Open Access Article
Ryoichi Tatara
*ab,
Shogo Yamazakia,
Satoshi Yasuno
c and
Shinichi Komaba
*a
aDepartment of Applied Chemistry, Tokyo University of Science, 1-3 Kagurazaka, Shinjuku, Tokyo 162-8601, Japan. E-mail: komaba@rs.tus.ac.jp; tatara-ryoichi-nx@ynu.ac.jp
bDepartment of Chemistry and Life Science, Yokohama National University, 79-5 Tokiwadai, Hodogaya, Yokohama, Kanagawa 240-8501, Japan
cJapan Synchrotron Radiation Research Institute (JASRI), 1-1-1 Kouto, Sayo-gun, Hyogo 679-5198, Japan
First published on 25th February 2026
Having reliable reference spectra is essential for interpreting X-ray photoelectron spectroscopy (XPS) data, especially of battery materials. However, inconsistencies in calibration, sample preparation, and spectral assignment have limited cross-comparisons between studies. In this work, we built a comprehensive reference library applicable to both laboratory XPS and hard X-ray photoelectron spectroscopy (HAXPES) for the key components of Li-, Na-, and K-ion batteries, including electrode materials, polymeric binders, and electrolyte salts or their decomposition products. Conductive composite films were prepared to minimise charge-up effects, and an Os coating was selectively applied to highly insulating compounds. The library provides a unified benchmark for spectral assignment in both HAXPES and conventional XPS, facilitating a more reliable interpretation of the solid-electrolyte interphase and surface chemistries of next-generation rechargeable batteries.
X-ray photoelectron spectroscopy (XPS) provides elemental and chemical-state information about the surface region of materials.9–11 For example, conventional laboratory XPS, using Mg Kα (1253.6 eV) or Al Kα (1486.6 eV) radiation, samples only a few nanometres because of the low photon energy and short electron mean free paths, limiting the analysis of thick SEI layers.12,13 Several solutions have been developed, but depth profiling with Ar+-ion sputtering can damage delicate surface layers,14,15 and gas-cluster ion beams (GCIB) suffer from low sputtering rates.16 Hard X-ray photoelectron spectroscopy (HAXPES) overcomes these limitations by employing photon energies of 6–14 keV, enabling spectral data to be obtained at depths >10 nm and access to deeper core levels.17 However, a trade-off with the photo-ionisation cross-section is observed, which weakens the spectral intensity. Although lab-HAXPES (e.g. Cr Kα = 5414.7 eV and Ga Kα = 9251.7 eV) have been reported,18 synchrotron radiation is often required to obtain acceptable signal-to-noise ratios.17,19–21
Establishing a comprehensive and reliable reference sample list is of critical importance for the accurate interpretation of XPS data.22–26 However, inner-shell orbitals such as P 1s (≈2150 eV) are inaccessible to conventional lab-XPS,27 because their binding energies exceed the photon energy of typical lab-X-ray sources, making existing lab-XPS reference libraries inapplicable to HAXPES. Additionally, the variability in energy calibration and charge-compensation strategies at different groups impede reliable comparisons. Different reference materials are often used for energy calibration (e.g., conductive carbon powders, adventitious carbon, or Au), charge-neutraliser can introduce artificial shifts due to over-compensation, and partial charging may occur even in composite electrodes containing conductive additives. To address these challenges, we constructed a library of standard materials representative of compounds commonly employed in battery research and characterised them under identical conditions using synchrotron-HAXPES, including inner-shell orbitals inaccessible to conventional lab-XPS. The resulting database supplies consistent reference spectra over a wide energy window, supporting interfacial analyses in diverse rechargeable-battery systems. Because the HAXPES-measured library covers a broader energy range while maintaining compatibility with Lab-XPS measurements, it effectively serves as an upper-level reference set that can be directly applied to conventional laboratory analyses as well.
