Open Access Article
Yulun Fengbc,
Leyuan Zhangbc,
Haoran Chenbc,
Lihua Zhang
*abc,
Xin Guobc,
Xinya Liubc and
Shenghui Guo*abc
aState Key Laboratory of Complex Nonferrous Metal Resources Clean Utilization, Kunming 650093, China
bKey Laboratory of Unconventional Metallurgy, Ministry of Education, Kunming 650093, China
cFaculty of Metallurgical and Energy Engineering, Kunming University of Science and Technology, No. 68 Wenchang Road, 121 Street, Kunming, Yunnan 650093, China. E-mail: zhanglihua@kust.edu.cn; 20040051@kust.edu.cn; Tel: +86-0871-65191046
First published on 4th February 2026
Indium tin oxide (ITO) thin films with different SnO2 doping contents (0–20 wt%) were successfully deposited via microwave-assisted spray pyrolysis. The structure, morphology, optical and electrical properties of the as-deposited films were systematically investigated. In contrast to the undoped In2O3 film, which exhibits a (222) preferential orientation, the SnO2-doped ITO films shows a shifted preferential preferential orientation toward (400) along with a reduced (400) diffraction intensity. This orientation change induces significant variations in crystal texture, surface morphology, film thickness, as well as optical and electrical properties. As the SnO2 doping content increased from 0 to 20 wt%, the thickness of the prepared films decreased continuously, while the surface roughness, the resistance, resistivity, and carrier concentration first decreased significantly and then increased. Notably, the 10 wt% SnO2-doped ITO film achieved substantially enhanced surface morphology, optical and electrical properties. This film is composed of regular spherical particles with a crystallite size of 43 nm, a root-mean-square roughnessof 5.27 nm, and a total thickness of 310.3 nm. Furthermore, it exhibited an 85.94% transmittance in the visible wavelength range relative to the quartz substrate, a band gap energy of 3.84 eV, a sheet resistance of 7.4 Ω sq−1 of, and a resistivity of 1.9×10−4 Ω cm, respectively. Compared with ITO films prepared by traditional spray pyrolysis or other method, this film possesses superior electircal conductivity while maintaining comparable optical transmittance. Thus, the ITO film doped with 10 wt% SnO2 is well-suited for electronic applications, particularly those requiring high-performance transparent conductive electrodes.
ITO thin films can be fabricated using various methods, including electron beam evaporation,6 sputtering,7,9 sol–gel,10 atomic layer deposition,11 and spray pyrolysis.1,4,12 Among these approaches, the spray pyrolysis (SP) technique is widely adopted owing to its simple fabrication procedure, low production cost, facile control over doping levels, and feasibility for large-area deposition. The SP process involves spraying a precursor solution onto a preheated substrate, where the subsequent chemical reaction proceeds to form metal oxide films on the high-temperature substrate.13
The optoelectronic properties of thin films are highly sensitive to deposition-induced microstructure, crystallographic texture, surface morphology and defects, all governed by the deposition method and processing parameters. For SP, rapid and uniform heating of atomized droplets is essential for homogeneous solvent evaporation, precursor thermal decomposition, and subsequent particle growth on the substrate. Microwave heating achieves volumetric heating via electromagnetic-to-thermal energy conversion, penetrating droplets to heat them uniformly from inside and out.14–16,22,23 Conventional heating by conduction and convection, by contrast, causes slow, inefficient energy transfer and large droplet temperature gradients. Microwave-assisted spray pyrolysis (MSP) thus achieves rapid, uniform heating, yielding thin films and particles with enhanced structural and morphological quality. This superior performance has been validated in the synthesis of polycrystalline SnO2 and SnO2:F thin films,14,17 Ca3Co4O9 films,18 Pt/graphene films,19 CuO/Cu2O microspheres,15 hollow Al2O3 microspheres,16 NiFe2O4 and ZnAl2O4 nanoparticles,20 CeO2 nanoparticles.21
Leveraging the advantage of MSP, our previous work,22,23 confirmed the feasibility of fabricating ITO thin films via this technique, which enables the rapid synthesis of ITO films with fundamental structural and optoelectronic properties. However, these preliminary studies focused solely on process feasibility and the effect of microwave heating temperature, without investigating the intrinsic correlation between Sn doping behavior and microwave heating characteristics, nor establishing the structure–performance relationship of MSP-prepared ITO films. As a systematic extension of this prior research, the present work comprehensively studies the effects of Sn doping content on the crystal structure, surface morphology, optical transmittance and electrical conductivity of MSP-fabricated ITO films. We target Sn doping content optimization to improve film quality and enhance the overall optoelectronic performance of ITO films. Specifically aiming to elucidate the regulatory mechanism of Sn doping content on the crystal structure of ITO films under microwave volumetric heating, establish a quantitative structure–optoelectrical performance relationship for MSP-synthesized ITO films, and clarify the mechanism underlying optoelectronic performance degradation at excessive Sn doping levels. Overall, this work advances the further development and practical application of MSP technology in the synthesis of transparent conductive thin films and the fabrication of related optoelectronic materials.
