Open Access Article
Jan-Dominik H. Kruegera,
Pegah Saedia,
Maximilian J. Poller
a,
Dzmitry H. Zaitsau
b,
Riko Siewert
b,
David Robinson
c,
Karsten Müller
b and
Jakob Albert
*a
aInstitute of Technical and Macromolecular Chemistry, Universität Hamburg, Bundesstrasse 45, 20146 Hamburg, Germany. E-mail: jakob.albert@uni-hamburg.de
bLehrstuhl für Technische Thermodynamik, Universität Rostock, Albert-Einstein-Str. 2, Haus 1, 18059 Rostock, Germany
cDepartment of Chemistry and Forensics, School of Science and Technology, Nottingham Trent University, Clifton Lane, Nottingham, NG11 8NS, UK
First published on 30th April 2026
Producing short-chain carboxylic acids like formic acid (FA) from biomass in the OxFA process is a promising strategy for a green and sustainable chemical industry. Herein, we employed spectroscopic (NMR, UV-vis, and GC-MS), electrochemical (CV and SWV), and thermodynamic (gas solubility) measurements in combination with theoretical modelling by DFT for rationalizing the dominating effects of co-solvents on the catalytic efficiency of xylose oxidation to FA in the modified OxFA process catalyzed by H8PV5Mo7O40 (HPA-5) polyoxometalate. Specifically, the effect of oxygen solubility in different solvent mixtures in combination with the redox potential of the first reduction event of HPA-5 during the electrochemical treatment revealed the combined effect of both thermodynamic and catalytic properties on the effective reaction kinetics for xylose oxidation to FA. Therefore, the ease of xylose oxidation is directly linked to the redox potential observed in different co-solvent mixtures. Based on these insights, systematic optimization of the reaction parameters in the most promising water-acetonitrile solvent mixture using design of experiments (DoE) and a central composite design (CCD) achieved an FA yield of 90% at full xylose conversion, with only 5% CO2 formation after 2 hours of reaction. The insights from this study provide a strong foundation for future process intensification in biomass valorisation technologies.
Platform chemicals serve as versatile intermediates that can be transformed into a wide array of value-added products, representing a cornerstone of sustainable chemical industries.5 Examples such as 5-hydroxymethylfurfural, levulinic acid, and furfural exemplify the potential of biomass-derived compounds to replace petrochemical counterparts.6,7 The development of efficient conversion technologies, including biochemical,8,9 thermochemical,10,11 and catalytic processes,12,13 though promising, faces challenges such as low product yields, catalyst deactivation, and high production costs.14,15 Overcoming these hurdles through advances in catalysis and process integration is crucial for industrial-scale implementation, which in turn can significantly impact both our economy and society by promoting green chemistry and reducing environmental footprints.16,17
The sustainable transformation of lignocellulosic biomass into value-added chemicals is a central challenge in green chemistry, where C5 sugars, primarily xylose and arabinose, are crucial feedstocks in biomass conversion processes because they constitute a significant fraction, between 20% and 35%, of lignocellulosic biomass, especially within the hemicellulose segment.18,19 However, technical challenges, such as microbial preferences and process bottlenecks, limit their efficient utilization, requiring innovative processes.20,21 The inherent recalcitrance and heterogeneity of hemicellulosic biomass often limit the conversion efficiency and product selectivity.22
Modern advances in catalytic and oxidation technologies have enabled high-yield, selective processes from lignocellulosic and carbohydrate-rich feedstocks, facilitating efficient and scalable production of platform chemicals.23–26 Especially, the OxFA process converts biomass efficiently into the chemical hydrogen storage compound formic acid (FA) by using polyoxometalates (POMs) with the general formula H3+nPVnMo12−nO40 (n = 2–5) as homogeneous catalysts and molecular oxygen as the oxidant in aqueous solutions.27,28 FA is emerging as a promising product due to its remarkable versatility, sustainability, and critical role in advancing green energy applications.29,30 Its widespread industrial uses span agriculture, textiles, food preservation, and leather processing, and it serves as a key chemical intermediate, demonstrating substantial market demand,30,31 and can work as a safe, easily handled liquid hydrogen carrier.32,33
Recent studies have demonstrated that the use of organic co-solvents – such as alcohols (methanol, ethanol,34,35 and isopropanol36) and dimethyl sulfoxide (DMSO)37 – as additives in aqueous solutions can have a significant impact on the efficiency of FA formation from the biomass. These organic co-solvents not only enhance substrate solubilization and catalyst accessibility but can also modulate the redox behaviour and stability of POMs, leading to enhanced reaction kinetics and improved selectivity to FA.38–40 It has been suggested that alcohols such as methanol and isopropanol can act as radical scavengers, suppressing overoxidation and thus increasing the yield and selectivity of formic acid.41 Recently, it has been discovered that methanol can inhibit the over-oxidation of intermediates by forming hydrogen bonds with the active vanadium centres in the POM moiety, competing with xylose binding.42,43 Additionally, acidic additives, including oxalic acid and acetic acid, were found to accelerate substrate conversion, but can also compete with the active vanadium centres in HPA-2 (H5PV2Mo10O40), thereby inhibiting the catalytic activity.44 As a result, the integration of the most efficient HPA-5 (H8PV5Mo7O40) POM catalyst with the tailored solvent and additive systems represents a promising strategy for the efficient and sustainable production of FA from renewable biomass resources.45,46
This study therefore aims at identifying the most promising organic co-solvent and at optimising the reaction parameters for its application in the selective catalytic oxidation of xylose to FA. This encompasses testing the performance of different solvent mixtures and determining kinetic parameters for the POM-catalyzed oxidation of xylose to FA. The catalytic results will be correlated with the oxygen solubility measurements of the different solvent mixtures and electrochemical potential measurements of the HPA-5 catalyst. For a more in-depth mechanistic understanding, DFT calculations were performed. Finally, the reaction conditions for the most effective solvent mixture were optimised using the systematic experimental approach of a Design-of-Experiments (DoE) study.
