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Non-ideal stoichiometry and thermochemistry of aqueous iridium oxide nanoparticles in proton-coupled electron transfer and oxygen-atom transfer

Justin L. Lee ab, Saeed Saeeda and James M. Mayer*a
aDepartment of Chemistry, Yale University, New Haven, Connecticut 06520-8107, USA. E-mail: james.mayer@yale.edu
bDepartment of Chemistry, College of the Holy Cross, Worcester, MA 01610, USA

Received 17th January 2026 , Accepted 2nd April 2026

First published on 11th April 2026


Abstract

Reported here are reactions of aqueous colloidal IrOx nanoparticles (NPs) with proton-coupled electron transfer (PCET) and oxygen-atom transfer (OAT) organic reagents, determining the reaction stoichiometries and thermochemistry. IrOx NPs have attracted much attention for their high electrocatalytic activity, but understanding of their fundamental reaction chemistry is limited. This IrOx NP model system is simple, with UV-vis titrations demonstrating reversible interconversion between predominantly IrIV and predominantly IrIII NPs. This simplicity allows studies that reveal their complex non-idealities. The NP redox chemistry has a “super-Nernstian” stoichiometry of ∼1.3H+ per 1e transferred during both PCET and OAT reactions, as measured with electrochemistry and chemical methods. Spectroelectrochemistry revealed a broad distribution of surface IrOx–H bond dissociation free energies (BDFEs), becoming weaker as more H is added. Such variation in binding strengths—a non-ideal binding isotherm—is common for surface adsorbates. For IrOx, the variation of BDFE(IrO–H)s is fit well to a Frumkin isotherm with a width of 6.5 kcal mol−1. For OAT from the reactive oxygen atoms of IrOx NPs, bracketing experiments gave 93 ± 24 kcal mol−1 for the average BDFE(OxIr–O), with a predicted spread much larger than that for the BDFE(IrO–H). Taken together, the results show the importance of non-ideal stoichiometry and thermochemistry for IrOx NPs, and they open a path to more complete models to understand catalytic redox reactions at such surfaces.


1. Introduction

Redox reactions at metal-oxide/aqueous interfaces are essential to energy conversion, wastewater treatment, catalysis, corrosion, geochemistry, etc. These processes involve multiple steps on complex surfaces, and understanding them at atomistic detail is challenging. While much has been learned from experimental and computational studies of ideal surfaces, most surfaces have defects, irregularities, amorphous regions, and varying M:O:H stoichiometries.1–5 In addition, electrochemical studies have often implicated >1[thin space (1/6-em)]:[thin space (1/6-em)]1H+/e stoichiometries, termed ‘super-Nernstian’ behaviour, as discussed below.6–9

Because of the complexity of oxide/water interfaces, direct experimental measurements of surface reactions are needed. Our approach is to study individual reaction steps on high surface area materials, especially colloidal nanoparticles (NPs).10–14 While such measurements are an average over the diverse NP surfaces, or perhaps for that reason, some organizing principles are beginning to emerge.

Examined here are redox reactions of aqueous colloidal iridium oxide (IrOx) nanoparticles (NPs).15 IrOx materials have long been known to undergo facile proton-coupled electron transfer (PCET)/hydrogen atom transfer (HAT) reactions. We have also recently reported oxygen atom transfer (OAT) reactions from these IrOx NPs to molecular substrates.14 These are some of the most fundamental reaction steps for redox-active oxides, and OAT is a rare example of a multi-electron process at a NP. Scheme 1 shows OAT with an O vacancy image file: d6sc00492j-t1.tif, but lattice and adsorbed oxygen species can be difficult to distinguish for hydrous oxides (see below).16


image file: d6sc00492j-s1.tif
Scheme 1 Proton-coupled electron transfer and oxygen atom transfer of metal oxide NPs.

A central parameter for surface reactions is the free energy of adsorption of the various intermediates. According to the Sabatier principle, a core intuition in heterogeneous catalysis, substrates and products should not bind too strongly or too weakly.17,18 We have advocated that surface binding energies be quantified similarly to molecular bond strengths, as bond dissociation free energies (BDFEs) (eqn (1)).19 Such BDFEs are central to molecular HAT and OAT reactions.20–23 The heterogeneous catalysis/surface science literature uses the similar image file: d6sc00492j-t2.tif parameter that is defined vs. H2 or O2 and is in the opposite direction (eqn (2) and (3), E = H or O).16,17,24,25 image file: d6sc00492j-t3.tif is often used as the ‘descriptor’ for multistep catalytic reactions, for instance in ‘volcano plots’ for the electrochemical hydrogen evolution reaction (HER).26–29

 
[surface] − E → [surface] + E[thin space (1/6-em)]ΔG° = BDFE([Surf] − E) (1)
 
image file: d6sc00492j-t4.tif(2)
 
image file: d6sc00492j-t5.tif(3)

Surface BDFEs and the Sabatier principle are, however, challenging to use for real surfaces. Even for flat, single crystal surfaces, surface − E BDFEs vary with surface coverage (θE), typically decreasing at higher [thin space (1/6-em)]θ.1,2,24,30–32 Complex surfaces have various types of surface sites, with different BDFEs. Surfaces thus typically deviate from ‘ideal’ behaviour, with adsorption not well described by the ideal Langmuir isotherm.5 Understanding non-idealities is particularly important for IrOx and related oxides33,34 because their amorphous, hydrous, or semicrystalline forms can have higher OER activity than single-crystal surfaces.35–37

This study uses chemical and electrochemical methods to determine the stoichiometries and thermochemistry of redox reactions of IrOx NPs. Studies were limited to IrIII–IrIV interconversions to enable reversibility (avoiding catalysis). This report starts with various aspects of PCET reactions, then moves to OAT, and discusses possible links between these reactions.

