.6 × 10−5 K−1 assuming isotropic expansion.41 Experimental XRD studies on LGPS also show near-linear lattice expansion trends below its decomposition point (∼700 K), with minor anisotropy between a and c lattice parameters.41
In contrast, oxide-based solid electrolytes such as cubic Al-stabilized Li7La3Zr2O12 (LLZO) exhibit lower expansion coefficients. Synchrotron XRD measurements report αL ≈ 15.5 × 10−6 K−1 for LLZO in the temperature range of 25 °C to 700 °C, corresponding to a volumetric coefficient αV ≈ 4.65 × 10−5 K−1.42 When compared directly, the αV values for both pristine and defected LiNbOCl4 are higher than that of LLZO and comparable to those of LGPS, placing LiNbOCl4 within the upper range of thermal expansivity observed in SEs. The absolute difference in αV between the pristine and Schottky-defected LiNbOCl4 systems (1.03 × 10−4 vs. 8.44 × 10−5 K−1) is smaller than the full range of αV values reported across sulfide and oxide electrolyte families, indicating that the introduction of Schottky defects leads to a moderate change in thermal expansion behavior.
To elucidate the local structural behavior underlying these macroscopic thermal responses, temperature-dependent Voronoi volume distributions and nearest-neighbor (NN) bond lengths are quantitatively analyzed (see the SI). In pristine LiNbOCl4, the average Li-site Voronoi volume increases from 18.8 Å3 at 600 K to 21.5 Å3 at 1400 K. In the Schottky-defected structure, the Li-site Voronoi volume expands more substantially, from 19.8 Å3 to 22.7 Å3 over the same temperature range, providing direct evidence of enhanced local structural flexibility around Li sites. However, analysis of the NN bond lengths reveals only marginal changes (∼0.03 Å at 1400 K) in the Nb–O and Nb–Cl backbone, consistent with the comparable bulk moduli observed for both systems.
Quantitative analysis of temperature-dependent Voronoi volumes and bulk moduli reveals a decoupling between local structural flexibility and macroscopic thermal expansion behavior in LiNbOCl4. Specifically, although Schottky defects induce localized volumetric expansion around Li sites, as evidenced by increased Li-site Voronoi volumes, the overall thermal expansion coefficient is slightly reduced in the defected system. This reduction occurs despite the enhanced local flexibility, suggesting that the global thermal response is predominantly governed by the comparatively rigid Nb–O–Cl framework. Such hierarchical mechanical behavior, wherein local dynamic environments coexist with a robust structural backbone, is a defining characteristic of LiNbOCl4 as a mechanically soft SE, highlighting its potential for maintaining mechanical integrity under thermal cycling.
As the temperature increases to 800–1400 K, a clear progression from vibrationally confined motion to long-range diffusion is observed. The MSD curves increasingly display linear behavior, indicating thermally activated hopping and eventually robust superionic conduction. The pristine system maintains slightly higher MSD slopes across the temperature range, suggesting more efficient long-range transport pathways. Meanwhile, the defected system shows comparable diffusion behavior at high temperatures but may experience mild localization effects due to structural distortion near vacancies. Despite these variations, both systems exhibit sustained Li-ion mobility at elevated temperatures, confirming the dynamic stability of LiNbOCl4 even under defect perturbation.
![]() | (7) |
The extracted diffusion coefficients for both pristine and Schottky-defected LiNbOCl4 are summarized in Fig. 4. We note that the diffusion coefficient extracted from the COM-corrected MSD (e.g. at 1000 K, D ≈ 1.5 × 10−4 cm2 s−1) lies within the range commonly reported by AIMD studies of Li superionic conductors at comparable temperatures (10−5–10−3 cm2 s−1).19,20,43 The temperature dependence of DLi (see Table S6 in the SI) clearly captures the enhancement of Li-ion mobility with increasing thermal excitation. Notably, the pristine LiNbOCl4 consistently displays higher DLi values across the studied temperature range, as compared to the Schottky-defected structure. Although LiCl Schottky defects introduce vacancy sites that could potentially serve as transient migration pathways, our simulations indicate a net hindrance to long-range diffusion. To clarify the origin of this reduction in conductivity, analyses are performed on local anion rotational behavior, dynamic bottleneck narrowing, and attenuation of high-frequency vibrational modes (see the later section).
