Open Access Article
Giuseppe Stefano Basilea,
Damiano Calcagno
a,
Nunzio Tuccitto
a,
Benoit Maxitb,
Pascal Boulet
c,
Mélanie Emoc,
Liang Liu
d,
Giuseppe Grasso
*a and
Philippe Pierrat
*e
aDepartment of Chemical Sciences, University of Catania, Viale Andrea Doria 6, Catania, Italy. E-mail: grassog@unict.it
bCordouan Technologies, Cité de la Photonique, 11 Avenue Canteranne, F-33600 Pessac, France
cInstitut Jean Lamour, Université de Lorraine, CNRS, UMR 7198, F-5400 Nancy, France
dUniversity of Lorraine, CNRS, Laboratoire de Chimie Physique et Microbiologie pour les Matériaux et l'Environnement (LCPME), Nancy F-54000, France
eUniversité de Lorraine, CNRS, Laboratoire Lorrain de Chimie Moléculaire (L2CM), UMR 7053, F-54000 Nancy, France
First published on 11th February 2026
Graphene quantum dots (GQDs) exhibit size- and shape-dependent properties that critically influence their optical and electronic behavior, yet their reliable nanoscale characterization remains challenging. Here, we introduce a diffusion-based surface plasmon resonance (D-SPR) workflow that enables quantitative, shape-sensitive characterization of GQDs beyond conventional spherical approximations. Using sustainably synthesized GQDs derived from banana peels via optimized microwave-assisted methods, D-SPR resolves distinct particle populations, distinguishing monodisperse disk-like GQDs with average lateral dimensions of ≈2.5 nm from larger, polydisperse structures averaging ≈20 nm. These results are in excellent agreement with HR-TEM and DLS measurements. Crucially, unlike conventional DLS, D-SPR exploits diffusion–geometry coupling to directly identify non-spherical, disk-like GQD morphologies, supported by computational and mathematical modeling. This label-free approach delivers rapid, high-sensitivity size and shape resolution using minimal sample volumes, establishing D-SPR as a powerful complementary tool for the advanced characterization of carbon-based nanomaterials.
Graphene quantum dots can be prepared via a wide variety of synthetic strategies, broadly classified into top-down and bottom-up approaches.3 In that context, we recently reported a straightforward synthetic process allowing for the preparation of GQDs from various biomass wastes under microwave heating.4 Herein, GQDs were prepared from banana peels using a simple two-step acid treatment, yielding high-purity nanoparticles suitable for size characterization.
Despite the development of modern instruments, characterization of 0D materials such as graphene quantum dots remains particularly challenging and requires specialized techniques that can provide accurate size measurements and morphology determination at the nanoscale. Accurate size characterization of GQDs remains challenging. Conventional techniques such as dynamic light scattering (DLS), atomic force microscopy (AFM), scanning electron microscopy (SEM), and high-resolution transmission electron microscopy (HR-TEM) provide valuable information, but each has limitations. DLS measures hydrodynamic diameter, which can differ from the actual size due to aggregation and is best suited for spherical, monodisperse particles. AFM and HR-TEM provide direct size measurements, but require careful sample preparation, are limited in throughput, and can have low contrast for thin carbon-based nanoparticles. SEM lacks sufficient resolution for nanoscale GQDs. Consequently, complementary methods are needed to obtain accurate, high-throughput size measurements.
Herein, we describe the synthesis of two batches of biomass-derived GQDs with distinct size characteristics, and their size characterization is carried out, for the first time, by diffusion-surface plasmon resonance (D-SPR).5–9 This method allows the calculation of diffusion coefficient (D) values of solutes in a flow-based system and relies on the principle of Taylor dispersion analysis (TDA),10 but it has broader application and increased sensitivity due to the SPR detector, which relies on changes in the refractive index of the molecule under analysis. Indeed, traditionally, TDA relies on either ultraviolet (UV) absorbance or fluorescence-based detection. These conventional approaches, however, introduce significant limitations when applied to nanomaterials with inherently low extinction coefficients, such as GQDs. For UV-based detection, the sensitivity usually isn't enough to accurately measure low levels of small carbonaceous species. Fluorescence detection, however, provides higher sensitivity but requires either naturally fluorescent samples or the addition of external fluorescent tags. This requirement not only complicates sample preparation, but also introduces potential alterations to the nanoparticles physicochemical properties, thereby limiting the authenticity of the measurement.
D-SPR, on the other hand, has been designed to be a label-free, real time method to determine diffusion coefficients through the measurement of concentration profiles evolution over time.
Zingale and colleagues designed and benchmarked the efficacy of D-SPR on small to medium sized systems, showing that high precision is achievable using commercially available benchtop instruments,6,11 even for molecules mixtures.12
In this paper, the results from the D-SPR analysis were consistent with HR-TEM and DLS findings, providing complementary information on particle size distribution that remains challenging to obtain with conventional techniques.
