Open Access Article
Muhammad Salman Khan
*a,
Mohannad Al-Hmoudb,
Banat Gulc,
Ayed M. Binzowaimilb,
Ghlamallah Benabdellahd,
Zia Ullahe,
Hijaz Ahmadf and
Ahmad Irfang
aDepartment of Physics, Abdul Wali Khan University, Mardan, 23200, Pakistan. E-mail: salmankhan73030@gmail.com
bDepartment of Physics, College of Science, Imam Mohammad Ibn Saud Islamic University (IMSIU), Riyadh, 13318, Saudi Arabia
cNational University of Sciences and Technology (NUST), Islamabad, Pakistan
dLaboratory of Physical Engineering, Department of Physics, Faculty of Matter Sciences, University of Tiaret, Algeria
eKey Laboratory of Materials Physics, Ministry of Education, School of Physics, Zhengzhou University, Zhengzhou 450052, P. R. China
fIrfan Suat Gunsel Operational Research Institute, Near East University, Nicosia/TRNC, 99138 Mersin 10, Turkey
gDepartment of Chemistry, College of Science, King Khalid University, P.O. Box 9004, Abha, 61413, Saudi Arabia
First published on 15th May 2026
First-principles calculation is employed to explore the structural, elastic, optoelectronic and transport features of novel ALiZnS2 (A = Na, Rb) quaternary chalcogenides. The Rb-based material has a greater equilibrium volume and compressibility. Elastic constant calculation confirms Born stability for both materials. NaLiZnS2 has larger bulk (44 GPa), shear (25 GPa), and Young's (67 GPa) moduli, demonstrating improved stiffness, while RbLiZnS2 shows improved ductility with a higher Pugh ratio (1.68) and stronger ionic character, as reflected by its larger positive Cauchy pressure. Direct wide energy gaps of 3.43 eV (NaLiZnS2) and 4.04 eV (RbLiZnS2) are found (with TB-mBJ) with S-p states dominating the valence band, and Zn-s/p states controlling the conduction band region. Replacement of Rb widens the conduction band and enhances the separation of ions. The optical spectra indicate that NaLiZnS2 has extensive dielectric peaks, a higher refractive index (∼2.8), improved UV absorption and a high plasma frequency (∼18 eV) as compared to RbLiZnS2. In the study of thermoelectric transport nature, the electrical conductivity and Seebeck coefficient decrease with temperature, lattice thermal conductivity is suppressed by Umklapp scattering, and NaLiZnS2 (ZT = 0.46) shows a maximal figure of merit compared to RbLiZnS2 (ZT = 0.38). The results confirm MLiZnS2 materials as mechanically stable, optically transparent UV materials with potential mid-temperature thermoelectric potential, and adjustable through alkali-metal substitution.
Oledzka et al.24 prepared four different low-dimensional NaCuAS2 (A = Mn, Co, Fe, and Zn) quaternary sulfides. Virtue et al.25 produced KCuMnS2 and KLiMnS2 via a high-temperature reaction of K and Li carbonates with pure metals in a CS2. Predictions of theoretical studies have led to the discovery of a novel family of two-dimensional quantum spin Hall (QSH) insulators in transition-metal halide monolayers, marking one of the first instances of QSH-based halide materials.27 Similarly, ab initio studies have suggested quantum anomalous Hall insulating states in Sn–Ge honeycomb lattices with significant energy gaps of 0.34 eV and 0.06 eV, respectively, which could be beneficial for applications at room temperature.28 It is evident that small adjustments in lattice symmetries and element compositions can significantly impact the electronic and transport characteristics of materials. Experimental studies have focused on synthesizing novel compounds, including crystal structure analysis and disordering effects, as well as structural parameter redetermination to increase reliability and reproducibility.29 Liu et al.30 synthesized and successfully investigated two new quaternary layered materials, NaLiFeS2 and NaLiCoS2, as well as NaLiMnS2, utilizing powder X-ray diffraction, magnetic, electrical resistivity, and optical investigations. The discovery of the effect that excess S has on the rate of the formation of quaternary sulfide minerals from the application of late transition metals has created a significant step forward in the ability to produce these types of materials.31 The current research contributes to such initiatives through first-principles calculations for the purpose of investigating the structural stability and multifunctionalities of NaLiZnS2 and RbLiZnS2 chalcogenides, which are not yet experimentally synthesized. A comprehensive evaluation was carried out of the multifaceted properties of these new materials, showing the significant relationships that exist between their structure and properties, along with how the substitution of different alkali metals changes the stability of the lattice, the bonding character and how the materials conduct electrons. This understanding is critical in identifying these materials as possible candidates for optoelectronic devices, thermoelectric use, and energy-harvesting technology. Not only does this research add to the theoretical library of quaternary sulfides, but it also provides early guidance on effective synthesis and material optimization in the future.
