Open Access Article
Justas Lekavičius
a,
Edvinas Radiunas
a,
Gediminas Kreizaa,
Augustina Jozeliūnaitė
b,
Edvinas Orentas
b and
Karolis Kazlauskas
*a
aInstitute of Photonics and Nanotechnology, Faculty of Physics, Vilnius University, Saulėtekio av. 3, LT-10257 Vilnius, Lithuania. E-mail: karolis.kazlauskas@ff.vu.lt
bInstitute of Chemistry, Faculty of Chemistry and Geosciences, Vilnius University, Naugarduko 24, LT-03225 Vilnius, Lithuania
First published on 28th January 2026
Triplet–triplet annihilation (TTA)-mediated photon upconversion (UC) offers a promising route for transforming low-energy photons into higher-energy ones under low-power, incoherent excitation, with applications in photovoltaics, bioimaging, 3D printing, etc. However, a central constraint on UC efficiency is the limited spin-statistical factor (f), which dictates the yield of singlet state formation and is especially challenging in the desirable far-red/NIR spectral range. Here, we explore a new approach of tuning the annihilator's f factor through controlled aggregation. The study covers a systematic investigation of triethylsilyl-substituted anthradithiophene (TES-ADT) annihilator solutions across a range of concentrations, complemented by studies on a neat TES-ADT film and density functional theory (DFT) calculations. We report a remarkable 3-fold enhancement in singlet yield, boosting the f value from ca. 20% to an impressive ca. 60% upon increasing annihilator concentration, which is shown to be directly linked to annihilator aggregation. DFT calculations further suggest that dimerization-induced shifts in energy levels and the accessibility of higher-energy triplet states (up to T6) facilitate spin-conversion processes. Our findings unveil aggregation-enhanced singlet generation via TTA in TES-ADT, providing a valuable insight for designing more efficient UC systems by tailoring energy landscapes through molecular packing.
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| Fig. 1 (a) Jablonski diagram of a TTA-UC system (TES-ADT:PdPc), showing key processes: ISC – intersystem crossing, TET – triplet energy transfer, and TTA – triplet–triplet annihilation. Annihilator and sensitizer energy levels were evaluated from the maxima of their FL and PH emission spectra. *T1 of TES-ADT was reported elsewhere.28 (b) Normalized absorption and emission spectra (FL – fluorescence, PH – phosphorescence) of 10 µM TES-ADT and PdPc in toluene. The sensitizer's PH spectrum was measured at 30 K from a 0.1 wt% film of PdPc in a polystyrene matrix. (c) Chemical structures of TES-ADT annihilator and PdPc sensitizer. | ||
However, now increasingly recognized, a central constraint on UC efficiency lies in the limited yield of singlet state formation via TTA.9,10 This limitation, often quantified by the spin-statistical factor (f), arises from the probabilistic nature of triplet–triplet encounters.2,10–15 The factors that ultimately dictate f remain actively debated, but are expected to depend on the strength of exchange coupling, relative molecular orientation, and spin-mixing pathways involving additional triplet channels.11
For strongly exchange-coupled triplet pairs, spin statistics dictate a singlet:triplet:quintet state ratio of 1
:
3
:
5, inherently capping f to 11.1%.11,16 Meanwhile, according to the weak exchange coupling model, spin state mixing can elevate the theoretical limit of singlet state yield up to 66%.11 Indeed, f values significantly surpassing the 11% threshold have been demonstrated experimentally9,17–20 with compelling evidence found in UV-emitting annihilators such as TIPS-naphthalene or PPO, which achieve remarkable TTA singlet yields exceeding 50%.9
Despite the considerable demand across diverse scientific and industrial applications, achieving efficient UC from the far-red/NIR to the visible spectral range remains a significant challenge.10 The experimentally obtained f for prevalent annihilators in this range, including rubrenes and diketopyrrolopyrroles, generally struggles below the 20% mark.15,21,22 This underscores the urgent need for innovative approaches to enhance singlet yield formation.
Notably, several experimental studies have attempted to find potential links between f and diverse annihilator properties. For instance, f appeared to be influenced by the energetic landscape and steric environment of the annihilator species.23 In particular, the improvement of f was achieved through deliberate triplet-state engineering, which ensured a substantial energy separation between 2T1 and higher triplet states (Tn), thereby minimizing energy loss.11,12,24 Conversely, the incorporation of t-butyl side moieties in popular annihilators like rubrene and diketopyrrolopyrroles has been found to reduce the f factor.21,23 Beyond these effects, molecular geometry was also found to influence f, as its magnitude depends on the spatial alignment/orientation of annihilator molecules during the TTA. For example, geometric considerations could be applied to rationalize the unexpectedly high f values in tetracene crystals (f = 66%)25 or rigid tetracene homodimers (f = 40%),26,27 where predefined molecular alignment likely enhances TTA dynamics.11 Yet, despite these recent efforts to manipulate this critical parameter, accurately predicting and controlling it for new annihilators remains challenging.
