Open Access Article
Senad
Isaković
ab,
Juraj
Držić
c,
Ivana
Periša
c,
Tihomir
Car
c,
Sigrid
Bernstorff
d,
Maja
Đekić
b and
Maja
Mičetić
*c
aUniversity of Zagreb, Faculty of Physics, Bijenička cesta 32, 10000 Zagreb, Croatia
bFaculty of Science, University of Sarajevo, Zmaja od Bosne 33, 71 000 Sarajevo, Bosnia and Herze-govina
cRuđer Bošković Institute, Bijenička cesta 54, 10000 Zagreb, Croatia. E-mail: maja.micetic@irb.hr
dElettra-Sincrotrone Trieste S.C.p.A., Strada Statale 14 km 163.5 in AREA Science Park, 34149 Basoviz-za/Trieste, Italy
First published on 13th January 2026
Incorporating noble-metal nanoparticles into semiconductors offers a powerful means to tailor their functional properties. Here, we demonstrate that embedding ordered three-dimensional lattices of Au nanoparticles (Au NPs) into MoO3 thin films via magnetron sputtering enables broad tunability of the optical and thermo-electrical behavior. The formation of regular Au NP lattices, with controlled particle sizes, interparticle separations, and ordering, is achieved through precise adjustment of the deposition temperature and layer thickness conditions. Localized surface plasmon resonances (LSPR) arising from Au NPs-and their coupling at small separations-induce a strong modulation of the optical absorption across a wide spectral range. Simultaneously, the film's electrical resistance can be tuned by up to six orders of magnitude, while the activation energy and temperature coefficient of resistance (TCR) are reduced by up to fifty-fold compared to pure MoO3. These findings offer relevant information for designing oxide–plasmonic hybrid materials, highlighting their potential for next-generation optoelectronic, sensing, and energy-harvesting devices.
Metal atom or nanoparticle (NP) doping has proven especially effective in enhancing the sensing, photoelectric, electrochemical, and catalytic behavior of MoO3.16–20 Noble-metal NPs are of particular interest because their localized surface plasmon resonances (LSPR) enable a powerful modulation of the optical and electrical properties, with tunability governed by the NP size, shape, and spacing.21–26 Gold (Au) NPs stand out in this regard: plasmonic coupling between closely spaced Au NPs can strongly reshape absorption spectra, while simultaneously influencing charge transport in poorly conducting semiconductors.27–32 To date, most studies have focused on Au nanostructures deposited onto the surface of MoO3 thin films, whereas the formation of ordered Au NP assemblies within MoO3 remains largely unexplored. Embedding three-dimensional (3D) Au NP lattices directly inside the MoO3 matrix provides new opportunities to simultaneously manipulate light absorption and electrical transport, while retaining the structural and chemical stability of the oxide host. Embedding ordered plasmonic lattices in wide-bandgap oxides thus provides a unique route to engineer multifunctional materials that simultaneously combine optical tunability, electrical transport modulation, and thermal stability-properties crucial for nanoscale optoelectronic applications.
A study of Au + MoO3 mixture, resulting in spatially arranged Au NPs in MoO3 was reported by our group several years ago.32 In that work, Au NPs were uniformly distributed throughout the film thickness due to continuous co-deposition of Au and MoO3. The films exhibited LSPR features and electrical properties dependent on Au concentration. Although these tunable properties are of great interest for tailoring MoO3 functionalities, a clear relationship between Au NP size, separation, and the resulting opto-electrical and thermal properties could not be established.
The present study uses a multilayer approach which enables controlled formation of well-defined, three-dimensional Au NP lattices with tunable interparticle spacing and ordering. This allows us, for the first time, to systematically correlate structural parameters with optical and thermo-electrical behavior. We demonstrate the fabrication of MoO3 thin films containing 3D ordered Au NP lattices using magnetron sputtering of alternating (Au + MoO3)/MoO3 multilayers. We show that lattice formation occurs under specific Au + MoO3 layer thickness and temperature conditions (RT to 500 °C), resulting in tunable NP dimensions, spacing, and ordering. These structural features lead to profound changes in functionality: (i) the optical absorption is strongly modified through LSPR coupling, (ii) the electrical resistance can be tuned across several orders of magnitude, and (iii) the activation energy and TCR are greatly reduced. This work thus establishes a scalable route for embedding ordered plasmonic lattices into semiconducting oxides, providing a versatile platform for next-generation optoelectronic, sensing, and thermo-electrical devices.