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| Fig. 1 The computed (a) unit cell crystal structure and (b) polyhedral representation of ALiZnS2 (A = Na, Rb) quaternary chalcogenides. | ||
| Materials | a (Å) | b (Å) | c (Å) | Ecoh (eV per atom) | Eg (eV) | Eform (eV per f.u) |
|---|---|---|---|---|---|---|
| a Ref. 17.b Ref. 26.c Ref. 30.d Ref. 31. | ||||||
| NaLiZnS2 (our work) | 3.98 | 3.98 | 6.69 | −4.43 | 3.43 | −4.17 |
| RbLiZnS2 (our work) | 4.06 | 4.06 | 13.79 | −4.32 | 4.04 | −4.13 |
| RbLiZnS2 | 4.02a | 13.76a | 3.55a | −4.18a | ||
| CsLiZnS2 | 4.08a | 14.28a | 3.61a | −4.18a | ||
| KLiZnS2 | 3.97a | 13.37a | 3.58a | −4.20a | ||
| NaLiMnS2 | 4.04b | 6.72b | 2.80b | |||
| NaLiCoS2 | 3.95b | 6.70b | 1.50b | |||
| KAgCdS2 | 4.27c | 7.67c | 1.92c | |||
| RbAgCdS2 | 4.25c | 13.90c | 2.16c | |||
| CsAgCdS2 | 4.31c | 14.26c | 2.42c | |||
| NaLiCdS2 | 4.13d | 6.86d | 2.40d | |||
| NaLiZnS2 | 3.97d | 6.71d | 2.37d | |||
Fig. 2(a and b) displays the change of total energy as a function of unit cell volume for NaLiZnS2 and RbLiZnS2, demonstrating the equation of state behaviour derived from first-principles calculations. Both curves show a parabolic Murnaghan-type relationship. The curves in both materials are symmetric around the minimum, indicating an isotropic elastic response near equilibrium. The sharp increase in energy of volumes larger or smaller than V0 suggests this is the high repulsive or tensile force related to compression or expansion of lattices. NaLiZnS2 possesses a slightly lesser equilibrium volume than RbLiZnS2 because Na+1 has a smaller ionic radius, thus forming a compact lattice structure. The radius of curvature of the NaLiZnS2 plot around the minimum is slightly stiffer, and this is characteristic of denser structures with shorter bond lengths. The larger RbLiZnS2 also has a larger equilibrium volume and is a slightly flatter source of curvature near the minimum. This means that it is more compressible and its bulk modulus is lower. The absolute total energies vary widely in magnitude in response to variations in atomic composition and mass, but in comparing the relative stability at constant chemical family, the relative location of the minimum in the volume axis is of more physical significance than the direct energies. The shape of the two curves is parabolic, which confirms that both materials are mechanically stable at their respective equilibrium states, as confirmed by the fact that the second derivative of energy versus volume is positive. Besides, the larger equilibrium volume of the RbLiZnS2 can affect its density, phonon dispersion and ultimately its thermal and thermoelectric characteristics. This might result in lower lattice thermal conductivity with increased phonon scattering in the more open structure. The denser NaLiZnS2 structure may have greater sound velocities and heat conductivity, but it is also more rigid. Calculation of cohesive energy (Ecoh) and formation energy (Eform) is essential for understanding the thermodynamic stability and atomic interactions in NaLiZnS2 and RbLiZnS2. Both materials exhibit relatively high cohesive energy: −4.43 eV per atom for NaLiZnS2 and −4.32 eV per atom for RbLiZnS2. High cohesive energy implies that NaLiZnS2 and RbLiZnS2 demonstrate strong atom-to-atom interaction in their crystalline structures. Cohesive energy is defined as the energy necessary to separate molecules or ions into individual atoms, meaning that lower energy values indicate a more stable material structure. Thus, since the cohesive energy of NaLiZnS2 is more negative than that of RbLiZnS2, it can be concluded that this compound demonstrates stronger bonding and a more stable lattice than RbLiZnS2 due to the smaller size of Na+ ions, contributing to more significant orbital overlapping. Likewise, the formation energies of −4.17 eV per f.u for NaLiZnS2 and −4.13 eV per f.u for RbLiZnS2 (see Table 1) are also highly negative, proving the stability of these compounds with respect to their constituent elements. Formation energy is the energy released during the formation reaction when a compound is formed from its elemental reference state; hence, any negative value shows that the formation reaction is exothermic. Formation energy values obtained during the study were found to have a high correlation with the theoretical values from the literature, thus validating the stability trends reported by previous studies.17,26,30,31 In comparison, the marginally more negative Eform for NaLiZnS2 shows a greater stability level than the other compound. The close values, however, show that although both compounds are stable, substituting Na with Rb makes the structure less stable due to the expansion of the crystal lattice and weak bonding interactions. Considering the similarities between trends for cohesive and formation energy, both compounds can be concluded to be inherently stable. However, NaLiZnS2 shows greater stability due to stronger bonding energy, which agrees with its mechanical properties shown in the elastic properties analysis.
