Open Access Article
Daichi Sato
ab,
Yutaka Sumino
abcd,
Takahiro Yamamoto
b,
Igor Muševič
ef and
Yoshiko Takenaka
*ab
aDepartment of Applied Physics, Faculty of Advanced Engineering, Tokyo University of Science, 6-3-1, Nijuku, Katsusika-ku, Tokyo 125-8585, Japan
bResearch Institute for Sustainable Chemistry, National Institute of Advanced Industrial Science and Technology, 1-1-1, Higashi, Tsukuba, Ibaraki 305-8565, Japan. E-mail: takenaka.yoshiko@aist.go.jp
cWater Frontier Research Center and Division of Colloid Interface, Research Institute for Science & Technology, Tokyo University of Science, 6-3-1, Nijuku, Katsusika-ku, Tokyo 125-8585, Japan
dFaculty of Engineering and Physical Sciences, University of Surrey, Guildford, Surrey GU2 7XH, UK
eDepartment of Condensed Matter Physics, Jožef Stefan Institute, Jamova cesta 39, SI-1000 Ljubljana, Slovenia
fPhysics Department, Faculty of Mathematics and Physics, University of Ljubljana, Jadranska 19, SI-1000 Ljubljana, Slovenia
First published on 17th March 2026
We report temperature-induced morphological transitions of smectic liquid crystal (LC) microstructures from fibers to disc- and umbrella-like structures. We used two systems based on 4-cyano-4′-n-octyloxybiphenyl (8OCB): an 8OCB/decanol system and an 8OCB/cetyltrimethylammonium bromide (CTAB) system. In both systems, LC fiber structures grew from the droplets upon cooling. The LC fiber structures in both systems underwent similar morphological transitions into umbrella-like structures via an intermediate disc-like structure. Furthermore, we observed that repeated temperature cycling induced reversible morphological transitions between umbrella- and disc-like structures. We developed a simple free-energy model, based on elastic and topological defect energies, that explains these morphological changes. These findings suggest design principles for stimuli-responsive smectic LC microstructures and may provide physical insight into the deformation of phase-separated, membraneless organelles.
Liquid-crystalline systems are broadly divided into lyotropic liquid crystals (LyLCs) and thermotropic liquid crystals (ThLCs). In LyLCs, the phase behavior depends sensitively on both concentration and temperature,6 whereas in ThLCs, it is typically discussed in terms of temperature-dependent transitions at the fixed composition. The biological relevance of LyLCs, particularly phospholipids, has stimulated extensive research and led to a substantial accumulation of knowledge.7–9 Such fundamental studies have enabled the application of LyLCs under both in vivo and in vitro conditions. In the context of drug delivery, for example, LyLC-based vesicles have been utilized as soft carriers capable of deformation and even self-propulsion. Vesicles formed from LyLCs exhibit a variety of dynamic behaviors, such as environmentally responsive shape changes and autonomous motion, which have led to their exploration as candidates for drug carriers and micrometer-scale biomimetic models.10–14 Previous studies have shown that vesicles undergo a range of deformation processes, including transitions to discocyte (defined here as a disc-like structure) and stomatocyte (defined here as an umbrella-like structure) morphologies.15–19 Investigations into the deformation behavior of such simplified membrane and vesicle models provide valuable insights into the mechanical origins and intermolecular interactions that regulate membrane deformation processes essential for biological functions such as protein sorting and signal transduction. Furthermore, the opening and closing of pores in vesicles, reported in earlier studies, suggest the potential for encapsulating various substances, enabling vesicles to act as microreactors that mimic the behavior of living cells.
Similar to the microstructures found in LyLCs,20–22 those observed in ThLCs are also described in terms of a competition between interfacial and elastic energies.4,5,23–27 Peddireddy et al. reported that cooling induces a transition from a droplet to a fiber structure, followed by a reversible return to the initial droplet structure upon heating.4 Thus, ThLCs have been reported to undergo shape changes solely in response to temperature variations. These findings suggest that ThLC-based systems may not only function as soft photonic elements but also serve as physical models for studying active lipid regulation and cytoskeletal dynamics in biological systems.