• Series 1 (Au1T1–Au3T1): Deposited at 30 °C with constant sputtering powers (Au: 6 W, MoO3: 100 W), while varying the deposition time of the Au + MoO3 layer.
• Series 2 (Au4T1–Au4T3): Deposited with sputtering powers of 15 W (Au) and 100 W (MoO3), and fixed deposition times (45 s for the Au + MoO3 layer, 80 s for MoO3), while varying the substrate temperature.
• Series 3 (Au1T2–Au1T4): Deposited with the same sputtering powers as Series 1, while varying the substrate temperature from 200 °C to 500 °C.
The sample nomenclature reflects the Au content (Au1–Au4, defined by the Au sputtering power and deposition time) and the deposition temperature (T1–T4).
A similar fabrication approach has been successfully applied to thin films with embedded semiconductor and metallic nanoparticles.24,31,34–38 The deposition parameters are summarized in Table 1.
| Sample/par | Composition | (PAu + PMoO3)/PMoO3 (W) | t d (s) | T d (°C) | Au (1015 at cm−2) | Mo (1015 at cm−2) |
|---|---|---|---|---|---|---|
| Au1T1 | (Au + MoO3)/MoO3 × 20 | (6 + 100)/100 | 45/80 | 30 | 83 | 126 |
| Au2T1 | (Au + MoO3)/MoO3 × 20 | (6 + 100)/100 | 60/80 | 30 | 93 | 168 |
| Au3T1 | (Au + MoO3)/MoO3 × 20 | (6 + 100)/100 | 80/80 | 30 | 224 | 106 |
| Au4T1 | (Au + MoO3)/MoO3 × 20 | (15 + 100)/100 | 45/80 | 30 | 190 | 190 |
| Au4T2 | (Au + MoO3)/MoO3 × 20 | (15 + 100)/100 | 45/80 | 200 | 190 | 190 |
| Au4T3 | (Au + MoO3)/MoO3 × 20 | (15 + 100)/100 | 45/80 | 300 | 190 | 190 |
| Au1T2 | (Au + MoO3)/MoO3 × 20 | (6 + 100)/100 | 45/80 | 200 | 86 | 113 |
| Au1T3 | (Au + MoO3)/MoO3 × 20 | (6 + 100)/100 | 45/80 | 300 | 86 | 113 |
| Au1T4 | (Au + MoO3)/MoO3 × 20 | (6 + 100)/100 | 45/80 | 500 | 86 | 113 |
The film structure, including the NP size, shape, and ordering, is investigated by grazing-incidence small-angle X-ray scattering (GISAXS) at the Austrian SAXS beamline of Elettra-Sincrotrone (Trieste, Italy) using 8 keV photons and a Pilatus3 1M detector (Dectris Ltd, Switzerland).
Scanning electron microscopy (SEM) measurements are performed using the thermal field emission scanning electron microscope (FE SEM, model JSM-7000 F, by JEOL Ltd, Tokyo, Japan), linked to the energy-dispersive X-ray analyzer EDS/INCA 350, Oxford Instruments Ltd (Abingdon, UK).
Crystalline phases are characterized by grazing-incidence X-ray diffraction (XRD) with a Bruker D8 Advance diffractometer (Cu Kα, λ = 0.154 nm, 40 kV, 40 mA) using a LynxEye detector.
The elemental composition is determined by Rutherford backscattering spectrometry (RBS) using a 6 MV tandem Van de Graaff accelerator (Ruđer Bošković Institute) with a 2.4 MeV Si ion beam.
