Open Access Article
Raj Kumar Ramamoorthy†
ab,
Rohan Parmar†c,
Ezgi Yildirim
a,
Marie Brut
d,
Sylvain Davidc,
Simon Cayez
a,
Nicolas Ratel-Ramond
a,
Pierre Roblin
c,
Fabien Delpech
a,
Isaac Rodríguez-Ruiz
c,
Lise-Marie Lacroix
ae,
Sébastien Teychené
*c and
Guillaume Viau
*a
aUniv Toulouse, INSA, CNRS, LPCNO, Toulouse, France. E-mail: guillaume.viau@insa-toulouse.fr
bNanoscale and Interface Science Laboratory, Department of Physics, Anna University, Chennai 600025, India
cUniv Toulouse, INP Toulouse, CNRS, LGC, Toulouse, France. E-mail: sebastien.teychene@toulouse-inp.fr
dUniv Toulouse, CNRS, LAAS, Toulouse, France
eInstitut Universitaire de France, IUF, Paris, France
First published on 5th May 2026
A precise description of the nucleation and growth mechanisms of nanoparticles in solution addresses fundamental challenges, such as comparisons with classical models or establishing alternative ones. Ultimately, it should lead to a better understanding of the parameters that govern the particle size and properties. This study focuses on ultrasmall gold nanoparticles with an icosahedral structure, prepared by the reduction of HAuCl4 with triethylsilane (TES) in a nonpolar solvent containing oleylamine (OY). The final particles have a constant size of 2 nm, regardless of the reaction rate varied by adjusting the TES concentration. A particularity of this synthesis lies in the nature of the precursor solution: the AuIII complexes are not free but form a suspension of 4 nm gold chloride clusters coordinated to OY. The reaction was monitored in situ through XAS and SAXS, enabling kinetic studies at both the molecular and nano-scales. The nucleation stage involves the initial AuIII clusters and stops upon their complete disappearance. Growth proceeds in two successive distinct stages: an initial rapid stage following first-order kinetics with respect to Au and TES and a subsequent slower stage that is zero-order for Au and first-order for TES. At the end of the 1st stage, intermediate particles of 1.6 nm diameter, corresponding to 3-shell icosahedra, are formed. The rate-determining step of the 2nd stage is the reduction of AuIII complexes adsorbed at the particle surface. The limited number of adsorption sites on the intermediate particles due to a dense ligand capping layer and/or the slow diffusion of TES through this layer may explain the very slow reaction rate of the 2nd step. The relative stability of the intermediate magic size clusters covered with a dense ligand shell explains the abruptness of the transition between the 1st and 2nd growth stages. In this system, nucleation and growth do not follow the classical mechanism, and LaMer's postulate for monodisperse systems can be ruled out. This study highlights the critical influences of the stability of intermediate clusters, specific to magic size polyhedra, on growth kinetics. It also emphasizes the importance of precisely characterizing the initial precursor solution to accurately describe the nucleation.
In this context, fully understanding the crystallization pathway requires the development of in situ and time-resolved studies across different scales. This involves using techniques capable of probing nascent condensed matter phases, such as liquid-phase transmission electron microscopy26,28,33 or small angle X-ray scattering37–40 and whenever possible, complementing them with UV-visible and X-ray absorption spectroscopies to precisely characterize the intermediate species at both the molecular and meso-scales.41 For the latter techniques, rapid reactions also require the use of flow devices, ranging from micro- to milli-fluidics, compatible with synchrotron facilities and enabling the capture of processes from very short reaction times through to the end of the reaction.35,37,42
The specificity of nanoparticle synthesis in organic solvents lies in the presence of ligands, whose primary role is to reduce the surface energy of the particles and introduce a steric stabilization of the final suspension.43 In non-polar solvents, these capping agents include long chain acids, amines, phosphines or thiols. For such syntheses, several examples have reported an extended nucleation period, with significant overlap between nucleation and growth often accompanied by size focusing during the growth. This behaviour has been observed in both metal particles44 and quantum dots.45,46 All these observations stand in clear contradiction to the LaMer model. The influence of the ligand layer capping the particle surface is often mentioned to explain why, in such syntheses, smaller particles grow faster than larger ones.44–46 The role of these molecules extends beyond the growth stage. Acting as complexing agents for the metal precursor, they can modulate the kinetics of reduction/condensation and, in some case, can also serve as reactants.47,48