Standard samples were prepared by mixing the target compound with conductive carbon, binder, and solvent, followed by casting the slurry onto Cu or Al foil and drying (see Experimental). The samples were then grounded to the stage with conductive carbon tape to ensure electrical conductivity (Fig. 1a). Without these treatments, significant charging was observed. For highly insulating salts such as NaPF6, LiF, and LiPF2O2, the surface conductivity improved markedly after Os coating.28 Without the coating, these fluoride-based samples showed pronounced charging, even when mixed with conductive additives (data not shown). Notably, the Os layer provided a thinner, more uniform conductive film than Pt coating and therefore suppressed charge accumulation more effectively (data not shown). As shown in Fig. 1b, the C 1s peak of both coated and uncoated LiF is at 284.6 eV, whereas the F 1s peak of the uncoated sample (Fig. 1c) shifts to a higher binding energy, indicating charging. The Os-coated LiF produced an F 1s peak at 685.3 eV, consistent with previously reported values.31,32 The observation that the LiF peak shifted despite C 1s alignment suggests that “partial charging” can occur, even in composite states containing conductive carbon. This phenomenon was also noted in our earlier electrode analyses,33 underscoring the need for caution when assigning XPS peak positions. Consequently, the Os coating was applied to all fluoride-based samples in subsequent measurements, eliminating the charging artifact. In particular, fluorides (LiF, NaPF6, LiPF2O2) required Os coating to obtain stable spectra, whereas oxides and bis(trifluoromethanesulfonyl)amide (TFSA) salts provided reliable data without coating.
Fig. 2 presents a compilation of the characteristic peaks observed for the carbon materials, electrode active materials, and polymeric binder reference samples. Fig. 2a compares the C 1s spectra of the carbon materials examined in this work: graphite, acetylene black (AB), hard carbon (HC), and Ketjen black (KB). All spectra show similar features, having distinct sp2 carbon peaks at 284.6 eV and weak shoulders near 291 eV, likely attributable to surface carbonate groups.34 These observations indicate that the C 1s spectra were essentially unaffected by the type of carbon material, whether graphite, HC, or a conductive additive. In the following sections, various types of conductive carbon were used depending on the reference sample preparation, but this does not affect the binding energy values. Fig. 2b shows the Si 1s region for Si and SiO, both of which are high-capacity negative-electrode materials. A Si0 peak was observed at 1840 eV for each material.35 For SiO, an additional Si2+ peak appeared near 1845 eV, whereas Si displayed a Si4+ peak around 1846 eV, likely arising from a native SiO2 layer that formed on the surface.
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| Fig. 2 Reference spectra for carbon materials, silicon oxides, oxygen compounds, and polymeric binders. (a) C 1s spectra of graphite, acetylene black (AB), hard carbon (HC), and Ketjen black (KB). (b) Si 1s spectra of Si and SiO. (c) O 1s spectra of LiCoO2, Na2O2, and KO2. (d) C 1s spectra of the polymeric binders PVDF, PANa, SBR, and CMC. (e) O 1s spectra of the same binders. (f) F 1s spectra of the same binders. The binding energies of the peak tops are summarized in Table 1. | ||
Fig. 2c compares three oxygen-based compounds that present distinct oxidation states: an oxide (O2−; LiCoO2), peroxide (O22−; Na2O2), and superoxide (O2−; KO2), which yielded O 1s peaks at 529.5,34 532.4,36 and 534.3 eV,37 respectively, showing an increased binding energy with the increase in oxidation state. This systematic shift provides insight for evaluating oxygen-redox processes in Li-rich positive electrode materials.38 Fig. 2d–f present the C 1s, O 1s, and F 1s spectra of polymeric binders that are widely used in composite electrodes. It should be noted that these spectra were obtained using samples containing 80 wt% binder in order to clearly observe the contribution from the polymeric component (see Table S1). In typical composite electrodes, where the binder content is less than 10 wt% (e.g., Fig. 4), the influence of the binder is much less pronounced than observed here. The C 1s spectra of PVdF showed peaks near 284.6 eV, corresponding to C–C bonds in the polymer backbones; these peaks are indistinguishable from the C–C contribution of the conductive carbon. Additional peaks at 286.4 and 290.8 eV appeared for PVDF and were attributed to the
H2–CF2 and CH2–
F2, respectively.31 In the F 1s region, PVdF yielded a peak at 688.1 eV, originating from CF2.31 PANa produced a small C 1s peak at 284.6 eV (derived from conductive carbon or the C–C backbone) and additional peaks at 286.2 and 289.8 eV. The 289.8 eV signal was assigned to O–C
O carbon in polyacrylate39 and corresponds to the O 1s peak at 532.9 eV.31 The 286.2 eV signal generally reflects C–O bonding;39 its presence in PANa may indicate surface modification because XPS is sensitive to surface chemical changes in polymers containing functional groups. The SBR binder yielded a peak at 286.5 eV. Because the main framework of SBR comprises C–H, C–C, and C
C bonds, this peak likely arises from the partial oxidation of the butadiene double bonds by air or light, yielding surface hydroxyl or ether groups. CMC displayed a relatively broad C 1s peak centred at 288.3 eV, which corresponds to the carboxyl groups,39 and an O 1s peak at 534.9 eV, which likely arises from water adsorbed on the CMC surface.