2. Results

2.1 Synthesis & characterization of IrOx NPs

The IrOx NPs used in this study were prepared following a procedure from Mallouk et al.,15 by first solvolysis of K2IrCl6 in basic water, followed by nitric acid-facilitated hydrolysis (SI Section S2, Fig. S1). The resulting dark purple colloidal solutions were 1.68 ± 0.01 mM [Ir] (by ICP-MS, see SI Section S2 and Fig. S3) and were used without further purification. Characterization of these NPs was reported in our recent OAT study.14 The studies here were performed at pH 1.86 unless otherwise specified (pH adjusted with aqueous HNO3 or NaOH, or by dilution with 18 MΩ H2O). The IrOx NPs were diluted 2-fold with 18 MΩ H2O in UV-vis spectroscopic and pH titration experiments ([Ir] = 0.84 ± 0.01 mM), while other experiments used the as-prepared colloids. The optical feature at λmax = 568 nm (top trace in Fig. 1A) is a useful spectroscopic handle for quantitative studies.
image file: d6sc00492j-f1.tif
Fig. 1 (A) Spectra from a UV-vis titration of IrOx + H2Q. (B) Beer's law plot of corrected A568 vs. µmol of H2Q added.

TEM images showed the NPs to be approximately spherical in shape, with an average diameter of 1.7 ± 0.2 nm (Fig. S1 and S2A). This corresponds to ∼73 Ir atoms per average NP, most of which are estimated to be on the surface (∼63 Ir, ∼86%, SI Section S2). The large surface-to-core atom ratio is valuable for reactivity and catalytic studies. For simplicity, the as-prepared NPs are called IrOx here, even though they likely have hydrous surfaces and an IrOxHy composition.

2.2 PCET reactivity for Ir4+/3+Ox(H+)m NPs

IrO2 is known to access higher oxidation state, catalytically active surface species by PCET.38–42 Murray and Mallouk15,30 have shown the PCET behaviour of aqueous IrOx NPs by cyclic voltammetry (CV) and rotated disk voltammetry. This section describes thermal PCET reactions of IrOx NPs, their redox stoichiometry and reversibility, CVs as a function of pH, and finally the e-to-H+ stoichiometry.
2.2.1 Reduction of as-prepared IrOx. Addition of 1,4-hydroquinone (H2Q) to the aqueous IrOx NPs caused an almost instantaneous bleach of the purple colour. Using small aliquots of H2Q and monitoring spectrophotometrically, the IrOx λmax = 568 nm feature decreased incrementally until an almost featureless spectrum was reached (black to blue traces in Fig. 1). The absorbance plotted in Fig. 1B (A568) was corrected for the increasing volume of the solution during titrations, and the optical baseline was adjusted to remove the small light scattering of the fully reduced NPs. The titration endpoint showed that 0.70 ± 0.01 µmol of H2Q was required (from triplicate measurements). The linearity of the decrease in A568 showed that the IrOx NPs obeyed the Beer–Lambert law, with ε568nm = 1200 ± 40 M−1 cm−1 based on [Ir] = 0.84 mM.

A similar titration monitored by 1H NMR spectroscopy showed the same endpoint. With increasing H2Q added, NMR spectra showed its conversion to 1,4-benzoquinone (Q; Fig. S5). The [Q] increased linearly until the endpoint, and H2Q was only observed past the endpoint, when there was no further formation of Q. Just as in the UV-vis experiment, the initial dark purple colour was bleached at the NMR endpoint (by eye).

H2Q is a 2e, 2H+ PCET reagent, equally well described as a donor of two hydrogen atoms. The 0.70 ± 0.01 µmol H2Q endpoint thus has 1.40 µmol of reducing equivalents. The UV-vis titrations started with 1.68 µmol of Ir (2 mL of the 2-fold diluted 1.68 ± 0.01 mM as-prepared colloids), so the titration endpoint corresponds to 0.8 reducing equivalents per iridium. This ∼80% reactivity is consistently observed with various PCET, ET, and OAT reagents (vide infra).

Based on these observations and the NP oxidation reactions described below, we assign the Ir oxidation state of the as-prepared NPs to be Ir(3.8+). IrOx materials are often found in such non-integer average oxidation states, likely with a delocalized electronic structure, as IrO2 is metallic.43 The colourless reduced form at the end of the titration is assigned as essentially all IrIII, as anticipated from the coordination chemistry of iridium and lack of low-energy LMCT or MLCT transitions.44,45 The 568 nm absorbance has been suggested to be due to an Ir/Ir intervalence charge transfer, for instance on the basis of TD-DFT calculations.46–48 The slight red-shift of the spectrum as the NPs are reduced is perhaps due to the shifts of their reduction potentials and/or to their slight growth, as suggested by the TEM images discussed below.

TEM images after reduction by H2Q showed IrOx NPs with a diameter of 1.8 ± 0.2 nm (Fig. S2B). This is within error of the as-prepared NPs, perhaps with a slight expansion. A slight elongation of the Ir–O bonds would be expected upon reduction due to the increase in the ionic radius. For instance, a 0.05 Å increase in the Ir–O bond length was reported for an electrodeposited IrO2 film upon reduction.49

Analogous spectrophotometric redox titrations of the IrOx NPs were performed with ascorbic acid and sodium ascorbate (AscH2 and AscH), with the same spectral changes as in Fig. 1A. The same spectra were also obtained in titrations with [CoII(bpy)3]2+, generally considered to be a mild, 1e, outer-sphere reductant (Fig. S7).50

The endpoints of the AscH2 and Asc titrations were the same as those with H2Q (Fig. S8 and S9), as expected because these are all overall 2e reductants. With the CoII solution, the endpoint was at twice the number of moles of reagent, within our experimental uncertainty. This is consistent with the reported 1e nature of this reductant.50 The redox titrations with these reagents thus agree and well define the redox changes of the IrOx NPs, specifically the number of electrons being added or removed. Discussion of the proton stoichiometries of these reactions, specifically how many H+ are taken up by the IrOx NPs upon reduction, is deferred to Section 2.2.3 below.

2.2.2 Reversible redox reactivity of IrOx NPs. Oxidation of IrOx NPs was accomplished with sodium iodate (NaIO3) and with oxone (containing peroxymonosulfate, KHSO5). Other OAT reactions of the IrOx NPs are described in Section 2.4.2 below. We tried but were unable to find an appropriate strong outer-sphere or PCET oxidant that was stable in these acid solutions and would not chemically change the IrOx NPs (e.g., Ce4+ could bind to the surface).

Oxone oxidized the as-prepared IrOx NPs, as indicated by a darkening of the purple suspensions. Titration of the as-prepared NPs with Na2SO4 caused little change in the optical spectra (Fig. S11), implicating KHSO5 as the reactive material. Scheme 2 shows images of the suspensions at different iridium oxidation levels. While quantitative titrations were not possible due to the instability of the particles with excess oxone (Fig. S12), the results are consistent with eqn (4) (which does not indicate the O and H stoichiometries).

