Open Access Article
Asal Y. Siavoshani,
Zehao Fan
and
Shi-Qing Wang
*
School of Polymer Science and Polymer Engineering, University of Akron, Akron, Ohio 44325, USA. E-mail: swang@uakron.edu
First published on 22nd May 2026
Based on spatially-temporally resolved polarized optical microscopy (str-POM) measurements, we studied the fracture behavior of ductile and brittle glassy polymers as well as highly crosslinked rubbers to draw the following conclusions: (1) there is no tip plasticity below a threshold load in ductile plastics such as polyethylene terephthalate. (2) In ductile polymer glasses, before tip yielding at a common tip stress, the remote load scales with notch length a as a−1/2, in agreement with the Inglis solution. (3) A finite stress saturation zone is observed in elastomers at loading levels even well below fatigue threshold due to significant crack tip blunting. (4) When the thickness is small enough for the plane stress condition to prevail at crack tip, in double-edge notch tension (DENT) for both ductile glassy polymers and rubbers that is characterized by ligament length l, nominal strain in the ligament is defined by εlig = X/l, where X is tensile displacement; tensile force F increases linearly with X independent of l; tip stress increases linearly with the far-field σlig (∼εlig). By demonstrating stress concentration at the crack tip in DENT in elastic materials and characterizing crack propagation in ductile polymers, the present study fills the missing gap in our understanding of fracture behavior in a wider range of polymeric materials. The acquired knowledge may be useful to guide specific design for packaging materials.
There are still several outstanding topics in the field of polymer fracture. We addressed them in the present study by applying the str-POM method for a range of polymeric materials, from ductile and brittle glassy polymers to elastomers. We confirmed using ductile PET that no plastic zone forms at the notch tip below a threshold load. This feature can be understood in terms of Inglis–Creager–Paris (ICP) solutions and reveals the non-Irwin nature of SSZ. Before tip yielding in ductile plastics, we verified the ICP description: the tip stress is proportional to the stress intensity factor K = σa1/2. In other words, remote load σ ∼ a−1/2 produces a common tip stress for different notch lengths. Our str-POM measurements further reveal the existence of a finite (≥40 µm) stress saturation zone (SSZ) ahead of the notch tip in a well crosslinked elastomer in a broad range of applied load, both below the fatigue threshold and during crack growth, implying that even fatigue during cyclic load should involve high chain extension and scission on the length scale of SSZ well beyond a monolayer length scale. Additional str-POM observations demonstrate the stress field in double-edge-notch tension (DENT) in linear elastic limit and show for both plastics and elastomers that (a) ligament length l defines an effective strain ε = X/l in terms of displacement X and (b) stress intensification at the crack tip is linearly proportional to ε.
Highly crosslinked butadiene rubber (BR) samples were prepared using 1 wt% dicumyl peroxide (DCP) as the curing agent. A 100 g batch of neat BR was first masticated on a two-roll mill for 30 min to ensure homogeneity. Subsequently, 1 wt% DCP was added to the matrix and thoroughly mixed. The resulting compound was then preheated at 140 °C for 5 min and compression-molded at 150 °C for 1 h to achieve fully isotropic crosslinked specimens with various thicknesses.
Single edge notches were primarily introduced into the ribbon shaped samples by gently hammering a razor into the edge, resulting in generation of a natural crack, akin to a method employed by Berry,18,19 as done in the case of all PC and PET specimens.
Double-edge notch geometries were introduced into the ribbon-shaped specimens using a two-step process. First, a coarse notch was machined using a saw to remove the bulk of the material. This was subsequently sharpened into a natural crack by gently tapping a razor blade into the notch root; this method was employed to minimize plastic deformation and damage at the crack tip. Following preparation, the integrity of the crack tips was verified using cross-polarized light to detect any localized damage zones or residual stresses. If any such damage was observed, the specimens were annealed at a temperature near their glass transition temperature (Tg) to promote healing prior to mechanical testing.
Entangled transparent polymers are known to exhibit stress-induced birefringence under deformation. The applied deformation generates anisotropy in the polymer network, leading to a change in birefringence Δn. To quantify this effect, photoelastic measurements were performed simultaneously with the tensile tests. Photoelasticity is an experimental technique that relates the optical response of a material (birefringence) to its internal stress state during deformation. In the present setup, polarizers were sourced from polarization.com and arranged in a standard transmission configuration. A sodium vapor lamp with a wavelength λ of 589 nm was used as a monochromatic light source to illuminate the specimen. The transmitted light, after passing through the polarizer–specimen–analyzer assembly, was recorded using a 4K camera, allowing the evolution of stress-induced birefringence to be correlated with the mechanical response obtained from the tensile tests.