Fig. 3 shows the HAXPES spectra of reference compounds that can be electrolyte salts or SEI components. As shown in Fig. 3a, the F 1s peak of F− (LiF), a commonly reported SEI constituent, appears at 685.3 eV, consistent with previous reports.31 PF2O2− (LiPF2O2), another species frequently identified as an SEI component, produced peaks at 687.5 (ref. 40) and 684.2 eV; the latter likely originating from the partial decomposition of PF2O2− into F. Residual electrolyte salts that may remain on the electrode surface after incomplete rinsing can also be seen in the spectra. The PF6− anion (NaPF6) yielded an F 1s peak at 688.6 eV, consistent with literature values.31 Because LiPF6 is susceptible to hydrolysis during Os coating in air, NaPF6 was used as a more stable analogue. A small additional peak near 685 eV was attributed to F− generated by the partial decomposition of NaPF6 into NaF and PF5. The NaTFSA sample displayed a CF3-derived band at 689.1 eV,41 together with a weak F− peak around 684 eV. LiFSA produced an S–F peak at 687.7 eV (ref. 14) and, compared with the other salts, a more intense F− peak near 684.8 eV. This observation is consistent with the relatively high propensity for the decomposition of FSA anions, which readily promotes the formation of a passivation film on the negative-electrode surface.42 Previous reports have indicated that these salt components gradually decomposed to form F− under continuous X-ray irradiation,14 and such beam-induced effects likely contributed to the observed spectra. Fig. 3b shows the P 1s spectra of LiPF2O2 and NaPF6. The P 1s peak of LiPF2O2 appears at 2150 eV, whereas that of NaPF6 appears at 2154 eV; the shift can be ascribed to the higher effective positive charge associated with the PF6− anion. The P 2p peak (Fig. S1), which is typically analysed by laboratory XPS, appears weak and difficult to detect using HAXPES. Nevertheless, it follows the same relative trend as the P 1s spectra, appearing at 138.3 eV for NaPF6 (ref. 31) and 134.5 eV for LiPF2O2.40 Fig. 3c compares the F 1s spectra of LiTFSA, NaTFSA, and KTFSA. The F 1s peaks of LiTFSA, NaTFSA, and KTFSA appeared at 688.8, 689.1, and 688.8 eV, respectively, nearly identical binding energies. In each case, a secondary F− band (684–685 eV) appeared at almost the same position. These results agree with previous reports demonstrating that, in highly dissociative salts, the anion binding energy remains nearly independent of the alkali-metal cation (Li–K).26 Earlier studies reported that, for less dissociative Lewis-basic salts, the interaction between cation and anion varies with ionic size, producing alkali-metal-dependent behaviour. Accordingly, fluoride and carbonate compounds tend to shift toward lower binding energy with increasing alkali-metal ionic radius (from Li to K). As discussed above, LiFSA differs from the TFSA salts, yielding an S–F bond peak at 687.7 eV instead of the CF3-related feature near 689 eV and showing a much more pronounced LiF-related peak, indicative of greater anion decomposition.