 
Ir+3.8Ox (as-prepared) + SO52− → Ir+4Ox + SO42− (4)


image file: d6sc00492j-s2.tif
Scheme 2 Redox chemistry of IrOx NPs.

Sodium iodate readily oxidized the colourless H2Q-reduced IrOx NPs but appeared unreactive with the as-prepared NPs. Consistent with this limited reactivity, IO3 oxidized the H2Q-reduced IrOx NPs only to an absorbance close to that of as-prepared NPs. Iodate is primarily in its IO3 form at pH 1.86, based on its pKa of 0.8.51 Chemically reduced NPs (generated by treatment with 0.60 µmol H2Q [1.2 µmol reducing equivalents]) were re-oxidized by 0.24 µmol IO3, consistent with the 5e redox chemistry in eqn (5) (see below). The reduction of periodate stops at I2 because the Ir3.8Ox NPs are not strong enough reductants to form I or I3. This was confirmed by the oxidation of I by as-prepared NPs (see below).

 
IO3 + 5e + 6H+ → ½I2 + 3H2O (5)

The IrOx NPs can undergo multiple reduction–oxidation cycles with H2Q and IO3 (Fig. 2). This is consistent with the reversibility of the Ir4+/3+ couple electrochemically (see ref. 30 and 15 and the next section). After a few cycles, a distinct feature at λmax = 454 nm appeared that is characteristic of I2,52,53 consistent with eqn (5). The optical titrations and the cycling in Fig. 2A also show a slightly shifted λmax for the IO3−-oxidized NPs, from the original 568 nm to 575 nm. The magnitude of the absorbance remained relatively constant over the four cycles shown in Fig. 2B, while the bleach upon addition of H2Q was less complete in later cycles. These changes could be due to the underlying I2 absorbance and/or to small changes in the NPs upon repeated redox cycling.


image file: d6sc00492j-f2.tif
Fig. 2 Redox cycling of IrOx NPs with H2Q as the reductant and NaIO3 as the oxidant. (A) UV-vis spectra after cycles of reduction (blue arrow and spectra) and oxidation (red arrow and spectra). (B) Volume-adjusted absorbances after successive cycles of reduction (blue) and then oxidation (red).
2.2.3 The H+/e ratio for PCET reactions of IrOx NPs. The pH dependence of the electrochemical properties of IrOx NPs and thin films has been examined in several prior studies. Some forms show shifts of 59 mV per pH unit, termed Nernstian behaviour, and interpreted as a 1[thin space (1/6-em)]:[thin space (1/6-em)]1 proton-to-electron stoichiometry.54 However, hydrous forms of IrOx (and many other redox-active oxides6,55 typically have >59 mV pH−1 slopes (see the next section)).30,56–58 Such super-Nernstian slopes have typically been interpreted as >1[thin space (1/6-em)]:[thin space (1/6-em)]1H+/e ratios, but not always.59,60 To directly measure the stoichiometry for the NPs examined here, we applied our pH-monitoring approach previously developed for colloidal Au and TiO2 NPs.11,13

The >1[thin space (1/6-em)]:[thin space (1/6-em)]1H+/e stoichiometry of our IrOx NP redox reactions was measured by chemical titrations with concurrent pH measurements, using [H+] = 10−pH. If titrations with H2Q added only electrons to the IrOx NPs, one H+ would be released from H2Q per e (Scheme 3(a), brown top reaction). Alternatively, if H2Q transferred H˙ (e + H+) to IrOx, there would be no change in [H+] (blue reaction, (b)). ‘Super-Nernstian’ behaviour, uptake of greater than 1H+ per e, would be indicated by a decrease in [H+] (green reaction, (c)).


image file: d6sc00492j-s3.tif
Scheme 3 Possible H+ stoichiometries for IrOx + H2Q.

For these experiments, the colloid was initially adjusted with NaOH(aq) to pH 2.90–3.10 ([H+]bulk = 0.79–1.26 mM), so that changes of ±0.1 µmol in the amount of H+ in the bulk solution could be detected with sufficient accuracy. An aliquot of H2Q was added to this solution; after a few minutes, both the pH and UV-vis spectra were measured, and the cycle was repeated. The spectra (Fig. S6) showed the titration endpoint. The experiment was performed with three separate solutions to ensure reproducibility.

Experimentally, addition of H2Q to these IrOx NPs resulted in an increase in pH, i.e., a decrease in the amount of H+ in solution. This is shown by the green squares in Fig. 3. After the optical titration endpoint, there was little change in the pH with additional H2Q. The data showed that, for each reducing equivalent transferred from H2Q to the NPs, the IrOx took up 1.28H+. In addition to the one H+ per e from H2Q, IrOx absorbed 0.28 additional H+, in other words, super-Nernstian behaviour (eqn (6)).

 
IrOx + ½H2Q + 0.28H+ → [IrOx·1e, 1.28H+] + ½Q (6)


image file: d6sc00492j-f3.tif
Fig. 3 Change in bulk H+ (µmol) upon the addition of H+, e (µmol; ½ µmol H2Q) calculated from the pH change. Brown represents the theoretical change for an ET, blue represents the change for PCET, and green represents the experimental results. Experimental data were corrected for dilution effects. The dashed line indicates the optical titration endpoint.

Experiments with the other reductants used above were consistent with the 1.3[thin space (1/6-em)]:[thin space (1/6-em)]1H+[thin space (1/6-em)]:[thin space (1/6-em)]e ratio but the complex speciation of those reagents and their products prevented quantitative analysis of the observed pH changes (see Section S4, Fig. S10). The 1.3[thin space (1/6-em)]:[thin space (1/6-em)]1H+[thin space (1/6-em)]:[thin space (1/6-em)]e results agree with the pH electrochemical results from Murray and from our laboratory (see the next section). These results are clearly different from the pure ET and 1[thin space (1/6-em)]:[thin space (1/6-em)]1e,H+ PCET pathways in Scheme 3 (see Section 3.1 below). The “extra” protons in the H2Q and other reactions are provided by the pH 1.86 solution, which results from the nitric acid addition in one step of the synthesis.