In this study, we investigate the potential to tune an annihilator's spin-statistical factor via controlled aggregation. To this end, yellow-emitting anthradithiophene (ADT) functionalized with triethylsilyl (TES) groups was specifically chosen as the annihilator due to its triplet energy level in the near-IR range (Fig. 1b and c). Triplet sensitization of TES-ADT was accomplished using palladium phthalocyanine (PdPc) sensitizer with its triplet level positioned just above that of the annihilator, thereby ensuring efficient downward triplet energy flow. We demonstrate that a stepwise increase in annihilator concentration in toluene, triggering a shift from monomeric to aggregated states, results in a 3-fold enhancement of the singlet yield (f) in the TTA-UC process. This corresponds to an increase in the f value of TES-ADT from ca. 20% to 60%. Consistent with this observation, experimental data from neat solid TES-ADT films also show a similarly improved f. Although aggregation of the annihilator causes emission quenching and compromises overall UC efficiency, this challenge can be tackled by designing quenching-resistant molecular architectures through the incorporation of steric moieties,15,29–31 or by adopting alternative strategies such as the singlet sink approach.30,32–36
The determination of f for each concentration relied on a comprehensive photophysical analysis, based on measured quantum yields of UC emission (ϕUC), ISC (ϕISC), fluorescence (ϕFL), TET (ϕTET), and TTA (ϕTTA), following the relation:
![]() | (1) |
Based on this expression, the theoretical maximum for ϕUC is 50% when all other yields approach 100%. Given that ϕISC of palladium-containing phthalocyanine derivatives is close to unity,21,37 only four independent parameters (ϕUC, ϕFL, ϕTET and ϕTTA) remain to be evaluated for each annihilator concentration.
The evolution of the UC emission spectrum with increasing TES-ADT concentration is illustrated in Fig. 2. It evidences the residual FL signal from PdPc at 760 nm alongside a prominent UC emission band peaking at 560 nm.
The intensity of the higher-energy vibronic shoulder of the UC band notably decreases with increasing annihilator concentration due to self-absorption effects. Additionally, the non-monotonic behavior of this band, marked by an initial increase in intensity followed by a decline, unveils intricate photophysics to be discussed in detail below.
ϕTET was evaluated from the UC emission transients (Fig. 3), assuming that the primary decay pathway for sensitizer triplets is their transfer to the annihilator, which manifests as a rise in the UC signal. This implies that the rise-time of UC intensity (τr) corresponds to the decay time of the sensitizer triplets (τPdPc), as described by the relation
, derived from eqn (S1). The values of τPdPc at each TES-ADT concentration (see Fig. S1a) were extracted and used to calculate ϕTET as defined by:
![]() | (2) |
(as derived from eqn (S1)), this drop reflects a considerable shortening in the TES-ADT triplet lifetime (τT), hinting at potential annihilator aggregation.
ϕFL and ϕUC for TES-ADT:PdPc solutions were determined under steady-state excitation conditions using an integrating sphere and a comparative method, respectively, as detailed in Fig. S2–S4. The quantum yields were corrected for the spectral distortions caused by PdPc and TES-ADT self-absorption. Unlike the increasing trend observed for TET efficiency, ϕFL showed gradual quenching with higher TES-ADT concentrations, attributed to enhanced non-radiative decay due to annihilator aggregation (Fig. 5b). Despite the monotonic decrease of FL yield, ϕUC followed a bell-shaped profile, reaching a maximum value of 6.8% at 5 mM TES-ADT concentration (Fig. 5a). This annihilator concentration highlights an optimal point where the trade-off between improved TET efficiency and FL quenching is balanced.