In this study, we have chosen to study the crystallization kinetics of ultrasmall Au NPs with an icosahedral structure, obtained by the reduction with triethylsilane (TES) of AuIII dissolved in a solution of oleylamine (OY) in hexane. Hydrosilanes are a class of mild reducing agents that have been used to synthesize noble metal NPs in organic media, including ultrathin Au nanowires,49,50 Au15,51 and Ag NPs,52 and Cu nanowires.53 Their reactivity depends on the nature of the organic substituents, which induce electronic or steric effects.42 In this study, TES was chosen due to its demonstrated effectiveness in synthesizing monodisperse icosahedral NPs with very high yield,15,52 unlike other reducing agents such as sodium borohydride and aminoboranes, which form Au NPs crystallizing with the fcc structure.37,38,43 Icosahedra are well-known to form magic size clusters (MSC).54 The high stability of MSC can generate a high energy barrier for the addition of subsequent atomic layers, leading to discrete, shell-by-shell growth and, in the case of icosahedral MSC, can involve complex pathways.54–56 At very small sizes, mechanisms involving the specific growth of MSC are therefore expected to dominate. This system could therefore serve as a model for highlighting the specific nucleation and growth mechanisms of such MSC in solution. An additional distinguishing feature of this synthesis, compared to classical organometallic approaches, is the use of a metal salt as the precursor, dissolved in a nonpolar solvent through complexation with OY. In the case of AuIII or AgI ions, it has been shown that the precursors are not isolated metal complexes coordinated by OY, but rather aggregates of such complexes, often referred to as pre-nucleation clusters.34,35,52
The objective of the study was to describe as accurately as possible the evolution of the medium at both the molecular and nano-scales, in particular to examine the role of the initial AuIII clusters in the nucleation stage and possible MSC intermediates in the growth stage. The initial clusters formed by the interaction of {AuIIICl4} and OY in hexane are described first, using SAXS-WAXS, NMR and DFT calculations, followed by the characterization (SAXS, WAXS, NMR) of the final particles obtained through the reduction of these AuIII clusters with TES. We then present the kinetic studies conducted using X-ray absorption spectroscopy (XAS) and small angle X-ray scattering (SAXS). The reduction and crystallization of Au icosahedral NPs at different TES concentrations was monitored in situ using a microfluidic set-up. Combining XAS and SAXS, the AuIII/AuI/Au0 molecular speciation as well as the size and polydispersity of the scattering objects were determined throughout the reaction. A kinetic model is then proposed to account for the sequence of the two well-separated growth stages and the formation of an intermediate MSC observed experimentally. This model describes the transition between kinetic regimes at the molecular and nanoparticle scales.
The atomic PDF of the AuIII clusters shows no long-range order but rather a highly disordered/liquid like structure (Fig. 1d). The main difference between the PDF of the AuIII clusters and the reference of OY dissolved in hexane is the distance at 2.3 Å corresponding to the Au–Cl distance of the {AuIIICl4−} complexes, in agreement with previously reported EXAFS analysis.35 The 1H NMR spectrum of the precursor solution shows one broad resonance around 6.5 ppm (SI, Fig. S3) corresponding to the protons of the amino group of the oleylamine, of the ammonium group of the oleylammonium ions formed by the reaction with the proton of the gold precursor and of the water molecules coming from the gold precursor, involved in a fast exchange. The diffusion coefficient was inferred from DOSY experiments on different protons of the oleylamine (or oleylammonium) chains. The corresponding hydrodynamic diameter was found equal to 1.75 nm, much lower than the diameter deduced by SAXS. The NMR diameter corresponds to the average between free oleylamine and oleylammonium molecules and those coordinated to AuIII and involved in the clusters. The low diameter given by 1H NMR is in good agreement with a fast exchange between the oleylamine and oleylammonium molecules in solution and the ones coordinated to AuIII.
To clarify the internal structure of the AuIII clusters, DFT calculations and semi-empirical molecular dynamics simulations were performed (computational details in SI, section III). These simulations reveal a gold–chloride core surrounded by a shell containing nitrogen atoms from oleylamine and oleylammonium ions. Within the core, most AuIII centers remain coordinated to four chloride ligands, while a minority adopts a three-chloride/one-nitrogen environment through interaction with oleylamine. The calculations also uncover a stable structural organization in which AuCl4− units arrange so that their planes form the square bases of pyramidal or bipyramidal motifs, with the apex defined by a chloride ligand originating from an adjacent plane. Around this core, water molecules either diffuse freely or assemble into small clusters, while an outer layer of disordered alkyl chains from oleylamine and oleylammonium ions surrounds this assembly (Fig. 1e and f). Although the model includes a limited number of AuIII ions imposed by computational constraints, it provides a reliable small-scale representation of the clusters consistent with the experimental observations.