| Materials | C11 | C12 | C13 | C33 | C44 | C66 | B | C″ | Y | C′ | G | ν | B/G | A |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| a Ref. 17. | ||||||||||||||
| NaLiZnS2 (our work) | 91 | 36 | 20 | 73 | 23 | 31 | 44 | 13 | 67 | 27 | 25 | 0.24 | 1.65 | 1.13 |
| RbLiZnS2 (our work) | 78 | 29 | 19 | 77 | 22 | 24 | 40 | 7 | 59 | 24 | 24 | 0.25 | 1.68 | 0.99 |
| NaLiZnS2 | 88a | 31a | 17a | 67a | 18a | 27a | 40a | 58a | 23a | |||||
| RbLiZnS2 | 74a | 22a | 16a | 73a | 21a | 21a | 35a | 51a | 22a | |||||
| CsLiZnS2 | 69a | 22a | 17a | 82a | 22a | 21a | 35a | 54a | 22a | |||||
| KLiZnS2 | 79a | 24a | 16a | 68a | 21a | 23a | 35a | 56a | 22a | |||||
Non-directional bonding contacts are common in positive Cauchy pressure, and high covalent directionality is indicated by negative values. Positive values of Cauchy pressure determined were found to correlate well with previous studies,17 thus confirming the ionic nature of the bonding between constituent atoms. RbLiZnS2 has positive Cauchy pressure due to the fact that its Rb atom is electropositive, which means that it will rearrange faster when subjected to stress. The small but positive value of NaLiZnS2 is a sign of the balanced ionic-covalent interaction, which leads to increased stiffness and reduced ductility. The second item in the table is the Pugh ratio (B/G), which is an empirical statistic of ductility/brittleness, much used. The calculated values of both ratios (see Table 2) of NaLiZnS2: 1.65 and RbLiZnS2: 1.68 bring both the materials near the pivotal value of 1.66 that distinguishes between ductile and brittle behaviour. These findings prove that NaLiZnS2 is brittle and has a lower B/G ratio and directional bonding, and RbLiZnS2 is ductile and has a higher B/G ratio and softer lattice. This difference is critical in practice as the ductile materials are less vulnerable to mechanical stress and microcrack propagation as compared to the brittle ones, which are stiffer and resistant to thermal change. The shear constant (C11 − C12)/2 presented (see Table 2) is similar to 27 GPa (NaLiZnS2) and 24 GPa (RbLiZnS2). It possesses tetragonal shearing deformation strength. The calculated values for the shear constant have high correspondence with previous reports,17 indicating that they exhibit comparable resistance to shear deformation. A large C exhibits a tremendous resistance to distortions that lead to the impairment of symmetry, which is essential in ensuring structural integrity under complicated stress. NaLiZnS2 possesses a significantly higher value of C, which means it is less prone to lattice destabilization and is shear-rigid. RbLiZnS2 has a lower value, and this demonstrates that it enhances shear compliance and offers a more ionic, softer bonding environment. The quantitative outcome A is given by the ratio of 2C44/C11 − C12, and the values of anisotropy of elasticity are 1.13 (NaLiZnS2) and 0.99 (RbLiZnS2). Such a difference in unity values indicates direction-dependent elastic behaviour, an inherent characteristic of tetragonal crystal structures because of their natural structure anisotropy. The medium separation between the two materials indicates the moderate divergence of unity, indicating that although the elastic properties depend on the crystallographic direction, anisotropy is not too high and leads to a mechanically stable and predictive behaviour. Anisotropy is marginally smaller in RbLiZnS2, and the ionic bonding is weaker and more isotropic, giving it a more homogenous elastic response. The pattern of all the elasticity parameters in the table is consistent and quite intuitive: not only is NaLiZnS2 mechanically stronger, but it is also less compressible and more brittle, which has stronger and more directional bonds, whereas RbLiZnS2 is not only softer, but also more compressible, more indicative of ductile behaviour, and more ionic. This developmental history of elastic behaviour highlights both the applicability of substitution of alkali-metals in defining the mechanical behaviour of sulfide semiconductors, as well as provides a basis to attribute mechanical stability to electronic and functional activity in sulfide semiconductors.