| Additive | Xxylose (%) | YFA (%) | YCO2 (%) | YCO (%) | YAA (%) |
|---|---|---|---|---|---|
| — | 100 | 63 | 18 | — | — |
| MeOH | 100 | 97 | 2 | — | — |
| EtOH | 100 | 118 | 5 | — | 6 |
| nPrOH | 100 | 170 | 10 | 6 | 20 |
| iPrOH | 100 | 111 | 2 | — | 2 |
| nBuOH | 100 | 248 | 24 | 17 | 28 |
| sBuOH | 100 | 265 | 88 | 2 | 260 |
| tBuOH | 100 | 102 | 5 | — | 6 |
| Ethylene glycol | 100 | 330 | 14 | — | — |
| Acetone | 100 | 134 | 10 | — | 18 |
| DMSO | 100 | 130 | 2 | 2 | — |
| 2-Butanone | 96 | 213 | 119 | — | 628 |
| MeCN | 96 | 85 | 9 | — | 6 |
All experiments conducted with a reaction time of 5 hours resulted in the complete conversion of xylose. An interesting observation was the formation of the by-product: acetic acid (AA). This was not observed in xylose oxidation in previous studies21,44 and can therefore serve as an indicator of co-solvent instability. Out of the tested solvents, nPrOH, nBuOH and acetone showed acetic acid yields (YAA) ranging from 18% to 28%, indicating that these co-solvents are somewhat unstable under the applied reaction conditions. In contrast, sBuOH and 2-butanone demonstrated extraordinarily high YAA values of 260% and 628%, respectively (normalised to the xylose concentration used), indicating significant degradation of the co-solvent and instability within the reaction environment. Elevated FA yields (YFA > 100%) and CO2 formation point to concurrent oxidative and C–C cleavage reactions, whereby the co-solvent itself appears to act as an additional substrate. This phenomenon was observable for acetone, DMSO, and most notably, ethylene glycol. However, DMSO exhibits only minimal CO2 formation and is suitable for studies aimed at enhancing selectivity and reaction kinetics.37
Based on the aforementioned results, MeOH, EtOH, iPrOH, tBuOH, DMSO and MeCN were selected as suitable co-solvents for further investigation and compared to the pure aqueous system. Here, a special focus was on the influence of chosen co-solvents on the xylose oxidation reaction at different reaction temperatures (60 °C, 80 °C and 100 °C) addressing the key influences on the kinetic behaviour and possible selectivity changes. The conversion and product yields for performed experiments at 100 °C can be found in Fig. 1 (full results for 60 °C and 80 °C are shown in section 4, Tables S4–S24 in the SI). Additionally, the co-solvent stability was investigated by GC-MS (Table 2).