2.2.4 Electrochemical properties of IrOx NPs. In agreement with prior studies,15,30,40,41,61 our CVs of these colloidal IrOx NPs showed two somewhat indistinct features; we focus here on the lower potential IrIV/III couple (Fig. 4A and S4). The broadness of the waves is typical for CVs of colloidal NPs and is due to the non-ideal nature of their thermochemistry (described in the next section). The mid-point potential (E½) of 0.83 V vs. NHE at pH 1.86 is consistent with the result below that as-prepared NPs oxidize I to I2 or I3 (E° = +0.621 V or 0.536 V, respectively).62
image file: d6sc00492j-f4.tif
Fig. 4 (A) CVs of aqueous IrOx NPs from pH 1.58–3.37; the + indicates the open circuit potential. (B) Pourbaix plot of E½ values vs. pH for the IrIV/III redox couple.

The E½ values from the CVs shifted with pH from 1.5–4 by 78.5 mV per pH unit (Fig. 4B). This slope was in excellent agreement with the 75 mV per pH reported by Murray et al. for phosphate-buffered IrOx NPs in the pH 1–6 range.30 The close agreement of Murray's and our slopes indicates that this deviation is not a measurement error from the broad waves. These results implicate a PCET process, consistent with the chemical titrations reported above.

The observed E½ vs. pH slopes are ∼30% larger than the 59.2 mV pH−1 expected for 1[thin space (1/6-em)]:[thin space (1/6-em)]1H+[thin space (1/6-em)]:[thin space (1/6-em)]e transfers at 298 K. Such ‘super-Nernstian’ slopes, >59.2 mV pH−1, are common for hydrous metal oxides and typically interpreted as a >1H+ per e stoichiometry. From this perspective, the measured slope of 78.5 mV pH−1 translates into 1.33H+/e (eqn (7)). This is in excellent agreement with the proton stoichiometry experiments described in the last section, which gave 1.28H+/e. This agreement is strong confirmation of the proton stoichiometry explanation for the super-Nernstian slope. This result is placed in a broader context in the Discussion below.

 
IrIV [in IrOx] + e + 1.3H+ ⇌ IrIII [in IrOx](H+)1.3 (7)

2.3 PCET thermochemistry of [IrOx]–H

2.3.1 Thermochemistry in a super-Nernstian system. A standard 1e/1H+ PCET reaction is characterized by a free energy image file: d6sc00492j-t6.tif, a 1e + 1H+ reduction potential E°, and an X–H BDFE, since 1e + 1H+ ≡ H˙ (eqn (8)). The image file: d6sc00492j-t7.tif and −BDFE are simply related by the constant CG, which is 52.8 kcal mol−1 in water (eqn (9), for E° vs. NHE at pH 0, or for E° vs. RHE at any aH+).19

For 1H+/1e reactions:

 
X + e + H+ → X–H X + H˙ → X–H (8)
 
image file: d6sc00492j-t8.tif(9)

The IrOx NP system, however, transfers 1.3 protons per electron, based on the electrochemical and pH studies in the last two sections. [Such behaviour has been termed super-Nernstian (see reviews6) and has been previously reported for hydrous IrOx and generally.] The non-1[thin space (1/6-em)]:[thin space (1/6-em)]1 stoichiometry means that the ΔG° for reaction (7) is not simply a BDFE. What follows are our initial ideas; we have not found any related thermochemical analyses of super-Nernstian reactions in the literature. We expect to return to this topic in a future publication.

For a super-Nernstian reaction that transfers 1 + s protons per electron, the free energy ΔG10 can be represented as a BDFE plus s times the proton chemical potential µH+ = −2.303RT × pH (eqn (10)).

For (1 + s)H+/1e reactions:

 
image file: d6sc00492j-t9.tif(10)

For the IrOx NP system discussed here, the H+ term is quite small. With s = 0.3 and pH = 1.83, H+ = 0.8 kcal mol−1 (35 meV). Thus, the ΔG10 and BDFE for IrOx–H are numerically close, roughly within the uncertainties of the analysis. To further illustrate that this is a small effect, we return to the E/pH dashed line in Fig. 3B above, with a 78.5 mV pH−1 slope and a y intercept (E°) of 0.975 V vs. NHE. Requiring a fixed 1[thin space (1/6-em)]:[thin space (1/6-em)]1 PCET slope of 0.059 V pH−1 moves the intercept only 1.7 kcal mol−1 (74 meV) lower at most (Fig. S14). We also emphasize that all the thermochemical studies in this report were carried out at pH 1.86, so that the H+ term is constant and does not affect relative energies. Based on this analysis, the thermodynamic discussion that follows will ignore the 1.33H+/e stoichiometry and use the normal BDFE parameter.

2.3.2 A non-ideal isotherm for H-binding to IrOx NPs. The measured aqueous PCET E½ values extrapolated to pH 0 (≅E°) give the surface BDFE(IrOx–H) at the standard state. We use 50% coverage (θH) as our standard state, where θH = 1 − θH = 0.5. θH = 0 corresponds to the fully oxidized Ir4+Ox, and θH = 1 indicates the fully reduced Ir3+ NPs. A system is “ideal” when the values of E vary with θH according to the Langmuir isotherm (eqn (11)). There is a very close analogy between eqn (11) and the Nernst equation for a solution potential, where the [Red] relates to θH and [Ox] ≡ 1 − θH (eqn (17) below). The θH = 0.5 standard state for eqn (11) is directly analogous to the [Red] = [Ox] standard state for the Nernst equation.
 
image file: d6sc00492j-t10.tif(11)

To experimentally measure the binding isotherm for hydrogen on IrOx NPs, we adapted a spectroelectrochemical approach previously developed for nickel oxide electrodes.32 Briefly, an IrOx NP colloid was poised at a specific electrochemical potential by controlled potential electrolysis, and after equilibration the UV-vis spectrum was recorded (Fig. 5B). These measurements were conducted at various Eapp from 0.53 to 1.13 V vs. NHE at pH 1.86; as indicated by dashed and coloured vertical lines in Fig. 5A. Applying more anodic potentials resulted in oxidation beyond Ir4.0+. Further details are discussed in Section S5.


image file: d6sc00492j-f5.tif
Fig. 5 (A) CV of IrOx NPs. Coloured lines indicated applied potential steps at 0.025 V increments. (B) Optical spectra at different applied potentials. The colours of the absorbance spectra correspond to the colour of the applied potentials in Fig. 5A. (C) Plot of hydrogen coverage and Ir oxidation state as a function of applied potential and BDFE([IrOx]–H). Coloured points indicate experimental data fitted to the Frumkin isotherm (black line; eqn (15)). The purple dashed line corresponds to the H-binding isotherm as described by the Langmuir isotherm (eqn (11)) and Nernst equation (eqn (17) below).

