Open Access Article
Jiayu Li,
Silei Wang,
Jing Tian,
Xiaoxia Yang,
Xiaxi Lei,
Lengzhang Xu,
Wenwu Xu
and
Xiao Gu
*
School of Physical Science and Technology, Ningbo University, Ningbo 315211, China. E-mail: guxiao@nbu.edu.cn
First published on 31st March 2026
The discovery of C60 opened the window to the development of numerous fullerene clusters, with non-covalent gold clusters emerging as one of the most fascinating class. Notably, the icosahedral (Ih) Au32 cluster, the first reported metal fullerene, has attracted significant attention due to its high symmetry and stable hollow-cage structure. In this study, we report the discovery of a novel Au32 hollow-cage fullerene structure exhibiting octahedral (Oh) symmetry. This configuration demonstrates remarkable stability with a substantial HOMO–LUMO energy gap. Theoretical analysis reveals that the Oh cage can stably encapsulate up to four additional gold atoms within its framework. A systematic exploration of the Oh cage structure with all elements led to the identification of a series of stable endohedral fullerene clusters. In total, 30 stable hollow cage structures with the Oh symmetry are identified, including Au32, Ag32, Cu32, B32, and Si32. This work offers insights into the cage structures of fullerene clusters and advances the fundamental understanding of all-metal-element fullerenes.
In 1985, H. W. Kroto et al. successfully synthesized a molecular cluster consisting of 60 carbon atoms in a truncated icosahedral structure. The cluster had an Ih symmetry and a large π-conjugated structure, and it was a superstable species.1 This discovery initiated in-depth studies on highly symmetric cage-like materials. Subsequently, theoretical and experimental studies predicted fullerene structures of different sizes. Fullerenes are widely used in materials chemistry and electron transport applications due to their good chemical stability and excellent electron affinity, and they can be used as precursors for fullerene derivatives.2,3 The C24 fullerene cage is one of the smallest and stable fullerene structures with high thermodynamic stability and shows better stability than C60 in photocatalytic water decomposition.4
The covalent fullerene families have unsurprisingly expanded. In 2007, Nevill Gonzalez Szwacki et al. theoretically designed the B80 fullerene, which is geometrically very similar to the C60 fullerene, maintains an Ih symmetry, and has a relatively large HOMO–LUMO energy gap.5,6 Subsequently, B180, which consists of six crossed double-rings (DRs) with an almost perfect spherical shape, was successfully predicted, and the connection between the fullerene family and its precursors, boron sheets (BSs), was explored.7 In addition, the stable cage structures of B14,8 B38,9 B40,10,11 B48,12 B50,13 B56,14 B100,15 and B112
16 were theoretically verified by researchers.
What really surprised the scientific society is that non-covalent, pure metal atoms could also form fullerene structures. In 2004, using the density functional theory (DFT) method, we discovered an Ih Au32 hollow cage-like cluster, which is the first reported all-metal-atom fullerene;17 earlier studies have predicted a variety of possible Au32 structures, including icosahedral, decahedral, and close-packed.18 Due to the unexpected all-metal cage structure, extensive and in-depth studies on the structure of Au32 were conducted. Subsequently, a space-filling structure (C1) of Au32 was proposed and compared with a hollow cage structure (Ih), where the Ih structure was found to be more energetically stable and spherically aromatic.19 Wei Fa et al. used a relativistic density-functional approach combined with the Broyden–Fletcher–Goldfarb–Shanno algorithm to propose caged Au32 structures with a D6h symmetry as well as novel tubular gold cluster structures and discussed their unique features using the absorption spectra.20 Using the DFT-GGA method, Jalbout et al. found that the low symmetry Au32 structure in the ionic state was preferred over the caged fullerene-like isomers. At the same time, several low-symmetry isomers (C1) of Au32 were reported.21 Johansson et al. calculated multiple structures of Au32, including a stable competing isomer “J10” (C1) reported at that time, as well as structures with the Th and C2v symmetries. Results showed that the “J10” anion exhibited a lower energy, but for neutral and cationic states, the hollow fullerene still remained in its predominantly stable form.22 Besides, by combining DFT with molecular dynamics simulations, Himadri Sekhar De et al. calculated other C symmetric hollow and