The precursor solution can therefore be described as a two-phase suspension with nanodroplets/clusters containing AuIII ions coordinated to Cl and oleylamine, in fast exchange with water molecules and ammonium, with the alkyl chains pointing toward the hexane solution containing free OY. Density measurements were performed to assess the scattering length density and the number of AuIII complexes contained in one cluster (SI, section II.4–6). Under the assumption that the core of the AuIII clusters is made up of aggregates of formula {AuCl4·3H2O}n, the average number of AuIII ions in one cluster, n, was found to be equal to ca. 100 for the nominal concentration [Au] = 20 mM and the scattering length density equal to 16 × 10−6 Å−2, i.e. a little bit less than one order of magnitude than the sld of Au0. Assuming 100 Au atoms per cluster, the number density of AuIII clusters was found to be equal to 12 × 1016 cm−3 for the gold concentration of 20 mM.
The reduction of 1 eq. of AuIII requires 1.5 eq. of TES and releases 2.5 eq. of H+ neutralized by 2.5 eq. of OY.
In the first set of experiments, the gold concentration was kept constant, [Au] = 20 mM, and the TES concentration was varied from a slight excess (62 mM) to a very large one (500 mM). A representative TEM image is given in Fig. 2a showing that the main population of NPs was isotropic NPs of diameter around 2 nm. The SAXS signal of the nanoparticles prepared with [TES] = 500 mM and the result of the fit are shown in the inset of Fig. 2b. The SAXS data of Au NP suspensions prepared with the other TES concentrations, from 62 mM to 250 mM, and the corresponding fits are given in Fig. S11 (SI). All the Au NP SAXS profiles were nicely fitted by a sum of two form factors of nanospheres, with the polydispersity being represented by a Schulz distribution for both cases. Table 1 shows the NP mean size and size distribution obtained from the fitting of the Au NP SAXS. The dominant population (pop. A) exhibited a mean diameter of 1.9–2.1 nm, remaining almost constant across the tested TES and Au concentration ranges (Fig. 2b). The smallest particles constituted more than 90% of the number fraction (except at the lowest [TES]), in line with the TEM images. The atomic structure of the Au0 particles was analyzed by PDF calculated from the HE-XRD patterns recorded in situ. The structure was found to be icosahedral regardless of the TES concentration used. The best fit was obtained with a 4-shell icosahedron model, in agreement with the particle size determined by SAXS (Fig. 2c and Fig. S13).
| [Au] (mM) | [TES] (mM) | Population A | Population B | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Rm (Å) | σ/dm | Vol% | % number | Rm (Å) | σ/dm | Vol% | % number | ||
| dm is the mean diameter, σ/dm is the polydispersity ratio, vol% is the relative volume fraction of both populations and % number is the relative proportion of the number of particles for both populations. | |||||||||
| 20 | 62 | 10.5 | 0.05 | 71.3 | 85.6 | 14.0 | 0.20 | 28.7 | 14.4 |
| 20 | 125 | 10.3 | 0.05 | 77.5 | 90.3 | 14.4 | 0.20 | 22.5 | 9.7 |
| 20 | 250 | 10.2 | 0.05 | 81.5 | 93.0 | 14.8 | 0.21 | 18.5 | 7.0 |
| 20 | 500 | 10.0 | 0.05 | 82.3 | 94.0 | 15.0 | 0.19 | 17.7 | 6.0 |
| 2 | 500 | 9.8 | 0.1 | 86.5 | 95.6 | 16.7 | 0.15 | 13.5 | 4.4 |
| 5 | 500 | 10.3 | 0.09 | 84.4 | 93.6 | 17.3 | 0.14 | 15.6 | 6.4 |
| 10 | 500 | 10.3 | 0.09 | 86.9 | 95.3 | 17.8 | 0.14 | 13.1 | 4.7 |
In the second set of experiment, [Au] was varied between 2 mM and 20 mM while [OY]/[Au] was fixed to 2.5 and [TES] was kept constant to 500 mM. The SAXS results, summarized in the SI (section IV), showed that the large majority of particles have a diameter close to 2 nm regardless of [Au] (Fig. S12). The total Au0 concentration calculated from the volume fraction given by the SAXS fitting consistently matched the nominal value, confirming that the reduction yield was always 100% (Fig. S12d).