From a numerical standpoint, morphological deformation behaviors, including disc-like and umbrella-like structures, have been reproduced using rigid rod-like molecules that exhibit properties similar to those of ThLC.28–32 However, experimentally, the deformation behaviors of ThLC-based microstructures reported so far remain limited to only a few patterns, and systematic experimental studies are still scarce.2,4,33,34
In this study, we found that two independent systems can make LC fiber structures undergo structural transitions into disc-like and umbrella-like structures. The systems consisted of mixtures of ThLC and a small number of additives. Using temperature stimulation, we successfully controlled the transition between umbrella-like and disc-like structures in a reversible manner. Keeping the universal aspect of the shape transition observed in two different systems, we introduced a general, yet straightforward mathematical model based on a free energy. We can show that the essence of the deformation can be explained with the topological defect energy and the elastic energies of the membrane.
After the above procedure, to observe the elongation and shrinkage of the LC fiber structures, we then applied a cyclic temperature protocol. The protocol consists of a programmed cooling rate of 0.2 °C min−1 for approximately 2 s, holding the temperature constant for approximately 2 s, and repeating this cycle. When the nucleation of the disc-like structure appeared, the temperature was kept constant to induce the transitions from the LC fiber structure to the umbrella-like structure.
Various heating and cooling processes described in the Results section were applied after the microstructure had achieved an umbrella-like structure to replicate the microstructures (umbrella-like and disc-like structures) described in the main text.
The structural transitions were observed using a polarizing optical microscope (POM; Lv100NPOL, Nikon; or BX51, Olympus) equipped with digital cameras (LUMIX DC-G9, Panasonic; or Digital Sight 1000, Nikon).
For the observation using a spinning-disk confocal microscope (a Nikon Eclipse Ti microscope with CrestOptics S.p.A X-LIGHT V2/V2 LFOV), we used the essentially same sample with 0.2 wt% of the fluorescent dye PM580.
Since the cell was prepared at room temperature (21 °C), the LC mixture, which had been at 80 °C, was cooled during the preparation process. As a result, when the cell was completed and the LC microstructures were observed, the sample temperature was 36 °C.
For the observations using a polarizing microscope (BX51, Olympus), images were recorded with a digital camera (Digital Sight 1000, Nikon). The sealed cell was placed on a temperature-controlled stage (LK-600PH, Linkam Scientific Instruments Ltd) and held at 80 °C for approximately 2 min. The temperature was then decreased from 80 °C to 30 °C at a cooling rate of 20 °C min−1 to generate the LC fiber structures. The definitions of the setting rate and effective rate are provided later in this section. After allowing the LC fiber structures to equilibrate at 30 °C, a structural transition from the fiber to an elliptic disc-like structure was induced, and subsequent heating promoted a transition from the elliptic to a circular disc-like structure. After the microstructure transformed from the fiber structure into the umbrella-like structure, we applied temperature increases and decreases to induce reversible structural transitions between the umbrella-like and disc-like structures.
In the present study, morphological changes at constant temperature following the temperature protocol were performed using a temperature control stage (T-96-P, Linkam Scientific Instruments Ltd). For experiments investigating temperature-induced morphological changes of the microstructures during cooling and holding or heating, a temperature control system (LK-600PH, Linkam Scientific Instruments Ltd) was used. In this Linkam system, relatively large temperature fluctuations are observed after the temperature is set. The temperature sensor was mounted on the sample stage containing the heating element. The heating and cooling rates were programmed in the temperature controller, and the temperature sweeps were carried out automatically. During the first few seconds after the temperature is set, the actual temperature change differs from the value programmed in the temperature controller. Therefore, when using the LK-600PH temperature control system, the temperature values displayed on the controller were extracted using an optical character recognition (OCR) method. Based on the time-resolved temperature values obtained from the display, we made the temperature profile. Therefore, for experiments performed using the LK-600PH temperature control system, both the programmed temperature rate and the actual temperature profile are reported.
The LC microstructures in systems A and B were analyzed using Image J software (Wayne Rasband, NIH).36
In our system A, we initially observed a LC structure, as shown in Fig. 1(a), before the repetitive temperature changes. By applying a cyclic temperature protocol as described in the preceding section (using a T-96-P temperature control system), we observed the elongation of the LC fiber structure upon cooling and shrinkage at the constant temperature. After several repetitions of this process, the LC fiber structure showed structural changes rather than simple length shrinkage at the constant temperature. Once we observed the structural change indicated by the defect, as shown in Fig. 1(b), the temperature was kept constant.