| Additive | Decomposition products caused by injection into GC-MS | Decomposition products caused by catalytic reaction |
|---|---|---|
| MeOH | Stable | Formaldehyde (m), methylal (w) |
| EtOH | Stable | Acetic acid (w), acetaldehyde (m) |
| iPrOH | Stable | Acetone (m) |
| tBuOH | 2-Methyl-1-propene (s) | MeOH (w) |
| DMSO | Dimethylsulfide (s), ethanethiol (m), methanethiol (m) | Dimethylsulfone (s), formaldehyde (m) |
| MeCN | Stable | Acetic acid (w), ethylene (w) |
Across all the investigated co-solvents, glyoxal was identified as the primary intermediate in the oxidation of xylose (Fig. 2). Yields of approximately 20% were achieved with MeOH, EtOH, and DMSO, whereas lower yields of around 15% were observed for all other co-solvents. Notably, MeCN and DMSO facilitated faster glyoxal conversion, indicating a reduced stabilization of the aldehyde functionality in these co-solvents. The secondary key intermediate, glycol aldehyde, also displayed a wide range of yields across the tested co-solvents, with the highest yield recorded in MeOH with 14%, followed by 11% in EtOH and 9% in iPrOH and DMSO. MeCN showed rapid and nearly complete conversion of this intermediate, whereas tBuOH exhibited minimal formation. Glycolic acid was predominantly detected with MeCN, reaching a yield of 6%, while only minor quantities (<2%) were formed in the presence of tBuOH and EtOH. Glycerol aldehyde was generally present in yields below 4%, except for MeCN, where a yield of approximately 8% was observed. Additionally, for DMSO, a carbon balance > 100% was detected, which can be related to degradation with the co-formation of additional FA. Overall, the reaction pathways for the chosen co-solvents (10 vol%) do not vary significantly, indicating a similar mechanistic route, as shown in Fig. 2 under the studied reaction conditions.
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| Fig. 2 Modified reaction scheme of xylose oxidation to FA in an aqueous medium.44 | ||
Additionally, stock- and end-point reaction solutions were analysed by GC-MS to obtain qualitative information on co-solvent degradation (Table 2). When injecting (inlet temperature = 250 °C) the stock-solution, thermal degradation behaviour is observable. Here, DMSO is reduced to dimethylsulfide, ethanethiol and methanethiol under measurement conditions. tBuOH is also dehydrated to 2-methyl-1-propene. The measurement of the end-point reaction solution shows strong oxidation of DMSO to dimethylsulfone, medium formation of formaldehyde, and medium oxidation of iPrOH to acetone. MeOH forms small amounts of methylal and medium amounts of formaldehyde. EtOH is slightly oxidised to acetic acid and acetaldehyde, whereas tBuOH only forms small amounts of MeOH. MeCN is converted to acetic acid and ethylene to a small degree. Additional analysis of reaction samples shows MeCN degradation to HCN (significant characteristic odour) and CH4 (gas-analysis by GC-FID); additionally, CO2 and ammonia (1
:
1
:
1 triplet visible in 1H-NMR measurements) were found.
At 80 °C, all co-solvents exhibited an initial short induction period (Fig. 3, right). Depending on the co-solvent used, three distinct kinetic profiles can be observed. Solvent mixtures containing MeOH, EtOH or DMSO exhibited slow kinetics during the first 75 min, followed by a gradual increase in xylose conversion to approximately 80%. In contrast, solvent mixtures containing iPrOH or tBuOH exhibit rapid initial conversion within the first 25 min. Afterwards, the reaction rate decreased significantly, approaching the same conversion levels as the slower systems. These curves also display a mirrored S-shape, but reached lower final conversion. MeCN as a co-solvent showed the steepest reaction profile, achieving near-complete xylose conversion within approximately 25 min, slightly outperforming the others. These reaction profiles are characterised by a steep initial increase, reflecting sigmoidal behaviour.
At 100 °C, the reaction behaviour changes and no distinct induction periods were observed in the experiments (Fig. 3, left). Instead, two predominant trends emerged. In solvent mixtures containing MeOH, EtOH, iPrOH, tBuOH and DMSO, a xylose conversion of 50% was reached after 20 min, reaching around 80% after 40 – 60 min, with nearly full conversion (>95%) after 120 min. Conversely, the H2O
:
MeCN mixture exhibits the fastest initial kinetics, reaching at least 80% conversion within 20 min and achieving full conversion within 90 min, outperforming the other co-solvents during the initial reaction phase and approaching the performance of the pure aqueous system. Additionally, experiments at 60 °C reaction temperature were conducted with a prolonged reaction time of up to 1440 min (full results for all performed experiments can be found in Tables S4–S24). All kinetic experiments were analysed within the linear regime of each dataset, and effective reaction rates (reff) were calculated (Table 3).
