Open Access Article
Zehao Fan
,
Fengjia Liu and
Shi-Qing Wang
*
School of Polymer Science and Polymer Engineering, University of Akron, Akron, Ohio 44325, USA. E-mail: swang@uakron.edu
First published on 4th December 2025
We carried out theoretical analysis and experimental investigations to update our understanding concerning rupture and fracture transitions in continuous stretching of vulcanized natural rubber (NR). Besides a previously reported rupture transition in notch-free NR as a function of test temperature, we predict and confirm at elevated temperatures the existence of a rupture transition with respect to the applied stretch rate. In addition to the previously observed fracture transition in prenotched NR with respect to notch size, we also predict and observe two other transitions when either stretch rate or temperature is varied. For the first time we explain, based on our recently proposed kinetic theory of bond dissociation (KTBD) for elastomeric rupture and fracture, why these five transitions are abrupt with respect to the three variables of notch size, stretch rate and temperature for both unnotched and prenotched NR. Since the transition is determined by whether strain induced crystallization (SIC) in NR occurs – SIC reinforces NR by prolonging its lifetime, the essential physics behind these transitions can be understood by answering whether the polymer network could undergo sufficient stretching to produce SIC before the network breakdown through chain scission. The lifetime of the network competes with the timescale required for strain-induced crystallization, and the experimental timescale prescribed by the stretch rate is the third timescale. The competition among these timescales exhibits itself in the form of these abrupt transitions.
Prestretching a notch-free NR to various stretch ratios, Busse found9 that the more prestretched specimens can better resist crack propagation upon introduction of a cut. This “anti-fracture-mechanics” behavior indicates that some strengthening mechanisms took place upon sufficient stretching – SIC emerged. Upon sufficient stretching, SIC emerges in NR, making it more crack resistant. For example, Thomas and Whittle reported10 that tensile strength changed sharply within a twenty-degree window, depending on whether SIC took place. Like Smith,11 Thomas and coworkers10,12 viewed tensile rupture of notch-free elastomers13,14 to be due to a crack growth process initiated from small flaws. By stretching prenotched NR specimens with various notch sizes Thomas showed15 an abrupt transition at room temperature as the notch size a changes from 0.5 to 1 mm: below a critical notch size ac the critical stress for fracture was significantly higher. This abrupt transition with respect to a has since been extensively confirmed12,16–19 in literature. We call it the notch-critical transition (NCT) in this paper. It was concluded that the persistent presence of SIC at notch tip,17 as confirmed by X-ray diffraction measurements,8,20 provides additional resistance to crack growth. Lack of persistent SIC at notch tip above ac makes NR remarkably less resistant to rapid crack propagation. Moreover, Hamed and coworker showed21 that the NCT diminished upon incorporating a sufficient amount of carbon black that made it easier for SIC to take place. In a recent comprehensive study on both natural rubber and cis-1,4-polyisoprene18 NCT was also characterized as a function of temperature and stretch rate. However, the phenomenology of NCT is still only described at the empirical level of “what” happened. In other words, the accounts available are only descriptive and not sufficiently explanatory.
Past extensive studies of elastomeric rupture11,13,14,22 and fracture23–27 have produced a doctrine28 within the energy-based Griffith's framework of fracture mechanics that relates high energy release rate G from elastomeric fracture to energy dissipation originating from polymer viscoelasticity. However, a new perspective29,30 has recently emerged from spatially and temporally resolved polarized optical microscopic (str-POM) studies31,32 that investigated polymer fracture behavior and revealed the hidden structure of fracture mechanics for polymeric materials. In this new picture, polymer fracture strength σF(inh) and presence of stress comparable to σF(in) in an extensive spatial region surrounding the fracture plane are the origin of high toughness; elastomers' lifetime, controlled by bond dissociation kinetics as a function of bond tension and temperature, controls when failure takes place. With this new framework, it is also possible to understand why NCT and several similar transitions occur in stretching of unnotched and prenotched NR.
We will show in Section 2 how the concept29 of network failure through bond dissociation not only provides a mechanistic explanation for how and why NCT occurs in prenotched NR but also leads us to predict two more related transitions regarding NR's ability to resist crack growth with respect to temperature and stretch rate. Specifically, there is also a temperature-critical transition (TCT): NR's resistance to crack growth abruptly increases as temperature decreases below a critical temperature Tc. Moreover, by changing stretch rate, a rate-critical transition (RCT) emerges: NR is more crack resistant below a critical stretch rate. Finally, unnotched NR should also show a RCT.