![]() | (8) |
The Arrhenius plots from MD simulations are shown in Fig. 4. Linear regression of the simulated data yielded activation energies of 0.236 eV for the pristine structure and 0.241 eV for the Schottky-defected variant. Extrapolated to room temperature (300 K), the corresponding ionic conductivities are estimated to be 9.57 × 10−3 S cm−1 and 8.20 × 10−3 S cm−1, respectively.
These simulation-derived values are in close agreement with experimental measurements. Tanaka et al. reported an activation energy of 0.24 eV and room-temperature ionic conductivity of 10.7 mS cm−1 for cold-pressed LiNbOCl4 pellets.10 Similarly, Jeon et al. achieved an experimental conductivity of 8.4 mS cm−1 at 25 °C using a hydrochloric acid-free synthesis route and measured an activation energy consistent with values between ∼0.20 and 0.25 eV, depending on synthesis conditions.11
For both pristine and defected systems, Nb atoms exhibit minimal spatial displacement across the temperature range with trajectory densities sharply localized near their crystallographic positions. Here, “average spatial displacement” refers to the time-averaged root-mean-square (RMS) displacement of species β defined as
over the 0–100 ps trajectory at each temperature. Quantitative analysis shows that the average spatial displacements of Nb atoms remain below 1.7 Å up to 1400 K in the pristine structure, increasing modestly to ∼1.5 Å in the defected system at 1200 K and 1.49 Å at 1400 K (Table S2-1). These consistently low values highlight the mechanical rigidity of the Nb–O–Cl framework and confirm the structural stability of the host lattice.
O atoms display similarly restricted mobility in both systems, with time-averaged RMS displacements below 1.7 Å up to 1200 K, underscoring the robust backbone connectivity provided by the oxygen sublattice.
Cl atoms, in contrast, exhibit progressively enhanced thermal vibrations with increasing temperature, particularly in the Schottky-defected system. In pristine LiNbOCl4, Cl time-averaged RMS displacements increase from ∼0.8 Å at 600 K to ∼3.4 Å at 1200 K. In the defected structure, Cl displacements increase significantly from ∼1.2 Å at 600 K to ∼3.5 Å at 1200 K. This increase is attributed to the additional accessible volume created by Cl vacancies, which enhances the vibrational freedom of neighboring Cl sites.
The rotational behavior of first-nearest-neighbor (1NN) Cl and O atoms around the Nb polyhedron of the (potential) vacancy site is analyzed using spherical coordinates (r, θ, ϕ) over the final 5 ps of MD simulations at 600 K (Fig. 6). Here, r denotes the instantaneous Nb–X distance (X = Cl, O); θ is the polar (tilt) angle measured from the crystallographic c axis; and ϕ is the azimuthal angle between the projection of the Nb–X vector onto the ab plane and the a axis. In the pristine system (Fig. 6a–c), the Cl neighbors, Cl-near (closest to the potential vacancy site) and Cl-far (second closest), exhibit moderate and coherent reorientation. The Cl-near atom has r fluctuating within 2.2–2.6 Å and θ and ϕ confined to ∼80–120° and ∼100°, respectively. The Cl-far atom displays similar r variations but with ϕ extending down to ∼−100°, suggesting slightly more flexible motion. The oxygen neighbor displays pronounced azimuthal reorientation (ϕ excursions approaching ±100°) at nearly constant, modest tilt (θ ∼ 5–25°) and limited Nb–O bond-length fluctuation (r ∼ 1.7–2.1 Å). Thus, O predominantly precesses about c within a small tilt cone, while the octahedral geometry remains intact.
In the Schottky-defected system, the local structural environment around Nb transitions from octahedral to a five-fold pyramidal coordination, typical of Nb centers lacking one anionic ligand. The Cl neighbors (Cl-near and Cl-far) in this environment display significantly larger and more erratic rotational dynamics, with r oscillating up to 2.8 Å, θ extending to ∼120°, and ϕ spanning nearly 180°. These pronounced and unsynchronized rotational motions highlight the disruption of collective coherence within the polyhedral framework due to the vacancy-provided volume. O neighbors in the defected structure also exhibit enhanced rotational flexibility compared to pristine, with r extending from 1.8–2.4 Å, θ reaching ∼50°, and ϕ displaying broad rotations of ±120°. While the amplitude of angular motion increases in the defect (broader |ϕ|, wider θ cone, and larger r fluctuations), the reorientation rate is lower (longer dwell between bursts; see Section S9 in the SI). At 1000 K, the overlapping (sliding-window) azimuthal switching frequency (1 ps window; 0.1 ps stride) averages 〈νϕ〉overlap ≈ 1.78 ps−1 in the pristine cell and ≈1.47 ps−1 in the Schottky cell. Together, these observations indicate that the enhanced local vibrational/rotational freedom in the defected system is less temporally synchronized, reflecting a loss of collective coherence within the polyhedral network.