We applied the str-POM method to characterize the stress state at the crack tip in the SEN configuration, specified by a notch of length a in a specimen of width W. As long as a/W < 0.2, stress intensity factor K shows negligible dependence20 on W, so that the Griffith criterion applies. The system under study is a polycarbonate with thickness B = 0.7 mm, which is sufficiently thin to avoid8 being notch brittle. Fig. 1a shows nominal stress vs. strain curves with a = 2, 4, 8, and 20 mm, respectively. All specimens exhibit a ductile response, with the notch tip first reaching a yield point, followed by localized necking without brittle failure.
Our str-POM measurements enable us to follow stress concentration at the notch tip in these four samples. For example, as shown in Fig. 1(b) at a common birefringence order of Ntip = 14 at the notch tip, just before the onset of tip yielding and plastic deformation, a finite zone (rss = 100 µm) of stress saturation (SSZ) is present. In other words, the stress building at the notch tip follows r−1/2 scaling up to SSZ; the tip stress σtip depends on the far-field σ as σtip ∼ K = σa1/2 so that σ ∼ a−1/2 produces a common tip stress, as shown in Fig. 1c, which is consistent with Inglis solution13 for an elliptical hole. The dependence of the peak nominal stress on a is much weaker, as shown by squares in Fig. 1c.
We have demonstrated with ductile PC that it is only linear elastic before tip yielding. The sizable SSZ is not Irwin's plastic zone. According to the Creager–Paris solution,14 the tip stress is linearly proportional to the far-field load and below the yield stress below a threshold load. We support this conclusion with a second ductile glassy polymer, i.e., polyethylene terephthalate (PET). Fig. 2a shows three photos from str-POM observations, showing that there exists a wide range of far-field stress within which no tip yielding occurs. For example, the Irwin–Dugdale plastic zone cannot be observed at and below σ = 26 MPa (a = 2 mm), as explained by the photos of identical birefringence patterns before and after application of σ = 26 MPa. There is no residual birefringence observed after unloading from σ = 26 MPa. On the other hand, we cannot rule out that the plastic zone does not exist below the spatial resolution of our str-POM observation. Fig. 2b–d are three equivalent plots, showing the near-tip stress field in terms of birefringence at 27 MPa for a = 2 mm, along with three other SEN samples that show the same fringe order of Ntip = 25 at the various levels of far-field stress and different notch lengths. We noted that plateauing and converging features are exactly those encompassed by the Creager–Paris solution. Like PC, there exists a stress saturation zone, a bit larger than that of PC, ca. 160 µm. Each of the three Fig. 2b–d indicates the same conclusion: the stress converges to a common value of 55 MPa.
Like PC, the far-field stress σ in PET required to produce this common tip stress scales linearly with a−1/2, as shown in Fig. 2e. Moreover, the peak nominal stress scales with a in a weaker manner. In both Fig. 1a and 2a, the peak stress corresponds to the onset of stable ductile crack propagation.
A large SSZ15 in prenotched elastomers also has implications. Using a highly crosslinked polybutadiene, we applied the str-POM method to quantify the stress intensification at the notch tip. Stretching at V = 3 mm min−1 (L0 = 30 mm) with cut size a = 3.4 mm produces a stress response as shown in Fig. 3a and allows us16 to measure crack speed vc on a continuous basis at various far-field loads. Fig. 3b shows the existence of SSZ from σ = 0.03 to 0.12 MPa based on the birefringence images in Fig. 3c. The size of SSZ only increases. Fig. 3d presents measured values of vc at different values of σ in open circles above 0.1 MPa when crack growth becomes visible. See Movie S1 in the SI. This disclosed relationship between vc and σ permits us to indicate extrapolated values of vc at 0.03, 0.05 and 0.07 MPa (e.g., 10−8 mm s−1 at 0.05 MPa) and to suggest that these loading levels are well below a fatigue threshold G0. Typical cyclic loading usually produces crack growth much higher than 10−8 mm s−1. At these loading levels a sizable SSZ is already present. At far-field stress equal to 0.12 MPa, crack growth is significant as shown in Fig. 3d, with rss ∼ 110 µm, implying that energy release involves a large scale far greater than the monolayer scale. Since rss is also sizable well below the fatigue threshold, as shown in Fig. 3b, cyclic crack growth during fatigue tests should also involve energy release on the length scale of rss. Our analysis suggested10 that crack growth under applied load is due to chain network breakdown at the crack tip via chain scission on a time scale characterized by vc and rss.
