Open Access Article
Celia Sánchez-Gonzáleza,
Juan C. Carretero
ab,
Inés Alonso
*ab,
Nuria Rodríguez
*ab and
Javier Adrio
*ab
aDpto. de Química Orgánica, Facultad de Ciencias, Universidad Autónoma de Madrid (UAM), Cantoblanco 28049, Madrid, Spain. E-mail: ines.alonso@uam.es; n.rodriguez@uam.es; javier.adrio@uam.es
bInstitute for Advanced Research in Chemical Sciences (IAdChem) and Center for Innovation in Advanced Chemistry (ORFEO-CINQA) UAM, 28049 Madrid, Spain
First published on 19th February 2026
Chemodivergent C–H annulation of aliphatic amides with maleimides has been achieved under cobalt-catalysis, enabling access to distinct (4 + 1) and (3 + 2) outcomes. These protocols, utilizing a readily available CoII-catalyst, deliver a powerful strategy for the synthesis of a diverse range of spiro-γ-lactams (spiropyrrolidin-2-ones) and bicyclic pyrrolidin-2,5-diones. The combination of DFT and experimental studies provides mechanistic insight into both processes, revealing the origins of their diastereo- and chemoselectivity.
Among C–H functionalization strategies, transition-metal-catalyzed C(sp3)–H annulation stands out as a particularly powerful platform for constructing saturated carbo- and heterocyclic frameworks.4 The success of this approach critically depends on the design of an appropriate directing group (DG) to promote selective activation of otherwise inert C(sp3)–H bonds, typically via formation of a key metallacycle intermediate. Subsequent annulation from this intermediate provides direct access to complex cyclic architectures from readily available alkyl substrates. This mechanistic framework, when combined with careful tuning of catalyst and conditions, opens exciting opportunities for achieving chemodivergent outcomes in C(sp3)–H functionalization.5
Traditionally, C(sp3)–H annulation processes have been conducted using noble metal catalysts,4a with palladium standing out as the most widely employed.6 However, interest in earth-abundant 3d metals7 has shifted focus toward cobalt,8,9 which offers distinct reactivity and site-selectivity. The diverse coordination geometries and electronic configurations accessible to cobalt complexes enable activation modes and bond-forming pathways that are often inaccessible to noble-metal systems, positioning cobalt as a valuable complementary platform for expanding the scope and strategic utility of C(sp3)–H annulation chemistry.
High-valent cobalt complexes, in particular, have garnered increasing attention in DG-assisted C(sp3)–H activation due to their distinctive electronic properties and redox flexibility.10 Notably, simple CoII-precursors in combination with 8-aminoquinoline (8-AQ) as a bidentate DG have proven highly effective for β-C(sp3)–H functionalization of carbonyl compounds, enabling a broad range of oxidative annulation reactions. These include intramolecular C–N bond-forming cyclization,11 and formal cycloaddition pathways such as intramolecular alkene coupling,12 intermolecular coupling with alkynes,13 and oxidative C(sp3)–H/N–H carbonylation of aliphatic amides with carbon monoxide.14 Nevertheless, intermolecular β-C(sp3)–H coupling with alkenes has, to the best of our knowledge, not yet been achieved.
