Open Access Article
Lukáš Tomaník
*ab,
Florian Trinter
a,
Petr Slavíček
b and
Bernd Winter
*a
aDepartment of Molecular Physics, Fritz-Haber-Institut of the Max Planck Society, Faradayweg 4-6, 14195 Berlin, Germany. E-mail: winter@fhi-berlin.mpg.de; tomanikl@vscht.cz
bDepartment of Physical Chemistry, University of Chemistry and Technology, Technická 5, 16628 Prague, Czech Republic
First published on 4th February 2026
We present the first comprehensive, internally consistent analysis of core-level chemical shifts for aqueous-phase solutes using Electron Spectroscopy for Chemical Analysis of Liquids (ESCAL). An absolute binding-energy calibration enables high accuracy and cross-molecule comparability. The C 1s spectra of oxygenated aliphatic compounds display functional-group-specific shifts that increase with carbon oxidation state. Although these trends depart from gas- and solid-phase behavior, highlighting solvent and hydration effects, they correlate closely with calculated core-level orbital energies, providing a useful first-order predictor. We further resolve secondary, through-bond shifts over one and two bonds, the magnitudes of which depend sensitively on specific functional-group interactions (notably carboxylic acid and ketone motifs). Such element- and oxidation-state-specific structural information establishes the principles and reference data needed to build a predictive ESCAL database for liquid-phase structural and chemical analysis. The results will be contrasted with NMR studies.
The origin of ESCA chemical shifts lies in the ionization process. X-ray photons eject core-level electrons, localized on single atoms, and the recorded electron kinetic energy (KE), and hence the associated BE, reflects how strongly the electron is bound. The magnitude of the BE is governed by the net charge on the atom (initial state) and core-hole screening (final state), both of which are environment- and charge-state-dependent. Thus, any chemical modification altering charge distribution or electronic screening affects the potential field. For instance, an increased oxidation state of carbon generally increases the BE as electronegative oxygen atoms reduce electron density, increasing the positive partial charge at the carbon site, thus requiring higher photon energy for ionization. This is well-documented: gas-phase ESCA shows C 1 s BE shifts of ∼1.4 eV for alcohols and ∼3.0 eV for aldehydes/ketones compared to aliphatics,3 with similar trends in solid-state ESCA (∼1.6 eV and ∼2.9 eV for alcohols and aldehydes, respectively).4 Even secondary chemical shifts, affecting atoms one bond away, have been observed.3,4
While ESCA for solids and gases was developed in the 1960s, and low-vapor-pressure liquids were studied approximately one decade later,5–7 ESCA from volatile liquids like water became experimentally accessible only in the late 1990s due to high vacuum demands.8 Nowadays, this technique is known as liquid-jet photoelectron spectroscopy (LJ-PES).9 Additionally, combining LJ-PES with synchrotron radiation enabled precise core-level measurements and opened the door to a sharply increasing number of studies, with special emphasis on water as the most important solvent.10 Notably, recent advances in high-harmonic generation (HHG) laboratory sources promise broader access to such experiments.11,12 Despite the growing number of reported LJ-PES chemical shifts for various aqueous-phase (and non-aqueous-phase) systems, quantifying correlations between liquid-phase ESCA shifts and chemical groups or partial charges, similar to gas-phase or solid-state counterparts, has remained challenging due to the dynamic solvation environment and associated charge and energy transfers. Yet another purely experimental hurdle in LJ-PES has been accessing accurate absolute BEs associated with ill-defined potentials at the liquid-jet surface. A robust and reliable approach was introduced in 2021 by employing absolute binding-energy calibration based on low-kinetic-energy cutoffs.13 This development ensures BE comparability across different solutions and enables high precision in chemical shift measurements.14
The term ‘chemical shift’ is also central to NMR spectroscopy, which measures energy transitions of nuclear spin states in a strong magnetic field. NMR shifts arise from changes in the magnetic field caused by surrounding electrons, thus reflecting overall electron distribution.15 While the most commonly used proton (1H) NMR has a narrow chemical shift range (0–12 ppm), leading to overlapping signals in complex molecules, 13C NMR offers a much wider range (∼200 ppm), improving structural elucidation. The effect of electron distribution manifests in 13C NMR shifts of ∼10–40 ppm for aliphatic carbons, ∼55–80 ppm for alcohols, and ∼190–220 ppm for aldehydes/ketones.16
Despite sharing the terminology of ‘chemical shift,’ ESCA and NMR measure fundamentally different processes. It has been tempting to correlate the respective shifts, and these attempts have always shown significant variations.17,18 As Gelius et al.19 and Lindberg18 noted, while ESCA shifts can be interpreted via neutral-moelcule charge distributions, this is not generally true for NMR, where the dominant paramagnetic screening constant depends on excited states. Thus, a linear correlation between ESCA and NMR shifts should not be expected. Therefore, we rather view NMR and ESCA as complementary techniques for liquid-phase structural analysis.