Fig. 1 shows the change in the morphologies of the LC microstructure: from fiber to umbrella-like via the disc-like structure. Both the samples, no. 1 in Fig. 1(d) and no. 2 in Fig. 1(f), first converged into a disc-like structure. They were eventually converged into a more spherical structure, as shown in Fig. 1(h). The spherical structure was later confirmed to be umbellar-like, as schematically shown in Fig. 2. When the temperature protocol was applied using the LK-600PH temperature control system, we similarly observed a structural transition from fiber through the disc-like structure and finally to the umbrella-like structure (Fig. S1).
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| Fig. 2 Schematic illustration of the deformation dynamics of LC microstructures. The structural transition process (Fig. 1(f)–(h), LC structure no. 2) at constant temperature after the initial cyclic temperature change of the LC fiber structure is indicated by the orange arrow. The shape transition process at constant temperature which will be shown in Fig. 4 (Fig. 4(e) and (f)) is also indicated by orange arrows. The reversible structure due to the temperature change is indicated by the green arrow which will be shown in Fig. 3 and 5. | ||
Here, we describe the typical transition sequence using sample no. 2 as an example. During the transition process from fiber to the disc-like structure, the disc-like structure appeared from a portion of the LC fiber structure (Fig. 1(b)–(f)). Interestingly, the fiber part was spontaneously twisted in the early stage of deformation (Fig. 1(b)). The fiber part gradually shortened, and the twist loosened, eventually forming a disc-like structure (Fig. 1(f)). However, the structure was further transitioned to an umbrella-like structure (Fig. 1(h)). The snapshots in Fig. 1(f)–(h) show that the disc first adopted a concave structure and then appeared to converge into a spherical form. These observations indicate that the final structure is not a droplet but an umbrella-like membrane: a hollow spherical structure with a pore that connects the interior to the exterior. We sometimes observed that the twist appeared at the rim of the disc-like structure, as shown in Fig. S2(e). In this case, the microstructures did not show the transition to an umbrella-like structure.
In terms of topological charge observed in the microstructure, the initial LC fiber structure had a +1/2 charge at both ends (Fig. 1(a)). In the disc-like structure (Fig. 1(f)), there would be +1 charge on each end and −1/2 charge on the inside; see Fig. S3 for a detailed schematic presentation of topological charges.
Fig. 3 shows the repetitive structural changes between umbrella-like and disc-like structures during the cooling process (a)–(d) and holding process (d)–(g). In Fig. 3, we applied a programmed cooling rate of 0.2 °C min−1 for 5 s and then kept the system at a constant temperature. For the detailed temperature profile, please refer to the Fig. S4(a). Fig. 3(II) and (III) also present the deformation processes of two samples observed in the same cell. Fig. 3(II) and (III) correspond to the cross-section of the purple (xy) and green (yz) plane in the schematic diagram of Fig. 3(I). Therefore, the planar-looking shape observed during the deformation process, as shown in Fig. 3(II(d)), would be consistent with the disc-like structure shown in Fig. 3(III(d)). As shown in Fig. 3(II) and (III), we confirmed that after the structure was transformed from an umbrella- to a disc-like structure by decreasing the temperature, it returned to its initial umbrella-like structure by holding the system (Fig. S5). In other words, the umbrella-like structure is suggested to be thermodynamically more stable than the disc-like structure.
To observe the reversible transition between the umbrella-like and disc-like structures, as shown in Fig. 3, it is first necessary to generate the umbrella-like structures through the morphological transition from a LC fiber structure, as depicted in Fig. 1. In some instances, cooling the umbrella-like structure caused it to pass through the disc-like structure and eventually transform back into the fiber. This behavior suggests that reversible structural transitions can also occur between the umbrella-like and the fiber structures.
We observed that the structural transitions in Fig. 4 progressed from a fiber to the umbrella-like structure (Fig. 4(a)–(f)) through the disc-like structure (Fig. 4(d) and (e)), as observed in system A. We note that twisting deformation was not observed in the LC fiber structures, different from those in system A (Fig. 1(b)).