Motivated by this unmet challenge, we turned our attention to maleimides, highly electrophilic olefins widely used as coupling partners in transition-metal-catalyzed C–H functionalization reactions.15 Their application in annulation processes, however, remains comparatively underdeveloped. This limitation largely arises from competing side reactions, including alkenylation via E2-type elimination16 and alkylation through protodemetallation,17 which often compromise reaction efficiency and selectivity. Nonetheless, effective strategies have been devised to address these issues, particularly in the realm of C(sp2)–H activation.18 A remarkable example is the work of Jeganmohan et al., who reported a CoII-catalyzed (4 + 1) spirocyclization of aromatic amides with maleimides directed by 8-AQ (Scheme 1a).19 Years later, Shi et al. developed an asymmetric variant using a CoII/chiral spirophosphoric acid catalytic system that enables the synthesis of chiral spiro-γ-lactams in good yields and excellent enantioselectivities.20 More recently, the merger of cobalt-catalyzed C(sp2)–H activation with electrochemical and visible-light photocatalytic techniques has enabled access to related spirocyclic scaffolds.21
In contrast, the use of maleimides in C(sp3)–H annulations remains underdeveloped. To date, only a few examples based on Pd catalysis have been reported. M. Jeganmohan et al. disclosed an oxidative spirocyclization of 2,2-dimethyl-substituted alkyl nosylamides via β-C(sp3)–H activation (Scheme 1b).22a More recently, the same group reported a Pd-catalysed spiro-cyclisation of substituted amino acids with maleimides through γ-C(sp3)–H bond activation, further highlighting the potential of this transformation.22b Alternatively, Yu's group described a Pd-catalyzed (3 + 2) annulation of gem-dimethyl-containing amide derivatives enabled by dual C(sp3)–H bond activation (Scheme 1b).23,24 In this system, only a limited number of secondary NH-alkyl amides were tested.
Building on these precedents and leveraging the distinctive reactivity profile of cobalt catalysis, we sought to develop a strategy for the annulation of secondary aliphatic amides via β-C(sp3)–H activation with maleimides. Through fine-tuning of the reaction conditions, we uncovered two complementary cobalt-catalyzed pathways: (i) a sequential C(sp3)–H activation followed by oxidative (4 + 1) spirocyclization, and (ii) a (3 + 2) annulation proceeding through dual C(sp3)–H activation involving two distinct methyl groups (Scheme 1c). Both transformations occur without altering the inherent nature of the amide DG, highlighting the power of reaction design in expanding the synthetic utility of cobalt-catalyzed C–H functionalization. This chemodivergence prompted further investigation into the reaction parameters and underlying mechanistic features, as discussed below.
| Entry | 1 | CoII-cat. | AgI-salt | Additive | 3 b (%) |
4 b (%) |
|---|---|---|---|---|---|---|
a Reaction conditions: 1 (0.1 mmol, 1.0 equiv.), 2a (0.25 mmol, 2.5 equiv.), Co(OAc)2·4H2O (15 mol%), Ag2CO3 (0.4 mmol, 4.0 equiv.), NaOPiv (0.05 mmol, 0.5 equiv.), DCE (0.5 mL), 140 °C, 24 h.b Yield determined by 1H NMR using 1,3,5-trimethoxybenzene as internal standard.c Isolated yield.d 120 °C.e DCE: n-hexane (1 : 0.5) (0.13 M).f Adding pyridine-3-sulfonic acid (0.07 mmol, 0.7 equiv.). n.d. = not detected. DCE = 1,2-dichloroethane. |
||||||
| 1 | a | Co(OAc)2·4H2O | Ag2CO3 | NaOPiv | 90 (87)c | n.d. |
| 2 | a | Co(OAc)2·4H2O | Ag2CO3 | PivOH | 44 | 13 |
| 3 | b | Co(OAc)2·4H2O | Ag2CO3 | PivOH | 24 | 20 |
| 4 | b | Co(OAc)2·4H2O | Ag2O | PivOH | 12 | 20 |
| 5d | b | Co(OAc)2 | Ag2O | PivOH | 17 | 35 |
| 6d,e | b | Co(OAc)2 | Ag2O | PivOH | 18 | 47 |
| 7d,e,f | b | Co(OAc)2 | Ag2O | PivOH | 15 (12)c | 63 (63)c |
| 8 | b | Co(OAc)2·4H2O | Ag2CO3 | NaOPiv | 63 (61)c | 8 (7)c |
Strikingly, replacement of NaOPiv with PivOH lowered the yield of 3aa and unveiled the formation of the (3 + 2) annulation product 4aa with excellent diastereoselectivity (13%, d.r. > 20
:
1, entry 2). Motivated by this result, we next sought to assess the feasibility of a chemodivergent strategy through systematic variation of the reaction parameters. Attempts to favor the (3 + 2) pathway with substrate 1a, however, were unsuccessful (see SI). We therefore investigated whether subtle structural modifications of the substrate could bias the reaction toward the alternative (3 + 2) annulation manifold. Exchange of 1a with α,α′-dimethylbutanamide 1b delivered 3ba and 4ba in 24% and 20% yield, respectively (entry 3). While 3ba was obtained as a 1.1
:
1 diastereomeric mixture, 4ba was formed as single diastereomer.