As the experimental conditions correspond to the stoichiometric proportions of the balance equation, all the oleylamine is converted into oleylammonium chloride at the end of the reaction. The final particles are stabilized by chloride and ammonium ions as shown experimentally by XPS35 and confirmed theoretically by DFT calculations revealing that co-adsorption of both ions results in higher adsorption energy.50 The hydrodynamic diameter of the Au NP calculated from the diffusion coefficient inferred from DOSY experiments on different protons of the oleylammonium chains was found to be equal to 3.65 nm. This diameter corresponds well to that of 2 nm gold nanoparticles coated with long-chain ligands (oleylammonium). This value also indicates that the ligands are strongly bound to the surface and are no longer in rapid exchange with the solution.
| 3{AuIIICl4−x−(RNH3+)(1−x)(RNH2)x}100 → {Au(0)300·(Cl−RNH3+)z} |
Surprisingly, the NP mean size was almost independent of [TES] and [Au]. Since the reaction rate is typically influenced by both concentrations, classical nucleation theory would predict a corresponding effect on the final particle size. To better understand the NP nucleation/growth process of the Au particles, kinetic studies of the nucleation and growth were carried out. These were done using a microfluidic set-up described in a previous paper.42 The microreactors are composed of two injection inlets, one for the AuIII precursor suspension and the second one for the TES solution, a butterfly microfluidic mixer to ensure a fast and homogeneous mixing of the solutions, and an interrogation channel suitable for use with synchrotron radiation (Fig. S2). The chemical reaction was followed in continuous-flow configuration to have access to the short times (deriving reaction times as a function of microreactor length) with a resolution of 300 ms, and then in stopped flow configuration for the longer times. When the flow was stopped the reaction continued in the interrogation channel. The Au NP formation was monitored by XAS at the Au LIII edge and by SAXS, independently, on synchrotron beamlines.
The time evolution of the normalized concentrations of AuIII, AuI and Au0 during the first 500 seconds of NP synthesis, with [TES] ranging from 62 to 500 mM, is shown in Fig. 3 and S15. For all TES concentrations no induction time could be detected. Two distinct stages were clearly identified. A fast reduction characterized by a steep increase of [Au0] was observed first, then when [Au0] reached a value close to 0.6, regardless of [TES], a break in the kinetic regime was observed and the [Au0] increase became very slow (Fig. 3). The duration of both stages decreased as [TES] was increased, showing that the reduction rates of both stages increased with increasing [TES]. During the first stage, [AuI] decreased rapidly to 0 after reaching a maximum value, less than 20% of the nominal concentration when [TES] = 62 mM and even less than 10% with higher [TES]. During the second stage, the AuI concentration was always zero showing that the reduction of AuI to Au0 is much faster than the reduction of AuIII to AuI.
![]() | ||
| Fig. 3 Relative AuIII, AuI and Au0 concentrations deduced from the linear combination analysis of the XAS spectra obtained in situ during the reaction with (a) [TES] = 62 mM; (b) [TES] = 125 mM; (c) [TES] = 250 mM; (d) [TES] = 500 mM. The green lines are the best fit of [AuIII] using eqn (1) (see the text). | ||
The time-dependences of [AuIII] in Fig. 3 were analyzed in closer detail. The sum of an exponential decay and a linear decay (eqn (1)) was found to nicely fit the experimental data (green lines in Fig. 3 and S15):
| [AuIII] = [AuIII]int + (1 − [AuIII]int)exp(−kt) − k′t | (1) |
The values of the three fitting parameters, k, k′ and the intermediate concentration [AuIII]int, are reported in Table S2 for the different [TES] values. The value of [AuIII]int was very close to 0.4, regardless of [TES].
A comparison of the exponential and the linear decays shows that the time dependence of [AuIII] can be described by two successive stages well separated in time (Fig. S16). [AuIII] decreases exponentially with time during the 1st stage (eqn (2)), followed by a second stage characterized by a linear decrease (eqn (3)). The critical times
, at which [AuIII] = [AuIII]int and
, at which the linear decay becomes faster than the exponential one, both decrease with increasing [TES] (Table S2 and Fig. S16 and 17).
| [AuIII] = [AuIII]int + (1 − [AuIII]int)exp(−kt) | (2) |
| [AuIII] = [AuIII]int − k′t | (3) |
The exponential decay shows that the order of the reaction is 1 with respect to AuIII during the first stage. The rate constant k, determined from the fit of this stage, was then plotted as a function of [TES] (Fig. 4). k is found to be proportional to [TES], indicating that the reaction order is also 1 with respect to TES. The reaction rate of the first stage is therefore described by eqn (4).