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| Fig. 3 Reference spectra of electrolyte salts and their decomposition products. (a) F 1s spectra of LiF, LiPF2O2, NaPF6, NaTFSA, and LiFSA. (b) P 1s spectra of NaPF6 and LiPF2O2. (c) F 1s, (d) O 1s, (e) S 1s, and (f) N 1s spectra of LiTFSA, NaTFSA, KTFSA, LiFSA, and LiPF2O2. The binding energies of the peak tops are summarized in Table 1. | ||
The O 1s spectra in Fig. 3d appear near 533 eV for LiTFSA, NaTFSA, KTFSA, and LiFSA.26,41 As noted earlier, changing the alkali metal from Li to K had little influence on the binding energies of the highly dissociative anions. Furthermore, because LiFSA and LiTFSA contain the same S
O functional group, their O 1s peaks appeared at nearly identical positions. By contrast, the O 1s peak of LiPF2O2 is located at 531.6 eV.43 The S 1s peaks shown in Fig. 3e appear at approximately 2479 eV for LiTFSA, NaTFSA, KTFSA, and LiFSA, whereas the N 1s peaks in Fig. 3f are observed at nearly the same position, around 399.7 eV.26 As shown in Fig. S1, the Na 1s and Na 2s peaks of NaTFSA were detected at 1072 and 64.2 eV, respectively, whereas the K 1s and K 2s peaks of KTFSA appeared at 3608 and 377.9 eV, respectively.
Fig. 4 presents the HAXPES spectra of the LiNi1/3Mn1/3Co1/3O2 (NMC111) composite electrode, a widely used positive-electrode material for Li-ion batteries, before and after electrolyte (1 M LiPF6 in EC/DMC) immersion. By examining the spectral changes arising simply from electrolyte immersion, followed by rinsing with DMC and subsequent XPS analysis without any charge–discharge cycling, the effect of residual electrolyte species can be evaluated. Although peak-intensity normalisation was intentionally omitted, the relative intensity associated with the NMC111 active material could still be compared because the O 1s lattice-oxygen peak (529.6 eV)31 remained nearly constant (Fig. 4a). As shown in Fig. 4b, the F 1s spectrum shows a relative increase in intensity after immersion, although retaining the same overall profile.
The original signal primarily originates from the CF2 groups of PVdF around 688 eV (Fig. 2f), and the post-immersion intensity increase is attributed to additional P–F contributions introduced by the LiPF6 electrolyte (≈688.6 eV, Fig. 3a). Similarly, the P 1s peak, which was negligible in the spectrum of the pristine sample because P is not present in NMC111, showed a distinct increase in intensity after electrolyte soaking, further indicating the presence of residual PF6− species (Fig. 3b). By contrast, the C 1s peak shown in Fig. 4d decreased slightly in intensity, likely because of a reduction in the relative carbon signal caused by binder swelling and partial coverage by residual electrolyte components. It is also noteworthy that the characteristic PVdF peaks at 286.4 eV and 290.8 eV observed in Fig. 2d are still visible; however, because the binder content in the composite electrode is only 10% (whereas Fig. 2d corresponds to a sample containing 80%: see Table S1), the overall peak intensity is inherently lower even in the pristine state, and further decreases after soaking. These observations highlight that even simple immersion in the electrolyte, followed by rinsing and drying, can alter the electrode surface chemistry at depths accessible by HAXPES. This effect is expected to be more pronounced in conventional lab-based XPS, which probes a shallower depth, or in electrode systems that employ binders lacking F-containing components such as PVdF.