To directly link these local anion dynamics to Li-ion transport, we next examine a representative long-range migration event. As illustrated in Fig. 7, the Li-ion ion exhibits long-range migration across the bc plane, accompanied by coordinated displacement of surrounding Cl atoms within the NbO2Cl4 framework. These results confirm that Li-ion diffusion occurs in concert with the dynamic framework response. The Cl atoms undergo significant angular distortions and cooperative motion during Li-ion jumps, indicating a soft vibrational environment.44,45 This behavior is consistent with previous simulations that reported pronounced angular fluctuations in the Cl–Nb–Cl bonds and overlapping Li–Cl vibrational modes in the low-energy phonon region.44,45 While Cl− ions do not move translationally, their local dynamical motion contributes to transient bottleneck widening during Li-ion migration.
![]() | ||
| Fig. 7 Representative AIMD snapshot at 600 K (50–70 ps). The magenta trace marks a diffusing Li-ion ion in the bc-plane, while the surrounding framework atoms, Cl (teal), Nb (blue), and O (red), undergo cooperative displacements. This highlights a dynamic coupling between Li-ion migration and local octahedral distortions within the NbO2Cl4 framework. This visualization approach is consistent with prior studies of framework–ion interactions in similar systems.45 | ||
Trajectory density maps and average spatial displacements demonstrate that Li-ion delocalization in both pristine and LiCl-Schottky-defected LiNbOCl4 evolves significantly with temperature. Following the observed enhancement in Cl and O rotational amplitudes, particularly in the defected structure, where polyhedral coherence is locally diminished, the Li sublattice exhibits correspondingly increased dynamic behavior. In the pristine system, Li-ion motion increases steadily, with time-averaged RMS displacements increasing from 8.64 Å at 600 K to 22.54 Å at 1200 K, and further to 27.46 Å at 1400 K. This trend reflects the development of extended diffusion pathways, consistent with the emergence of three-dimensional network connectivity observed in trajectory maps along the c-direction (Fig. 5). Similarly, in the Schottky-defected system, Li-ion time-averaged RMS displacements increases from 8.80 Å at 600 K to 27.69 Å at 1200 K, suggesting comparable long-range mobility at elevated temperatures. Although the trajectory density distribution in the defected system appears less uniform at lower temperatures, it becomes increasingly connected with increasing temperature. Nonetheless, both systems show extensive thermal delocalization above 1000 K, confirming that defect introduction does not significantly hinder global Li-ion transport under high-temperature conditions.
![]() | (9) |
captures the entropic gain from the availability and accessibility of diffusion pathways. Here, a detailed analysis of σ0 is essential for understanding the fundamental origin of transport suppression in Schottky-defected LiNbOCl4; it also enables us to disentangle geometric advantages from entropic and dynamical penalties.
Despite structural indicators suggesting improved diffusion accessibility in the Schottky-defected LiNbOCl4, namely, an enlarged average bottleneck radius (1.9 Å vs. 1.5 Å in the pristine phase; see Section S8 in the SI) and a marginally increased Li-site Voronoi volume, it still shows a slightly higher activation energy (EaSchottky = 0.241 eV vs. EaPristine = 0.236 eV). Meanwhile, the extrapolated prefactor is noted to increase from 2.60 × 104 to 2.72 × 104 S cm−1 K, but this minor gain is offset by the exponential penalty imposed by the higher barrier. The calculated Boltzmann factor ratio at 300 K, exp(−EaSchottky/kBT)/exp(−EaPristine/kBT) ≈ 0.818, confirms that the conductivity reduction is largely owed to the increased activation energy.