The 568 nm absorbance decreased at more cathodic Eapp, where the NPs were more reduced, and increased at anodic Eapp (Fig. 5B). These changes were fully reversible. Waiting for equilibration and the reversibility of the absorbance show that these experiments measure thermodynamic properties. As established above, the A568nm directly gives [IrIV] or, equivalently, the average oxidation state n of Ir (Irn+) (eqn (12)). This is readily converted to the fraction of Ir ions that are formally IrIV, f(IrIV), and to the coverage of H (eqn (13) and (14)).

 
A568 = ε568[IrIV] (12)
 
image file: d6sc00492j-t11.tif(13)
 
θH = 1 − f(IrIV) = f(IrIII) (14)

The experimental isotherm, the dependence of θH on Eapp, is shown as the coloured points in Fig. 5C. The measured isotherm is quite broad, needing a change of 320 mV to move from 10% to 90% θH. The ideal Langmuir isotherm is much narrower, making this change over only 113 mV (the purple dashed line in Fig. 5C). The broadness of the isotherm is the primary origin of the broad CV waves in Fig. 4A.

The measurements fit well to a non-ideal Frumkin isotherm (black line, eqn (15)).63,64 The century-old Frumkin isotherm simply adds a term linear in θH to the Langmuir isotherm (eqn (11)). The conclusion that surface binding is non-ideal is consistent with the discussion above about real surfaces, especially small nanoparticles.5

 
image file: d6sc00492j-t12.tif(15)

As a check, the midpoint of the fit (0.87 V) is within 40 mV of the E1/2 measured by CV of the colloid at pH 1.86, as it should be. In addition, the isotherm in Fig. 5C is consistent with the as-prepared IrOx NPs being mostly, but not completely, reduced by excess I (Fig. S13). The E°(I2/I) of ∼0.62 V lies close to the bottom end of the isotherm, and the effective potential was higher due to the excess of I over I2. The isotherm also predicts θH = 0.2 and Ir3.8+ for the as-prepared NPs, from their open circuit potential (OCP) value (Fig. 5C), in agreement with the titrations above. All the results are consistent with this Frumkin isotherm.

Fitting the data to the Frumkin equation gave C = 0.28 V, with free energy FC = 0.28 eV (6.5 kcal mol−1). In some presentations, C is replaced by the unitless parameter g = FC/RT (=11 in this case).65,66 Given the width of the isotherm, the BDFE([IrOx]–H) should be considered to have a range from 73 to 79 kcal mol−1, with a midpoint of 76 kcal mol−1.

2.4 OAT reactivity of IrOx NPs

We recently reported that IrOx NPs can oxidize substrates by oxygen atom transfer, including phosphines to phosphine oxides and a thioether to its sulfoxide (and slowly to the sulfone).14 Here we extend those studies and compare them with the PCET chemistry described above.
2.4.1 Comparison of IrOx reduction by OAT and PCET reagents. The reduction of IrOx NPs by the water-soluble phosphine bis(p-sulfonatophenyl)phenylphosphine dianion (PAr3) is remarkably similar to the reduction by H2Q. The UV-vis titrations of IrOx with PAr3 and H2Q showed almost identical spectra and endpoints: 0.66 ± 0.02 µmol for PAr3 vs. 0.69 ± 0.01 µmol for H2Q (Fig. S17).14 This further supports the Ir3.8+ oxidation state in the as-prepared NPs.

While PAr3 and H2Q are both 2e reductants, phosphines accept O atoms while H2Q typically donates H atoms. 18O studies showed that OAT from IrOx to PAr3 forms some sort of vacant site, which is rapidly filled by a water molecule.14 The process of O-removal and H2O addition apparently forms the same product as the reduction by H2Q.14,67 To confirm this, we repeated the proton stoichiometry titration using PAr3 instead of H2Q. The pH and [H+] change with PAr3 (Fig. S18) were essentially identical to those for H2Q (Fig. 3).

Overall, the similarities between the PAr3 and H2Q reactions reaffirm the implicit assumption above that these reactions are all under thermodynamic control. These are two quite different reagents, but they add the same number of reducing equivalents and form the same IrOxHy NP product.

2.4.2 Thermochemistry and barriers for IrOx OAT reactions. The H2Q-reduced IrOx NPs are oxidized by iodate (IO3) and oxone (SO52−),14 as mentioned above, and also by periodate (IO4) (Fig. S19) and chlorine bleach (NaOCl/Cl2) (Fig. S20). IO3 oxidizes the NPs roughly to the level of the as prepared material, Ir3.8+, but the other reagents take the NPs to the all-IrIV state (Scheme 2 above) and perhaps beyond.

In the other direction, the as-prepared NPs are reduced by PAr3 and methionine (Fig. S21–S25),14 and also by excess nitrite (NaNO2, Fig. S26). Nitrate formation was demonstrated by 15N NMR (15NO3 from 15NO2, Fig. S27). However, titration with nitrite did not show a sharp endpoint and nitrite is a complicated reagent that can disproportionate in acid solutions.

Many of these net OAT reactions are listed in order of decreasing estimated Y–O BDFEs in Scheme 4 (mostly converted from BDEs: see SI Section S7). As expected, the reagents with high affinities to accept an O atom reduce the IrOx NPs (arrows pointing to the right), and those that have weak Y–O bonds are good O-atom donors and oxidize the NPs (arrows to the left).

These reagents cover a huge range of driving forces for the OAT reactions, at least 87 kcal mol−1. This range of ΔG corresponds to a change in Keq of ≥1064. The results in Scheme 4 provide some insights into the OAT thermochemistry of the IrOx NPs, as discussed below.


image file: d6sc00492j-s4.tif
Scheme 4 Summary of IrOx net OAT reactions: reagents that reduce the NPs (forward arrows) vs. oxidize the NPs (reverse arrows), listed by estimated BDFE(Y–O). See SI Section S7 for BDFE references and analysis. No reactions were observed with pyridine or pyridine N-oxide. The horizontal blue arrows are shaded to mimic the light colour of the reduced NPs (at right) vs. the dark purple of the oxidized NPs (at left). BDFE values for IO3 and HSO5 were not found, so these arrows are labelled with “?”.