The electrical resistance is measured using a Keithley 6517B sourcemeter for high-resistance films with data acquisition via LabView. Measurements are carried out between 10 °C and 90 °C, with the applied voltage adjusted to the film resistivity. Four thin Cu wires are attached to the film corners with temperature-resistant Ag paste. The size of the rectangular samples for the electrical measurements are 1 × 1 cm2.
Optical transmission and reflectance spectra are recorded using an Ocean Optics system consisting of a deuterium–halogen light source (DH-2000-BAL, 210–2500 nm), a UV/VIS spectrometer (HR4000), and SpectraSuite software.
Thus, samples with low Au content (Au1–Au3 series) form multilayered arrangements containing one to three NP sublayers per MoO3 layer, while those with higher Au incorporation (Au4 series) evolve into highly ordered 3D BCT lattices. Increasing the temperature of deposition leads to an increased size and spacing of NP, yet the BCT ordering is preserved up to 300 °C. At 500 °C (Au1T4), however, GISAXS shows only diffuse scattering, indicating the loss of long-range order and thus a random NP distribution.
A quantitative analysis of the GISAXS patterns is performed using the model of Buljan et al.,39 which accounts for deviations from the ideal lattice positions and NP size distributions. The NP lattices are modeled as BCT arrays with short-range order, defined by lateral (
,
) and vertical (
) basis vectors. Deviations from the ideal positions are parameterized (σx,y1,2, σx,y3, σz1,2, σz3), while NP shape is approximated as spheroidal with lateral radius RL, vertical radius RV, and size distribution σR. The shape of such small gold NPs produced by sputtering techniques is usually spherical or spheroidal.44,45 The GISAXS intensity distributions indicate an averaged shape function that is fully spheroidal to spherical, implying that if small facets exist, they are randomly oriented. SEM measurements (Fig. S1, SI) reveal that only the largest Au NPs (Au4T3) are resolvable, appearing spherical without visible faceting.
Simulated maps (insets, Fig. 1) reproduce experimental patterns with high fidelity, validating the extracted structural parameters (Table 2). The dependence of lattice constants (a,c (a = ax1 = ay1 = ax2 = ay2,c = az3)) and NP diameters (DL,DV) on the deposition parameters is summarized in Fig. 2. Increasing Au deposition time reduces both the lateral and vertical spacings, while the deposition temperature primarily affects the vertical spacing. The NP diameters increase significantly above 300 °C, consistent with thermal coarsening. The determined NP radii, lattice parameters and their standard deviations, shown in Table 2, are used to plot the statistical distributions of the NP radii, and their first neighbor separations. They are shown in Fig. S2, SI, and they are used for calculations of the LSPR positions caused by plasmon coupling.
| Sample/par | a | c | σ x,y1,2 | σ z 1,2 | σ x,y3 | σ z 3 | R L | R V | σ R | d |
|---|---|---|---|---|---|---|---|---|---|---|
| Au1T1 | 3.2 | 4.6 | 1.0 | 0.2 | 1.1 | 0.2 | 0.84 | 1.0 | 0.07 | 92.0 |
| Au2T1 | 3.1 | 2.4 | 1.1 | 0.2 | 1.2 | 0.2 | 0.84 | 0.96 | 0.08 | 48.0 |
| Au3T1 | 2.9 | 2.0 | 1.2 | 0.2 | 1.3 | 0.2 | 0.83 | 0.08 | 40.0 | |
| Au4T1 | 4.0 | 5.9 | 1.3 | 0.5 | 1.3 | 0.2 | 1.75 | 1.75 | 0.15 | 118.0 |
| Au4T2 | 4.5 | 5.9 | 1.7 | 0.1 | 1.0 | 0.2 | 1.9 | 1.9 | 0.2 | 118.0 |
| Au4T3 | 4.9 | 5.9 | 1.9 | 0.1 | 1.3 | 0.2 | 2.0 | 2.0 | 0.2 | 118.0 |
| Au1T2 | 3.3 | 4.6 | 1.1 | 0.2 | 1.6 | 0.2 | 0.86 | 1.01 | 0.10 | 92.0 |
| Au1T3 | 3.5 | 4.3 | 0.9 | 0.4 | 1.0 | 0.3 | 1.0 | 0.94 | 0.11 | 86.0 |
| Au1T4 | — | — | — | — | — | — | 1.9 | 1.9 | 0.22 | 82.0 |
In total, nine distinct lattice configurations are realized, ranging from quasi-2D multilayered arrays to fully ordered 3D BCT structures. These results demonstrate that the multilayer deposition strategy provides precise structural control over the NP arrangements simply by adjusting the Au loading and substrate temperature.