To probe the microscopic origin of the increased activation energy observed in the Schottky-defected system, we examine the rotational dynamics of the anionic sublattice and its influence on Li-ion mobility. The Bond Angle Correlation Function (BACF) further probes host lattice dynamics by evaluating angular stability of anion bonds around the Nb polyhedron of the potential vacancy site. Defined as
BACF(τ) = 〈 (t)· (t + τ)〉
| (10) |
is the normalized bond vector at time t, this function measures the temporal persistence of anion orientations. The BACFs of Nb–O and Nb–Cl coordination environments reveal a distinct divergence in angular stability between pristine and defected phases. As shown in Fig. 8, the BACF for Nb–Cl in the Schottky-defected structure decays rapidly, reaching zero and subsequently negative values within ∼9 ps. The appearance of negative correlations (minimum ≈−0.4) indicates bond vector inversion and loss of coherent rotational behavior, suggesting dynamic instability in the local anion environment. In contrast, the pristine phase maintains a high degree of rotational order, with BACF values remaining above 0.9 throughout the entire 80 ps simulation window. This persistent angular correlation reflects stable, cage-like oscillations of the anion framework around Nb polyhedra, consistent with quasi-harmonic behavior. The disrupted anion reorientation in the Schottky-defected structure likely contributes to increased Li-ion hopping barriers by narrowing diffusion bottlenecks, thereby providing a mechanistic basis for the elevated activation energy.
These disruptions are further supported by qualitative insights from spherical trajectory analysis of Cl and O neighbors around Nb centers, as previously described (Fig. 6). In the pristine structure, anion rotations remain relatively constrained, with angular fluctuations exhibiting smooth and confined patterns indicative of coherent polyhedral breathing. In contrast, the Schottky-defected system displays irregular and spatially uncorrelated angular motions, particularly in the azimuthal component ϕ, with abrupt directional changes and excursions across a broader angular space. This loss of synchronicity reflects enhanced rotational disorder within the local coordination shells, consistent with the rapid BACF decay and inversion of bond vectors. These results signify a transition from harmonic to anharmonic rotation, where weakened local coordination leads to irregular anion dynamics. Importantly, such incoherent behavior does not translate into transport-effective dynamic gating: irregular, locally confined rotations are less efficient in generating the transient bottleneck openings required for Li migration.46–48 Unlike the classical paddle-wheel mechanism involving rotating polyanion clusters, the dynamic gating mechanism introduced in this work describes a distinct mode of transient bottleneck expansion driven by coordinated motion of individual halide and oxide anions within an oxyhalide lattice (see SI S8), as quantified more explicitly by the event-triggered ensemble (ETE) analysis in Fig. 9.
To directly test whether local anion reorientation acts as a dynamic gate for Li motion, we applied a time-aligned, event-triggered ensemble (ETE) analysis to the spherical-coordinate descriptors {r, θ, ϕ} introduced above. Around a tracked NbX6 polyhedron, chosen adjacent to the LiCl vacancy in the Schottky case and at the same crystallographic site in the pristine cell prior to vacancy introduction, we construct several transport-relevant rotation/geometry descriptors (details in Section S10): an azimuthal switching rate νφ(t), which counts abrupt φ reorientation events per picosecond via unwrapping, median-centering, and a Schmitt trigger with hysteresis; a tilt-weighted azimuthal activity A1(t) = |dφ/dt|sin
θ, which emphasizes rotations that tilt the ligands toward the diffusion passage; a time-dependent bottleneck half-gap a(t), defined for a chosen anion pair that frames a local neck (larger a corresponds to a wider gate); and a normalized composite “gate” score G(t) that combines bond stretching and tilting through r and θ.
In the ETE framework, we first identify discrete anion-framework events around each NbX6 octahedron, for which here we focus on azimuthal “ϕ-switch” events as the elementary anion-framework events. This procedure yields a reproducible list of timestamps {ti} at which candidate transport-enabling openings occur, where the Schmitt state s(t) of the tracked NbX6 octahedron flips sign, indicating an abrupt azimuthal reorientation (see SI S10). For each event time ti we then compute the Li MSD relative to the configuration at the event,
| 〈Δr2(τ)〉 = 〈|r(ti + τ) − r(ti)|2〉, |
This analysis reveals a clear contrast between pristine and LiCl-Schottky LiNbOCl4 (Fig. 9). Over the 100 ps window at 600 K, the pristine cell exhibits several hundred ϕ-switch events around the reference octahedron, whereas the Schottky cell shows only a few tens of such events, indicating that dynamically active anion reorientation is strongly suppressed by the defect. In the pristine system, the near and far ETE–MSD curves are almost indistinguishable over |τ| ≲ 0.5 ps. Both ensembles display very similar growth of 〈Δr2(τ)〉 on the τ < 0 and τ > 0 sides, with only minor deviations. This similarity indicates that reorientation events of the reference NbX6 octahedron are embedded in a collectively responding anion–Li network: when the octahedron reorients, the associated Li displacements are spatially delocalized, and the local environment of the tracked octahedron does not stand out as a special region of enhanced mobility.