In contrast, no reaction was observed between the IrOx NPs and pyridine derivatives. The as-prepared IrOx NPs were not reduced by pyridine (py) or 4-CN-pyridine, and the H2Q-reduced NPs were not oxidized by pyridine-N-oxide (pyO, Fig. S29–S31). The lack of reaction with both py and pyO indicates a kinetic barrier for OAT. In contrast, the HAT/PCET reactions of these IrOx NPs all seem to follow their thermochemistry without substantial kinetic limitation.

3. Discussion

3.1 IrOx NPs: a simple model system that reveals complexities

From one perspective, this colloidal IrOx NP system is simple. Chemical reactions reversibly cycle the NPs between predominantly IrIV and predominantly IrIII (for the 80% of the Ir that is redox active). The reaction stoichiometry sets the redox level of the product NPs, so the same thermodynamic product is formed regardless of the reagent. The same product is formed in PCET, HAT, and OAT reactions that give the same average Irn+. This reversibility and generality have enabled understanding of the intrinsic underlying complexity of the IrOx NPs.

Based on our titrations and measurements of total Ir by ICP-MS, 80% of the Ir ions in these NPs are redox active. Gambarella, Murray, et al. reported the same result for IrOx NPs at pH 1.4, using coulometry (though almost all the Ir was electroactive at higher pH values).30 We previously estimated that the ∼1.7 nm IrOx NP diameter corresponds to 4–5 unit cells across and roughly 86% of the Ir ions are on the surface.14 While there are uncertainties in both the percent electroactive and the percent at the surface, the values are consistent with the redox reactions and H addition primarily involving surface sites. This is consistent with the lack of a change in size by TEM.14 However, oxides in water often have a hydrous, partly amorphous shell, which muddies the definition of a surface atom.

All the chemical reactions studied here, PCET, HAT, and OAT, have the same 1.3[thin space (1/6-em)]:[thin space (1/6-em)]1 proton-to-electron stoichiometry, or H+ per redox equivalent. The H+[thin space (1/6-em)]:[thin space (1/6-em)]e ratio is important because it determines how the reduction potential varies with pH. This follows from the Nernst or Langmuir equations, with [XHm(m–n)+]/[X] ≡ (θ/1 − θ) (eqn (16)–(21)). Examples with integer H+[thin space (1/6-em)]:[thin space (1/6-em)] e ratios are widely recognized, in Pourbaix's comprehensive Atlas and elsewhere.68,69 E/pH slopes that are not integer multiples of 59 mV pH−1 (m/n) have also long been known and are typically interpreted as a non-integer H+[thin space (1/6-em)]:[thin space (1/6-em)]e stoichiometry. However, other effects could lead to such super-Nernstian slopes. For example, recent papers by Suntivich and co-workers assumed 1[thin space (1/6-em)]:[thin space (1/6-em)]1H+[thin space (1/6-em)]:[thin space (1/6-em)]e ratios and attributed super-Nernstian slopes to changes in E°.7,34,70 For our IrOx NPs, the non-integer stoichiometry was established by a direct chemical method, the change in pH upon reaction (Fig. 3), in addition to electrochemistry. The 1.3[thin space (1/6-em)]:[thin space (1/6-em)]1 ratio must be the thermodynamic preference of the IrOx, although the origin of this preference is not known. For these NPs, we take full H coverage, θH = 1, to be 1.3H+ for every IrIII.

 
For: X + mH+ + ne → XHm(mn)+ (16)
 
image file: d6sc00492j-t13.tif(17)
 
image file: d6sc00492j-t14.tif(18)
 
image file: d6sc00492j-t15.tif(19)

The IrOx NPs studied here have non-ideal H adsorption in terms of both stoichiometry and thermochemistry. The adsorption energies follow a Frumkin isotherm rather than a Langmuir isotherm. θH as a function of pH and Eapplied does not follow eqn (18) and (19). We have not found literature that addresses this case of both non-integer stoichiometry and a non-ideal binding isotherm, and we are not prepared to do this fully here. Still, the model system studies reported here show large non-idealities that are not captured by current models.

To simplify the thermochemical discussions that follow, the remainder of this Discussion will assume a 1[thin space (1/6-em)]:[thin space (1/6-em)]1H+[thin space (1/6-em)]:[thin space (1/6-em)]e stoichiometry. As explained above, this assumption has little numerical effect on the parameters because the pH was kept constant at 1.83 that is close to the standard state of pH 0.

3.2 H-atom binding energies

3.2.1 Fitting to a Frumkin isotherm. The large surface area, high concentration, and optical absorbance of the IrOx NPs enable the determination of the H-binding isotherm by spectroelectrochemistry (Section 2.3). It was established that the system reached equilibrium at each point (each applied potential or amount of reagent).

The measured Frumkin isotherm is about 3 times broader than ideal Langmuir behaviour, with a long linear middle portion. The ratio of IrIII to IrIV in the NPs changes much more slowly with potential than in ideal behaviour. The non-ideality of these IrOx NPs contradicts the common assumption that surface concentrations are good proxies for surface activities, and the common assumption of a single free energy of adsorption. The measured isotherm implies a range of IrOx–H BDFEs, from 73–79 kcal mol−1.