space-filling configurations of Au32, revealing the dynamic behavior of Au32 clusters at different temperatures and further verifying the low symmetry and temperature dependence of structures other than the Ih-symmetric one.23 Using first-principles calculations, Baletto et al. identified a low-symmetry “worm”-like structure with hollow and elongated features, which is the second most stable isomer after the icosahedral fullerene cage.24 In 2015, Zhao et al. used relativistic density-functional theory (RDFT) optimization methods to investigate the properties of a wide range of Au32 structures, including the hollow cage, tube-like, double-layered flat, face-centered cubic-like (fcc-like), and close-packed configurations.25 Recently, Wang et al. analyzed the electron structures of Au32 nanoclusters by the same method. In addition to neutral Au32 hollow species, other symmetry-stabilized Au32 structures were calculated, such as [Au32]8+ (single-shell layered structure), [Au32]4+ (double-shell structure) and [Au32]2+ (C1).26 Using density-functional tight-binding (DFTB) in combination with numerical finite-difference methods, K. Vishwanathan et al. revealed that there also exists a low-symmetry core–shell structure for Au32.27
In the existing literature, most Au32 isomers are predicted to be compact or disordered, except for the stable Au32 isomer with an Ih symmetry, which we was first discovered in 2004. However, for a cluster, its symmetry is often closely correlated with its stability. Typically, a structure with a stronger symmetry tends to exhibit a lower potential energy and higher stability. Therefore, exploring other stable symmetrical isomers is not only conducive to gain a deeper understanding of the relationship between the structure and properties but also to provide a theoretical basis for the development of new gold-based materials.
Through our persistent efforts and systematic research, we discovered another hollow cage-like fullerene structure of Au32 with an Oh symmetry. This structure demonstrates high stability in theoretical calculations, and a further analysis of its electronic structure reveals that it exhibits a relatively large energy gap between the highest occupied molecular orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO). These characteristics suggest that the structure possesses good thermodynamic and chemical stability and shows significant potential in electronic applications.
A plane-wave energy cutoff of 450 eV was applied, and the force convergence criterion was 0.01 eV Å−1. The forces acting on all unconstrained atoms were converged within 0.05 eV Å−1. For the computations, individual clusters were placed in a cubic supercell with dimensions of 30 × 30 × 30 Å3. The use of large supercells ensured that the interactions between the cluster and its periodically repeated images were negligible. K-space sampling was performed exclusively at the gamma point.
The bonding mode of Au32 was elucidated via the adaptive natural density partitioning (AdNDP) analysis.32 The steps required for the analysis were performed in Gaussian 16,33 employing the B3PW91 hybrid functional and LANL2DZ basis set. The analysis of AdNDP delocalized orbitals was conducted in the Multiwfn software.34,35
Recently, we developed a novel method for constructing highly symmetrical structures based on a conjugate-dual structure.51 A conjugate-dual structure is formed by combining a polyhedron with its corresponding dual polyhedron. The dual polyhedron is obtained by replacing each face of the original polyhedron with a vertex and each vertex with a face. To ensure that the combined structure shares the same center and the face–vertex pairs are conjugately aligned, the vertices of the dual polyhedron are aligned with the face centers of the original, and the face centres of the dual polyhedron are aligned with the vertices of the original. This approach preserves or enhances the original polyhedron's symmetry, leading to a new family of clusters. Surprisingly, in the structural exploration of conjugate-dual structures, rather than the Ih Au32 fullerene, we discovered another Au32 fullerene with an Oh symmetry.
To identify the potential isomers and explore other possible structures of Au32, we employed ABCluster for structural searches.52 This method involves randomly placing points within a 30 × 30 × 30 Å3 unit cell and performing global optimization to identify the stable structures of Au32. Results provided various potential structural forms (e.g., cage-like or space-filling), which were further optimized in our DFT calculations.