A slight decrease in overall yield, accompanied by improved selectivity toward 4ba, was observed when Ag2CO3 was replaced with Ag2O (entry 4). The use of anhydrous Co(OAc)2 combined with a reduced reaction temperature of 120 °C markedly increased the conversion, preserving the selectivity in favour of 4ba (3ba
:
4ba = 1
:
2, entry 5). Further improvement in the yield of 4ba was achieved using a mixture of DCE/n-hexane (1
:
0.5) as solvent (entry 6), likely by modulating the solubility or aggregation state of the catalytic species. Finally, addition of pyridine-3-sulfonic acid (0.7 equiv.) led to an increase in both yield and selectivity for the (3 + 2) pathway, affording 3ba and 4ba in 12% and 63% isolated yields, respectively (entry 7).
Importantly, under the previously optimized conditions for the formation of the (4 + 1) product (Co(OAc)2·4H2O/Ag2CO3/NaOPiv/140 °C), substrate 1b selectively afforded the spiro-γ-lactam 3ba in 61% isolated yield (entry 8).25 This result validates the chemodivergent nature of the Co-catalyzed annulation.
:
1 diastereomeric ratio. The individual diastereomers could be readily isolated by column chromatography. The transformation proved tolerant to various alkyl chain lengths and functional groups, including trifluoromethyl, halogens, methoxy, aromatic moieties, and amides. As indicated in the scheme, under these reaction conditions, the alternative (3 + 2) annulation products (4) were obtained in yields of less than 15% in all cases. α-Monosubstituted propanamides were also adequate substrates, although only moderate yields of the corresponding spiro-γ-lactams were obtained (3ja: 50%; 3ka: 30%), with substantial recovery of unreacted starting materials. Simple propanamide 1l afforded 3la in 12% yield. Remarkably, 1-methylcycloalkyl-1-carboxamides smoothly participated in the reaction to give the corresponding (4 + 1) annulation products in good yields (3ma–3oa, 50–70%). Methylene β-C–H bond functionalization of the cyclopropane-derivative 1p also occurred, affording 3pa in 31% (d.r. 1.2
:
1). In addition, acrylamide derivative 1q underwent preferential β-C(sp2)–H bond functionalization over the β-methyl C(sp3)–H bond, affording 3qa in an excellent 95% yield. Expanding the substrate scope further, a variety of maleimides were successfully tested, with no substantial influence from their N-substituents. To evaluate the scalability of the process, a 1.0 mmol scale reaction of 1r and 2a was conducted under standard conditions and the desired product 3ra was provided in 50% yield. Subsequent removal of the methoxyquinolinyl group from 3ra gave 5 in 72% yield.
Subsequently, the Co(OAc)2/Ag2O/PivOH catalytic system was evaluated for its efficiency in the selective synthesis of bicyclic pyrrolidin-2,5-dione derivatives 4 (Scheme 3). α,α-Disubstituted propanamides (1c–1h) furnished the corresponding (3 + 2) annulation products (4ca–4ha) in moderate to good yields (30–90%) and with an outstanding diastereoselectivity (d.r. > 20
:
1). Overall, the major diastereomers in all cases showed cis relationship between the imide group and the amide DG. It is important to emphasize that previous Pd-catalyzed procedures typically produced mixtures of diastereomers.23 Alternative (4 + 1) annulation products 3 were obtained in yields of less than 22% in all cases. Unfortunately, propanamides 1i and 1j proved unreactive under the standard conditions. The reaction also tolerated variation in the N-substituent of the maleimide, delivering the desired products 4bb and 4bc in 57% and 55% yield, respectively. Unfortunately, maleimides bearing strongly electron-withdrawing N-substituents such as Boc or Ac were found to be unstable under the reaction conditions and therefore did not afford any annulation products.