Films were deposited on circular quartz substrates (14 mm diameter and 2 mm thickness). Prior to deposition, all substrates were ultrasonically cleaned in ethanol, acetone and deionized water for 10 min each, then dried with pressurized air.
After deposition, the as-prepared films were naturally cooled to room temperature, collected and sent for characterization and testing. Two replicate experiments were performed under the same deposition parameters, and the relative standard deviation (RSD) is provided in the SI.
The above variations in diffraction peak intensity and preferred orientation can be well explained by the regulatory effect of SnO2 doping on oxygen vacancies and lattice structure, which determines the preferred orientation of ITO films together with atomic mobility and high-energy atomic species.3,24–26 In SnO2-doped In2O3 films, Sn4+ ions substitute In3+ lattice sites and act as electron donors, inducing a higher density of oxygen vacancies.29 These vacancies provide additional active sites for ionic migration, enhancing film crystallinity and ionic mobility. Since oxygen vacancies preferentially from along the (400) crystal direction in SnO2-doped films, while (222) orientation prevails in pure In2O3 films without such vacancy-induced growth promotion.3,24 However, excessive SnO2 doping releases more free electrons, inducing lattice disorders in the In2O3 structure.25,26 This disrupts the preferential growth of (400) orientation and causes competitive and random growth of (400) and (222) orientations, thereby resulting in the decreased diffraction intensity of the dominant (400) peak with further increasing SnO2 content.
To further evaluate the preferred orientation, grain size and lattice strain, additional calculations were conducted based on the XRD data, as detailed below.8,12
![]() | (1) |
![]() | (2) |
![]() | (3) |
Table 1 presents the FWHM, TC(hkl), D, and σ values of the prepared ITO films with different SnO2 doping contents. FWHM decreases with increasing SnO2 content, indicating improved ITO film crystallinity during MSP process, which originates from the synergistic effect of Sn4+ substitutional doping and microwave volumetric heating. Increased SnO2 content elevates oxygen vacancies, relieving lattice stress and enhancing microwave absorption efficiency.35 Microwave heating reduces migration activation energy and facilitates atomic movement, promoting ordered grain growth,36,37 and reducing defects and microstrain (σ),8 consequently narrowing FWHM, increasing crystallite size (D), and enhancing overall crystallinity.