:
10% H2O:co-solvent or 100% water; T = 60 °C, 80 °C or 100 °C, and V = 45 mL
| Additive | H2O | MeOH | EtOH | iPrOH | tBuOH | DMSO | MeCN |
|---|---|---|---|---|---|---|---|
| reff @ 60 °C (mol L−1 min−1) | 0.03 | 0.02 | 0.01 | 0.01 | 0.02 | 0.02 | 0.03 |
| reff @ 80 °C (mol L−1 min−1) | 0.60 | 0.21 | 0.18 | 0.17 | 0.19 | 0.22 | 0.34 |
| reff @ 100 °C (mol L−1 min−1) | 3.81 | 1.92 | 1.72 | 1.29 | 1.24 | 1.91 | 4.73 |
| YFA @ 100 °C | 65% | 87% | 84% | 80% | 76% | 98% | 81% |
| YCO2 @ 100 °C | 35% | 1.7% | 2.8% | 1.7% | 3.2% | 1.5% | 12% |
The reactions conducted at 60 °C exhibited reff values (in mol L−1 min−1) ranging from 0.013 for iPrOH to 0.033 for pure water and MeCN acted as co-solvents. At 80 °C, the reaction in pure water had the highest robs value of 0.60, which was approximately three times higher than the values observed with MeOH, EtOH, iPrOH, tBuOH and DMSO, and almost double that observed with MeCN. This enhanced rate emphasises the influence of temperature on the reaction kinetics and the potential suppressive effect of certain co-solvents. At 100 °C, MeCN exhibited the highest reff value of 4.73, which exceeds even the reff value of 3.8 of the pure aqueous solvent. The other co-solvent mixtures continued to show comparatively low rates, similar to those observed at 80 °C. Collectively, these data suggest that with each increase of approximately 20 °C, the reff value increases by about one order of magnitude, illustrating a strong temperature dependence of the reaction kinetics that is consistent with a classical Arrhenius-type behaviour. This trend highlights the importance of optimising temperature conditions further to achieve higher reaction rates and efficiencies for the modified OxFA process. Consequently, optimizing the reaction conditions at elevated temperatures can lead to substantial reductions in reaction time and improvements in the overall process efficiency. Additionally, it is imperative to exercise caution and avoid excessive increases in temperature, as this may lead to significant safety concerns, particularly in the context of high-pressure oxygen in combination with organic solvents, which can pose a substantial explosion risk. Therefore, great care was taken to conduct all experiments far below the lower explosion limit of each co-solvent's vapour.
Oxygen solubility measurements (Fig. 4, S38 and S39) show significant differences for the various co-solvents used. Note that measurements for organic co-solvents were limited to T = 60 °C due to the corrosive behaviour of pressurized oxygen. As expected and well documented in the literature, the solubility of oxygen in pure water is inherently low.50 Initial measured values are around 69 mmol L−1 O2 at 5 °C, decreasing to approximately 34 mmol L−1 O2 at 60 °C. Adding 10 vol% MeOH effectively doubles oxygen solubility at 60 °C, reaching 62 mmol L−1 O2. Similarly, minor increases in oxygen solubility were observed with the addition of polar protic solvents (10 vol%), such as EtOH, iPrOH and tBuOH. The measured values were approximately 76 mmol L−1 at 60 °C, which is consistent with their ability to facilitate the dissolution of gases through hydrogen bonding and polarity effects. In contrast, solvent mixtures with polar aprotic solvents such as MeCN and DMSO exhibit significantly higher oxygen solubilities, with measured values of 87 mmol L−1 and 102 mmol L−1 at 60 °C, respectively (Fig. 4). These findings indicate that aprotic polar solvents often enhance gas solubility due to their strong dielectric constants and ability to stabilise dissolved oxygen molecules without interference from hydrogen bonding.
When gas solubilities in different solvents as a function of reaction rate are evaluated (Fig. 5), it becomes apparent that increased oxygen solubility does not necessarily lead to an increased reaction rate.
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| Fig. 5 Oxygen solubility vs. reff at 60 °C (left), 80 °C (middle) and 100 °C (right). Measurement conditions: full data can be found in Tables S31–S44 in the SI for all measured co-solvents. | ||
As reaction dynamics are governed not only by gas solubility but also by factors such as solvent polarity, hydrogen-bonding capacity, and the catalytic environment, comparisons across all solvent mixtures are challenging. A clearer trend emerges when focusing on water, MeOH, EtOH, iPrOH, and tBuOH. These solvent mixtures can be considered chemically similar: each contains a hydroxyl group bound to an increasing number of carbon atoms, starting with water (zero carbon atoms), followed by MeOH (one carbon atom), EtOH (two carbon atoms), and so forth. The most pronounced trend is observed at 80 °C. Water, with the lowest number of carbon atoms, exhibits the lowest oxygen solubility and the highest reaction rate. MeOH, with the second-lowest carbon number, shows the second-highest reaction rate. EtOH, iPrOH, and tBuOH display nearly identical reaction rates and more or less identical oxygen solubilities. The same trend is observed at 60 °C and 100 °C, with minor deviations attributable to experimental uncertainties. Therefore, within this subset of polar protic co-solvents, a consistent relationship is evident: lower oxygen solubility correlates with a higher reaction rate. At first glance, this is counterintuitive. One might expect that higher oxygen concentrations would accelerate catalyst reoxidation. However, increased oxygen solubility arises from stronger interactions between the solvent and oxygen molecules. Consequently, oxygen may be less available for catalyst reoxidation because the alcohol competes with the catalyst for access to dissolved oxygen. In contrast to the alcohols, the polar aprotic co-solvents DMSO and MeCN do not fully follow this trend. It should be noted, however, that the mass fraction of DMSO in water was nearly 11 percent, whereas the mass fractions of the alcohols and acetonitrile were 8 percent. Therefore, it is more realistic to assume that DMSO at an 8-percent fraction would exert approximately the same influence on solubility as the alcohols. As its reaction rate is also similar to that of the alcohols, DMSO shows the same relationship between oxygen solubility and reaction rate, as observed for the alcohols.