The non-ideality of the binding energies is not surprising, as discussed in the next section.5 To quote and expand Gileadi's colourful analogy:66

“Solid surfaces are rarely homogeneous. There are active sites on which the standard free energy of adsorption is high, and there are less-active sites…. This is much like people entering a movie theater with unmarked seats: the best seats are taken first, and the worst remain for late-comers. Some like to sit together while others prefer to leave empty seats”.66

3.2.2 Generality of the Frumkin isotherm. Frumkin isotherms have been used to describe electrochemical and chemical surface binding for a century.71 Hydrogen adsorption on metal surfaces has long been known to become weaker with increasingly coverage.72 The non-ideality is of roughly the same magnitude for H2 gas adding to metals and for electrosorption of H+ onto a Pt(111) crystal face.73 Frumkin C parameters of 0.2–0.3 V have been measured for the first oxidations of hydrous, partially disordered IrO2 and Co/phosphate films,33,74 for highly ordered RuO2(110) films,70 for calcined NiO films in contact with various buffers and solvents,24 and for oleylamine-capped WO3 nanorods in THF,31,32,75 in addition to the aqueous colloidal IrOx NPs studied here. Yet colloidal, oleate-capped CeO2−x NPs in THF have a much broader isotherm,26 and the 2nd oxidation of the RuO2(110) films was almost ideal (C close to 0).70 Theory has provided insights into the differences between the two RuO2(110) redox couples (assuming 1[thin space (1/6-em)]:[thin space (1/6-em)]1H+[thin space (1/6-em)]:[thin space (1/6-em)]e).34

The generality of the Frumkin isotherm is perhaps surprising. It seems to apply equally well to the highly ordered RuO2(110) films, to hydrous, partly amorphous IrO2 and Co/phosphate films, and the IrOx NPs studied here. The 1.7 nm IrOx NPs are only a few unit cells across, and a high fraction of surface sites are edges, corners, and defects, if they are faceted at all. Not-so-different results have been obtained with oxides, various single crystal metal surfaces,72 and metal nanoparticles.24 The Frumkin isotherm was developed based on inter-adsorbate interactions, but these observations suggest a generality that transcends any single cause.

The Frumkin isotherm is the first-order approximation to a Langmuir isotherm66 and can be thought of as the first term of a Taylor series expansion in θ. Taking a0 in eqn (20) as the Langmuir isotherm (eqn (18)), and x as a small perturbation from that function, the Frumkin linear term is simply the a1x term. From this perspective, any small effect that causes deviation from ideality should, to a first approximation, yield a Frumkin isotherm. The observation of a Frumkin isotherm does not provide insight into the origin of the non-ideality.

 
f(x) = a0 + a1x + a2x2 + a3x3 + … (20)

The breadth of the isotherm is likely due to a variety of factors. These include (some of these overlap): (i) a diversity of surface sites, especially due to the small size of the NPs, (ii) the range of NP sizes, (iii) other surface heterogeneities, for instance due to surface O/OH/OH2 groups, (iv) inter-adsorbate repulsion (as in Frumkin's original derivation), (v) changes in the structure and bonding of the nanoparticles upon H addition, (vi) variability in the points of zero charge, both among different NPs and upon H addition, and (vii) the presence of surface dipoles. The very broad isotherm for H on CeO2 nanoparticles was suggested to be due to increasing lattice strain as individual Ce4+ ions are reduced to localized and form much larger Ce3+ ions,26 but this is not the case for IrOx due to its metallic bonding and delocalized electrons.

Still, it is remarkable that the isotherm data follow a single, smooth curve. On an irregular surface such as a small NP, one might have expected a subset of the sites to have much higher or lower affinities for H, which would have led to a more irregular experimental isotherm. Instead, for most materials, the Frumkin C(θ − 0.5) seems to well describe an average over all the potential non-idealities.

3.3 Connecting H- and O-atom thermochemistry

OAT and HAT/PCET are two quite different classes of reactions, yet the products are related simply by a water molecule, as illustrated in Scheme 5.67 This stoichiometric connection has long been recognized but is often not highlighted in discussion.67 Both double H-atom addition and removal of an O-atom result in a 2e reduction. OAT formally gives a vacancy in the NP image file: d6sc00492j-t16.tif, which in aqueous media is rapidly filled by H2O. This forms the same MOx·2H as HAT/PCET to the NP. This equivalence is evident for the IrOx reactions with H2Q and PAr3 discussed above, in their identical titration endpoints and amounts of proton uptake.
image file: d6sc00492j-s5.tif
Scheme 5 Triangle scheme connecting HAT and OAT.

The triangle scheme in Scheme 5 also serves as a thermochemical cycle between PCET and OAT reactivity. Because it is a closed loop, the sum of the three ΔG°s around the cycle must be zero, as shown in eqn (21), moving counterclockwise from the oxidized form at the top. This equation allows the calculation of any free energy from the other two. While more work is needed to experimentally define the ΔG°(OAT to Y) and ΔG°(H2O binding to image file: d6sc00492j-t17.tif), this connection between HAT and OAT provides valuable insights.

 
image file: d6sc00492j-t18.tif(21)

The ΔG° for H2O dissociation (bottom of Scheme 5) is thus a key parameter in connecting HAT and OAT thermochemistry.58 Unfortunately, we have found little information about H2O binding energies in aqueous solutions when the O being lost is formally a lattice oxygen [the product of OAT] (SI Section S7). Calculations of H2O binding energies for an ideal, oxidized, stoichiometric (IrO2)115(H2O)88 nanoparticle in vacuo gave image file: d6sc00492j-t19.tif values from −26 to −36 kcal mol−1.76 The binding energy for H2O to a bare RuO2 surface was calculated to be −33 kcal mol−1.77

Following this kind of analysis, the OAT thermochemistry of the IrOx NPs is bracketed by the ladder of reactions in Scheme 4 above (see SI Section S7). This approach has long been used in molecular and solid-state chemistries. For instance, Soper et al. bracketed the BDE of a VV[triple bond, length as m-dash]O bond in [(Phisq)(Phibq)VIV(O)Cl] to be 73 ± 14 kcal mol−1 (ref. 78) by reacting its complex with seven OAT reagents with 60 < BDE[Y–O] < 133 kcal mol−1.21,79 The free energies for loss of O2 from solid binary metal oxides as a function of temperature were summarized in an ‘Ellingham diagram’ 80 years ago.80

For IrOx NPs, the driving force for the OAT reactions includes both the OxIr–O BDFE and the ΔG° for H2O binding. This H2O binding is specifically to the oxygen vacancy resulting from Ir–O bond cleavage (Scheme 5). With this approach, the ladder of OAT reactions in Scheme 4 brackets the combination of the BDFE(OxIr–O) and the image file: d6sc00492j-t20.tif (eqn (22), in kcal mol−1). Unfortunately, this analysis gives only a broad range because reagents with intermediate Y–O BDFEs, such as pyO, were kinetically unreactive. If image file: d6sc00492j-t21.tif is taken to be −30 kcal mol−1, BDFE(Ir–O) is estimated to be 93 ± 24 kcal mol−1 (eqn (23))

 
image file: d6sc00492j-t22.tif(22)
 