= 0.23 mo for NaLiZnS2, whereas it is
= 0.19 mo for RbLiZnS2. As for the effective hole mass, it is found that the
= 0.68 mo for NaLiZnS2 and
= 0.55 mo for RbLiZnS2. Both NaLiZnS2 and RbLiZnS2 have dispersive conduction bands close to CBM, specifically in TB-mBJ calculations, revealing smaller electron effective masses. The curvature of the CBM of NaLiZnS2 is high, leading to the low effective mass of electrons (
≈ 0.23 mo) and thus favouring high electron mobility. In comparison, the CBM region of RbLiZnS2 demonstrates a similar dispersion of the conduction bands; however, due to a larger atomic radius of Rb, it has a slightly higher curvature than NaLiZnS2, leading to the slightly higher electron effective mass. On the other hand, both compounds show rather flat valence bands at VBM, with a particularly high curvature in NaLiZnS2, pointing to relatively large hole effective masses (
≈ 0.55 mo). As can be seen, hole mobility is significantly lower compared to that of electrons. It can be noted that RbLiZnS2 exhibits slightly greater dispersion around the VBM compared to NaLiZnS2, which suggests slightly smaller hole effective mass and, therefore, better hole transport. It is evident that the differences between electron and hole effective masses reflect the built-in asymmetry of carrier mobility; electrons are more efficient conductors of electric current. All of these results are validated by the analysis of the density of states and contribution of particular orbitals; it is clear that Zn-s/p bands contribute to the formation of dispersive conduction bands, whereas S-p bands contribute to the formation of flat valence bands. Both materials have favourable electronic properties for electron transport due to small electron effective masses, while large hole effective masses promote high Seebeck coefficients.
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| Fig. 3 The band structures for (a and b) NaLiZnS2 and (c and d) RbLiZnS2 materials using WC-GGA and TB-mBJ potentials. | ||
The S-p orbitals with energies from −5 to 0 eV are the major constituents of the valence band maximum (VBM) of NaLiZnS2. Such huge and strong PDOS peaks (see Fig. 4) indicate the delocalization of the S-p electrons as well as the high hybridization of the electrons with atoms around it, especially Zn. The S–s orbitals are also less active and the ones confined to low energies, −5 to −3 eV, meaning that they are more isolated and less active in the covalent bonding at the Fermi level. The deep valence range of −6 eV to −5 eV has narrow and high peaks due to the Zn-d orbitals. It demonstrates that localized electronic states, as desired by transition metal d-orbitals, are not strongly hybridized with other orbitals but contribute to the enhancement of the density of states in the lower VB. Na-p orbitals hybridize with S-p orbitals between −4 eV and −1 eV and show weak hybridization and no participation in bonding. Na-s states, on the other hand, are nearly non-existent in the valence region and only become dominant above 5 eV in the conduction band, indicating an ionic nature and lack of binding to the Fermi level. Due to the high electron positivity of lithium and the small size, the Li-s orbital exhibits small, narrow peaks just below the Fermi level and once higher than 2 eV in the CB, suggesting minimal hybridization and bonding. The Zn-s and Zn-p states shape the conduction band of NaLiZnS2, which has its onset at 2 eV but goes above 6 eV. These orbitals influence the curvature of the electron bands, the mass of the electrons, and consequently, the electrical conductivity of the substance. This region can have the contribution of minor contributions from the Na-s/p orbitals, but they are minimal. The empty orbitals that make up the Na states in the conduction band are only important at high energies and give insignificant contributions in the vicinity of the edges of the band. The carrier density of the material is low in the intrinsic state. The same can be said of the DOS pattern in RbLiZnS2, except that it also exhibits noticeable changes due to the replacement of Na with the heavier and larger Rb atom. The upper valence band of the range of −5 eV to 0 eV is still dominated by the S-p orbitals because it is strongly bonded to the atom, and it plays a role in the VBM. Just like NaLiZnS2, the S-s states play a minor role at lower energies. The lower valence band is dominated by Zn-d orbitals and has strong peaks at −6 eV. The intensity and sharpness of Zn-d states in RbLiZnS2 are marginally higher than in NaLiZnS2, suggesting more localized Zn-d behaviour. This could be due to small variations in Zn–S bond lengths or local symmetry generated by the bigger Rb ion. Rb has a significant influence on the conduction band properties. Rb-s, Rb-p and Rb-d orbitals do not contribute much to the valence band but are significant in the conduction band, with a larger contribution especially above 5 eV. The Rb-d states were stretched and added to a larger conduction band by