Using Fig. 4(I), 5(I), and Fig. S7, we now examine the area enclosed by the rim. The areas surrounded by rims look dark (Fig. 4(I(b))–(I(e))). In contrast, in Fig. S7 and Fig. 5(I), the interference color within the region enclosed by the rims appears bright cyan when the microstructure is elliptical (Fig. 5(I(a))) and gradually shifts to orange as the structure approaches circular (Fig. 5(I(d))). For the detailed temperature profile, please refer to Fig. S4(b). This observation indicates that LC molecules are also present in the rim-enclosed region. The fluorescent dye (PM580) used in our experiments is known to exhibit strong affinity for LC molecules,37 and thus the fluorescence intensity reflects the local density of LC molecules. Taken together, the results in Fig. 4(I), 5(I), and Fig. S7 make it evident that the rim-enclosed region is not a ‘hole part’ but is instead composed of a thin LC layer. Based on the observations shown in Fig. 5(I) and Fig. S7 the thin LC layer exhibits a uniform interference color, suggesting that the director, i.e., 8OCB LC molecules, is uniformly aligned along the direction perpendicular to the observation direction, i.e., in the focal plane of the microscope.
Fig. 5(II) shows the reversible transition between an umbrella-like and a disc-like structure at the programmed cooling rate of 30 °C min−1 and the programmed heating rate of 30 °C, observed under a POM with a λ-plate inserted. For the detailed temperature profile, please refer to Fig. S4(c). During the cooling process from the umbrella-like structure (Fig. 5(II(a))), we found the enlarged pore (Fig. 5(II(b)) and (II(c))) as its shape converged to be a disc-like structure (Fig. 5(II(d))). We should emphasize that this transition was also reversible. The pores were closed (Fig. 5(II(e))), and the shape changed to an umbrella-like structure (Fig. 5(II(f)) when the system was heated. In Fig. 5(II(c)) and (II(d)), the light blue interference color was observed in the disc-like structure. As described in the previous paragraph, this interference color indicates that the central region of the disc-like structure is composed of LC layers. Finally, we mention here that the transition from the disc- to the umbrella-like structure occurred even when the system was maintained at a constant temperature, as observed in system A.
The initial transition of the LC microstructures in systems A and B (Fig. 1 and 4) and the cyclic transition in systems A and B (Fig. 3 and 5(II)) are schematically indicated by orange and green arrows in Fig. 2. In both systems, we observed a characteristic sequence of morphological changes, including the transformation from a fiber to an umbrella-like structure and the reversible transition between umbrella-like and disc-like structures. This similarity suggests that the fundamental mechanism of the shape transitions is governed mainly by generic physical factors, such as energy balance, rather than by the specific chemical components of each system. We also note that the transition from the fiber to the umbrella-like structure occurred less frequently in system B than in system A. This difference can be attributed to the fact that system A is an oil-in-oil system, whereas system B is an oil-in-water system, so that the microstructure in system A experiences lower interfacial tension. Consistent with this interpretation, we observed re-elongation of the fiber structure from the umbrella-like structure more frequently upon cooling in system A.
Such a difference between systems A and B could be attributed to the following two reasons. The first reason is the lower interfacial tension between the microstructure and the surrounding continuous phase in system A. Indeed, system A has an organic LC droplet within the organic continuous phase, while the organic LC phase was dispersed in the aqueous phase in system B. Therefore, system A would have a lower interfacial tension than system B, making it easier to deform. In addition, we would like to suggest the other possible reason for the difference between systems A and B, the adsorption rate of the LC molecule onto the microstructure. However, before we discuss this possibility, we start from the discussion on the free-energy based argument on the stability of the microstructure at constant temperature.
| Ftotal = Felastic + Fdefect | (1) |
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| Fig. 7 Schematic drawings used in mathematical calculations. The figures show two-dimensional cross sections. | ||
Felastic depends on the local curvature of the membrane, described by the mean and the Gauss curvatures, H and KG, as
![]() | (2) |
, and H0 are the bending rigidity, Gaussian modulus, and spontaneous curvature of the membrane.
Owing to two defect lines at the middle of the rim and the junction between the rim and membrane part (Fig. 7 and Fig. S3), they have additional energy that is proportional to the total length of the defect line, L. Then,
| Fdefect = εKL. | (3) |
From the symmetry consideration, we assume the two main curvatures to be the same, and then we have H = 1/R. We further assume that the LC membrane prefers zero curvature, such that H0 = 0. Furthermore, we assume that the LC phase constituting the membrane part was in the SmA phase, and the layer spacing of the SmA layers was taken to remain constant even under the displacement of the membrane. Under this assumption, the bending rigidity of the layers can be considered equivalent to the splay elastic constant of the LC molecules.48 Based on the values of the splay elastic constant and the sum of the splay and bend constants, we estimated correction coefficient β.3,49 Therefore, following Helfrich,50 we can set κc ∼ βKD. Thus, we obtain
![]() | (4) |
The surface integral of Gauss modulus KG on a closed surface is a constant as long as the topology does not change according to the Gauss–Bonnet theorem.51 Therefore, in this model, the surface integral term of KG in eqn (2) is neglected.