![]() | (4) |
![]() | ||
| Fig. 4 k and k′ constants, resulting from the best fits of the [AuIII] curves with eqn (1), plotted as a function of [TES]. | ||
Eqn (2) is the solution of eqn (4) for k = k1[TES] under boundary conditions [AuIII] = 1 at t = 0 and [AuIII] = [AuIII]int when t → ∞. When TES is in large excess with respect to [AuIII], the constant k1 of eqn (4) is the slope of the linear variation of k with [TES] reported in Fig. 4. For [TES] values ranging from 125 to 500 mM, the calculated rate constant was found to be k1 = 3.05 × 10−1 mol−1 L s−1.
The linear decay observed during the second stage indicates that the reaction is zero-order with respect to AuIII. The k′ value deduced from the fits was found to be proportional to [TES] (Fig. 4) showing a first-order with respect to TES. The reaction rate of the 2nd stage writes as:
![]() | (5) |
Eqn (3) is the solution of eqn (5) under the boundary conditions [AuIII] = [AuIII]int for t = 0. For [TES] values ranging from 125 to 500 M, a value of k2 = 3.1 × 10−3 mol−1 L s−1 was obtained when [AuIII]0 was normalized to 1 and k′ was expressed in s−1 (k2 = 6.2 × 10−5 s−1 when [AuIII]0 is expressed in mol L−1).
After approximately 800 s, no further variation was detected, showing that the reduction of AuIII to Au0 NPs was complete. The final SAXS were similar to those obtained from Au NPs prepared in vials (Fig. 2). They were nicely fitted by a sum of two nanosphere form factors, with the smaller NP constituting the main population, as previous described. The total Au NP volume fractions at the end of the reaction were found in the range of 2.1–2.2 × 10−4, very close to the theoretical value of 2.04 × 10−4 calculated for the Au concentration of 20 mM.
At short times the scattering intensity results from a mixture of AuIII clusters and small Au0 NPs while at the end of the reaction it comes from a mixture of small and large Au0 NPs. Fitting accurately the SAXS data of the first stages of the reaction was challenging since three constituents could coexist in suspension, AuIII clusters together with small and big Au0 NPs, that dramatically increased the number of fitting parameters. The fitting strategy therefore consisted of starting with the SAXS data at the end of the reaction and working backward in time. The SAXS curves were fitted with the sum of two form factors of nanospheres, denoted as population A and B. Population A refers to the smallest NPs in the reaction medium. These are the very first Au0 NPs that appear at short times in the initial suspension of AuIII clusters. They then become the main population in the final suspensions. Population B refers to the largest particles in suspension. These particles can be the AuIII clusters present at short times or the biggest Au0 NPs at longer times or a mixture of both for the intermediate time range. For the fitting at different reaction times, the sld of population A was chosen equal to the metal gold one, sldA = 118 × 10−6 Å−2, and the sld of population B was arbitrarily taken equal to the same value, sldB = 118 × 10−6 Å−2. The total gold concentration [Au0] was calculated from the sum of the volume fractions of both populations. In the absence of AuIII clusters in the scattering intensity, [Au0] given by the fits should correspond to the concentration determined by XAS. By contrast, a significant contribution of AuIII clusters to the scattering intensity at short times should reveal the differences in the [Au0] values determined by the two methods. More details on the fitting procedure are given in the SI, section VII.
The normalized values of [Au0] vs. time given by the XAS and SAXS fitting for [TES] = 125 mM are compared in Fig. 5c. The agreement between the two curves is excellent from ca. 50 s onwards and throughout the second stage of the reaction. It means that beyond 50 s the SAXS signal arises solely from Au0 NPs. It shows that the contribution of AuIII clusters to the SAXS signal disappears at the end of the first stage. No more scattering AuIII clusters remain in suspension. After this time all residual AuIII precursors observed by XAS exist in the diluted molecular state. [Au0] values derived from SAXS and XAS for the other TES concentrations are reported in Fig. S19, where an excellent agreement is also observed for the second reaction stage. The reaction end times determined by the two methods are almost identical. In contrast, a strong discrepancy between SAXS and XAS was observed during the first stage (inset of Fig. 5c and Fig. S19). At short times, the [Au0] calculated from the SAXS fitting was overestimated because a significant contribution of the SAXS signal came from unreacted AuIII clusters still present in the reaction medium. This confirms that during the first stage, AuIII clusters gradually disappear and are no longer present at the onset of the second stage.