virtue of their higher energy associated with the major quantum number (n = 4). The distribution of states in the CB of RbLiZnS2 is denser than in NaLiZnS2, which can have improved carrier transport characteristics when doping or exciting it. The projected density of states (PDOS) reveals a minimal influence of Li-s orbitals on the electronic structure at both valence band maximum (VBM) and conduction band minimum (CBM) states. Na has fewer and more localized s/p orbitals, which contribute at a slightly lower energy in the conduction band, and Rb has larger and more diffuse orbitals, which contribute at a higher energy and over a wider range. The fact that the lack of Rb states near the Fermi level enhances its ionic nature means that it is mostly acting as a charge donor and is not directly taking part in band-edge bonding. This causes the RbLiZnS2 to have a longer conduction band whose properties are more spread out, which may translate to higher optical absorption at the UV-visible regime and potentially a lower effective mass of electrons, which is useful in photovoltaic or thermoelectric device applications. The larger conduction band of RbLiZnS2 could be dielectric responsive and have a better carrier mobility than the well-defined conduction states of NaLiZnS2.
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| Fig. 5 The calculated (a) real component, (b) imaginary component, (c) extinction coefficient, (d) absorption coefficient, for ALiZnS2 (A = Na, Rb) quaternary chalcogenides. | ||
The extinction coefficient (k), as shown in Fig. 5(c) characterizes the extent of attenuation of light through a substance and is directly proportional to the absorption characteristics. NaLiZnS2 and RbLiZnS2 follow a similar pattern to the ε2(ω) with k(ω) values near zero in both the infrared and visible spectral ranges, which is indicative of very little absorption and therefore a large band gap and transparency in the visible range. Outside this range, the two materials exhibit a sharp rise in k(ω), which suggests the onset of significant absorption due to interband electronic transitions. NaLiZnS2 has a higher peak around 3.0, whereas RbLiZnS2 has a somewhat lower peak around 2.6. This means that NaLiZnS2 is more attenuative to light in the ultraviolet (UV) region. NaLiZnS2 possesses a higher absorption efficiency that is capable of finding use in applications associated with UV-like filters, photo detectors, and photovoltaic devices, which demand a powerful light-matter interaction. NaLiZnS2 is better than RbLiZnS2 in terms of peak intensity because of a stronger oscillator and is more likely to undergo electronic transitions. Both materials show a steep decrease in k above 7.3 eV, corresponding to a decrease in absorption when the primary interband transitions are used up. Even though both materials still exhibit similar minor oscillations with increasing photon energy, the influence of attenuation in general reduces significantly. The optical response is mainly fitted within the UV range, with NaLiZnS2 being more efficient in concentrated absorption and energy dissipation. RbLiZnS2 provides a moderate absorption, and this can be useful in applications where a controlled attenuation is required without losing too much energy. Cation substitution (Na vs. Rb) is the only slight variation between the two materials that alters the lattice constant, ionicity and density of states, which affect transition probabilities and optical constants. Fig. 5(d) displays the absorption coefficient α(ω) which is a measure of the amount of light that passes through a material before it is absorbed. NaLiZnS2 and RbLiZnS2 are zero absorption up to 3.6 eV, which means that they are wide band gap semiconductors and are therefore transparent in the entire visible spectrum. This has rendered them perfect in transparent optical devices such as lenses, coatings and windows to be used in optoelectronics. The sharp increase of both materials occurs beyond 4 eV, and the high absorption is in the ultraviolet (UV) range from 8 to 10 eV. NaLiZnS2 has a slightly higher α(ω) (approximately 2.0) at these peaks than RbLiZnS2 (1.8) and therefore, better UV absorptiometry. NaLiZnS2 has higher electronic conversion and optical characteristics in the UV region and is suitable for the detection of UV, laser systems, and UV protective coating. On reaching their respective maxima, both materials begin to exhibit a slight decrease in the α value with the increase of photon energy. Nevertheless, absorption does not go to zero in the extreme UV, at 12 eV or more. The remaining absorption may be because of the high-energy transitions or some other secondary processes, including defect state contributions, which indicate that even these materials still have some absorptive properties at very high photon energies. Electronic band structure, transition energies and strength of absorption in NaLiZnS2 and RbLiZnS2 are slightly different since there is a difference in the atomic size and electronegativity.