All Au-related peaks are broadened, reflecting the small NP size. Peak widths decrease with increasing deposition temperature (for constant Au sputtering power), and are narrower in high-Au-content samples compared to low-Au-content ones at the same temperature (e.g., Au4T2 vs. Au1T2). The individual peak contributions to the entire spectrum for three representative films is shown in Fig. 3d. This trend is consistent with the NP growth and coalescence revealed by GISAXS. The crystallite radii are estimated using the Debye–Scherrer formula (Table 3).46 Although approximate, the derived values are in close agreement with the GISAXS results, further validating the structural model. Together, these data confirm that crystalline Au NPs are embedded in an amorphous MoO3 host, with their size and spacing finely tuned by the deposition parameters.
| Sample | Au1T1 | Au2T1 | Au3T1 | Au4T1 | Au4T2 | Au4T3 | Au1T2 | Au1T3 | Au1T4 |
|---|---|---|---|---|---|---|---|---|---|
| R (nm) | 1.1 ± 0.1 | 1.1 ± 0.1 | 1.1 ± 0.1 | 2.1 ± 0.2 | 2.1 ± 0.2 | 2.1 ± 0.2 | 1.0 ± 0.1 | 1.0 ± 0.1 | 2.0 ± 0.2 |
All films display clear signatures of localized surface plasmon resonances (LSPR) from Au NPs. The peak position, width, and intensity depend strongly on the deposition conditions. Narrow, well-defined LSPR peaks are observed in Au1T1 and Au1T2, whereas higher-Au-content films (Au4T1–Au4T3) show broad peaks extending to longer wavelengths. The broadening is most pronounced in Au4T3, indicating strong plasmon coupling due to a reduced NP spacing at high Au loading.
To quantify the coupling effect, the lateral and vertical coupling constants are defined as cl = dl/DL and cv = dv/DV, where DL and DV represent the NP diameters, while dl and dv the respective interparticle separations, calculated as dl = a − Dl, and dv = c − DV. As shown in Fig. 5, large coupling constants (about 1 or greater) are obtained only for Au1T1 and Au1T2, consistent with their narrow LSPR peaks and minimal coupling. In all other films, reduced coupling constants indicate significant plasmon interaction. The peak shifts follow the well-established plasmon “ruler equation”:25,26
Δλ/λ0 = A exp(−c/τ) | (1) |
Although the BCT geometry in principle supports collective lattice modes (long-range diffractive coupling), in our samples the lattice constants are much smaller than the optical wavelength and the Au NPs are very small (about 2–4 nm).49 Therefore, near-field LSPR coupling dominates and collective lattice resonances are not expected.