Fig. 1 displays the isomers of the Au32 cluster obtained from the above calculations, labeled as isomers I to VIII. It shows that only isomers I and II are symmetric, possessing the Ih and Oh symmetries, respectively. All the other isomers are asymmetric, which belong to the C1 point group and are characterized as amorphous; these isomers are ordered according to the decreasing order of total energy from III to VIII. These asymmetric 3D structures are more compact and can be viewed as distorted cages embedded with 1 to 3 gold atoms.
Table 1 lists symmetry, radius, total energy, and HOMO–LUMO gap for the isomers of Au32. Isomers I is the dual structure of C60 with an Ih symmetry, presenting a stable icosahedral structure formed by encapsulating one Au atom at each pentagonal face, with bond lengths of 2.74 Å and 2.83 Å, which are consistent with previous studies.17 Isomers III and IV represent two other hollow configurations, with isomers III being slightly more stable than isomer IV in terms of energy. For the Au32 cage containing gold atoms, isomers V and VI each have 1 and 2 gold atoms embedded internally, while isomers VII and VIII contain 3 gold atoms inside.
| Isomer | Symmetry | Radius (Å) | Total energy (eV) | HOMO–LUMO gap (eV) |
|---|---|---|---|---|
| I | Ih | 4.47 | 0 | 1.56 |
| II | Oh | 4.28 | 0.76 | 1.58 |
| III | C1 | 4.71 | 1.05 | 0.89 |
| IV | C1 | 5.15 | 1.18 | 0.44 |
| V | C1 | 5.85 | 2.02 | 0.32 |
| VI | C1 | 5.25 | −0.29 | 0.22 |
| VII | C1 | 4.29 | −0.71 | 0.37 |
| VIII | C1 | 4.37 | −0.99 | 0.34 |
We systematically optimized and calculated the properties of Au32 in five charge states (Au322−, Au321−, Au320, Au321+, and Au322+). As the negative charge increases, the relative total energy decreases (Tables S1–S4), which is consistent with the high electronegativity of Au atoms and aligns well with the photoelectron spectroscopy (PES) experimental results for anionic Au32 clusters reported by Ji et al.53 For all the four charged states considered (±1 and ±2), the global minimum structures of Au32 are found to be of low-symmetry C1 configurations. This finding verifies the principle that cluster systems can achieve lower total energy at the cost of partial symmetry reduction, which is fully consistent with the classic studies on charged Au32 clusters by Abraham F. Jalbout et al.21 From the perspective of electronic structure, high-symmetry isomers exhibit larger HOMO–LUMO gaps compared with their low-symmetry C1 counterparts at the same charge state. Conversely, most low-symmetry C1 isomers exhibit narrow or vanishing gaps, which is the characteristic of a metallic behavior.
It is particularly noteworthy that we discovered a novel and highly stable Au32 hollow-cage fullerene structure, which is shown as isomer II in Fig. 1. Specifically, the left side of Fig. 2(a) depicts a truncated octahedron with octahedral symmetry (yellow). By selecting the vertices at the centers of the eight hexagonal faces and connecting them, a cube is formed (blue). Then, by combining the truncated octahedron with the cube under the conditions of coincident centers and equal radii, we obtained a conjugated dual hollow cage-like structure with 32 vertices and an Oh symmetry. This Oh structure shows an interesting correlation with truncated octahedral Cu38 clusters reported in previous studies.18,54–56 The Oh-Au32 structure can be considered structurally analogous to the Cu38 cluster, in which the central six atoms have been eliminated and only the outer framework remains intact. Notably, the six atoms inside the Cu38 cluster could be located outside the structure to obtain an Au38 structure, as shown in Fig. S1(a).
Fig. 2 presents the structural details of the Oh Au32 isomer, with color codes provided for the different types of vertices. The 32 gold atoms are evenly distributed across 24 five-coordinate sites and 8 six-coordinate sites, corresponding to the yellow and blue regions in the figure, respectively.