Finally, to expand the structural scope of the (3 + 2) annulation involving a dual gem-C–H activation process, we examined the reaction of 1-methylcyclohexyl-1-carboxamide (1m). Remarkably, this substrate smoothly underwent the transformation to give the corresponding (3 + 2) annulation product 6 in 31% yield, along with 15% of the (4 + 1) spirocyclization product (3ma). The formation of 6 demonstrates the capability of our catalytic system to engage in formal (3 + 2) cycloaddition involving activation of both methyl and methylenic C–H bonds, as illustrated in Scheme 4.
With respect to the (3 + 2) strategy, we performed the same set of experiments, this time using 1b as the starting material (Scheme 5b). Analysis of the crude reaction mixture after 5 h revealed no deuterium incorporation either in 1b or in the reaction product 4ba. Therefore, we assumed that the C–H activation was likely irreversible.
Based on previous reports and in our own experience,27,13a we assumed that 1a initially coordinates to Co(OAc)2, forming a CoII complex which, upon in situ oxidation by AgI, evolves into a stable monomeric CoIII species. Subsequently, C(sp3)–H activation via an acetate-assisted concerted-metalation deprotonation (CMD) mechanism furnishes cobaltacycle IM1, retaining AcOH coordinated to the metal (Fig. 1). Displacement of AcOH by maleimide 2a leads to the formation of intermediate IM2 (9.0 kcal mol−1),28 which precedes the 1,2-migratory insertion of the maleimide into the C–Co bond. This key step results in the exergonic formation of the bicyclic intermediate IM3 (−10.5 kcal mol−1). From IM3, the reaction landscape splits into multiple mechanistic trajectories, providing a possible explanation of the chemodivergent reactivity achieved.
![]() | ||
| Fig. 1 Energy profile for the formation of isomer 3aa via Michael type addition in DCE [M06-LSMD/6-311+G(2df,2p) (C,H,N,O), SDD (Co,Ag)//M06-LSMD/6-31G(d) (C,H,N,O), LANL2DZ(f) (Co,Ag) at 298 K]. | ||
First, we focused on the (4 + 1) annulation strategy (Fig. 1). Consistent with previously proposed mechanisms,20 intermediate IM3 could undergo an acetate-assisted E2-type elimination to yield the anionic Heck-type CoI species IM4, which lies at −24.4 kcal mol−1 in its single state (IM4-s). Calculations indicate that a subsequent direct 1,2-migratory insertion of the double bond into the N–Co bond is highly unfavorable [IM4-s → IM5 (−10.8 kcal mol−1) → TS3 (34.4 kcal mol−1)]. However, considering the tendency of CoI(d8) to have triplet ground states, particularly stable in square planar or distorted octahedral geometries, we decided to investigate both singlet and triplet electronic states of intermediates in which Co center changes its oxidation state from formal +3 to formal +1. A comparison of the singlet and triplet electronic states of IM4 revealed that the triplet state is more stable than the singlet (IM4-t, −27.8 kcal mol−1, shown in orange). From IM4-t,29 the reaction then likely proceeds via an AcOH-mediated intramolecular aza-Michael addition, which takes place through TS4-t (11.2 kcal mol−1), leading to IM6-t (6.2 kcal mol−1). In this intermediate, the C–N bond has formed and the cobalt center coordinates to the α-carbon of the other carbonyl group of the imide moiety [d(C–Co): 2.25 Å]. For benchmarking, the pathway from IM4-s was also examined, but proved energetically unfeasible, with the lowest-lying calculated transition state (TS4-s) at 34.8 kcal mol−1.
From IM6-t, protodemetallation by AcOH completes the annulation, affording the CoI complex IM7 (1.5 kcal mol−1), in which the resulting (4 + 1) product 3aa remains coordinated to the metal through the quinoline nitrogen. The stereoselectivity of this protonation step accounts for the selectivity observed in the earlier H/D experiment (Scheme 5a). 3aa is finally released (ΔG = −14.3 kcal mol−1) via displacement of [CoI(OAc)2AgIOAc]−-t facilitated by AgI complexes, with [Ag2(OAc)2] used as a model.