ESCAL is enabled by experimental setups, arguably of a complexity similar to commercially available NMR spectrometers. Notably, though, the former experiments are typically performed at synchrotron radiation facilities. However, future systematic ESCAL measurements with laboratory X-ray light sources and continued improved liquid-jet delivery systems are feasible. For NMR, large libraries of documented shifts exist, helping to conveniently assign narrow peaks, measured at very high accuracy, down to hundredths of a ppm. This can be contrasted with the ∼10 meV energy resolution of ESCA from the aqueous phase, which, as we will show, is sufficient to distinguish between different molecules, charge states, and environments. We do not suggest ESCAL as a new tool for de novo structure determination of unknown compounds; rather, it provides element- and oxidation-state-specific constraints, complementing NMR for assignment and benchmarking. A unique feature of ESCA is its intrinsic ultrashort timescale (the time it takes to emit a photoelectron), thus providing, e.g., complementary information on chemical kinetics. For example, ESCA can distinguish pseudo-equivalent nitrogen atoms in an aqueous imidazole that appear equivalent in NMR.20 Moreover, ESCA can directly probe elements that are not routinely accessible by conventional NMR, such as oxygen. The two methods also differ in probing depth: NMR is generally a bulk-sensitive method, while liquid-phase ESCA primarily probes the first few molecular layers. By variation of the X-ray photon energy, one can conveniently tune between surface-sensitive and more bulk-sensitive conditions. Additionally, ESCA spectra of liquids also include unique contributions of Auger-like electrons, providing specific insight into the immediate solvation environment.21,22
This work investigates the capability of ESCA for analysis of aqueous-phase solutes, aiming to formulate general rules for liquid-phase ESCA chemical shifts and relate them to ESCA of solids/gases. We also explore the extent of secondary shifts within molecules and address the complementarity of ESCAL to NMR. We provide the first consistent study on LJ-PES chemical shifts and their origin, deriving rules and proposing general principles.
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| Fig. 1 Energy-calibrated fitted C 1s photoelectron spectra of 0.5 M aqueous solutions of the compounds together with their molecular structures. Raw spectra are shown in Fig. S1 in the SI. | ||
The BEs (peak positions) were determined as hν – KE and referenced to the aliphatic peak of isopropanol (–CH3 groups), providing self-consistent aqueous-phase ESCA chemical shifts. This reference corresponds to the lowest C 1 s BE in our set of molecules, and arises from an easily accessible compound. The results are summarized in Table 1 (columns 3 and 4). With our conservative estimate of experimental resolution (broadening from the light source and electron analyzer) of 100 meV and a much smaller peak fitting uncertainty of ∼10 meV, the shifts reliably distinguish different compounds. The largest shift is observed for carboxylic acid, significantly decreasing upon deprotonation to values similar to those of ketones. Aldehydes and hemiacetals show smaller shifts, with ethers and alcohols exhibiting even smaller shifts, followed by aliphatic groups (our zero-shift reference). Notably, ESCA distinguishes between primary and secondary alcohols (∼0.2 eV difference). These trends align with the oxidation hierarchy in organic chemistry (carboxylic acid > aldehydes/ketones > alcohols > aliphatics), where more oxidized groups bear a greater positive partial charge on a carbon atom. The deprotonated carboxylic acid shows a smaller shift due to an additional −1 charge on the molecule. The differences observed between the primary and secondary alcohols agree with our orbital energy calculations discussed below.