The second objective of the fits was to extract information on the size and number density of the different populations. As the biggest particles may correspond to AuIII clusters and/or to Au0 NPs, the parameters determined for this population were not analyzed in detail thereafter. However, since the SAXS signal of the smallest Au0 NPs appears in a q-range strongly shifted relative to that of the biggest ones, the fitting results for the radius of population A and for its number density in the second stage of the reaction were considered reliable (SI, section VII). Fig. 6 shows the number density, radius and polydispersity of population A as a function of time for the experiment carried out with [TES] = 125 mM. The fast increase of NDA observed at short times followed by its stabilization shows that nucleation stopped after ca. 75 s and the 2nd stage corresponds to the growth of a constant number of particles. Aggregation may occur during the first step (decrease in NDA), but this hypothesis should be viewed with caution because, as mentioned above, the exact values of NDA for the first step are not known with precision. The radius RA increased steadily and rapidly during the first stage and much more slowly during the second stage after ca. 75 s (Fig. 6b). Additionally, the polydispersity of the population A, PDA, steadily decreased throughout the growth stage (Fig. 6c).
Very similar conclusions were drawn from the fits of the time-resolved SAXS data performed at other TES concentrations (Fig. S20). The first stage corresponds to nucleation (increase in ND) and growth (increase in R) of gold nanoparticles. The time required for the ND to stabilize (end of nucleation) decreases with increasing [TES]. During the second stage, characterized by a constant number of particles, the growth rate (dR/dt) is much slower than during the first stage. Size focusing (decrease in PD) is observed in all cases (Fig. S20).
In addition, the critical radius (
), at which the change in growth regime occurs, is constant, ranging from 8 to 8.5 Å, regardless of [TES] (Fig. 6 and S20). During the second stage, the radius gradually increases from
to 10.5 Å. This corresponds to an increase of approximately one additional atomic shell. The SI includes the SAXS patterns of 3- and 4-shell icosahedra calculated using the Debye equation and fitted with a sphere form factor (Fig. S21). The resulting “SAXS radii” were 8.2 and 10.6 Å for the 3- and 4-shell models, respectively, very close to the experimental radii measured at the end of the first stage and at the end of the reaction, respectively. Thus, as a first approximation, we can consider that the end of the 1st stage corresponds to the stabilization of 3-shell icosahedra and that the 2nd stage corresponds to the growth of 3-shell icosahedra (147 atoms) into 4-shell icosahedra (309 atoms).
Initially, the AuIII precursor is exclusively incorporated into AuIII clusters, and nucleation stops when these AuIII clusters have disappeared. This strongly suggests that nucleation occurs within or at the surface of the AuIII clusters. However, the idea that one AuIII cluster would give rise to one particle is not consistent with the number density of each of the objects. According to the number densities of the initial AuIII clusters (ca. 12 × 1016 cm−3) and of the final Au NPs (ca. 4 × 1016 cm−3), we can conclude that around one-third of the AuIII clusters give rise to Au0 primary particles. This suggests that a portion of the AuIII clusters is less reactive and/or the formation of the first primary Au0 NPs modifies the organization of the AuIII complexes in suspension with the progressive disappearance of the AuIII clusters. Part of the initial AuIII clusters are also involved in the growth of the primary particles occurring during the first stage, since SAXS showed that the Au NP reached a diameter of about 1.6 nm at this stage, corresponding to a number of atoms greater than that of a single AuIII cluster.
The following sequence can be proposed: the first metal nuclei form within AuIII clusters and begin to grow. The AuIII clusters that have not reacted become unstable in the presence of the Au0 nuclei. This instability may be due to an increase in the acidity of the solution, as oleylamine gradually converts to ammonium as the reaction proceeds. The resulting primary particles are surrounded by oleylammonium chloride arising from the reaction of OY with H+ generated by the gold precursor and the reduction step (see the balanced chemical equation, section I) and by a diffuse shell of AuIII complexes coming from unreacted AuIII clusters. This shell acts both as a reservoir of precursors for the subsequent growth and as a capping layer that prevents the primary particles from agglomeration. The sharp transition between the first and second stages of the reaction can be attributed both to the end of nucleation and to the very slow growth rate of the last atomic shell. In the following section, additional arguments supporting this growth mechanism are presented.