The optimized structure retains the six quadruply bonded rings (squares) and exhibits excellent stability, which is relatively rare for hollow cage structures. In the Oh Au32 cage, the structure is formed by encapsulating one Au atom at the center of each hexagonal face, resulting in two distinct types of vertices: 24 five-coordinate points and 8 six-coordinate points. There are only two different bond lengths: (i) 2.70 Å—for the bond shared between the quadruply bonded ring and the hexagonal ring and (ii) 2.79 Å—for the bond between the central atom in the hexagonal ring and the six atoms on the ring. The bond angles are 90°, 58°, and 61°, all of which indicate that the optimized dual points remain well-positioned at the original hexagonal face centers.
Au32 is a closed-shell molecule with a significant HOMO–LUMO gap, which is an important factor for its stability. The Ih Au32 cluster, due to its high symmetry, has been shown17 to possess a very large HOMO–LUMO gap of 1.558 eV, which is consistent with our computed value of 1.56 eV. The Oh cage discovered in this study also exhibits a similar HOMO–LUMO gap of 1.58 eV. In general, molecules with a larger HOMO–LUMO gap are more stable, and thus, from a kinetic perspective, such a HOMO–LUMO gap suggests that Oh-Au32 is chemically very inert. Other isomers listed in this study either have no HOMO–LUMO gap or only a small gap of 0.6 ± 0.3 eV.
In Fig. 3, we show the HOMO and LUMO orbitals of the Ih and Oh cages of Au32. For both the cages, the HOMO and LUMO exhibit some delocalization, spreading across the entire cluster space. Additionally, for the lower-energy Ih cage, both the HOMO and LUMO are fourfold-degenerate. For the Oh cage, the LUMO is non-degenerate, while the HOMO is three folded generate, with another triply degenerate molecular orbital located 0.155 eV below the HOMO.
![]() | ||
| Fig. 3 Comparison of the HOMO and LUMO orbitals of the two Au32 fullerenes (Ih and Oh), along with the degeneracies of the HOMO and LUMO. | ||
The population analysis of the Oh cage reveals the average numbers of s, p, and d electrons to be 0.59, 0.21, and 8.80, respectively. This data indicate that some electrons have shifted from the d orbitals to the s and p orbitals when compared with the original s1p0d10 electron configuration of the isolated Au atoms. In previous studies, Gong and his colleagues suggested that relativistic effects lead to strong s–d hybridization, which appears to explain the stability of the gold cluster cage structures.53
We calculated the vibrational frequencies of the clusters, with all results depicted in Fig. S2. For the Ih-Au32 cluster, the calculated vibrational frequencies lie between 32 and 149 cm−1. Similarly, the vibrational frequency range of the Oh-Au32 cluster is approximately 14 to 154 cm−1, with specific values listed in Table S1.
The molecular dynamics simulations reveal that the Au32 with an Oh symmetry exhibits remarkable thermal and structural stability at 300 K. Through a 4 ps NVT ensemble simulation, it was observed that the total energy of the system fluctuates stably around approximately −90.92 eV, demonstrating that the cluster maintains a stable thermodynamic equilibrium at this temperature. Crucially, the final configuration obtained after the simulation shows no significant structural reconstruction or symmetry breaking compared with the initial highly symmetric Oh geometry. These findings provide important theoretical evidence for the potential application of Au32 in room-temperature environments, such as in catalysis or sensing, where its structural integrity is essential.
To further confirm aromaticity, adaptive natural density partitioning (AdNDP) analysis was employed. The AdNDP analysis for Au32 shows a typical layered electronic structure composed of localized lone-pair electrons and globally delocalized bonds. 5d orbitals of Au atoms has been fully occupied, which form five pairs of localized lone-pair electrons. These electrons correspond to 160 1c–2e bonds. They only stabilize atomic cores and do not participate in cluster skeleton bonding or electron delocalization.
After excluding the localized electrons, the remaining 32 valence electrons are uniformly distributed in 16 delocalized 32c–2e bonds. These orbitals constitute a globally delocalized electron system inside the cluster cage. The crystal field effect of the Oh-symmetric field induces an energy level splitting of the superatomic shells. The orbital degeneracy presents a non-degenerate feature with the values of 1, 3, 3, 3, and 6. However, the total number of orbitals and electron occupancy still strictly follow Hirsch's rule for spherical aromaticity [the 2(n + 1)2 rule, n = 3]. They correspond to the 1S21P61D101F14 superatomic electronic shell configuration, as shown in Fig. S3. This globally delocalized electron distribution conforms to the spherical aromaticity electron-counting rule, thereby verifying that the Oh-Au32 clusters possess distinct and robust spherical aromaticity.