Fig. 5 summarises the HAXPES spectra of the 3d transition metals (Ti, V, Cr, Mn, Fe, Co, and Ni), commonly present in positive electrode materials. Because we examined many elements and oxidation states, individual binding-energy values are not listed in the main text; all peak positions are compiled in Table 1. Overall, the s orbitals (1s, 2s, and 3s) of the 3d transition metals showed broad spectral features arising from multiplet splitting,25,44 short lifetime of the core hole states45 or Coster–Kronig transition.46 For instance, the Mn 3s peak (Fig. 5l) exhibited a characteristic doublet at approximately 83 eV and 89 eV due to such splitting.47
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| Fig. 5 HAXPES reference spectra of 3d transition-metal oxides. (a–c) Ti 2s, Ti 2p, and Ti 3s spectra of Ti3+ (Ti2O3) and Ti4+ (Li4Ti5O12). (d and e) V 2s and V 2p spectra of V3+ (V2O3), V4+ (VO2), and V5+ (V2O5). (f–h) Cr 2s, Cr 2p, and Cr 3s spectra of Cr3+ (Cr2O3). (i–l) Mn 1s, Mn 2s, Mn 2p, and Mn 3s spectra of Mn2+ (MnO), Mn3+ (Mn2O3), and Mn4+ (MnO2). (m–o) Fe 2s, Fe 2p, and Fe 3s spectra of Fe2+ (LiFePO4) and Fe3+ (Fe2O3). (p–r) Co 2s, Co 2p, and Co 3s/3p spectra of Co2+ (CoO), mixed-valent Co2+/Co3+ (Co3O4), and Co3+ (LiCoO2). (s–u) Ni 2s, Ni 2p, and Ni 3s/3p spectra of Ni2+ (NiO) and Ni3+ (Ni2O3). The binding energies of the peak tops are summarized in Table 1. | ||
| Compounds | Region | Binding energy/eV | Compounds | Region | Binding energy/eV | Compounds | Region | Binding energy/eV |
|---|---|---|---|---|---|---|---|---|
| Si | Si 1s | 1840 (1.6), 1846 (3.1) | Ti3+(Ti2O3) | Ti 2s | 565.2 | Fe2+(LiFePO4) | Fe 2s | 849.5 |
| SiO | Si 1s | 1840 (1.4), 1845 (3.1) | Ti 2p1/2 | 464.8 | Fe 2p1/2 | 723.8 | ||
| LiCoO2 | O 1s | 529.5 (1.0) | Ti 2p3/2 | 459.2 | Fe 2p3/2 | 710.6 | ||
| Na2O2 | O 1s | 532.4 (2.2) | Ti 3s | 62.4 | Fe 3s | 92.9 | ||
| KO2 | O 1s | 534.3 (2.9) | Ti4+(Li4Ti5O12) | Ti 2s | 565.9 | Fe3+(Fe2O3) | Fe 2s | 850.4 |
| PVdF | C 1s | 286.4, 290.8 (1.3) | Ti 2p1/2 | 465.3 | Fe 2p1/2 | 724.6 | ||
| F 1s | 688.1 (1.8) | Ti 2p3/2 | 459.5 | Fe 2p3/2 | 711.3 | |||
| PANa | C 1s | 286.2 (1.2), 289.8 (1.4) | Ti 3s | 63.1 | Fe 3s | 93.6 | ||
| O 1s | 532.9 (1.5) | V3+(V2O3) | V 2s | 629.5 | Co2+(CoO) | Co 2s | 927.1 | |
| SBR | C 1s | 286.5 (2.2) | V 2p1/2 | 530.4 | Co 2p1/2 | 794.7 | ||
| CMC | C 1s | 288.3 (2.5) | V 2p3/2 | 515.7 | Co 2p3/2 | 779.7 | ||
| O 1s | 534.9 (2.9) | V4+(VO2) | V 2s | 630.4 | Co 3s | 102.5 | ||
| LiF | F 1s | 685.3 (1.5) | V 2p1/2 | 530.4 | Co 3p3/2–1/2 | 60.9, 65 | ||
| LiFSA | F 1s | 687.7 (2.1) | V 2p3/2 | 516.4 | Co2+/3+(Co3O4) | Co 2s | 927.1 | |
| O 1s | 532.8 (1.7) | V5+(V2O5) | V 2s | 630.5 | Co 2p1/2 | 794.7 | ||
| S 1s | 2479 (1.8) | V 2p1/2 | 530.2 | Co 2p3/2 | 779.7 | |||
| N 1s | 399.8 (2.0) | V 2p3/2 | 517.2 | Co 3s | 102.5 | |||
| LiTFSA | F 1s | 688.8 (1.9) | Cr3+(Cr2O3) | Cr 2s | 699.3 | Co 3p3/2–1/2 | 60.9 | |
| O 1s | 533.1 (1.7) | Cr 2p1/2 | 586.6 | Co3+(LiCoO2) | Co 2s | 927.1 | ||