Lastly, to account for ϕTTA in eqn (1), UC intensity as a function of excitation power density (Iex) was measured at various annihilator concentrations and modelled using the procedure described by Murakami et al.2 (Fig. S5). The excellent fit of the experimental data enabled determination of the saturated UC quantum yield (ϕ∞UC) and UC threshold (Ith). The sudden increase of Ith observed at annihilator concentrations above 10 mM (squares in Fig. 4) was primarily attributed to the accelerated triplet decay rate kT (=1/τT) of TES-ADT (circles in Fig. 4), as described by eqn (3):
![]() | (3) |
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| Fig. 4 Dependence of the square of TES-ADT triplet decay rate (kT2, circles) and UC threshold (Ith, squares) on annihilator molar concentration. kT was determined from the UC decay transients presented in Fig. 3. Lines are guides to the eye. | ||
The obtained ϕ∞UC represents the maximum attainable ϕUC for the corresponding annihilator concentration, achieved in the limit where Iex approaches infinity (Fig. 5a). Under such excitation conditions, TTA dominates over spontaneous triplet relaxation, leading to ϕTTA = 1. Thus, by substituting UC yield with ϕ∞UC values in eqn (1) and solving for f, the equation can be simplified to the following form:
![]() | (4) |
The spin-statistical factor, determined from eqn (4), was found to increase from ca. 20% to 60% with rising TES-ADT concentration (see Fig. 5c and Table 1). The uncertainty analysis provided in the SI confirms that this threefold increase in f is robust within the experimental error. Interestingly, this trend became noticeably steeper at concentrations exceeding 10 mM, a behaviour we previously linked to potential annihilator aggregation.
| TES-ADT conc. (mM) | ϕUC (%) | Ith (W cm−2) | ϕ∞UC (%) | ϕFL (%) | ϕTET (%) | f (%) |
|---|---|---|---|---|---|---|
| 0.5 | 0.9 | 12.2 | 1.5 | 80.5 | 16.1 | 23.1 |
| 1 | 1.4 | 11.9 | 1.7 | 76.8 | 31.8 | 13.9 |
| 2.5 | 3.5 | 8.8 | 5.7 | 65.3 | 57.2 | 30.5 |
| 5 | 6.8 | 11.7 | 8.0 | 60.6 | 73.4 | 36.0 |
| 10 | 4.3 | 8.7 | 5.0 | 52.8 | 83.6 | 22.7 |
| 20 | 4.7 | 22.1 | 5.8 | 32.4 | 90.4 | 39.6 |
| 40 | 3.5 | 43.0 | 4.6 | 18.9 | 94.9 | 51.3 |
| 80 | 2.0 | 59.9 | 2.7 | 9.6 | 97.2 | 57.9 |
| UC film | 0.25 | 8.9 | 0.4 | 1.6 | 94.4 | 53.0 |
To clarify the increasing trend in f value as a function of TES-ADT concentration, we prepared a dedicated series of toluene solutions of TES-ADT that were sensitizer-free. FL spectral dynamics of these solutions with increasing annihilator concentration clearly demonstrated the emergence of a new band on the long-wavelength slope of the monomolecular band (Fig. 6a). At the highest TES-ADT concentrations, the long-wavelength slope of this new band matched that of the neat film PL spectrum (peaking at 660 nm), further supporting its aggregate-related origin. Close inspection of FL transients of the same series of solutions revealed bi-exponential FL decay above 10 mM TES-ADT (Fig. S6 and Table S1), indicating two distinct FL decay rates, kFL1 and kFL2, likely associated with TES-ADT monomers and aggregates (Fig. 6b), respectively. This observation, combined with the drop in ϕFL (Table 1) and the accelerated triplet decay rate kT at concentrations exceeding 10 mM (Fig. 4), provides additional evidence for annihilator aggregation and the resulting quenching. It is therefore apparent that the increase in the spin-statistical factor with rising annihilator concentration is directly linked to this aggregation, unveiling aggregation-enhanced singlet generation via TTA in TES-ADT molecules.
These claims were further substantiated by determining the f value in a neat TES-ADT film doped with a low concentration (0.1 wt%) of PdPc sensitizer. This concentration was specifically chosen to mitigate sensitizer aggregation and back-FRET effects.22,30 Due to a poor ϕFL value of 1.6% caused by aggregation-quenching, the film demonstrated a moderately low ϕUC of 0.25% and the saturated UC quantum yield of ϕ∞UC = 0.4% (Fig. S7 and S8). While these figures may seem modest, they are comparable to values previously reported by Kamada et al.36 The f value for this film was estimated at (53.0 ± 10.6)%, which closely matches the values observed in high annihilator concentration UC solutions (Fig. 5c), thereby confirming that the spin-statistical factor is indeed significant in the solid-state. Note that the film ϕUC, and thus inferred f value, may be slightly inflated by annihilator triplet recycling mediated by back-FRET from the annihilator to the sensitizer. To address this, we developed a simple steady-state model that explicitly includes back-FRET–driven triplet recycling (see SI). Using the experimentally estimated back-FRET efficiency, we obtained an intrinsic spin-statistical factor of fi = 49.0%, corresponding to an effective inflation of 4 percentage points relative to the f value extracted without recycling. This correction remains within our experimental uncertainty and does not affect the conclusions.