Upon investigating the impact of embedding atoms inside hollow structures on the structure and properties of the external cage, we found that as the number of embedded gold atoms increased, the internal structure of the atomic clusters under two types of symmetry became more complex. For the icosahedral Au32, when 1–3 gold atoms are embedded, the external cage structure remains largely unchanged. However, when more gold atoms are inserted into the cage, the external structure shows significant distortion and deformation. This is consistent with previously reported results.17 For the Oh Au32 cage, the external structure remains stable with up to 4 embedded gold atoms, but strong distortion and deformation occur when 5 or more gold atoms are embedded. Specifically, after embedding 1 gold atom, that Au atom adsorbs at an interior site of a tetrahedral face and forms covalent bonds with the four atoms that constitute the tetrahedral face, and the optimized structure retains the Oh symmetry. When 2 gold atoms are embedded, the structure degenerates to a D2h symmetry, and due to the limited internal space, the gold atoms begin to form new bonds with the external cage. When the number of atoms reaches 3, they form a triangular arrangement on the ecliptic plane, reducing the symmetry to Cs. Interestingly, with the addition of the fourth atom, the symmetry increases to D4h, and the four atoms form a square arrangement similar to that of the external shell. Fig. 4 shows the relaxed structures of the Ih and Oh isomers upon embedding 1–4 gold atoms.
Additionally, as the number of embedded gold atoms increases, the energy of the atomic cluster systems under both symmetries gradually decreases, indicating that the structure becomes more stable energetically. Regarding the energy gap, the Ih symmetry Au32 atomic cluster shows a decrease in the HOMO–LUMO energy gap as the number of embedded gold atoms increases, while the Oh symmetry Au32 atomic cluster exhibits a non-monotonic trend, with more complex changes in the HOMO–LUMO energy gap. From the perspective of energy and radius changes, embedding gold atoms enhances the structural stability but may sacrifice some electronic properties, such as the reduction in the energy gap. This reduction may imply an increase in the chemical reactivity of the atomic cluster as a lower HOMO–LUMO energy gap is generally associated with higher reactivity. These changes could have significant implications for the application of atomic clusters in fields such as catalysis or electronics (Table 2).
| Structure of cage | Number of atoms inside | Symmetry | Radius (Å) | Total energy (eV) | HOMO–LUMO gap (eV) |
|---|---|---|---|---|---|
| Au32-I (Ih) | 1 Au | Ih | 4.50 | −2.85 | 1.50 |
| 2 Au | C2h | 4.52 | −7.41 | 1.40 | |
| 3 Au | C1 | 4.53 | −10.85 | 1.19 | |
| 4 Au | C1 | 4.74 | −13.95 | — | |
| Au32-II (Oh) | 1 Au | Oh | 4.36 | −1.97 | 1.56 |
| 2 Au | D2h | 4.50 | −6.64 | 1.08 | |
| 3 Au | Cs | 4.76 | −10.65 | — | |
| 4 Au | D4h | 4.46 | −12.95 | 1.46 |
The hollow structure of Au32 gold fullerenes exhibit clear practical application potential in multiple fields due to their stable cage-like structure, tunable electronic properties, and good modifiability: in the biomedical field, it can form stable complexes through functionalization with amino acids such as glycine and cysteine. With high biocompatibility and structural stability, they could serve as novel drug carriers, avoiding premature drug release at room temperature and providing support for the targeted delivery of small-molecule chemotherapeutic drugs.58 Meanwhile, the Au328+ nanocluster is the first ligand-protected gold fullerene synthesized according to wet chemistry. Its stable Au12@Au20 core, co-protected by phosphine and dipyridylamido ligands, serves as a precise structural template for fabricating functionalized gold nanomaterials.59 The Au32 nanocluster obtained from Au36 via phosphine-mediated structural transformation can be used in the field of catalysis. Surface reconstruction exposes active core sites, achieving a CO faradaic efficiency of 97.7% at −0.8 V versus RHE in electrocatalytic CO2 reduction.60 Future research will focus on the experimental synthesis and characterization of Au32, precise control of functionalization processes, and validation of application scenarios, thereby promoting this novel all-metal fullerene from theoretical design to practical application.