By contrast, in the LiCl-Schottky phase, ϕ-switch events are rarer, and when they occur, far-field Li consistently exhibits larger MSD than vacancy-adjacent Li, both before and after the event (near < far for τ < 0 and τ > 0). This behavior can be naturally decomposed into a background contribution and an event-triggered contribution: the background describes the persistent difference in mobility between near and far Li that would exist even in the absence of a specific event, whereas the event-triggered part captures the additional change in MSD induced by the ϕ-switch itself. At the background level, the persistent inequality near < far on both sides of τ = 0 reflects the fact that Li adjacent to the vacancy reside in a structurally and dynamically constrained environment with intrinsically low mobility, whereas Li in less distorted regions of the framework sample a softer network with a higher underlying MSD. Superimposed on this background, the ϕ-switch produces a dynamic modulation of the local motion: for the near ensemble, the post-event branch 〈Δr2(τ > 0)〉near lies systematically above the pre-event branch 〈Δr2(τ < 0)〉near, showing that anion reorientation slightly loosens the local cage and promotes additional decorrelation of vacancy-adjacent Li after the event. However, the near curve never catches up to the far curve over the |τ| ≤ 0.5 ps window, indicating that even with this event-triggered “kick”, Li in the vacancy-adjacent region remain less mobile overall than Li in the far field.
In the present context, the ETE results thus provide a direct, time-resolved view of the dynamic gating mechanism. Here, “dynamic gating” refers to Li transport being controlled by transient openings of local bottlenecks formed by surrounding anions: rotations and vibrations of the NbX6 octahedra temporarily widen or reorient these bottlenecks, allowing Li to move more easily before the gate recloses. In the ETE framework, each ϕ-switch is treated as a discrete anion reorientation event, and the near/far, τ-resolved MSD tracks how Li motion responds to that local gate dynamics in space and time. In pristine LiNbOCl4, anion reorientations around the reference octahedron are frequent and elicit a delocalized Li response (near ≈ far), which together underpin the larger long-time MSD slope and higher diffusivity. In the LiCl-Schottky phase, comparable events around the vacancy-adjacent octahedron are both less frequent and less effective at mobilizing nearby Li (near < far), so their contribution to forming extended percolation pathways is limited, consistent with the reduced long-time MSD slope and lower computed diffusivity. These time-resolved observations show that the Schottky defect does not merely modify static bottleneck dimensions, but alters the frequency, coherence, and spatial reach of dynamically active anion reorientation, a change that, as we show below, is also reflected in the underlying vibrational spectrum (phonon density-of-states analysis).
The phonon density of states (DOS) at 600 K (Fig. 10) provides a complementary, frequency-domain view of these dynamical differences. In the defected system, all atomic species exhibit redshifts in their vibrational band centers, Li (32.66 → 31.14 meV), Nb (26.26 → 25.26 meV), Cl (20.48 → 20.14 meV), and O (57.74 → 56.17 meV), consistent with local lattice softening. Notably, a high-frequency peak at ∼80 meV, primarily arising from O vibrations and linked to fast vibrational modulation of Li-ion pathways, is significantly attenuated relative to the pristine structure. This suppression implies diminished access to thermally activated bottleneck widening, which in turn can increase the effective energy barrier.1
The partial phonon density of states (PDOS) in Fig. 10 reveals that Cl atoms contribute significantly to the low-energy vibrational modes below ∼18 meV, with a computed band center at around 20.14 meV. This value is in close agreement with previously reported results for LiNbOCl4, where the Cl phonon band center was found near 19 meV.45 Additionally, we observe a strong spectral overlap between the Cl and Li components in this low-frequency range, suggesting a substantial degree of vibrational coupling. These findings support the interpretation that Li-ion transport is dynamically facilitated by framework fluctuations, particularly involving the Cl sublattice. This framework-fluctuation picture is further supported, albeit indirectly, by experiments: Raman spectroscopy on LiNbOCl4 shows distinct low-frequency bands assigned to Nb–Cl modes and reveals orientational disorder and dynamic rotational flexibility within the NbO2Cl4 units.44 Taken together, these computational and experimental observations indicate that Li-ion migration proceeds in a soft, dynamically fluctuating NbO2Cl4 framework dominated by low-energy Cl motions.