After the theoretical rationalization of these NCT, TCT and RCT in Section 2, we present experimental results in Section, verifying that there are indeed these five transitions. NCT, TCT and RCT are all abrupt because the critical condition, whether characterized in terms of notch size, temperature, or strain rate, is governed by the competition between two timescales: tSIC, the time required for SIC to develop, and tntw, the lifetime of the chain network. It depends on the applied rate where tSIC and tntw meet. If the network breaks down before sufficient chain stretching can induce crystallization, natural rubber (NR) will either rupture prematurely in notch-free specimens or fail to gain the enhanced resistance to crack growth provided by SIC in prenotched specimens.
It is well known,13 as summarized by Kinloch,28 that non-crystalline styrene-butadiene rubber (SBR) is weaker at higher temperatures. Today, we interpret this temperature dependence of rupture as reflecting the activation nature of bond dissociation:29,33 Elastomers' lifetime tntw is shorter at higher temperatures (due to more available thermal energy for activation), causing stretch to terminate earlier by rupture. At a given temperature tntw rapidly decreases with increasing bond tension and therefore with stretch ratio λ. Above Tc, because of decreasing stretchability, NR undergoes rupture before SIC could take place. SIC can only occur when NR is sufficiently stretched, and temperature governs the occurrence of SIC through its influence on tntw. At a fixed stretch rate, characteristics of rupture (given by σb and λb) may depend sharply on temperature as we envision a competition between rupture and SIC. Once the applied rate is given, there would be only one temperature Tc at which tntw and tSIC meet, as shown Fig. 1a. Above Tc, e.g., at T2, stretching along the inclined solid line will first cross the lower dashed curve before reaching the steeper curve of tSIC. Thus, rupture at T2 > Tc occurs without SIC. Below Tc, the stretch line first meets the SIC curve – SIC occurs before rupture. Such a TCT is depicted in Fig. 1b. SIC prolongs NR's lifetime so that further stretching takes place. Temperature change may also slightly affect tSIC – the effect is not depicted in Fig. 1a (for simplicity) because the conclusion remains the same. In short, once stretch rate is chosen, temperature variation amounts to the crossing point (labeled by the small open circle) moving around in the phase space of time vs. strain to meet the inclined solid line at the transition. To focus on the transition mechanisms, explanation for how SIC extends NR's lifetime is an important topic but beyond the scope of the present study.
The same reasoning based on Fig. 1a predicts that rupture may depend sharply on the applied stretch rate
, exhibiting an RCT, as shown in Fig. 1c. We do not consider cases where the rate is so high that SIC has no time to form.34 There exists one stretch ratio where NR is about to rupture, and SIC is also about to form. This condition is met only by one rate, represented by the inclined solid line in Fig. 1a. NR reaches its lifetime when stretched more slowly (along the upper inclined dashed line) before it is stretched enough to experience significant SIC; when stretched faster, i.e., above critical rate
c along the lower inclined dashed line, NR can undergo SIC because the higher rate allows the elastomer to stretch more without rupture. In summary, the newly available theoretical concept of elastomeric lifetime29 allows us to anticipate not one but two abrupt transitions regarding rupture of unnotched NR.
The preceding analysis is based on a simplified scenario that does not consider cases of partial SIC. For example, with increasing stretch rate, a limited amount of SIC may emerge, leading to improved stretchability. Thus, the jump in λb may not be remarkable. Conversely, if experiment reveals abrupt transitions, we may conclude that negligible SIC occurs below the transition. Throughout this paper, by “above (below) the transition,” we mean that NR is stronger/tougher (weaker/less tough).
>
c), no sufficient and sustainable SIC occurs at the notch tip. Once NR's strength is overcome at the onset of crack growth, there is no time for significant SIC at either crack tip or ahead of the tip in the bulk to prevent unstable fracture. Above the transition, SIC constantly develops at and ahead of the tip during continuous stretching so that fracture only occurs in the presence of SIC.
In summary, the three abrupt transitions arise from the competition between network breakdown via bond dissociation and the time-dependent development of SIC. Of these, only the notch-critical transition (NCT) has previously been explicitly recognized. In reality, three independent variables govern whether sustainable SIC can develop at a notch tip to enhance toughness: notch size, stretch rate, and temperature. When two of these variables are fixed, a sharp transition emerges as the third varies across a critical value. For example, at a given temperature and stretch rate, notch size can be adjusted until the condition for sustainable SIC at notch tip is met, leading to NCT.