| SnO2 (wt%) | Preferred orientation | 2θ (°) | FWHM (°) | Grain size D (nm) | TC(hkl) | Microstrain σ (×10−3) |
|---|---|---|---|---|---|---|
| Standard In2O3 | (222) | 30.58 | — | — | — | — |
| 0 | (222) | 30.85 | 0.266 | 44 | 0.84 | 1.12 |
| 5 | (400) | 35.50 | 0.239 | 35 | 2.56 | 0.99 |
| 10 | (400) | 35.52 | 0.218 | 43 | 2.53 | 0.95 |
| 15 | (400) | 35.60 | 0.206 | 45 | 2.37 | 0.86 |
| 20 | (400) | 35.60 | 0.205 | 46 | 2.36 | 0.85 |
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| Fig. 4 AFM of the prepared ITO films with SnO2 doping contents, (a) 0 wt% SnO2, (b) 5 wt% SnO2, (c) 10 wt% SnO2, (d) 15 wt% SnO2, and (e) 20 wt% SnO2. | ||
Cross-sectional SEM micrographs and film thickness are shown in Fig. 5. Almost all films consist of densely packed columnar grains oriented perpendicularly to the substrate, with thickness decreasing significantly from 590.8 nm to 295.7 nm as SnO2 content increases from 0 to 20 wt%. This is attributed to improved crystallinity (Fig. 2 and Table 1) and reduced (400) preferred orientation intensity (Fig. 3) with increasing SnO2 doping. Due to the difference in ionic radii, Sn4+ ions (0.69 Å) effectively substitute In3+ ions (0.80 Å), filling intrinsic lacunas induced by volatilization of disordered regions in the In2O3 matrix.1 Enhanced crystallinity promotes ordered and well-oriented grains, forming a denser microstructure. Additionally, (400)-oriented grains exhibit higher momentum transfer efficiency and faster growth rates than (222)-oriented grains due to surface energy differences.9,34 As shown in Fig. 3, the decreasing I(400)/I(222) ratio with increasing SnO2 content slows overall film growth. Thus, under identical deposition conditions, denser microstructure and slower growth rate lead to gradual thickness reduction with increasing SnO2 doping.
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| Fig. 5 SEM cross-section images of the prepared films with SnO2 doping contents, (a) 0 wt% SnO2, (b) 5 wt% SnO2, (c) 10 wt% SnO2, (d) 15 wt% SnO2, and (e) 20 wt% SnO2. | ||
| Samples with different SnO2 content (%) | Tav (%) | Tav-film/Tav-substrate (%) | Tmax (%) in the visible zone | Visible wavelength for Tmax (nm) | T550 nm |
|---|---|---|---|---|---|
| Quartz substrate | 90.13 | 100 | 90.41 | 706 | 90.20 |
| 0 | 83.56 | 92.71 | 86.59 | 664 | 84.82 |
| 5 | 85.83 | 95.23 | 88.41 | 624 | 86.45 |
| 10 | 85.94 | 95.35 | 88.02 | 537 | 87.75 |
| 15 | 86.12 | 95.55 | 88.41 | 771 | 85.85 |
| 20 | 84.68 | 93.95 | 89.00 | 589 | 87.18 |
As shown in Fig. 6 and Table 2, all films exhibit high transmittance in the visible range (380–780 nm), while transmittance degrades rapidly below 380 nm due to band-to-band transition absorption.7 The absorption edge shift to shorter wavelength (Burstein–Moss shift), indicating a widened energy band gap (Eg) with increasing SnO2 dopant.1 Tav increases with SnO2 content up to 15 wt% and then decreases at 20 wt%. Notably, SnO2-doped ITO films show Tav > 85% relative to the quartz substrate. Normalizing the substrate transmittance to 100% yields Tav up to >95%, demonstrating high visible transparency critical for optical applications.
The energy band gap (Eg) of the films was estimated using the Tauc's relation.7
| αhν = A(hν − Eg)n | (4) |
![]() | (5) |
Fig. 7 presents plots of (αhν)2 vs. hν for the prepared films. Eg values were obtained by extrapolating the linear regions of the (αhν)2 vs. hν plots to the hν axis (inset of Fig. 7). The undoped In2O3 film has an Eg of 3.64 eV, while the 5 wt% SnO2-doped ITO film shows a marked increase to 3.85 eV. This is consistent with previous reports that undoped (222)-oriented In2O3 films prepared by traditional spray pyrolysis have Eg values of 3.53–3.68 eV.13 With further increasing SnO2 content, Eg decreases slightly, reaching 3.80 eV at 20 wt% SnO2.