| S 1s | 2479 (1.6) | Cr 2p3/2 | 576.9 | Co 2p1/2 | 794.7 | |||
| N 1s | 399.7 (1.5) | Cr 3s | 74.8 | Co 2p3/2 | 779.7 | |||
| NaTFSA | F 1s | 689.1 (1.9) | Mn2+(MnO) | Mn 1s | 6540 | Ni2+(NiO) | Ni 2s | 1011 |
| O 1s | 533.2 (1.7) | Mn 2s | 771.7 | Ni 2p1/2 | 872.1 | |||
| S 1s | 2479 (1.7) | Mn 2p1/2 | 653.2 | Ni 2p3/2 | 854.1 | |||
| N 1s | 399.9 (1.5) | Mn 2p3/2 | 641.1 | Ni 3s | 111.7 | |||
| Na 1s | 1072 (2.0) | Mn 3s | 82.9, 88.8 | Ni 3p1/2–3/2 | 66.8 | |||
| Na 2s | 64.2 (1.7) | Mn3+(Mn2O3) | Mn 1s | 6541 | Ni3+(Ni2O3) | Ni 2s | 1010 | |
| KTFSA | F 1s | 688.8 (2.1) | Mn 2s | 771.7 | Ni 2p1/2 | 872.1 | ||
| O 1s | 533 (1.7) | Mn 2p1/2 | 653.2 | Ni 2p3/2 | 853.8 | |||
| S 1s | 2479 (2.4) | Mn 2p3/2 | 641.5 | Ni 3s | 111.7 | |||
| N 1s | 399.5 (1.5) | Mn 3s | 83.4, 89.0 | Ni 3p1/2–3/2 | 66.7 | |||
| K 1s | 3608 (2.0) | Mn4+(MnO2) | Mn 1s | 6541 | ||||
| K 2s | 377.9 (2.9) | Mn 2s | 771.7 | |||||
| LiPF2O2 | F 1s | 687.5 (1.8) | Mn 2p1/2 | 653.4 | ||||
| O 1s | 531.6 (2.2) | Mn 2p3/2 | 641.6 | |||||
| P 1s | 2150 (1.9) | Mn 3s | 83.5, 89.0 | |||||
| P 2p | 134.5 (1.9) | |||||||
| NaPF6 | F 1s | 688.6 (1.9) | ||||||
| P 1s | 2154 (1.7) | |||||||
| P 2p | 138.3 (1.5) |
Even the relatively sharp p-orbital bands showed limited sensitivity to changes in oxidation state because d-electron screening reduced the binding-energy shifts relative to those observed for main-group elements.45,48 For example, the V 2p1/2 peak in Fig. 5e exhibited a reverse binding energy shift with increasing oxidation state. While such previous studies provide valuable insights and are theoretically intriguing, the present study does not attempt to resolve subtle variations that cannot be reliably distinguished without detailed deconvolution analysis. The small binding-energy shifts make quantitative evaluation challenging for samples with unknown valence, suggesting that complementary techniques such as X-ray absorption fine-structure (XAFS) spectroscopy are more appropriate for such analyses. In addition, commercially available transition-metal oxides sometimes have limited purity. For example, MnO2 is known to exhibit an average oxidation state lower than the ideal value of +4.49 Moreover, the oxidation state at the outermost surface does not necessarily coincide with that in the bulk. These factors further complicate the quantitative interpretation of the measured spectra. Conversely, when estimating the thickness of surface coatings formed on positive-electrode materials through the attenuation of the underlying peaks, the lattice-oxygen signal often overlapped with other components, complicating interpretation. In those cases, monitoring the intensity variations of the transition-metal peaks, as demonstrated in our previous study,50–53 provided a more reliable indicator. Accordingly, the present reference dataset serves as a valuable benchmark for qualitative assessment of electrode surface layers in battery materials.
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