| Functional group | Compound | BE aq. | CS aq. | CS gas | CS solid | CS NMR |
|---|---|---|---|---|---|---|
| a Acetal was used instead of hemiacetal.b Data recorded in CDCl3 solvent. | ||||||
| Aliphatics | 2-Propanol | 289.90 | 0 (arb.) | 0 (arb.) | 0 (arb.) | 24 (ref. 24) |
| Alcohol primary | 1-Propanol | 291.28 | 1.38 | 1.4 (ref. 3) | 1.55 (ref. 4) | 64 (ref. 24) |
| Alcohol secondary | 2-Propanol | 291.46 | 1.56 | 1.5 (ref. 25) | 1.55 (ref. 4) | 65 (ref. 24) |
| Ether | Diethylether | 291.73 | 1.83 | 1.7 (ref. 26) | 1.45 (ref. 4) | 66 (ref. 24) |
| Hemiacetal | Glucose | 292.85 | 2.95 | 2.7a (ref. 26) | 2.93 (ref. 4) | 96 (ref. 27) |
| Aldehyde | Propionaldehyde | 292.91 | 3.01 | 3.0 (ref. 3) | 2.90 (ref. 4) | 203b (ref. 16) |
| Ketone | Acetone | 293.38 | 3.48 | 2.9 (ref. 3) | 2.90 (ref. 4) | 216 (ref. 24) |
| Carboxylic acid | Propionic acid | 294.18 | 4.28 | 4.5 (ref. 3) | 4.26 (ref. 4) | 180 (ref. 28) |
| Deprotonated carboxylic acid | Propionic acid | 293.33 | 3.43 | — | — | 185 (ref. 28) |
Comparing LJ-PES chemical shifts to gas- and solid-phase ESCA (Table 1, columns 4, 5, and 6) reveals important distinctions. Note that the missing data for deprotonated carboxylic acid in gas/solid phases highlight the fact that this species can be readily stabilized in the aqueous phase. The correlation between gas–solid data sets is stronger than between gas–liquid or solid–liquid data, as documented by the Pearson correlation coefficient (0.992 vs. 0.985 vs. 0.985), coefficient of determination R2 (0.984 vs. 0.964 vs. 0.960), and root mean square error (0.161 vs. 0.242 vs. 0.256). In the gas phase, the overall trend of chemical shifts is similar to the aqueous phase with distinct variations (columns 4 and 5 of Table 1), with ketones being the outlier. Solid-phase data show more pronounced differences compared to the aqueous phase (columns 4 and 6 of Table 1), with particularly ketones and ethers deviating. Moreover, liquid-phase data allows distinguishing primary vs. secondary alcohols and aldehydes vs. ketones, unlike solid-state ESCA. These results underscore the unique solvent effect, indicating that liquid-phase data cannot be simply derived from gas- or solid-phase counterparts. A subsequent study using various protic and aprotic solvents of different polarities is required to understand the solvating effects resulting in ketones being an outlier in our dataset.
In gas-phase ESCA, BE shifts are known to strongly correlate with calculated partial charges.3 We can ask if the same applies to the aqueous-phase data. Fig. 2 (panels a, b, and c) shows plots of our measured BEs vs. partial charges calculated by three different computational methods. Our results show a correlation, supporting that decreased electron density on carbon increases BEs. While calculated partial charges are method-dependent, Mulliken charges (Fig. 2c) provide better correlation than the other two tested approaches. However, these correlations are too weak for reliable BE prediction. Yet, a convincingly strong correlation was found between measured BEs and calculated C 1 s orbital energies using a published computational method23 (Fig. 2d), which may serve as a useful first-order estimate.