Unlike brittle polymers, in the DENT of ductile glassy polymers, the tensile force also continues to increase beyond the point of tip yielding. Using a bisphenol-A polycarbonate (PC) sheet with thickness B = 0.77 mm and a polyethylene terephthalate (PET) sheet with B = 0.2 mm, Fig. 4a and b respectively illustrate that the tensile force F depends primarily on the displacement X in a linear fashion, independent of l up to the maximum force, at which point the entire ligament has undergone necking. Below, we discussed the implications using dimensional analysis.
For F to depend on X but be independent of l, we infer that the effective tensile stress σlig in the ligament must be higher in shorter ligaments at a common value of X. Specifically,
| σlig = F/Bl = Eligεlig | (1) |
| εlig = X/l, | (2) |
| F = (EligB)X. | (3) |
Here, the slope given by EligB can be read from Fig. 4a and b to reveal an effective modulus, Elig. We found Elig = 0.43 GPa for PC, which is approximately four times smaller than the bulk Young's modulus E = 1.8 GPa. Similarly, Elig = 0.75 GPa for PET.
Fig. 5a shows the two images of the birefringence pattern at tip yielding, along with the relationship between force and displacement for all ligament lengths at pre-tip-yielding (PTY – Ntip = 10), tip yielding (TY – Ntip = 16) and total ligament necking (LN) at the force maximum. The linearity in eqn (3) also manifests in linear relationships between tensile force FPTY, FTY and FLN and ligament length l, as shown in Fig. 5b. Finally, a common strain εlig to produce these three special states among all specimens of different ligament length implies a third linearity, as shown in Fig. 5c.
Using the str-POM method, we explored the stress intensification in DENT to the tip stress to the remote load, which may be expressed in terms of the effective strain εlig given in eqn (2). To convert birefringence order N to tensile strength, we first obtained the calibration, i.e., the stress-optical relation (SOR) in Fig. 6a. Here, linearity breaks down as PC undergoes partial yielding. At the notch tips (edges of DENT), as shown in Fig. 6b, the tip birefringence linearly increases with the “far field” strain εlig. Given eqn (1) and that linearity in SOR in Fig. 6a is bounded by 40 MPa, the horizontal axis of Fig. 6b is proportional to fringe order N so that Fig. 6b shows Ntip = 2N, independent of l for the explored range 3 mm to 9.3 mm. In contrast, in SEN with notch length, a str-POM observation of SEN revealed7,21 that at a common tip stress or birefringence, the far-field stress σ ∼ a−1/2. It is remarkable that neither ligament length l nor tip curvature appears in the stress intensification in DENT. Converting to stress based on SOR in Fig. 6a and c shows the stress intensification at the tip. Here, the initial slope is two, i.e., the tip stress intensifies by a factor of two, and the nonlinear relationship between σtip and σlig arises from partial tip yielding.
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| Fig. 6 (a) Stress-optical relationship measured from unnotched PC. (b) Tip (edge) birefringence as a function of effective strain εlig of eqn (2) for different ligament lengths. (c) Tip stress vs. “far field load” σlig. | ||
The scaling behavior of PC in DENT takes place within linear elasticity. Analyzing the DENT tests presented in Fig. 4b, we confirmed that PET also displays the same linearities, as shown in Fig. 7a and b.
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| Fig. 8 (a) Force vs. displacement curves for (a) thin PS (B = 0.55 mm) and (b) thick PS (B = 1.5 mm) specimens with various ligament lengths l. (c) Nominal stress σlig defined by eqn (1) at brittle fracture as a function of ligament length for both thicknesses. | ||
At B = 0.55 mm, PS in DENT with smaller l shows the same level of mechanical resistance (in terms of tensile force F) against displacement X, like PC and PET. However, since PS can be expected to fracture at the same local tip stress, Fig. 8c explicitly confirms that fracture occurs at a common level of σlig. In other words, specimens with larger l are stronger and more strain tolerant, as indicated in Fig. 8a. As far as fracture conditions are concerned, the thickness effect is unremarkable, as shown by the comparison between circles and squares in Fig. 8c. In other words, PS in DENT experiences brittle fracture like the fracture observed with a notch-free specimen. On the other hand, σlig(fract) is well defined and shows a relatively small range of uncertainty. Thus, for flaw-tolerant brittle materials including PS, DENT is a rather interesting protocol for fracture characterization. Here we can apply the conclusion established in Fig. 8c, i.e., σtip = 2σlig, to estimate the fracture stress of PS as σb = 2σlig(fract), i.e., ca. 50 MPa, which is indeed a typical value for PS, as shown in Fig. S1 in the SI.