To further predict the LSPR response of non-coupled systems with small NP radii (≈1 nm) we have simulated the absorbed intensity using the modified Mie model described in ref. 50. Unlike the Mie model where size dependence is introduced only via the free electron term of Au complex dielectric function, making the damping constant for the free electrons inversely proportional to the NP's radius,47 the modified Mie model introduces the size dependence by taking into account the intraband transitions. Both models well describe the LSPR from small Au NPs, like ours. However, the modified one is more suitable for the Au1 NPs with a small number of atoms belonging to the transition regime between non-metallic and metallic behavior (number of atoms per NP is about 170).51 The result of the simulated absorption at different photon energies as a function of constant C is shown in Fig. 6a, where the position of the SPR peak is clearly indicated. Full details of the modeling procedure are provided in the SI. The experimental data fit best with the modeled intensity for C = 1.5, as indicated by the profile comparison shown in Fig. 6b, where the standard Mie model is also shown. The agreement is good, since the size distribution of Au NPs is not taken into account. In addition, the matrix optical parameters used for the simulation can differ from the real ones due to the high volume content of the gold. For the simulation the optical constants of pure (non-doped) MoO3 matrix are used. Faceting can significantly influence the plasmonic response,52 however, the Au NPs studied here are quite small, and no faceting is observed in SEM (Fig. S1). Combined with the GISAXS data indicating spherical symmetry, we conclude that any faceting effects are minimal and unlikely to substantially affect the plasmonic properties.
![]() | ||
| Fig. 6 Simulation of absorbed intensity for different energies and parameter C, obtained using Mie model47 for Au NPs with the radius of 1 nm. The line indicate intensity for C = 1.5, which is shown to best agree with the experimental data. (b) Simulated intensity profile along the line C = 1.5 using quantum corrected Mie model (black) and standard Mie model with Au dielectric constant taken from Johnson and Christy48 (red), together with the experimental data (blue). (c) Position of the LSPR peak calculated using the NP separation distributions obtained from GISAXS analysis (see Fig. S2 from SI). | ||
The presented simulations can therefore be used to predict the position and shape of the LSPR for small, non-coupled Au NPs in similar systems, while eqn (1) describes the plasmon coupling effects-that is, the red-shift of the LSPR caused by close interparticle separation. To predict the plasmon peak shift in our system, we used the experimentally determined distributions of Au NP separations from GISAXS analysis (SI Fig. S2(e) and (h)). These distributions were inserted into eqn (1) to calculate the expected LSPR peak positions. As shown in Fig. 6(c), a pronounced red-shift occurs due to strong lateral (in-plane) coupling, whereas the vertical coupling contribution is much smaller. The calculated peak positions are in good agreement with the experimental data presented in Fig. 4.
Using the film thicknesses reported in Table 2 and the measured resistance, the films resistivity at room temperature is calculated. The pure MoO3 has resistivity of 1.9 × 104 Ωm, what agree well with the literature values. Adding the gold significantly decreases it, so the film Au1T1 has resistivity of 44.5 Ωm, while the film Au4T1 has 3.5 × 10−2 Ωm. This value is about thousand time less than for the film Au1T1 and 5 × 105 times less than the pure MoO3 film.
Activation energies (EA) are determined from Arrhenius plots (Fig. 7b). The values span from 160 meV for Au1T2 to only 21 meV for Au4T2, indicating that higher Au incorporation substantially lowers the thermal barrier for carrier transport. The temperature coefficient of resistance (TCR) is also evaluated (Fig. 7c). TCR, defined as
| TCR = dR/RdT = −EA/kBT2 | (2) |
The dependence of resistance and activation energy on the structural parameters is summarized in Fig. 8. The resistance decreases by close to six orders of magnitude as the Au volume fraction increases to about 0.3 (Fig. 8a), while the opposite trend is observed when the normalized interparticle spacing (d/D ratio) increases (Fig. 8b). The activation energy exhibits the same trend as resistance where it decreases by two orders of magnitude with increasing Au volume fraction (Fig. 8c) and increases with an increasing d/D ratio (Fig. 8d). This behavior indicates that charge transport is dominated by interparticle tunneling across MoO3 barriers. In assemblies of metallic NPs, two mechanisms-tunneling and hopping-typically govern carrier transport.32 Here, the pronounced sensitivity of the resistance to the NP spacing strongly supports tunneling as the dominant conduction pathway (Fig. 8b), in agreement with previous reports.54
Supplemetary materials provide Scanning electron microscopy analysis of the materials, statistical distribution of the Au nanoparticle sizes and seperations, and theoretical model describing optical extinction spectra. See DOI: https://doi.org/10.1039/d5nr03899e.
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