To quantify how this framework-mediated dynamics is encoded in the macroscopic transport coefficients, we next examine the Arrhenius parameters, with particular emphasis on the conductivity prefactor σ0. While the elevated activation energy clearly governs the conductivity suppression in the Schottky-defected phase, a more detailed decomposition of the conductivity prefactor σ0 offers insight into how microscopic transport descriptors respond to defect-induced changes. Building on eqn (9), we evaluated the relative contributions of the effective jump distance a0, attempt frequency ν0, carrier density n, and correlation factor z, where the latter is taken to be approximately equivalent across both systems due to their nearly identical local environments. At 600 K, the Schottky-defected system exhibits a slightly shorter average jump distance (a0 = 2.63 Å) than the pristine counterpart (a0 = 2.78 Å), which would normally act to suppress the prefactor. However, this is compensated for by an ∼15.6% increase in the attempt frequency ν0, from 3.98 × 1012 s−1 (pristine) to 4.52 × 1012 s−1 (Schottky). The carrier density n is marginally reduced in the Schottky-defected structure due to Li vacancies, but this effect remains under 5%. On the other hand, the ratio of correlation factors z between the two systems is expected to be close to unity and should also have a negligible contribution to the overall prefactor variation (see discussion below related to van Hove analysis).
When combining the different geometric and dynamical contributions, the overall increase in the conductivity prefactor σ0 for the Schottky system remains under 5%. However, the extrapolated prefactor obtained from Arrhenius analysis shows a more noticeable enhancement. This discrepancy indicates an additional contribution from migration entropy. From the prefactor ratio and known parameters, we estimate that the entropic term exp(ΔSm/kB) increases by approximately 12% in the Schottky-defected system. While this reflects a slight broadening of the diffusion pathway landscape due to local structural disorder, the contribution remains modest and ultimately insufficient to overcome the conductivity suppression caused by the elevated migration barrier. These results highlight that, in this case, the noted entropic gain is insufficient to overcome the defect-related energetic penalty for Li ion migration in Schottky-defected LiNbOCl4.
We further analyze the ion dynamics in pristine and Schottky-defected LiNbOCl4 using the van Hove correlation function, G(r, t), derived from MD trajectories at 600 K (Fig. 11). This function quantifies the time-dependent probability of finding a particle at a position r at time t, given that another (or the same) particle was at the origin at time t = 0. It is mathematically defined as:
![]() | (11) |
The self-part, Gs(r, t), captures the probability that a Li-ion has moved a distance r over time t, reflecting the extent of individual ion displacement. In the pristine system (as shown in Fig. 11), the Gs(r, t), distribution exhibits long-tailed profiles with nonzero probabilities persisting beyond r > 6 Å, indicative of long-range, percolative Li-ion diffusion. By contrast, the defected system shows more localized Gs(r, t) distributions, with peak intensities centered near r = 2 Å, persistent bands around r = 1 Å and rapidly decaying tails, consistent with confined motion, reduced jump distances, and increased back-jumping probability, hallmarks of restricted ionic mobility.
The distinct-part, Gd(r, t), evaluates the likelihood of finding a second Li-ion at distance r from the initial position of a reference Li-ion after time t, thereby characterizing pairwise correlations and cooperative motion. Our analysis reveals that both pristine and Schottky-defected LiNbOCl4 exhibit discontinuous and temporally fluctuating peak intensities at 600 K near r ≈ 0–2 Å. These peaks do not persistently build up over time but rather appear and vanish intermittently, signaling weak ion–ion correlations. This behavior is slightly different from the persistent Gd(r, t) band in the same r range that is seen in other fast superionic conductors such as Na3SbS4.49 Such behavior in the latter is indicative of relatively sustained jump correlations among Na+ ions, where consecutive ions rapidly occupy neighboring vacant sites, facilitating collective motion. In the LiNbOCl4 system, however, these peaks emerge intermittently and decay without persistent growth, suggesting a reduced degree of correlation. Nevertheless, the non-zero intensities around r = 0 across multiple time frames indicate that the dynamics are not entirely random. Rather than purely Brownian, the Li-ion transport exhibits a mixture of correlated and uncorrelated jumps, where temporal coherence in motion may still exist but is weakened. This intermediate regime reflects partially cooperative behavior, which may still support efficient diffusion pathways without manifesting as fully concerted motion.