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| Fig. 7 Variation of (αhν)2 versus hν for the prepared ITO films with SnO2 doping contents and the inset shows the Eg values. | ||
The band gap shift stems from two competing mechanisms: widening induced by the Burstein–Moss effect and narrowing caused by electron scattering.1,28 Fig. 8 illustrates the mechanism by which varying SnO2 contents affect the Eg of the ITO films. Compared to the undoped In2O3 film, the Eg of SnO2-doped In2O3 films increases markedly with increasing carrier concentration (Fig. 9c). This phenomenon can be attributed to the Burstein–Moss shift, which occurs when electrons fill higher energy states near the bottom of the conduction band.9 In contrast, electron scattering is influenced by film crystallinity. As shown in Fig. 2, the improved crystallinity with increasing SnO2 content corresponds to larger grain sizes and fewer grain boundaries, which reduces the excitation energy for intergranular electron migration, and thus induces Eg narrowing.29 Consequently, the Eg of the films increases significantly initially and then fluctuates gradually with further increasing SnO2 doping content, with higher carrier concentrations yielding larger Eg values.
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| Fig. 8 The mechanism of the effects of varying content of SnO2 on the optical property of ITO films. | ||
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| Fig. 9 (a) Sheet resistance, (b) resistivity, and (c) carrier concentration and mobility of the prepared films with SnO2 doping contents. | ||
| ρ = RsdT | (6) |
Fig. 9a and b show the variations in Rs and ρ of the films with different SnO2 doping content. Evidently, SnO2-doped ITO films exhibits a remarkable conductivity enhancement relative to the undoped In2O3 film. Rs plummeted from 288.8 Ω sq−1 for the undoped sample to 7.4 Ω sq−1 for the 10 wt% SnO2-doped film (a ∼39-fold reduction), while further increasing SnO2 to 20 wt% causes a slight rise in Rs to 31.9 Ω sq−1. Correspondingly, ρ decreases sharply and then slightly increases with increasing SnO2 content, with a minimum value of 1.9 × 10−4 Ω cm achieved for the 10 wt% SnO2-doped ITO film.
Further analysis indicates that the changes in Rs and ρ are primarily governed by carrier concentration. Fig. 9c presents the carrier concentration (n) and mobility (µ) of the ITO films as a function of SnO2 content. The n values increase drastically from 6.2 × 1018 cm−3 (0 wt% SnO2) to 1.46 × 1021 cm−3 (10 wt% SnO2), then decline to 4.07 × 1020 cm−3 at 20 wt% SnO2. In contrast, µ shows an opposite trend. The undoped In2O3 film exhibits a maximum µ of 59.0 cm2 V−1 s−1, whereas the 5–20 wt% SnO2-doped ITO films shows slight µ variations in the range of 14.4 to 18.5 cm2 V−1 s−1.
Hall effect measurements confirms the n-type conductivity of the prepared ITO films, with free electrons as the majority charge carriers. The variation in n (i.e., free electrons density) arises from the synergistic effect of SnO2 doping and oxygen vacancies in the ITO lattice.5,7 A doubly ionized oxygen vacancy
contributes two free electrons (2e−) to the conduction (eqn (7)), while the substitution of In3+ by Sn4+ in the cubic In2O3 lattice (SnIn substitution) donates one free electron (eqn (8)).
![]() | (7) |
![]() | (8) |
Compared with the undoped In2O3 film, the significantly higher n of SnO2-doped films stems from the combined effects of oxygen vacancies (eqn (7)) and SnIn substitution (eqn (8)), thus leading to a dramatic reduction in Rs and ρ up to 10 wt% SnO2 doping. However, further increasing SnO2 above 10 wt% caused a decline in n, as the reduction in oxygen vacancies induced by increased surface roughness (Fig. 4) outweighs the SnIn substitution from elevated SnO2 content.4 A rough surface hinders the effective diffusion of Sn atoms into the In2O3 lattice via grain boundaries or interstitial sites, which reduces the oxygen vacancies concentration generated by Sn diffusion, subsequently decreasing free electrons and electrical conductivity. For SnO2-doped ITO films, therefore, a more uniform surface correlates with higher electrical conductivity.