Fig. 6(a) represents the profile of the optical conductivity σ(ω) of NaLiZnS2 and RbLiZnS2, and shows the interband transition behaviour and electronic structural properties. The conductivity of both materials was found to be very low, nearly zero, up to around 3.7 eV, which shows they have large band gaps and are insulating in the visible region, so they can be used in transparent optical applications. Beyond this point, σ(ω) rapidly rises, reaching approximately 6.7–7.0 eV, which signifies that the interband transitions between the conduction and the valence bands are significant. NaLiZnS2 is a bit higher in its peak conductivity than RbLiZnS2, with a peak conductivity of more than 9000 cm−1 at approximately 7.0 eV. This may be because Na has a smaller ionic radius. The difference in size enhances the overlap of orbitals and the strength of the oscillator, resulting in increased optical transitions in NaLiZnS2. The conductivity of the materials beyond the main peak gradually decreases, and significant oscillations occur until the depths of the electronic state (20 eV). Such rhythmic patterns indicate diverse inter band transitions paths with increased photon energy. Fig. 6(b) shows the reflectance R(ω) of NaLiZnS2 and RbLiZnS2, showing the optical response at different energy levels. The values of the two materials are very low (0.1) in the infrared and visible regions, and this means that these materials are highly transparent and can be used in antireflective coating and optical windows. In the region above 5.0 eV, the reflectance of both materials doubles, indicating the beginning of intense interband electronic transitions in the UV region. NaLiZnS2 has a higher maximum reflectivity of around 0.43 at about 10 eV, as compared to RbLiZnS2, which has a higher reflectivity of about 0.38 at about 8.0 eV, meaning that light-matter interaction is stronger in the UV region with NaLiZnS2. The NaLiZnS2 has a great reflectivity, optical conductivity, and oscillator strength. This is supposedly because the ionic radius of Na is smaller, which allows a lot of orbital hybridization to occur. The smaller cation size in RbLiZnS2 gives it a slightly lower and earlier peak because orbital overlap is less, and the transition energies are changed. Both materials exhibit a gradual decrease in reflectivity above 12 eV, corresponding to decreased interband transition probability with photo-energy increase and a decreased frequency of electronic states available to be excited, therefore reaching their respective maxima. NaLiZnS2 and RbLiZnS2 are also excellent wide-band-gap materials with low reflectivity in the visible and, hence, should be used as transparent optical components. As well, they have large UV reflectivity, which may be used in UV mirrors or protective coatings. The slightly better performance of NaLiZnS2 in the ultraviolet demonstrates its possible superiority in optoelectronic systems where it is important to have better reflectance control at the high-energy photon frequencies.