However, a closer comparison between pristine and defected LiNbOCl4 reveals subtle but significant differences in their Gd(r, t) profiles. The pristine system shows relatively denser and earlier-emerging intensity near r = 0 Å across time, indicating a modest degree of temporally correlated motion. In contrast, the defected system exhibits fainter, more sporadic features with delayed onset and weaker central intensities, pointing to diminished temporal coherence in Li-ion movement. This contrast implies that while both systems operate within a partially cooperative transport regime, the presence of Schottky defects disrupts ion–ion correlations, weakening the transiently collective behavior. Such disruptions may arise from local site distortions or the loss of rotational coherence (as previously mentioned) in surrounding anion polyhedra, ultimately contributing to the observed reduction in conductivity and increased activation barrier.
These findings related to Gs(r, t) and Gd(r, t) indicate that the conductivity suppression in the Schottky-defected system stems not from a loss of collective motion per se, but from the disruption of local structural dynamics that facilitate such behavior. Although the static bottleneck geometry appears slightly more open in the defected system, this potential advantage is negated by incoherent anion rotations and a breakdown of synchrony within the surrounding polyhedral framework. This loss of rotational coherence weakens the dynamic gating mechanism, an essential contributor to transient bottleneck expansion, which in turn reduces the effective hopping volume accessible to Li-ions. Consequently, even within a regime of cooperative transport, the defect-induced disturbance in local lattice dynamics imposes a higher energy cost for migration, ultimately manifesting as an increased activation barrier and diminished ionic conductivity.
In summary, although the Schottky-defected LiNbOCl4 system retains similar global elastic properties and diffusion topology to its pristine counterpart, its conductivity is reduced due to a localized increase in activation energy driven by disrupted anion rotational dynamics, and suppression of key phonon modes. These results highlight the critical role of cooperative anion motion in modulating the dynamic energy landscape of fast-ion conductors and provide insight into the defect tolerance limits of oxyhalide-based solid electrolytes.
Introducing LiCl Schottky defects preserves the global diffusion topology, mechanical softness, and metastability, but slightly increases the activation energy to 0.241 eV and lowers the room-temperature conductivity to 8.20 × 10−3 S cm−1. Although static descriptors (e.g., a larger bottleneck radius and increased local free volume) suggest more accessible migration channels, dynamic analyses show the opposite trend: the defects induce pronounced anion rotational disorder and weaken coherent “gate-opening” fluctuations. Event-triggered ensemble analysis reveals that transport-enabling anion events become rarer and more spatially localized, limiting their ability to promote delocalized Li motion. Consistently, phonon DOS shows overall redshifts and a strong attenuation of the O-dominated mode near ∼80 meV associated with dynamic bottleneck modulation. Changes in the conductivity prefactor are modest (≤5% net increase, plus ∼12% from migration entropy) and cannot compensate for the exponential penalty from the slightly higher barrier; van Hove functions further indicate reduced temporal coherence and weaker Li–Li correlations in the defected phase.
Overall, our results demonstrate that LiNbOCl4 possesses a highly defect-tolerant, mechanically compliant framework that maintains superionic Li conductivity even under LiCl Schottky perturbations. The slight conductivity reduction in the defected phase arises not from a loss of global percolation or catastrophic structural instability, but from a subtler reshaping of the dynamic energy landscape: rotational incoherence, attenuation of key phonon modes, and spatially localized gate-opening events collectively increase the effective migration barrier. These insights highlight the central role of cooperative anion motion and dynamic bottleneck modulation in governing ion transport, and they provide concrete design guidelines for engineering oxyhalide-based solid electrolytes with tailored defect chemistry and lattice dynamics.
Supplementary information (SI): Ewald and total energy screening of Li configurations and LiCl Schottky-defect structures, defect formation energies and convex hull stability analysis, DFT and AIMD computational details, average spatial displacements, Voronoi volumes, and nearest-neighbor bond-length distributions, mechanical properties, bulk modulus, and thermal expansion, Li-ion diffusion coefficients, static and dynamic bottleneck analyses, angle analysis, azimuthal switching frequencies, and transport-relevant gate descriptors. See DOI: https://doi.org/10.1039/d5ta05478h.
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