Based on the geometric considerations, L(H) is expressed as
![]() | (5) |
Using this simplification, we obtained a simplified expression for the free energy of the microstructure as
| ΔF = F(H) − F(H = 0) = 2βKDH2A + εK{L(H) − 2π(l + a)}. | (6) |
Based on the experimental observations, we find typical values of l = 8.6 × 10−6 m, a = 7.0 × 10−7 m, and A = 6.45 × 10−10 m2. In addition, following previous studies, we set the constant values ε = 1, K = 3.5 × 10−11 N and β = 0.3.3,49
Inserting the above experimental values into our model, we obtain the free-energy profile as a function of the mean membrane curvature H (Fig. 8). In this calculation, we varied the membrane thickness D over the range indicated in Fig. 8. The results suggest that when D is larger than the threshold value ∼5.35 × 10−7 m, the flat disc-like structure with H = 0 is stable, whereas for small D, the minimum of the free energy shifts to a finite H, corresponding to the umbrella-like structure. We note that the parameter of D ∼ 5.3 × 10−7 m corresponds to the 260 layers of the smectic A phase.52 Vertical observations of the disc-like structure using a confocal microscope revealed that the central disc region appeared completely dark (Fig. 4(I(e))), implying that the membrane in the central part is extremely thin, either thinner than the z-slice resolution or containing only a very small amount of fluorescent molecules. Furthermore, Fig. S8 shows that D is smaller than a. These findings are consistent with the estimated value of D.
Within this free-energy picture, the transition from the disc- to the umbrella-like structure can be interpreted as being driven by a reduction in the membrane thickness D caused by the desorption of LC molecules from the membrane. Indeed, we observed that cooling the system induces a morphological transition from the umbrella- to the disc-like structure. Our previous study showed that the cooling promotes the adsorption of LC molecules onto the microstructure.3 In this case, an increase in D leads to the transition from the umbrella- to the disc-like structure. The change in free-energy profile illustrated in Fig. 8 is induced by the variation of D on the order of 0.07 × 10−7 m corresponding to only about 3 layers,52 yet this is sufficient to switch the preferred morphology. In this context, the sequential transition from the disc- to umbrella-like structure suggests that, on a long timescale, the microstructure may eventually “collapse” as the membrane thickness D continues to decrease.
The strong dependence of the microstructure on D also provides a possible explanation for the different temperature responses between systems A and B, as shown in Fig. 6. In system A, the concentration of LC molecules in the continuous phase is higher because there is no aqueous phase, resulting in a larger reservoir of LC molecules around the microstructure. This difference results in faster absorption–desorption kinetics of LC molecules at the membrane. Consequently, D can change more rapidly in system A, which, in turn, results in a faster response of microstructural transition in system A.
In our system, we observed cyclic structural transformations between microstructures formed by ThLCs. Unlike well-known LyLCs, systems based on lipids and surfactants, these microstructures do not exhibit the well-defined bilayer architecture that is typically associated with cellular membranes. In cells, lipid bilayer membranes are ubiquitous and define classical membrane-bound organelles such as the nucleus, mitochondria, and chloroplasts, as well as the cell boundary itself. More recently, however, a different class of organelles, often referred to as membranelles or non-membrane-bound organelles,53–55 has attracted considerable attention; these structures arise through liquid–liquid phase separation and regulate the accumulation, compartmentalization, and reactions of biological macromolecules. Our smectic ThLC-based microstructures, which are also generated by phase separation and deform under interfacial and elastic stresses, may therefore serve as simple physical models for such membraneless organelles. From this viewpoint, the cyclic deformations observed in our system illustrate a possible route by which phase-separated, membraneless compartments could exhibit active-like morphological dynamics without relying on biological molecular motors.
The authors confirm that the data supporting the findings of this study are available within the article.
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