Unlike PS, with sufficient birefringence and linear SOR for BR1phr, we can further illustrate and confirm how stress intensification at the edges of DENT takes place, driven by the far-field load. Specifically, like Fig. 6b, Fig. 10a shows that the birefringence order Ntip at the tips increases linearly with the effective far-field stress σlig. In contrast, with thicker BR = 1.5 mm, Fig. 10b shows that the tip birefringence becomes linearly dependent on F instead of F/l ∼ σlig. The birefringence images in Fig. 10a and b display the deformation of BR1phr specimens under a far-field load of 1.5 N. For the thin sample (B = 0.7 mm), higher tip birefringence shows up for l = 4 mm than for l = 7 mm because it depends on F/l rather than on F alone. In contrast, for the thick sample, the same tip birefringence order appears for l = 3 mm and l = 9 mm, indicating that the tensile force F dictates the tip birefringence regardless of ligament length.
| W = welB + wpBl2, | (4) |
| wf = W/lB = we + wpl. | (5) |
However, we showed that linear-elastic materials such as PS and BR1phr examined in the preceding Sections 3.4 and 3.5 also indicate a quadratic dependence of W on l2. In other words, when specimens in DENT are sufficiently thin for eqn (2) and (3) to be valid, W for fracture also follows eqn (4) or eqn (5) in the absence of plasticity. For example, according to Fig. 8a and 9a, W = FX = l2(F/l)(X/l) ∼ l2 because F (∼X) and X both linearly increase with l until fracture. Fig. 11a and b show wf vs. l with a clearly defined intercept at l = 0 as we. The value for we is consistent with the reported19 toughness Gc for PS; however, we ∼ 0.5 kJ m−2 is more than twice that of Gc = 0.21 kJ m−2, which is estimated from pure shear measurements using Rivlin–Thomas formula,15 as shown in Fig. S2.
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| Fig. 11 Specific work of fracture wf, plotted as a function of ligament length l, for (a) PS of thickness B = 0.55 and 1.5 mm and (b) BR1phr of thickness B = 0.7, 1 and 1.5 mm. | ||
Finally, because of the scaling characteristics displayed in eqn (2) and (3), the essential work we can be evaluated from Fig. 4a and b for PC and PET, either up to the force maximum or by integrating over the “tails” associated with ligament necking, which is massive for PET and little for PC, and negligible for BR1phr and non-existent for PS. Fig. 12a and b show we = 5 kJ m−2 for PC and 20 kJ m−2 for PET, which is consistent with the literature.25
In elastomers that undergo purely elastic stretching at temperatures well above the glassy transition temperature Tg, there is neither plastic process nor viscous dissipation at the crack tip. For example, BR has Tg = −100 °C and does not develop a process zone. In the case of fracture of thermoplastic elastomers,30 more complicated processes may take place at the notch tip. Further discussion is beyond the scope of the present study.
So far, the single-edge notch (SEN) has been a dominant configuration for fracture mechanics investigation of various brittle materials, including plastics and elastomers. Ductile materials are not subject to Griffith's account and may be characterized by resistance curves. To quantify energy involved in ductile fracture, double-edge-notch tension (DENT) is widely used to extract the essential work we as a quantity “equivalent” to Griffith's toughness. Application of str-POM allows us to elucidate how stress builds up at the tip of double edges in DENT and produce insight into the origin of we. We found for both plastics (ductile and brittle) and elastomers (well-crosslinked) that in the limit of linear elasticity and under the condition of plane stress (or for specimens sufficiently thin) stress intensification at the notch tip is independent of ligament length (cf. Fig. 8c and 9c) and depends only on the effective strain, which is displacement X normalized by ligament length l (cf. Fig. 6b and 10a). Thus, surprisingly, prior to failure and within the explored range of ligament length l, the tensile force arising from drawing is independent of l (cf. Fig. 4a, b, 8a and 9a). Moreover, this peculiar scaling, validated using linear-elastic brittle solids such as PS and highly-crosslinked BR (cf. Fig. 12a and b), necessarily produces a term in the total mechanical work that is quadratic in l although no plastic deformation is involved.
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