Since the primary interest lies in catalytic activity, a focus was on the first reduction event (Fig. 6, inset). It is hypothesized that the ease of xylose oxidation is directly linked to the redox potential observed in different co-solvent mixtures. Indeed, a correlation between the redox potential determined by SWV and the effective reaction rate (reff) obtained from catalytic reactions at 100 °C was established (Fig. 6). In general, higher redox potentials for this first event correlate with lower FA-yields (e.g., pure H2O: 0.473 mV, 65% YFA, H2O/tBuOH: 0.464 mV, 76% YFA), supporting the initial hypothesis that thermodynamically favoured electron transfer processes enhance product formation (DMSO needs to be excluded due to its own decomposition towards FA). However, iPrOH represents an exception to this trend. Although it shows the second lowest redox potential [E1(iPrOH) = 0.447 V vs. Ag/AgCl; for comparison E1(H2O) = 0.468 V vs. Ag/AgCl], only a moderate yield of FA was obtained under these conditions. This observation points to the complexity of the reaction sequence: while the addition of iPrOH increases oxygen solubility (Fig. 5) and significantly lowers the redox potential (Fig. 6), solvent decomposition appears to compete with the conversion of xylose to FA. These findings emphasize that solvent effects extend beyond simple thermodynamic considerations, influencing both reaction pathways and catalyst integrity. Further in silico studies are therefore carried out to clarify how the co-solvents interact with the catalyst.
To determine the most likely sites for the reduction of POMs with the different co-solvents, the model reduction reactions were calculated (Table 4). The absolute values of the reduction potentials are not important here (as these reactions are not expected to occur in the experimental system); more important are the relative reduction values when the co-solvents are bound either at the vanadium site or at a molybdenum site at the opposite end of the POM. In all cases, reduction is strongly favoured at the vanadium site, which consistently has a much lower ΔG than reduction at the molybdenum site.
| Additive | Reaction | ΔG/kJ mol−1 | |
|---|---|---|---|
| V | Mo | ||
| a Taken from ref. 44. | |||
| MeOH | POM + MeOH → POMH2 + Me = O | 51.1a | 115.6a |
| EtOH | POM + EtOH → POMH2 + Et = O | 19.8 | 81.4 |
| iPrOH | POM + iPrOH → POMH2 + iPr = O | −1.5 | 63.7 |
| tBuOH | POM + tBuOH → POMH2 + tBu = O | −35.1 | 25.7 |
| MeCN | POM + H2 → POMH2 (with MeCN bound) | −32.2 | 27.8 |
| DMSO | POM + H2 → POMH2 (with DMSO bound) | −33.1 | 21.1 |
The top five binding positions (and energies) are given in Table 5. The three alcohols have similar binding energies to MeOH (all via hydrogen bonding), although the favoured binding position for EtOH is at the opposite end of the POM from the vanadium binding site. The binding energy of EtOH at the vanadium site is ∼35 kJ mol−1, and therefore, it is likely to be competitive with xylose. For iPrOH and tBuOH, the binding energy at the vanadium sites is ∼ −39.5 kJ mol−1 in both cases, which is also likely to be competitive with xylose. Much like the trends seen for MeOH, one would expect this to slow the effective reaction rate as the interchange of the solvent and xylose must occur.