To rationalize the reaction orders observed during the growth only stage (second stage) a simple model based on an Eley–Rideal-type mechanism is proposed. Such a mechanism involves, first, the adsorption of AuIII complexes on sites located at the surface of primary Au NPs produced during the 1st stage (eqn (6)), followed by the reaction of TES with the adsorbed AuIII species (eqn (7) and (8)).
![]() | (6) |
![]() | (7) |
![]() | (8) |
AuIIIads denotes a reactive complex adsorbed at the surface of the primary NPs and AuIIIsol denotes a non-reactive complex not adsorbed at the primary NP surface. S denotes an unoccupied adsorption site and S0 denotes the total concentration of adsorption sites on the NP surface.
| S0 = [AuIIIads] + [S] | (9) |
Throughout the second stage [AuI] = 0 indicating that the reduction of AuI to Au0 (eqn (8)) is very fast compared to the reduction of AuIII (eqn (7)). The reaction in eqn (8) is thus absent from the expression of the reduction rate. If the surface reaction (eqn (7)) is the rate-determining step, i.e. if the equilibrium of eqn (6) is much faster than the reduction step, the reaction rate can be expressed as follows (see SI, section VIII, for more details):
![]() | (10) |
If [S] ≪ [AuIIIads], the proportion of unoccupied sites is very low (the surface sites are saturated by adsorbed AuIII species), then
and the reaction rate can be expressed as:
![]() | (11) |
Under these conditions, the reaction is zero-order with respect to AuIII and first-order with respect to TES. According to this model, the slope of the linear variation of k′ with [TES] reported in Fig. 3 is
. Assuming that the kinetic constant
is equal to the kinetic constant of the first stage, k1, we obtain an S0 value of 1%, i.e. a concentration of 0.2 mM, corresponding approximately to 3 adsorption sites per particle if we consider that the nominal concentration of 20 mM is distributed over an ensemble of particles containing around 300 atoms each (2 nm icosahedra). This value is very low and may reflect the fact that the primary particles are covered by a dense layer of oleylammonium chloride, leaving little room for adsorption sites. Depending on the actual value of
, S0 could be higher but the global picture is that the low growth rate is linked to a low density of adsorption sites. This is consistent with NMR results showing strong adsorption of ligands on the NPs. The validity of the model assumes that S0 remains constant during the growth stage. This is likely the case, as growth during the second stage involves only the addition of a single atomic layer, with little variation in the proportion of surface atoms. Notably, the linear regime was observed up to the very end of the reaction (Fig. 3), even when [AuIII] became very small, implying that the ratio
is very large. Regardless of the concentration of AuIII, the fraction of unoccupied sites at the NP surface is always extremely low, with θ always remaining close to 1 till the end of the reaction. This can be attributed to a small number of adsorption sites and a very low solubility of the AuIII complex in hexane, as mentioned in the first section.
The kinetic analysis above relies on the implicit assumption that TES is readily available at the nanoparticle surface. A slightly different mechanism could also be considered in which the delivery of TES to the particle surface becomes rate-limiting. In this case, the reduction of adsorbed AuIII remains fast, but the overall growth rate is controlled by the transport of TES from the solution to the nanoparticle surface. Eqn (7) can be divided into two elementary reactions: the diffusion of TES from the solution to the particle surface (eqn (7a)) and the reaction of TES with adsorbed AuIII ions (eqn (7b)):
![]() | (7a) |
![]() | (7b) |
If the diffusion of TES is the limiting step, the reaction rate can be expressed as follows (see SI, section VIII):
![]() | (12) |
![]() | (13) |
One additional explanation for the decrease in polydispersity lies in the icosahedral structure of the NPs. For such a polymorph, theoretical calculations in a vacuum showed magic size clusters corresponding to deep energy minima. The growth of one additional shell on these MSC requires overcoming high energy barriers corresponding to high energy intermediate structures56 and/or involving complex growth requiring concerted motion of many atoms of the growing shell.54 Here, the crystallization of intermediate 3-shell icosahedra combined with a full coverage of the surface with the ligand slowing down significantly the growth rate to reach the final 4-shell icosahedra may be responsible for a significant size focusing. The stability of intermediate 3-shell icosahedra covered by a dense layer of ligands could also explain the abruptness of the transition between the 1st and the 2nd stages.