To address the origin of this f enhancement, we considered the possible redistribution of energy levels (or a change in the energy landscape) of TES-ADT upon aggregation. Consequently, we performed density functional theory (DFT) calculations to determine the relative positions of the levels for both monomer and dimer TES-ADT. For the monomer, ground-state geometry optimization and time-dependent DFT calculations were performed utilizing a B3LYP functional and a 6-311G(d) basis set. The ground-state geometry of the dimer was obtained from experimental XRD data of a TES-ADT crystal. Comprehensive TES-ADT crystallographic data, including molecular geometry and packing arrangements, are presented in the SI (Table S2 and Fig. S9).
Based on these data, dimerization was found to cause a redshift and splitting of energy levels (Fig. S10). Additionally, a few new dimer-related states of singlet and triplet character emerged within the 1.94–1.98 eV range. The ca. 460 meV energy difference between the S2 state and the newly identified dimer state S1 is noteworthy, as it roughly corresponds to the difference between the emission maximum of the dilute TES-ADT solution (565 nm) and the neat film (660 nm), as shown in Fig. 6a. This correlation supports the relative energy level alignment predicted by DFT.
In the case of the TES-ADT monomer, T2 is largely unreachable through TTA at room temperature due to an energy difference of 90 meV (T2 – 2T1). Conversely, in the dimer, higher-energy triplet states, up to T6, are fully accessible during the annihilation, suggesting their possible involvement in the UC process.38 To assess the role of these Tn states in spin-conversion, we calculated spin–orbit coupling (SOC) constant between S1, S2 and the T1 – T6 states. The calculations revealed extremely weak coupling with negligible SOC (<0.05 cm−1) for most T1−6 → S1,2 transitions, except for the energetically viable T6 → S1 and T6 → S2 transitions, yielding notable SOC values of 0.44 cm−1 and 0.16 cm−1, respectively (Table S3). We propose that these moderate SOC transitions, absent in the monomeric form, facilitate the conversion process, resulting in a 3-fold enhancement of the singlet yield compared to TES-ADT monomers (Fig. 5c). Notably, such high-level reverse intersystem crossing (HL-RISC) has also been proposed as an additional spin-conversion pathway in a few previous reports on both OLEDs and TTA-UC systems.11,19,38,39 In TTA emitters, experiments on fluorinated phenazine/acridine annihilators with accessible high-energy triplet states38 and on DPA derivatives with tailored molecular connectivity and rigidity19 showed that tuning the energies and population of these upper triplets can open additional HL-RISC channels and increase, or even surpass, the nominal spin-statistical limit. A complementary spin-statistics model11 explicitly incorporates higher triplet levels, whose energies and mixing with the singlet manifold depend on intermolecular orientation and exchange coupling, thereby rationalizing the enhanced singlet generation in acene-based systems. Our DFT results, which place higher-lying triplet states (e.g., T6) close in energy to S1/S2, naturally fit within this HL-RISC framework and suggest that the enhanced singlet generation observed for aggregated TES-ADT arises from an increased contribution of such upper triplet states during the TTA encounter. This enhancement in singlet generation may also extend to other annihilators in the aggregated form, presenting an intriguing topic for future research.
Our experiments demonstrate a 3-fold enhancement in the singlet yield, boosting the f value of TES-ADT from ca. 20% to 60% with increasing annihilator concentration. This is shown to correlate with the onset of annihilator aggregation, as evidenced by the appearance of new emission bands, bi-exponential fluorescence transients, and accelerated triplet decay rates. Furthermore, the similarly high f value observed in a neat TES-ADT film supports the role of aggregation in enhancing singlet yield. DFT calculations suggest that TES-ADT dimerization renders access to higher-energy triplet states (up to T6) via TTA, with moderate spin–orbit coupling to the singlet manifold likely promoting spin conversion in the dimers. This work, thus, showcases a new approach to overcoming the spin-statistical limitations of TTA-UC by leveraging aggregation-enhanced singlet generation through molecular packing and the resulting modulation of the annihilator energy landscape.
The data supporting this article have been included as part of the supplementary information (SI). Supplementary information: experimental details and additional UC/FL spectra and transient analyses (TET yields, reabsorption-corrected quantum yields, power-dependence/threshold fits), solid-film spin-statistical factor evaluation, TES-ADT crystallographic data, TD-DFT results, and error analysis. See DOI: https://doi.org/10.1039/d5sc07013a.
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