Nonetheless, due to the sequence of bond formation and the spatial orientation of the maleimide moiety within the cobalt complex IM6-t, this mechanism alone can only account for the formation of one of the diastereomers observed in the reactions with prochiral propanamides (1b–k). Therefore, we search for an alternative mechanistic proposal to rationalize the formation of the second isolated diastereomer.30
In this search, our investigations uncovered the complementary mechanistic pathway illustrated in Fig. 2. This pathway suggests a second role for acetate: in addition to promoting an acetate-assisted E2-type elimination from IM3 to generate the anionic Heck-type CoI species (Fig. 1), acetate can also coordinate to IM3, facilitating its conversion to the anionic CoIII intermediate IM8 (−14.8 kcal mol−1). Such dual behavior highlights the versatility of acetate in steering the reaction along different mechanistic routes. From IM8, to rationalize the formation of the other isomer 3aa′ (considered with the opposite configuration in the spirocyclic carbon for a fixed arrangement of the methyl groups), an AcOH-mediated protodemetalation step is proposed, affording IM9 (−6.8 kcal mol−1), in which the resulting γ-alkylated propanamide remains coordinated to the cobalt center through the 8-AQ DG. Subsequently, γ-C–H activation of the alkylated propanamide via transition state TS7 (19.6 kcal mol−1) furnishes intermediate IM10 (−2.8 kcal mol−1), with AcOH still bound to the metal. This intermediate readily evolves to IM11 (−21.2 kcal mol−1) upon release of the AcOH unit. A subsequent ligand rearrangement to IM12 (−20.7 kcal mol−1), which probably involves decoordination, change of conformation and recoordination of N atoms, would position the system optimal for C–N bond formation, which occurs via transition state TS8-s (21.9 kcal mol−1), giving rise to the CoI intermediate IM13-s (13.6 kcal mol−1). Calculations reveal that this reductive elimination step is much more favored when considering the triplet ground state of the CoI species involved, lowering both the energy barrier for the reductive elimination and stabilizing the reductive elimination product IM13-t (−8.5 kcal mol−1).
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| Fig. 2 Energy profile for the formation of isomer 3aa′ via γ-C–H activation in DCE [M06-LSMD/6-311+G(2df,2p) (C,H,N,O), SDD (Co,Ag)//M06-LSMD/6-31G(d) (C,H,N,O), LANL2DZ(f) (Co,Ag) at 298 K]. | ||
Building upon the mechanistic insights discussed above, it becomes evident that both reaction pathways should be considered to comprehensively account for the formation of the two observed isomers 3aa and 3aa′. The computed activation energy barriers for the key steps in both pathways (to reach TS4-t and TS6 respectively) are comparable, explaining the experimentally observed lack of diastereoselectivity with prochiral α-substituted and α,α′-disubstituted propanamides (1b–k).
Next, we examine the (3 + 2) pathway, which, as shown in Fig. 3, originates from the same anionic CoIII intermediate IM8 (−14.8 kcal mol−1). A conformational change from IM8 would lead to IM14 (−4.8 kcal mol−1), in which a second methyl group is positioned for a subsequent C(sp3)–H activation [d(Co–H): 1.89 Å]. This step proceeds via an acetate-assisted CMD mechanism through transition state TS9 (12.4 kcal mol−1), affording the cobaltacycle IM15-s (−1.0 kcal mol−1), with AcOH remaining coordinated and forming a hydrogen bond with the amide nitrogen.
Nonetheless, although this route appears chemically reasonable and aligns with established precedents involving sequential C–H activations, it ultimately proves unlikely as it leads to the formation of the unobserved diastereomer 4aa′ featuring a trans relationship between the imide and the DG.31 Crucially, the second C–H activation is reversible, a key feature that could help rationalize why the reaction does not proceed through this pathway. Advancing beyond this point would require C–C bond formation via TS10-s (19.4 kcal mol−1), leading to IM16-s (5.9 kcal mol−1). However, the barrier for this step exceeds that for the reverse C–H activation, rendering the overall process kinetically disfavored.