| Rank | EtOH | iPrOH | tBuOH | MeCN | DMSO |
|---|---|---|---|---|---|
| 1 | 19 (−38.2) | 14 (−39.7) | 15 (−41.6) | 1 (−23.8) | 20 (−29.6) |
| 2 | 3 (−35.4) | 1 (−39.5) | 3 (−40.2) | 19 (−23.4) | 14 (−29.5) |
| 3 | 16 (−35.1) | 15 (−38.9) | 1 (−39.6) | 3 (−22.8) | 12 (−29.0) |
| 4 | 14 (−34.4) | 8 (−37.9) | 12 (−38.8) | 18 (−22.8) | 21 (−28.9) |
| 5 | 5 (−34.2) | 3 (−37.5) | 17 (−37.7) | 5 (−22.2) | 18 (−28.6) |
For DMSO and MeCN, the picture is somewhat different. DMSO has stronger binding energies than water and is therefore likely to displace water bound to the POM, but the preferred binding sites are far from the vanadium sites, where xylose binding is much more favourable (by ∼10 kJ mol−1). Guo et al. have previously attributed the selectivity and rate enhancement (of glucose oxidation) to the formation of hydrogen bonds between DMSO and key intermediates in the reaction,37 which is likely to be the case here, too. The binding of MeCN across the POM is likely to be competitive with water (whose binding energies range from −19.0 to −26.6 kJ mol−1); the preferred binding site is at the vanadium centres, although xylose binding is more favourable at this site. As hydrogen bonding is not responsible for the binding of MeCN and the POM, an extended transition state–natural orbitals for chemical valence (ETS-NOCV)53 analysis was performed to understand the nature of the interaction (Fig. 7). A series of weak interactions between the orbitals of e symmetry of MeCN and the O lone-pair orbitals (and overlaps with the d orbitals of predominantly V, but some Mo d orbitals) were found, essentially demonstrating non-covalent interactions similar to π–π interactions.
![]() | ||
| Fig. 7 (a) Binding coordination of HPA-2 and MeCN; front view (left); side view (right). (b)–(e) Four most strongly interacting ETS-NOCV orbital pairs. | ||
For both DMSO and MeCN, xylose binds more strongly to the POM when the co-solvent is also bound (by −1.9 and −2.6 kJ mol−1, respectively, to give total binding free energies of −53.2 and −53.8 kJ mol−1) than when just xylose is bound (with a binding free energy of −51.3 kJ mol−1). For each of the alcoholic co-solvents considered, the binding free energy decreases by > 5.4 kJ mol−1. While these binding free energy changes are relatively small, crucially they represent a positive change in binding in the presence of MeCN or DMSO, while xylose binds less strongly in the presence of the alcoholic co-solvents. The increased binding strength of xylose at the vanadium site is likely to lead to more efficient C–C bond breaking.
In order to improve the overall xylose oxidation process, the next step was to optimize the reaction parameters, specifically reaction temperature, O2 pressure, substrate concentration and amount of co-solvent.
To draw meaningful conclusions from this investigation in an STR, the effects of film diffusion needed to be excluded first. This was tested by varying the stirrer speed (Fig. S30) at the highest xylose concentration within the DoE parameters (Table S25). The stirrer speed shows no influence on the kinetic parameters, neither on xylose conversion, nor on FA-yield or selectivity. A slight variance can be observed for the intermediate glycolic acid. At 500 rpm, the proportion of glycolic acid is the highest. All other results are the same for 1000 and 1500 rpm, therefore 1000 rpm was chosen for further experiments.
After performing the experiments, the CCD design was evaluated statistically for each response performed, yielding three different models (see fit summary for YFA, Xxylose and YCO2 in Table S27). YFA and YCO2 can be described best with a quadratic model, whereas xylose conversion is best described with a reduced two-factor (2FI) model. Even though the quadratic model for XXylose shows higher R2 values, the 2FI model was chosen due to the lowest sequential p-value.
According to the different p-values of each factor, a combination was chosen for implementation into the model. The results of the analysis of variance (ANOVA) can be found in Tables S28 for YFA, Table S29 for XXylose, and Table S30 for YCO2, respectively.
The parameters B (pO2), C (cXylose) and D (MeCN vol%) have the most significant influence on the response YFA, yet A (temperature) is significant with a p-value < 0.05. Additionally, the parameter combinations AB, AD and BD are not significant, but included within the model to maintain hierarchy. The predicted vs. experimental graph for YFA (Fig. S31) shows a high agreement of the model with the experimental data. Furthermore, the experimental design and the results can be integrated within a full factorial (FF) model to validate the obtained data. Therefore, a regular two-level factorial design with 16 runs was extended with 11 additional runs. A Pareto Chart was drawn to analyse, select and include the most significant factors within the model (Fig. 8).