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| Fig. 2 Measured carbon 1s binding energies of various carbon atoms from 0.5 M aqueous solutions of compounds shown in Fig. 1a and 4a vs. calculated (a): atomic charges using charges from electrostatic potentials using a grid-based method (CHELPG),29 (b): atomic charges using the Merz–Singh–Kollman method,30,31 (c): atomic charges using Mulliken population analysis,32 and (d): orbital energies. Methodology of calculations taken from ref. 23. R2 parameters of linear fits are shown. | ||
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1 quantitative mapping of chemical shifts between the two methods is not generally expected. Yet, one can sometimes establish complementary directional trends, as we will show. We start by specifically focusing on chemical shifts in 13C NMR (Table 1, column 7) and C 1s ESCA in our set of functional groups. For better visibility, we present the data on a common axis in Fig. 3, with aliphatic carbon of isopropanol and a carboxylic acid as the low and high points, respectively. Since there is no common zero or scaling factor, we have adjusted (stretched) the NMR scale so that common trends of certain groups can be more easily identified. Overall, the comparison suggests that some groups are better distinguished in NMR while others are in ESCA. Specifically, ESCA appears to have greater resolving power for primary vs. secondary alcohol vs. ether, and for protonated (COOH) vs. deprotonated (COO−) carboxylic groups. Conversely, NMR shows a larger difference between hemiacetal vs. aldehyde, and ketone vs. deprotonated carboxylic acid. While hemiacetal and aldehyde groups exhibit very similar ESCA shifts, the respective NMR shifts are widely different and tend in different directions. Conversely, ketone and aldehyde groups show different ESCA shifts, and much higher and more similar-to-each-other NMR shifts.
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| Fig. 3 Comparison of ESCAL C 1s chemical shifts (eV) and 13C NMR chemical shifts (ppm) of various functional groups. The common scale is used for better visibility, with the aliphatic carbon of isopropanol and a carboxylic group as the low and high ends of the scale, respectively. Data for aqueous solutions of compounds summarized in Fig. 1 are used. Precise values of chemical shifts are summarized in Table 1. | ||
Fig. 4b illustrates secondary shift extraction by comparing two compounds: one with a carboxylic group (–COOH, red), one bond away from a monitored C–OH carbon (blue), and one without (only –CH3). The 0.52 eV BE difference in C–OH (blue numbers) is attributed to the presence of a carboxylic acid group. Similarly, Fig. 4c shows a 0.30 eV secondary shift on a terminal –CH3 group (blue) caused by a carboxylic acid two bonds away (red). Conversely, Fig. 4d shows a negligible 0.03 eV difference on a carboxylic acid carbon (blue) due to an adjacent C–OH group (red), below our 0.1 eV experimental resolution, indicating no secondary shift from C–OH on carboxylic acid carbon. A similar analysis was performed for other molecules presented in Fig. 1 and 4a, with all BE values being detailed in Fig. S2 in the SI. All extracted secondary chemical shifts are summarized in Fig. 4f. Aliphatic groups and alcohols generally do not introduce secondary shifts on other carbon atoms. In contrast, highly oxidized groups like carboxylic acids and ketones cause strong secondary shifts (up to 0.57 eV), detectable even two chemical bonds away.
We tested these derived shifts on the aliphatic carbons of propionic acid (highlighted in purple, Fig. 4e), which appear as a single peak in the photoelectron spectrum (Fig. 1). Applying derived shifts from Fig. 4f, the –CH2– group next to the carboxylic group should shift by 0.52 eV from the unaffected aliphatic reference (289.90 eV) to 290.42 eV. The terminal –CH3 group should shift by 0.30 eV to 290.20 eV. Combining these yields a predicted peak position of 290.31 eV, which aligns well with the measured peak position of 290.23 eV.
Secondary chemical shifts summarized in Fig. 4f allow for several more conclusions unique to the aqueous phase. (A) ESCAL shifts are not universal nor strictly additive; they depend on the interacting groups and their mutual position. This is illustrated by different shifts caused by ketones or by carboxylic acids (Fig. 4f). (B) We can classify functional groups of similar properties: (i) aliphatic groups and alcohols do not cause secondary shifts, and their BEs are largely affected by the presence of other groups. (ii) Deprotonated carboxylic acids neither affect nor are they affected by other groups in this set. (iii) Aldehydes cause secondary shifts through one chemical bond. (iv) Ketones and carboxylic acids cause strong secondary chemical shifts, even through two bonds.
Overall, these physically meaningful chemical shifts clearly propagate through one and sometimes two chemical bonds and are specific to interacting group combinations. A larger, consistently acquired dataset could significantly extend this matrix, providing strong predictive power and serving as a useful lookup reference for any LJ-PES core-level measurements. Importantly, future additions must use the low-kinetic-energy cutoff method,13 as applied here, and detailed in the Methods section. For consistency, we suggest keeping isopropanol as a reference.