![]() | (9) |
Fig. 10 depicts the variation in φTC of the films with SnO2 doping content. Incorporation of Sn4+ ions into the In2O3 lattice leads to a dramatic rise in φTC, with the maximum φTC achieved for the 10 wt% SnO2-doped ITO film, attributable to its low resistance and high transmittance. Further increasing SnO2 to 20 wt% induces a decline in φTC due to the elevated resistance. Consequently, 10 wt% SnO2 is the optimal doping concentration for the ITO films, yielding a favorable balance of high optical transmittance and low electrical resistance.
The optimized optoelectronic performance of the ITO thin films fabricated via this method is compared with that of films prepared by other reported approaches in the literature, as summarized in Table 3. Evidently, the microwave-assisted spray pyrolysis (MSP) method is well-suited for fabricating ITO films with superior optoelectronic performance. Owing to the merits of rapid and homogeneous heating inherent to microwave irradiation, this heating mode has been integrated into magnetron sputtering,31 sintering,32 electron beam evaporation6 and other thin film deposition techniques, which has further improved the optoelectronic properties of the resultant ITO films. This advantageous effect is also validated in the present work. The ITO films doped with 10 wt% SnO2 prepared by MSP exhibit lower electrical resistance and resistivity and higher optical transmittance relative to those fabricated by alternative methods, including traditional spray pyrolysis,1,4,12 magnetron sputtering,7,31 atomic layer deposition,11 sol–gel,10 and electron beam evaporation,6 etc.
| Methods | Experimental conditions | Optimized doping content | Film thickness (nm) | Eg (eV) | Tav (wavelength range) | Rs (Ω sq−1) | ρ (×10−4 Ω cm) | Ref. |
|---|---|---|---|---|---|---|---|---|
| At optimized conditions | ||||||||
| Microwave-assisted spray pyrolysis | Precursor: 0.05 M (InCl3 + SnCl4), temperature: 773 K, microwave frequency: 2.45 GHz, time: 30 min, substrate: quartz, spraying distance: 30 cm | 10 wt% of SnO2 | 296–591 | 3.84 | 95.35% (380–780 nm) | 7.4 | 1.9 | This work |
| Traditional spray pyrolysis | Precursor solution: InCl3 + SnCl2, temperature: 723–773 K, substrate: glass, spraying distance: 45 cm | 5 wt% of Sn | 300 | — | — | — | 3.3 | 1 |
| Traditional spray pyrolysis | Precursor solution: 6.25–37.5 mM (InCl3 + SnCl4), temperature: 773 K, substrate: glass, spraying distance: 28 cm | 5 wt% of Sn | 135–205 | — | 94.4% (380–780 nm) | 132 | 27.1 | 12 |
| Traditional spray pyrolysis | Precursor solution: InCl3 + SnCl4, temperature: 753 K and 793 K, substrate: Corning 7059 glass | 0.023 at% of Sn | — | 3.46 | 80–90% (380–780 nm) | 26.6 | 14.5 | 4 |
| Traditional d.c. magnetron sputtering | Target: In2O3–SnO2 (90 : 10), temperature: 473 K, sputtering gas: Ar, working pressure: (4–15) × 10−2 torr, time: 20 min, target distance: 52 mm |
10 wt% of SnO2 | 110 | 3.87 | 84.7% (380–780 nm) | — | 37 | 7 |
| Microwave-enhanced d.c. magnetron sputtering | Target: In–Sn (90 : 10), oxygen partial pressure: 3.8–11.7 × 10−4 mbar, substrate: glass, spraying distance: 122 mm |
10 wt% Sn | 103–106 | 3.84 | 85% (1550 nm) | — | 22 | 31 |
| Plasma enhanced atomic layer deposition | Precursor: Cyclopentadienyl indium and tetrakis(dimethylamino)tin with SnO2-to-In2O3 of 0 to 20%, temperature: 523 K, plasma power: 1500 and 3000 W, substrate: Si(100) and glass | 1.6 at% of Sn | — | 3.8 | 89% (380–780 nm) | — | 2.9 | 11 |