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| Fig. 8 Pareto Chart for the integration of the RS model in the FF design (left) and the proportion of influencing parameters in the statistical design of experiment (right). | ||
The parameter C (substrate concentration) has a negative influence on YFA; however, a positive influence is observed by the other significant parameters B, D and BC. The reaction temperature is below the Bonferroni Limit (3.35) and the t-value limit (2.09) but included within the model to maintain hierarchy. Though the resulting model is not orthogonal (hence its origin from RSM), an adjusted R2 value of 0.901 could be obtained. The main parameters B, C and D alone contribute to 77% of the model for YFA response. The lack of fit has only an influence of 6%, showing a valid approach for describing the experiments. For optimization, the same parameters as for the CCD design were chosen. The optimization suggests YFA of 89%, XXylose of 99% and YCO2 of 4.2% at T = 126 °C, pO2 = 43 bar, cXylose = 101 mmol L−1 and 42 vol% MeCN as the co-solvent in water. Therefore, both the models show similar results regarding optimum reaction conditions and resulting yields. Consequently, the experimental verification test was performed three times (n = 3) with those parameters yielding YFA of 90% (±1.11%), XXylose of 100% (±0%) and YCO2 of 4.83% (±0.35%).
The model is able to describe 99.5% of the experimental data. As discussed above, for converting xylose, the co-solvent amount shows no significant influence and is therefore not contained within the model. Here, the oxygen pressure and the correlation between pO2 and the substrate concentration are of highest significance (p = 0.006). The parameters AB and AC are included showing less significance (p = 0.015), yielding an R2 value of 0.649 for response XXylose. The ANOVA for the response YCO2 yields a quadratic model, where the reaction temperature (Y) shows the lowest significance of the chosen main parameters (p = 0.031). The combined factors AB, AC and AD show p values taller p = 0.05, but were included to maintain hierarchy. The most significant influence is shown by parameters B (partial oxygen pressure) and D (MeCN volume fraction). The derived model is able to describe 97.3% of the experimental data. The resulting 3D surface plots for YFA as response can be found in Fig. 9.
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| Fig. 9 Resulting 3D surface plots for the formic acid yield. Parameters A and B (left), C and A (middle) and D and A (right). | ||
The highest influence of a parameter set can be observed for the combination of A (temperature) and C (substrate concentration). The FA yield ranges from 58% to 92%, showing a broad range of results; the higher the substrate concentration is, the less the FA produced. The reaction temperature has a sweet spot at around 115 °C. As seen within the ANOVA, the parameter combination A and B, as well as A and D, has less influence on YFA, in general higher oxygen pressures lead to higher YFA – and higher additive volume shows the same trend for YFA.
As deduced from oxygen solubility measurements, higher temperatures (A) lower the solubility of oxygen in the solvent mixture (Fig. 4). However, higher partial oxygen pressures (B) and higher additive amounts (D) lead to increased oxygen solubility. This shows two opposing trends, which lead to a non-linear behaviour resulting in a “sweet spot”. This fits the experimental trends well: a low partial oxygen pressure leads to high xylose conversion, but YFA is low due to the high amount of remaining intermediates. This trend is also true for an increased substrate amount. Additionally, a combination of both low oxygen pressure and high substrate amount at high reaction temperatures leads to a by-product-rich reaction solution containing furfurals and humin-like solids, whereas the catalyst is not reoxidized, as indicated by the blue colour of the resulting reaction solution. When observing the results for XXylose, a dominant number of experiments resulted in conversion values X > 97%. Parameters B and D show the biggest influence yielding results from YCO2 of 2–19%, showing a very broad range. The highest values are reached at high substrate loads, high partial oxygen pressures and low co-solvent amounts. This shows the significance of adding a minimum amount of co-solvents for the inhibition of CO2 formation.
MeCN seems to be the most promising co-solvent; high oxygen solubility values and lower catalyst redox potential in MeCN/H2O mixtures resulted in the highest reaction rates with high FA yields, using reaction parameters that differ from the state of the art. Moreover, the high temperature dependency shown by the Arrhenius plot offers an intensification of the process by optimising the reaction conditions, increasing the productivity even further. Additionally, the volume of the co-solvent could improve the reaction (with being inside a safe limit regarding lower explosion limit) regarding selectivity and yield of formic acid. To examine whether a lower oxygen partial pressure is suitable for reducing costs of compression and plant design, a variation needs to be performed. With the increased substrate concentrations, higher amounts of FA can be produced with improved economy of the process. Overall, these findings comprise a significant step for the improvement of the OxFA process, thereby contributing to a more efficient sustainable production of formic acid.