Finally, we note that the NCT does not involve ac as large as 10 mm or as small as 0.1 mm. In prenotched systems, the chain network is more stretched at notch tip than in the bulk. This stretching intensification at notch tip increases with the magnitude of notch size a. There exists a characteristic length scale P that determines the stretching state at notch tip. Recent str-POM observations31,32 on non-crystalline elastomers indicate that P may be in the range of 0.02–0.1 mm. Thus, for a large notch with a = 10 mm critical nominal strain for SIC formation at notch tip would be so low that SIC cannot emerge elsewhere except at the notch tip – the scenario depicted in Fig. 4 would not take place. Our experiments in the next section indeed show that the critical value ac for NCT is ca. 1 mm at room temperature with a window of crosshead speed from 0.5 to 500 mm min−1, and notch size of a = 3 mm would simply be already too large (cf. Fig. 9b) for the region ahead of notch tip to develop SIC.
All specimens were prepared by cutting from large sheet with a dogbone shaped die with a gauge length of 10 mm for both unnotched and notched experiments. The gauge width was 4 mm for unnotched samples and 8 mm for notched specimens. Stretching tests involve mounting such specimen onto two clamps separated by 33 mm. Notches were introduced by pushing a razor blade into the samples, and the resulting notch length was subsequently measured under microscope. Tensile testing was carried out using an Instron 5567 tensile tester equipped with an environmental chamber for above ambient temperature testing.
At 110 °C, as shown in Fig. 6a, NR indeed has a shorter lifetime and experiences rupture below stretch ratio of 4 at crosshead speed V = 2.82 mm min−1, which is apparently a level of network stretching insufficient to have enough SIC. The RCT emerges because an elastomer is more stretchable when stretched fast. With sufficient stretching at fast rates SIC emerges to enable further NR stretching; at low stretch rates, NR may suffer rupture before SIC emerges to reinforce the network and delay rupture. Fig. 6b shows that stretchability λb sharply improves with increasing stretch rate, consistent with the predicted RCT in unnotched NR specimens. The stretchability of NR depends on the competition between two timescales: time required to form SIC and time elapsed before network lifetime expires, both depend on the applied rate.
Separately, there is also a “reversed” RCT in prenotched NR. Contrary to the RCT in unnotched NR shown in Fig. 6b, slower stretching gives prenotched NR a better chance to develop SIC at the notch tip, as shown in Fig. 8a and b. These results confirm the prediction of RCT in Section 2.2.
To show how and why NCT is remarkably sharp, we change the notch size by a few percent, to demonstrate the emergence of an NCT in prenotched NR. As shown in Fig. 9a, at a = 1.30 mm fracture occurs suddenly when the prenotched NR is stretched past L/L0 = 2.5. The fracture is rupture like, with the breaking process finishing within one frame, i.e., 1/30 of a second, as shown in Movie S1 in SI. However, stretching at a = 1.24 mm continues to a much higher nominal strain before fracture. The crack propagation took seven frames to produce a final separation at L/L0 = 4.8, as shown in Movie S2 in SI. The crack speed of a = 1.24 mm is lower than that below the NCT at L/L0 = 2.5 (a = 1.3 mm) by at least a decade. Thus, upon reducing the notch size by just 5% from 1.30 mm to a = 1.24 mm, NR has become far more crack resistant at the same applied stretch rate.
It is tempting to suggest that sufficient SIC emerged at the blunted tip to inhibit fracture from taking place past L/L0 = 2.5 upon a 5% reduction in notch size. In other words, below the NCT at a = 1.3 mm, SIC at notch tip is insufficient to prevent chain scission from producing rapid crack growth beyond L/L0 = 2.5. In contrast, above the NCT at a = 1.24 mm, SIC at notch tip continues to develop so that the system remains crack resistant despite growing load. The development of SIC can be visualized by the birefringence patterns shown in Fig. 9(d). At L/L0 = 2.5, the bulk birefringence patterns of both samples are undistorted because SIC is negligible. Beyond 2.5, the pattern (a = 1.24) became increasingly distorted, even away from the tip, reflecting increasing SIC. The phenomenon inspired the cartoons in Fig. 4 to depict what happens across the NCT, that are similar to that first proposed by17 Rong and Hamed. As interpreted before,17 for notch size a < ac, SIC takes place at notch tip to prevent rapid crack growth; for notch size a > ac, there is insufficient SIC to defer crack growth to higher nominal strain where SIC can occur ahead of the notch tip. With V = 5 mm min−1, at a = 1.3 mm fracture occurs sharply across a critical stretch ratio (2.5) with exceedingly high crack propagation speed vc (∼10 m s−1), while stretching at a = 1.24 mm continues to eventually reach L/L0 = 4.8. The fracture about NCT took many frames to complete and produced a smoother fracture surface as shown in Fig. 9b. The much faster fracture at a = 1.3 mm had a rougher surface; since it occurred at only L/L0 = 2.5, there is insufficient network stretching in the bulk ahead of the notch tip to develop SIC.