| Sol–gel | Precursor sol: 0.1 M In(NO3)3 + 0.01 M SnF4 with 1 : 1, substrate: glass, spin-coating: 1500 rpm for 30 s, annealing temperature: 473–673 K, annealing time: 2–8 h |
In : Sn atomic ratio = 10 : 1 |
∼50 | 3.85 | ∼80% (380–780 nm) | 993 | 49 | 10 |
| Microwave sintering | Precursor solution: 0.2 M (InCl3 + SnCl2) with atomic ratios of Sn/(Sn + In) = 0–17.0%, substrate: glass, microwave irradiation: 2.45 GHz, microwave power: 700 W | 8.0 at% of Sn | 900 | — | 85% (380–780 nm) | — | 5 | 32 |
| Electron beam evaporation with post-microwave treatment | Electron beam evaporation: raw materials: ITO tablets with In2O3 : SnO2 of 90 : 10, substrate: Quartz, deposition time: 1000 s, deposition rate: 1 Å s−1, sub-heater temperature: room temperature – 773 K, post-microwave treatment: frequency: 2.4 GHz, power: 600–1000 W, time: 60 s |
10 wt% of SnO2 | ∼100 | 4.13 | 98.7% (380–780 nm) | 81 | — | 6 |
| Inkjet-printing | Raw materials: ITO nano-particles, ITO content: 15 wt%, disperse: 72 h ball-mill, high speed mixing at 2000 rpm for 8 min, and ultrasonic homogenizing process for 10 min, substrate: quartz | 10 wt% of SnO2 | 3.76–3.82 | 87% (380–780 nm) | 517 | 300 | 33 | |
(1) XRD analysis confirms all films possess a cubic In2O3 crystal structure under microwave volumetric heating. The undoped In2O3 film exhibits a (222) preferential orientation, which shifts to (400) upon SnO2 doping. Increasing SnO2 content enhances film crystallinity and grain size, while reducing the (400) texture coefficient and microstrain of the films.
(2) AFM and cross-sectional SEM characterizations reveal that the surface homogeneity and flatness first increase then decrease with rising SnO2 doping content. Film thickness decreases continuously with increasing SnO2 content, which is attributed to the combined effects of improved crystallinity and a reduced (400) texture coefficient.
(3) Optical measurements show the average optical transmittance (relative to quartz substrate) rises from 83.56% (0 wt% SnO2) to 86.12% (15 wt% SnO2), then decreases to 84.68% at 20 wt% SnO2 doping. The obtained band gap Eg increases remarkably from 3.64 eV (undoped) to 3.85 eV (5 wt% SnO2), and then fluctuates slightly at ∼3.80 eV with further doping up to 20 wt%.
(4) Electrical tests demonstrate that SnO2 doping significantly enhances the electrical conductivity of ITO films compared to the undoped sample, which originates from the sharp increase in carrier concentration induced by SnIn substitution and oxygen vacancy formation. The sheet resistance Rs and resistivity ρ drop drastically from 288.8 Ω sq−1 and 170.7 × 10−4 Ω cm (undoped) to 7.4 Ω sq−1 and 1.9 × 10−4 Ω cm at 10 wt% SnO2 doping, while a slight increase in Rs and ρ is observed with further doping to 20 wt%.
(5) The figure of merit φTC confirms that SnO2-doped ITO films have far superior optoelectronic performance to the undoped In2O3 film. 10 wt% SnO2 is determined as the optimal doping concentration, yielding films with high optical transmittance and low electrical resistance.
Microwave-assisted spray pyrolysis exhibits excellent adaptability for fabricating high-performance ITO films. The 10 wt% SnO2-doped ITO film shows excellent suitability for diverse optoelectronic applications, particularly those requiring high performance transparent conductive electrodes.
Supplementary information (SI): the relative standard deviation (RSD) of surface roughness, thickness and resistivity of the as-prepared ITO films with different SnO2 doping content. See DOI: https://doi.org/10.1039/d5ra09041e.
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