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| Fig. 6 The calculated (a) optical conductivity, (b) reflectivity, (c) refractive index, and (d) energy loss function for ALiZnS2 (A = Na, Rb) quaternary chalcogenides. | ||
Fig. 6(c) displays the dependence of the refractive index n(ω) on photon energy in NaLiZnS2 and RbLiZnS2, which are important insights into the optical response and interaction of light and matter. Starting with a refractive index of approximately 1.8 in the low-energy domain, both materials have their transparency and insulating characteristics at the low photon energies. Energy non-tolerant growth of n(ω) is fast, with maximum values of n(ω) at approximately 5.5 eV. NaLiZnS2 has a maximum of approximately 2.8, a little bit less than the RbLiZnS2 at 2.6. NaLiZnS2 is more polarizable than RbLiZnS2, can bend and slow light, and is therefore suited to nonlinear optical and photonic applications. NaLiZnS2 is larger because its Na cations are smaller and thus its orbital overlap and interband transition intensity are high, leading to a high optical density. Beyond 8 eV, n(ω) falls promptly in both materials, which means that severe interband absorption is beginning and transparency is lost in the deep ultraviolet. This sudden decrease is the place where photon energy is sufficient to excite electrons to higher conduction states, restricting the ability of the material to support coherent optical polarization. NaLiZnS2 has a higher refractive index and a broader range of peaks compared to RbLiZnS2, which makes it better suited for optical applications that require a high level of light confinement and interaction, e.g. waveguides, photonic crystals and laser components. The refractive index of RbLiZnS2 is slightly lower and can be used with high optical transparency and stability for applications that require minimal optical distortion. NaLiZnS2 is more refractive in the UV, despite the lower absorption and much higher transparency of both materials in the visible range, so NaLiZnS2 is a better competitor to the next generation optical technologies, which need high polarizability and nonlinear optical phenomena. Fig. 6(d) shows the energy loss function L(ω) of NaLiZnS2 and RbLiZnS2 that characterizes their plasmonic and electronic excitation processes. Neither material exhibits any energy loss at energies below 8 eV, implying that the incident electrons do not interact with the electronic structure of either material significantly, and their properties as insulators and large band gaps are expected. Beyond this range, L(ω) soars due to a non-monochromatic collective oscillation of the conduction electrons, i.e., the collective oscillations of the plasma. The NaLiZnS2 dominating plasmon peak is approximately 18 eV, whereas that of RbLiZnS2 is approximately 15 eV. NaLiZnS2 possesses a higher plasma frequency, which means that the density of free electrons is higher and the contribution to interband transition is more significant in comparison to RbLiZnS2. This may be explained by the fact that the Na cation is smaller, and therefore it increases the orbital overlap and the strength of the electronic interactions. The peaks are associated with the bulk plasmon resonance, which is the maximum electron energy loss, which is important in studying the dielectric behaviour of the material at high frequencies. NaLiZnS2 has a sharper and higher-energy peak, which means that it has a better electromagnetic energy confinement and potential to utilize it in plasmonic and photonic applications. The two materials exhibit a gradual decline in L(ω) following the initial peaks, indicating reduced energy dissipation in the high photon energies, as there are fewer levels at which the electronic states can be excited. The contrast between the two materials defines the importance of cation size on electronic structure and plasmonic behaviour. NaLiZnS2 proved to be better in regard to higher plasmon frequency and enhanced interband effects.
Fig. 7(c) indicates that the Seebeck coefficient (S) of NaLiZnS2 and RbLiZnS2 exhibits an inverse relationship with the temperature, i.e. decreasing gradually between low temperature and high temperature. Such a negative slope is typical of degenerate or highly doped semiconductors, where carrier diffusion predominates the thermoelectric response. Through an increase in temperature, thermal excitation of carriers leads to a decrease in the asymmetry in the energy distribution of charge carriers relative to the Fermi level, a decrease in S. The reduction in energy-dependent carrier transport efficiency is a reason why S of both materials kept on decreasing steadily. NaLiZnS2 in the entire range studied is consistently found to have a somewhat higher value of S than RbLiZnS2. This indicates that although RbLiZnS2 has a higher electrical conductivity, its higher carrier concentration probably causes S to be lower because the carrier density and Seebeck coefficient have an inverse relationship as described by the Pisarenko equation. NaLiZnS2 has a lower carrier concentration, hence a higher thermoelectric voltage divided by unit temperature difference. The trade-off between larger σ and smaller S in RbLiZnS2 and smaller σ and larger S in NaLiZnS2 is a typical trade-off in the optimisation of the thermoelectric materials, because both are important variables in the power factor (S2σ). The in general parallel temperature-dependent trends of the