Based on the theoretical investigation on the structure and stability of the Oh-symmetric hollow cage Au32 cluster in this work, we hypothesized that the well-established gas-phase and wet-chemical synthesis methods for Ih-symmetric Au32 clusters can be modified and used for the construction of the Oh Au32 cluster. This Oh-symmetric isomer may be controllably fabricated via three feasible experimental routes, namely, low-temperature gas-phase synthesis, wet-chemical preparation regulated by octahedral structure-directing ligands, and stabilization through endohedral metal doping.
The Au32 fullerenes exhibit two distinct symmetric structures: Ih and Oh. Previous studies have attributed the unusual stability of the Au32 Ih cage to the influence of spherical aromaticity, and it satisfies the 2(n + 1)2 electron counting rule.57 Previous studies have also shown that the Oh-symmetric B32 cluster is a stable isomer,12 despite not satisfying the 2(n + 1)2 electron counting rule. This suggests that there may be stable structures that do not strictly follow the valence electron rule. Therefore, we extended our computational screening to all relevant elements across the periodic table to systematically investigate the relationship between geometric configuration and electronic stability.
Our results reveal that multiple elements can form stable Oh-symmetric M32 clusters. Among them, seven clusters satisfying the 2(n + 1)2 electron counting rule, namely, Au32, Cu32, Na32, K32, Rb32, Li32, and Fr32, are shown in Fig. 5(a). Structural properties listed in Table 3 indicate that Ag32 and Cu32 exhibit large HOMO–LUMO gaps, suggesting they may be the most stable isomers among the considered clusters that are ideal to be used for further studies. More importantly, even when their valence electron counts deviate from the traditional rule, elements such as Be, B, Si, and P can form stable Oh-symmetric clusters, as shown in Fig. 5(b). Among these, clusters like B32 and Be32 exhibit relatively large HOMO–LUMO gaps, indicating their enhanced electronic stability.
| Cluster | Radius (Å) | Valence electron count | HOMO–LUMO gap (eV) |
|---|---|---|---|
| Ag32 | 4.35 | 32 | 1.62 |
| Cu32 | 3.77 | 32 | 1.34 |
| Na32 | 5.52 | 32 | 0.85 |
| K32 | 7.05 | 32 | 0.53 |
| Rb32 | 7.55 | 32 | 0.47 |
| Fr32 | 8.29 | 32 | 0.39 |
| Be32 | 3.24 | 64 | 1.31 |
| Sr32 | 6.50 | 64 | — |
| B32 | 2.72 | 96 | 1.31 |
| Ga32 | 4.84 | 96 | 0.47 |
| In32 | 5.45 | 96 | — |
| Tl32 | 5.60 | 96 | — |
| Si32 | 3.87 | 128 | 0.38 |
| Ti32 | 3.98 | 128 | — |
| Ge32 | 4.26 | 128 | — |
| Sn32 | 4.88 | 128 | 0.27 |
| Pb32 | 5.10 | 128 | 0.71 |
| P32 | 4.14 | 160 | — |
| As32 | 4.67 | 160 | — |
| Nb32 | 4.14 | 160 | — |
| Sb32 | 5.25 | 160 | — |
| Ta32 | 4.16 | 160 | — |
| Bi32 | 5.50 | 160 | — |
| Te32 | 5.00 | 192 | — |
| Po32 | 5.20 | 192 | — |
| Ir32 | 4.05 | 288 | — |
| Pt32 | 4.13 | 320 | — |
| Tb32 | 5.20 | 352 | — |
| Dy32 | 5.20 | 384 | — |
These findings significantly broaden our understanding of the factors governing the stability of fullerene-like clusters. They demonstrate that high-symmetry cage structures can be stabilized by elements beyond those satisfying conventional electron-counting rules, offering new pathways for the design of novel nanomaterials.
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