117 > BDFE(OxIr–O) > 70, or BDFE(OxIr–O) = 93 ± 24 kcal mol−1 (23)

Thermochemical cycles such as Scheme 5 can be used in multiple ways. For instance, Scheme 6 shows how the ΔG° for the pyridine N-oxide (pyO(aq)) oxidation of fully reduced IrOxHn NPs (eqn (25)) can be determined without knowledge of the image file: d6sc00492j-t23.tif. The O removed from pyO is transferred to solution (eqn (24)) and then picks up two H from the reduced IrOx NPs (eqn (25) and (26)) to form the product water. The ΔG° (eqn (27)) is estimated to be −13 kcal mol−1. More details and references are given in SI Section S7, together with a related calculation for OAT to methionine.


image file: d6sc00492j-s6.tif
Scheme 6 ΔG° for IrOxHn + pyO → IrOx + py + H2O.

Under the pH 1.83 reaction conditions, the product py of reaction (27) will be protonated, which will add more driving force. Yet this reaction does not proceed. The absence of reaction is therefore due to a kinetic barrier (ΔG) and not due to the reaction being uphill. This contrasts with the HAT/PCET reactions above that seem to parallel the thermochemistry in all cases.

3.4 Non-ideality in O-atom thermochemistry

The next layer of the thermochemical analysis of O-atom transfer reactions is the likelihood of broad ranges of the OAT free energy parameters. Scheme 5 and eqn (21) show that OAT is related to twice the HAT energetics, so to a first approximation the spread of Ir–O BDFEs should be twice that of the IrO–H BDFEs, or ca. ∼13 kcal mol−1. This follows from an O-atom being a 2e oxidant vs. the 1e reductant H˙.

The range of H2O binding energies noted above will also contribute to the non-ideality of O-atom binding. The calculations of the ideal (IrO2)115(H2O)88 NP mentioned above found eleven different Ir binding sites for water and that hydrogen-bonding networks were important.76 The diversity of sites, H-bonding networks, and binding energies is likely even larger for our hydrous IrOx NPs in aqueous solution. Perhaps most importantly, we have yet no information about which of the possible water dissociations form a vacancy that can accept an O atom.

A combined surface-science and DFT study examined 4-layer (9 Å) films of rutile IrO2(100) grown on an Ir(111) crystal surface.81 The surface was “oxygen-rich”, with roughly one O per Ir beyond the stoichiometric IrO2(100) surface, in the less-stable atop binding configuration. BDFE(Ir–O) for these extra O atoms was very small, decreasing from 23–18 kcal mol−1 with increasing O coverage. Considering all the surface Ir–O bonds, the calculations showed a 47 kcal mol−1 binding energy range.

These calculations show the remarkable diversity and complexity of IrO2 single crystal and idealized NP surfaces. For our IrOx NPs, the chemistry of Ir–O bonds will be more complex than that of IrO–H bonds.

4. Conclusions

The redox reactions of aqueous colloidal IrOx NPs are non-ideal in both their stoichiometry and thermochemistry.

These 1.7 nm-diameter NPs in acidic water have been developed as a simple model system for interfacial reactivity at a redox-active metal oxide. Focusing only on the IrIV/IrIII redox couple, various PCET/HAT (e + H+) and oxygen-atom transfer (OAT) reactions are reversible, with ∼80% of the Ir ions electroactive. The colloids can be set at any average Ir redox level, and the same thermodynamic product is formed with each reagent.

The reactions of the IrOx NPs all have the same ‘super-Nernstian’ stoichiometry, with 1.3 protons adding to the IrOx surface with each electron added. The non-integer stoichiometry was demonstrated electrochemically and by directly measuring the H+ taken up upon reduction. Non-integer PCET is common for hydrous oxides,30,56–58 but its origin is not well understood.

Spectroelectrochemical studies showed that changes in the [IrIV]/[IrIII] ratio in the NPs required much larger changes in applied potential than predicted by the Nernst equation. The data fit well to a non-ideal Frumkin isotherm. Approximating the reactions as H-atom transfers (1H+[thin space (1/6-em)]:[thin space (1/6-em)]1e), the distribution of BDFE([IrOx]–H) has a midpoint of 76 kcal mol−1 and a spread of 6.5 kcal mol−1 as a function of H saturation (θH). The isotherm for O-atom removal from the IrOx NPs is estimated to be much wider than that for HAT, due in part to OAT being a formal 2e transfer.

The non-ideal stoichiometry and thermochemistry are core features of the redox chemistry of this ‘simple’ IrOx NP model system and many others. Oxide–water interfaces should not be assumed to follow ideal Nernstian or Langmuirian behaviour (as is often done). The thermochemistry very nicely fits a simple two-parameter Frumkin isotherm, and the reason for the generality of this isotherm is discussed. The accuracy of the mathematically simple Frumkin isotherm provides quantitative understanding and provides a path forward to more realistic models. New models are needed because the non-ideality of (nano)materials is likely an advantage in many applications.

Author contributions

The conception of the project was by J. L. L. and J. M. M., and the experiments and analyses were performed by J. L. L. and S. S. J. M. M. was the research advisor, assisting with project goal selection, project focus, and experiment interpretation. All authors participated in manuscript preparation and editing, with final editing by J. M. M.

Conflicts of interest

There are no conflicts to declare.

Data availability

The datasets supporting this article have been uploaded as part of the supplementary information (SI). Supplementary information: reagents, NP synthesis, characterization of NPs, UV-vis and NMR spectra, thermochemical tables of Y–O substrates. See DOI: https://doi.org/10.1039/d6sc00492j.

Acknowledgements

This research made extensive use of Yale University's Chemical and Biophysical Instrumentation Center (CBIC; RRID:SCR_021738; equipment was purchased with funds from Yale University). We also thank the Yale Institute for Nanoscience and Quantum Engineering (YINQE) and Dr Sungwoo Sohn, as well as the Yale Analytical and Stable Isotope Center (YASIC) and Jonas Karosas. The work was funded predominantly by the U.S. Department of Energy, Office of Science, Basic Energy Sciences (award No. DE-SC0021298).

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Footnote

These authors contributed equally to this work.

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