Even considering the triplet state of the cobalt species does not rescue this mechanism: while C–C bond formation [IM15-t (−4.5 kcal mol−1) → TS10-t (18.7 kcal mol−1) → IM16-t (−11.7 kcal mol−1)] becomes irreversible and thermodynamically more favorable than in the singlet manifold, it would still be less favored than the reverse reaction. These findings underscore the limitations of this mechanistic pathway and highlight the necessity of considering other routes to account for the observed stereochemical outcome.
As illustrated in Fig. 4, an alternative scenario involves a ligand reorganization from IM8 via coordination/decoordination of AcOH to form IM17 (−5.4 kcal mol−1). This rearrangement defines the stereochemical course of reaction by positioning the alternate methyl group for C(sp3)–H metalation via TS11 (12.0 kcal mol−1), affording IM18 (−14.2 kcal mol−1), with AcOH remaining bound to the Co center. Subsequent liberation of AcOH yields the more stable intermediate IM19-s (−19.9 kcal mol−1). From this point, the C–C bond formation via the lowest-energy transition state TS12-s (10.0 kcal mol−1), leads reversibly to the CoI species IM20-s (9.2 kcal mol−1), which undergoes conformational reorganization to form IM21-s (−1.3 kcal mol−1). Notably, considering the triplet manifold for this last transformation renders the C–C bond-forming step both irreversible and thermodynamically more favorable: [IM19-t (−11.9 kcal mol−1) → TS12-t (9.9 kcal mol−1) → IM20-t (−16.5 kcal mol−1) → IM21-t (−19.6 kcal mol−1)]. Finally, the presence of acid to release the catalyst from intermediate IM21, in which it is still coordinated to the nitrogen atoms of the amide and quinoline, could support the relatively more acidic conditions required to obtain (3 + 2) selectivity. This mechanistic route, therefore, accounts for the formation of the experimentally observed 4aa diastereomer, providing a stereochemically consistent and energetically favorable pathway.
From this overall picture, the following key conclusions can be drawn:
(a) Both the (4 + 1) and (3 + 2) pathways begin with AQ deprotonation by CoII-coordinated carboxylates, forming a CoII complex that is oxidized in situ by AgI to a stable CoIII species. C(sp3)–H activation via an acetate-assisted CMD mechanism yields cobaltacycle IM1, which, upon maleimide coordination and 1,2-migratory insertion into the C–Co bond, forms the bicyclic intermediate IM3.
(b) In the (4 + 1) process (Scheme 5), IM3 either undergoes E2-elimination followed by aza-Michael addition (Path A) or rearranges evolving via protodemetalation, γ-C–H activation and C–N bond formation (Path B), both ultimately delivering the annulation product and regenerating the catalyst through AgI-mediated product displacement and reoxidation. The coexistence of these two routes explains the observed lack of diastereoselectivity with prochiral substrates.
(c) In the (3 + 2) process (Scheme 7), the diastereoselective formation of product 4 from IM3 could be explained by a ligand reorganization, enabling a dual C(sp3)–H activation involving two distinct methyl groups.
(d) Based on the critical barriers for both cyclization processes shown in Fig. 1–4, it can be deduced that the higher energy demand for the (4 + 1) annulation process can be correlated with the higher temperature required in this case [140 °C compared to 120 °C for the (3 + 2) process]. On the other hand, the presence of water, which is essential for promoting the (4 + 1) annulation process, could contribute to increasing the polarity of the medium, facilitating the protodemetalation reactions present in this route. Therefore, temperature and the presence of water play a crucial role in achieving selectivity, which is also modulated by the use of controlled acidic conditions or certain ligands, such as pyridine-3-sulfonic acid, by facilitating protonation/deprotonation events and stabilizing spin-state-dependent intermediates.
Taking all of this into account, this work demonstrates cobalt catalysis as a versatile platform for chemodivergent processes, providing new mechanistic insights that differentiate cobalt from heavier transition metals. These findings pave the way for more effective and innovative cobalt-based catalytic strategies in the future.
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