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| Fig. 5 ESCAL and NMR chemical shifts of aqueous solutions of three different acid-base forms of alanine and a deprotonated form of propionic acid. Upper panel: ESCA shifts of nitrogen 1 s binding energies (referenced to the BE of –NH2 in deprotonated alanine) and of carbon 1 s BEs, measured in this work. Lower panel: 13C NMR chemical shifts taken from ref. 16. | ||
For comparison, we present the respective 13C NMR chemical shifts shown in the lower panel of Fig. 5. As already seen in Fig. 3, there is no common scaling factor to meaningfully connect the chemical shifts from the two methods. Nevertheless, we identify directional trends, qualitatively similar for each protonation state of alanine (and especially protonated vs. zwitterionic species). However, NMR resolves even the subtle change of 1.7 ppm between the protonated and deprotonated carboxylic groups that can still be reliably measured. Despite its much higher energies, ESCA has far poorer absolute energy resolution (meV–eV) than NMR (10−15–10−13 eV) because core-hole lifetime broadening fundamentally limits XPS, whereas NMR nuclear spin transitions are extremely long-lived.
We used our EASI35 setup for the measurements. A liquid microjet under vacuum was produced using a fused-silica nozzle with an inner diameter of ∼30 µm. Solutions were delivered by a high-performance liquid chromatography (HPLC) pump at a constant flow rate of ∼1 mL min−1. A small metallic tube, placed in the main polyether ether ketone (PEEK) liquid-delivery line, enables electric grounding of the liquid or application of a defined bias voltage. The vacuum of ∼10−4 mbar in the interaction chamber was maintained using a set of scroll and turbomolecular pumps. The injected liquid was collected in liquid-nitrogen-cooled traps at the far end of the interaction chamber. The laminar-flow part of the jet, typically extending 5–10 mm from the nozzle, was irradiated by the X-ray beam in a perpendicular orientation. Photoelectrons were detected in a backward-scattering detection geometry, corresponding to an angle of 130° with respect to the light propagation direction, i.e., near magic angle, thus minimizing any differential sensitivity to the photoelectron angular distributions.35 The detection of photoelectrons was done using a hemispherical analyzer. The analyzer slit of 0.5 mm and pass energy of 50 eV correspond to the analyzer resolution of 63 meV. Thus, the total resolution as a combination of beamline and analyzer resolution is 92 meV.
The reported binding energies (BE) in this work refer to the absolute energy scale (with respect to the vacuum) and were determined using a difference between the respective peak position (P) and the low-kinetic-energy cutoff (C), using precisely calibrated photon energy (hν), BE = hν – (P–C). We applied a bias voltage of −32 V to the liquid (accelerating the photoelectrons) in all measurements. This procedure of determining absolute BEs in liquids has been detailed in ref. 13.
The 0.5 M solutions were prepared by dissolving the respective amount of solid in or mixing the respective amount of liquid with MilliQ water (18.2 MΩ cm−1). We used the following commercially available chemicals: Propan-1-ol (Thermo Fisher Scientific, ≥99% purity), 2-Propanol (Sigma-Aldrich, ≥99.8% purity), Diethyl ether (Merck, for analysis), D-(+)-Glucose (Alfa Aesar, ≥99% purity), Propionaldehyde (Thermo Fisher Scientific, ≥99% purity), Acetone (Carl Roth, ≥99.8% purity), Sodium propionate (Sigma-Aldrich, ≥99% purity), D-Lactic acid (Biosynth), Pyruvic acid (Sigma-Aldrich, ≥98% purity), and L-Alanine (Thermo Fisher Scientific, ≥99% purity). The respective protonation forms of propionic acid, lactic acid, pyruvic acid, and alanine were prepared by adjusting the solutions' pH (measured with a Mettler Toledo FiveEasy pH meter1) by adding hydrochloric acid (32%, Merck, for analysis) or sodium hydroxide (Sigma-Aldrich, ≥95% purity). Moreover, a small amount of sodium chloride (Sigma-Aldrich, ≥99% purity) corresponding to 50 mM concentration was added to non-ionic solutions to ensure the sample's conductivity.
Supplementary information (SI): Raw photoelectron spectra and overview of C 1s and N 1s binding energies measured in this work. See DOI: https://doi.org/10.1039/d5sc09061j.
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