This notch-critical transition (NCT) is remarkably sharp for other applied rates as well: changing the notch size by a few percent, prenotched NR undergoes the NCT at various critical values of ac as a function of stretching rate as shown in Fig. 9c. These four NCTs in Fig. 9b confirm our theoretical expectation (cf. first paragraph in Section 2.2.2) about the influence of stretch rate on the NCT. Filled diamonds in Fig. 9c indicate that the NCT is plausibly discontinuous.
In summary, we emphasize a key feature about these three (NCT, RCT and TCT) transitions. Below these transitions, the fracture instantly occurs at a considerably lower λc, and the fracture surface is rough. Above these transitions, the crack growth from the prenotch is usually much slower, ten and perhaps hundred times slower than it is below the transitions even though fracture occurs at significantly higher λc, characterized by relatively smooth fracture surfaces. Apparently SIC has the effect of increasing the network (load-bear) strand density so that the path of fracture is no longer tortuous.
Now we are returning to the question raised at the end of Section 2.2.2. The NCT is located around ac = 1 mm instead of 10 mm at room temperature for the range of applied stretch rate because fracture at significantly greater a would occur without the far field undergoing sufficient stretching to cause SIC in the bulk – no transition occurs in absence of SIC. Image in Fig. 9b reveals clear birefringence fringe orders ahead of notch tip, indicating that there was no SIC in the bulk at rupture for a = 3 mm let alone a = 10 mm. Conversely, when a is as small as 0.1 mm, there is little stress intensification at notch tip; when SIC occurs at the tip, it also takes place ahead of the tip. As confirmed by all data in Fig. 7, 8 and 9, NR is indeed always tough for a ≪ 0.6 mm.
Based on prenotched NR samples of a = ca. 1 mm, we carried out several rate-switch tests, with stretch speed V = 5 mm min−1 and V = 500 mm min−1 as the baselines, under which NR is either above the RCT, with stretching ratio reaching λc = 5 or below the RCT, with λc below 3 (cf. Fig. 8b). When rate-switching from V = 5 to 500 mm min−1 was made at λ = 3.5, the sample underwent rapid fracture at around λc = 4 (up-pointed triangles), unable to reach 5, as shown in Fig. 11. Unlike fracture above RCT, macroscopic separation was instant – the fracture was below RCT because significant SIC had not developed at 3.5. The outcome of this rate-switch test thus supports the depiction in Fig. 4 that SIC may have not sufficiently developed ahead of the notch tip, e.g., at stage B. On the other hand, by comparison, rate-switch from V = 5 to 50 mm min−1 allows the sample to reach λc = 5 – the subsequent stretching at V = 50 mm min−1 is apparently slow enough for SIC to keep forming at the tip, a scenario also consistent with descriptions of Fig. 2a, c and 4. Finally, when we switched rate from V = 5 mm min−1 to 500 mm min−1 at higher strains, i.e., λ = 4 and 4.5, the prenotched NR appeared as tough as it showed at constant V = 5 mm min−1.
The KTBD also permits us to predict a new transition for unnotched NR, which is observed when the stretch rate is varied at elevated temperatures (cf. Fig. 6a and b). At sufficiently high temperatures NR may undergo rupture without SIC formation – when it is slowly stretched it cannot be sufficiently stretched for SIC before rupture. We call this phenomenon rate-critical transition (RCT). We predict that RCT occurs in prenotched NR as well. Here the RCT is reversed (cf. Fig. 8a and b). Slower stretching favors SIC formation at notch tip and results in tougher response of NR, because of the same competition between time required for SIC (tSIC) and lifetime (tntw) of the chain network. RCT, TCT and NCT all occur because tSIC and tntw decrease with nominal strain in quantitatively different ways.
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