The vanadium-substituted H8PV5Mo7O40 (HPA-5) catalyst was kindly provided by OxFA GmbH. The characterization of the catalyst was carried out using a Fa. Spectro Arcos ICP-OES device resulting in a P/V/Mo ratio of 1.27/4.78/7.00. The Keggin-structure type was verified by FT-IR spectroscopy using an IRSpirit-X equipped with an ATR unit from Shimadzu, showing the typical stretching vibrations associated for the Keggin oxo-anions of P–Oa, Mo = Od, Mo–Ob–Mo, and M–Ob–Mo bonds that were detected at 1045, 948, 869, and 739 cm−1, respectively, where Yb refers to the oxygen atom that connects the two trimetallic groups, Oc joins the two octahedral MoO6 units inside the trimetallic group, Od is the terminal oxygen atom, and Oa is the oxygen atom connecting the PO4 unit of the tetrahedron and the trimetallic Mo3O13 group. The crystal water content was determined to be 12H2O per H8PV5MO7O40 by thermogravimetric analysis (TGA) using a TG 209 F1 Libra from Netsch at a heating ramp of 15 K min−1 to 350 °C.
In a typical experiment, glass liners were filled with 45 mL of a reaction solution, which was prepared with 1.25 g (15 mmol L−1) catalyst (HPA-5), 0.38 g (50 mmol L−1) substrate (xylose) and 50 mL of solvent. Here, either 100 vol% H2O or a mixture of 90
:
10 vol% H2O:co-solvent was used. The filled glass liners were inserted into the autoclaves. After closing with the appropriate torque ensuring leak tightness, the autoclaves were purged three times with 35 bar oxygen to ensure a pure oxygen atmosphere. For experiments at a reaction temperature of 100 °C, the autoclaves were pressurized to an initial pressure of 45 bar at ambient temperature. Subsequently, the desired reaction temperature and a stirrer speed of 300 rpm were set. When the inside temperature reached the desired value, the zero-minute sample was drawn from the sampling valve. The stirrer speed was subsequently increased to 1000 rpm starting gas-entrainment. The samples were drawn after shown reaction times and directly put on ice. When the reaction was finished, the stirrer speed was decreased to 300 rpm, the heating jackets were taken off and the reactors were cooled with pressurized air. After cooling the reactors to room temperature, samples of the gas phase were taken, and subsequently, the autoclaves were vented, and further analysis of the reaction solutions was carried out.
Cyclic voltammetry (CV) was recorded over a potential window from +1.0 V to −0.6 V (vs. Ag/AgCl) at a scan rate of 100 mV s−1 for three consecutive scans. The measurement direction is shown in Fig. S5–S13. Square-wave voltammetry (SWV) was carried out over the same potential window with instrument settings of PH = 20 mV, PW = 40 ms, and SH = 0.4 mV, corresponding to a modulation amplitude of 20 mV, a frequency of 12.5 Hz, and a scan rate of 5 mV s−1. These electrochemical parameters were selected as a compromise between spectral resolution and measurement sensitivity, ensuring reliable detection of overlapping redox events (Fig. S14–15 and Table S1).
![]() | (1) |
With the determined amount of substance of the gas phase by GC and the measured amount of substance of the liquid phase by HPLC, the respective yield Yi can be determined according to eqn (2):
![]() | (2) |
The selectivity Si of each product i is determined from the ratio of the yield Yi of product i to the conversion of xylose Xxylose. This is given by eqn (3):
![]() | (3) |
As it has been previously discussed in the literature, the observed reaction rates robs can be calculated using eqn (4):21
![]() | (4) |
The determination of the activation energy (Ea) was performed by plotting kobs according to the logarithmic Arrhenius function shown in eqn (5). The slope from linearisation was divided by the ideal gas constant (R) yielding Ea.
![]() | (5) |
The cleaned and dried measuring cell was connected to the measuring system, filled with a known amount of sample and evacuated. At the same time, the gas cylinder was filled with high-purity oxygen and thermostated at 303.15 ± 0.03 K. After achieving the isothermal and isobaric stabilization of the gas cylinder, the valve separating the two parts (gas reservoir and measuring cell) was opened allowing the gas to contact the liquid. The equilibrium between gas and liquid was assumed to be reached when the gas pressure in the system remained constant over 1 hour within the sensitivity of the pressure sensor (1 mbar). After that, the temperature of the measuring cell was changed to the next setpoint. The amount of dissolved gas was evaluated as the difference in the mass of the gas in the gas reservoir before the experiment and in the available gas phase after evaluation. The available gas phase in the measuring cell was determined as a difference of the total cell volume and the volume of the studied sample under equilibrium conditions (eqn (6)):
| msol = mres ini − mres eq − mcell eq | (6) |
The oxygen solubilities at 80 °C and 100 °C for co-solvent water mixtures were described using Sechenov eqn (7):49
![]() | (7) |
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