- The first stage is more complex than a simple reduction of free monomers in solution, as the dissolution of HAuCl4 in a solution of OY in hexane leads to the formation of AuIII clusters, which serve as the true precursors of the gold NPs. The nucleation involves these 4 nm AuIII clusters and clearly stops upon their disappearance;
- The first-order reaction with respect to both TES and AuIII during this stage is characteristic of a molecular regime. It can be explained by the ability of TES molecules to diffuse inside the clusters and react with the AuIII complexes. This is consistent with the absence of a clear separation between the AuIII cluster shell and the solvent with a fast exchange of oleylamine and oleylammonium molecules between the initial clusters and the solution as shown by 1H NMR;
- When the primary Au0 NPs reach a size of 1.6 nm (3-shell icosahedra), regardless of the reaction rate, the growth regime changes completely. It is now governed by the surface chemistry of nanoparticles. The capping of intermediate 3-shell icosahedra with a dense oleylammonium chloride drastically reduces the number of adsorption sites available at the surface of the particles for the remaining AuIII complexes and limits the diffusion of TES. The reduction of adsorbed AuIII and/or diffusion of TES, as the rate determining step, explain the zero-order reaction for AuIII and a first-order reaction for TES. The second stage is very slow with respect to the first, consistent with the growth of a complete shell of magic sized icosahedral NPs (3-shell to 4-shell icosahedra) and a slow diffusion of the reducing agent across the ligand shell.
- The average number of AuIII complexes per cluster is estimated to be around 100, while the average number of Au atoms in the final particles is around 300 (4-shell icosahedral NP), indicating that only ca. 1/3 of the AuIII clusters are involved in the nucleation. Growth of the primary NPs occurs concurrently with nucleation during the first stage, resulting in 60% of AuIII consumed during this stage;
- One hypothesis for the absence of nucleation during the second stage is the reorganization of the medium driven by the increasing concentration of oleylammonium chloride and its transfer from the AuIII clusters to the surface of the metal particles. The Au3+ complexes no longer exist as dense clusters but form a diffuse layer on the surface of the metal particles (Fig. 7).
What is particularly interesting in the present system is the sequential occurrence of two clearly separated steps: the first is well described by a first-order reaction with respect to both Au and TES, while the second corresponds to a zero-order reaction with respect to Au and a first-order reaction with respect to TES. Such a kinetic regime for the nucleation and growth of metal particles in solution has never been described before. A nucleation within clusters of the AuIII precursor, followed by the formation of primary particles embedded in a shell of AuIII, OY, and oleylammonium chloride, along with the slow reduction of AuIII complexes adsorbed on the seed surfaces, explains the kinetics of this reaction. Our explanation for the abruptness of the change in the kinetic regime is the formation during the first stage of intermediate particles of 1.6 nm diameter, corresponding to 3-shell icosahedra, embedded in a diffuse shell of AuIII complexes formed after nucleation, partial growth and oleylammonium chloride capping. At the end of this stage, the reaction rate becomes suddenly very slow because the primary 3-shell icosahedra are stable intermediate particles (magic sized icosahedra coated with a dense ligand layer) and the density of accessible adsorption sites is very low.
This study provides a new example of the importance to consider the versatile role of ligands at the different steps of the reduction to understand their role in the nucleation and growth of nanoparticles. This type of kinetic study could be easily extended to other metals. For example, the reduction of AgI is a promising system, as the reduction of silver nitrate by TES also yields icosahedral particles.52 Such a study could offer further insights by examining the role of the AgI-OY clusters formed in hexane in the nucleation step. More broadly, deciphering this particular nucleation/growth mechanism provides wide perspectives on designing new syntheses based on the same strategic framework.
Supplementary information (30 pages, 21 additional figures): I. Experimental section; II. Analysis of the precursor suspensions – Characterization of the AuIII clusters; III. Atomic-scale simulations of the AuIII clusters; IV. SAXS analysis of the Au nanoparticles; V. Atomic structure – PDF analysis; VI. Time-resolved XAS analysis; VII. Time-resolved SAXS analysis; VIII. Kinetic modelling of the 2nd stage. See DOI: https://doi.org/10.1039/d6nr00624h.
Footnote |
| † These authors contributed equally to the study. |
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