two materials indicate that these materials share the same scattering mechanisms, which is likely to be dominated by acoustic phonon scattering, and bipolar conduction effects are also negligible in the examined range, which is reasonable as long as the band gaps are large enough. The slightly larger S in NaLiZnS2 can perhaps be associated with changes in electronic band structure, perhaps through an increase in effective mass or more salient density-of-states properties associated with the Fermi level, which enhances thermopower. This benefit in S should, however, be considered based on the total thermoelectric performance. NaLiZnS2 generates a higher voltage per degree of temperature difference, although RbLiZnS2 has a better electrical conductivity, which allows conductivity to flow, and thus it may give a higher power factor when the difference in S is not too great. Fig. 7(d) illustrates that the temperature of the thermoelectric figure of merit (ZT) of both NaLiZnS2 and RbLiZnS2 exhibits non-monotonic behaviour in the two materials. ZT increases gradually at low temperatures and then progressively at higher temperatures, showing that ZT reaches an optimal range of 400–500 K, beyond which the negative influences of increased electronic thermal conductivity (κ) and reduced S by increased bipolar conduction or increased carrier dispersion overshadow the benefits of σ. NaLiZnS2 has a higher ZT of 0.46 than 0.38 of RbLiZnS2 which shows a superior thermoelectric balance. Although RbLiZnS2 exhibits a slightly higher electrical conductivity (σ), NaLiZnS2 compensates with a marginally larger Seebeck coefficient (S), which enhances the power factor (S2σ). More importantly, NaLiZnS2 shows significantly reduced electronic (κe) and lattice (κl) thermal conductivities, leading to lower total thermal conductivity (κ), thereby minimizing heat loss and improving thermoelectric energy conversion efficiency. This combination results in an improved power factor of NaLiZnS2, especially as the temperature gets higher to its maximum working temperature and its electronic and phononic transport characteristics are maximized. The importance of the thermal transport advantage is that κ can be a more useful measure of phonon scattering by mass or bond disorder. Fig. 7(e) illustrates that both lattice thermal conductivity per relaxation time for NaLiZnS2 and RbLiZnS2 have a negative dependence on temperature. This is explained by the fact that the phonon–phonon Umklapp scattering rises as the thermal energy is high. The sluggishness of this thermal dependence is possible because the greater the thermal vibrations, the greater the probability of phonon collision that eliminates the heat-carrying modes and thus inhibits thermal transport of lattices.
At any given temperature, RbLiZnS2 exhibits higher κe/τ values than NaLiZnS2, indicating a lower phonon scattering. This is due to the fact that the two materials differ in their crystal structure, distribution of atomic mass and bonding properties. NaLiZnS2 can also have higher atomic mass contrast effects and distortion of the lattice, leading to more phonon scattering centres and shorter mean free paths. NaLiZnS2 is structurally stiff, and its average mass is greater than that of RbLiZnS2, which disrupts the coherent phonon transfer, much more reducing κe than in RbLiZnS2, where phonon movement does not appear to be inhibited. Lower lattice thermal conductivity in thermoelectric performance decreases overall thermal conductivity and increases the figure of merit (ZT) at comparable electrical qualities. NaLiZnS2 has a lower κ, which is the best thermoelectric material as it increases the heat-to-electric conversion efficiency, yet leaves electrical transport unaffected. The fact that both materials have decreasing slopes of κ is evidence that the same phonon scattering process persists, that is, that of Umklapp processes. NaLiZnS2, on the other hand, shows a steady suppression behaviour at all temperatures, indicating the usefulness of the intrinsic phonon scattering centres. Microstructural parameters like anharmonicity of lattice and point-defect dislocations can play a more significant role in NaLiZnS2. Fig. 7(f) displays the power factor of NaLiZnS2 and RbLiZnS2, and the trend is clearly toward increasing with temperature, which suggests a combination of the Seebeck coefficient (S) and electrical conductivity (S). Even though the trend in both materials is increasing, RbLiZnS2 has a higher tendency to generate higher power factor values in all temperatures. This supremacy is mostly due to its much higher σ, which more than compensates for its somewhat lower S relative to NaLiZnS2. RbLiZnS2 maintains an advantage despite a disadvantage in S. This illustrates the larger weighting of σ in determining the power factor when the difference in S is moderate, as S2σ amplifies small fluctuations but cannot offset a big conductivity disparity. The increasing trend with temperature shows that, for both materials, the minor drop in S is exceeded by the temperature-driven enhancement in σ/τ contribution to S2σ/τ. This could be due to changes in carrier scattering dynamics at elevated thermal energy. RbLiZnS2 may be more suited for thermoelectric systems that prioritize optimizing electrical output per unit temperature difference, particularly when heat dissipation is minimal or external cooling is provided.
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