In brief, D-SPR exploits the fact that, in a pressure-driven microfluidic channel, the evolution of a dilute analyte plug concentration profile is governed by the advection-diffusion equation
![]() | (1) |
(t) and to a
corresponding detector signal S(t) of the form
![]() | (2) |
![]() | (3) |
In conventional SPR instruments, the microfluidic layout does not generate Dirac-like pulses but rather reproducible square plugs of analyte injected at constant flow through a loop system.6,9,11
For a non-interacting analyte and an optically homogeneous sensor surface, the refractive-index-based SPR sensorgram S(t) is proportional to the analyte concentration profile averaged over the sampling volume of the evanescent plasmonic field. In D-SPR, instead of fitting S(t) directly, one considers its first time derivative, which can be accurately described by an exponentially modified Gaussian (EMG)
![]() | (4) |
Within the same hydrodynamic assumptions as Taylor–Aris dispersion, these moments can be mapped back onto an effective longitudinal diffusion coefficient according to
![]() | (5) |
Eqn (5) is the working formula used throughout this study to extract diffusion coefficients from D-SPR experiments. By construction, D-SPR reduces to the classical Taylor—Aris expression, when the injection profile approaches an ideal pulse and the EMG peak becomes symmetric (sk → 0), while remaining applicable to the more realistic square-plug injections of commercial SPR instruments. In practice, D-SPR thus provides label-free, low-volume diffusion measurements that are directly comparable across small molecules, biological macromolecules and nanoparticles, even with sizes well below the DLS limit of ≈2 nm. While both DLS and D-SPR ultimately derive particle sizes from diffusion coefficients, D-SPR offers several practical and methodological advantages over DLS. Its pressure-driven microfluidic flow format is more robust against small temperature gradients, and it consumes a much smaller sample volume, a crucial benefit when analytes are scarce or costly. Furthermore, D-SPR provides higher resolution in polydisperse or multimodal samples, effectively distinguishing overlapping nanoparticle populations that conventional DLS would tend to blur together.9,14 Because the SPR signal arises from refractive index changes rather than scattered light intensity, D-SPR remains sensitive to very small species, enabling accurate measurement of particles well below 2 nm, beyond the ≈1 nm lower size limit of typical DLS instruments.
Finally, fluorescent species like GQDs could produce a high background noise signal because of re-emitted fluorescent light that is generally incoherent and does not provide useful information to the DLS autocorrelation function.15
In this work, we used an SPR Navi 210A fluidic system. The setup features two separate parallel channels, typically operated as a reference and a sample channel. The instrument is equipped with two lasers (670 nm and 785 nm). We used both wavelengths, since no appreciable differences were observed in the evolution of the SPR signal during the experiments. A scheme of a typical SPR apparatus for D-SPR measurements is shown in Fig. 1. From an experimental standpoint, the protocol is straightforward. Once the working concentration, the injection-volume profile, and an appropriate sensor are selected—based on sample availability, the chemical nature of the species involved, and their interaction with the sensor surface—a series of repeated injections is performed at a flow rate of about 5–10 μL min−1, while recording the associated sensorgrams.11 The signal has been numerically differentiated and fitted as reported both in the literature and in the following sections.5,6,9,11
![]() | ||
| Fig. 1 Pictorial representation of an SPR apparatus for both interaction and D-SPR analyses, reproduced from Zingale et al. S1.6,18 In the right inset a simple SPR flow cell is depicted, along with its associated gold sensor. The laser rays are omitted. | ||
O stretching mode at approximately 1680 cm−1, and a band at around 1480 cm−1 assigned to C–O stretching. Furthermore, photophysical characterization reveals conventional steady-state absorption (Fig. S7) and photoluminescence (Fig. S8) features for both carbon-based materials, in good agreement with those typically reported for graphene quantum dots.19 Despite these closely similar chemical and photophysical characteristics, GQDs-01 and GQDs-02 exhibit marked differences in particle size and morphology. These differences were consistently confirmed by high-resolution transmission electron microscopy (HR-TEM), Fast Fourier Transform (FFT) analysis, and dynamic light scattering (DLS) measurements (Fig. 2). GQDs-01 appeared as well-dispersed nanoparticles with an average diameter of 2.5 ± 0.7 nm as determined by TEM, in excellent agreement with the 2.5 ± 0.4 nm measured by DLS, although the near-identical numerical values are coincidental. In contrast, GQDs-02 consist of significantly larger, yet still well-dispersed, particles measuring 21.0 ± 5.2 nm by HR-TEM and 32.1 ± 5.4 nm by DLS. Structural differences between the two samples are further highlighted by FFT analysis. The FFT pattern acquired from an individual GQDs-01 particle (Fig. 2b) displays well-defined diffraction spots, consistent with a single-crystalline domain and d-spacings matching those of a graphitic lattice (P63/mmc, a = b = 2.5 Å, c = 6.7 Å). In contrast, GQDs-02 exhibit only a diffuse halo ring in the FFT pattern for all analyzed particles (Fig. 2f), indicating an amorphous structure. The absence of long-range crystallinity in GQDs-02 is likely related to their room-temperature synthesis, as the formation of well-ordered graphitic domains generally requires elevated temperatures. XRD analyses were performed on both samples (Fig. S4). In both cases, a broad diffraction peak centered around 21° is observed and can be assigned to the graphitic-like (002) plane of graphite, indicating the presence of short-range graphitic ordering at the solid state within the carbonaceous frameworks of both GQDs-01 and GQDs-02. These results are consistent with results reported in the literature for GQDs synthesized by other methodologies.20,21 The broad nature of the peak arises from the small lateral dimensions of the GQDs, while the larger interlayer spacing compared to graphite is most likely attributable to the high density of oxygen-containing functional groups within their structures.
Finally, AFM measurements (Fig. S5) confirm that the thickness of GQDs-01 is smaller than that of GQDs-02. These results are in line with TEM and DLS results, revealing a narrow height distribution of only a few nanometers for GQDs-01, whereas substantially larger particles with average dimensions of approximately 20 nm are observed for GQDs-02.
D-SPR results further confirm previous assumptions about the average dimensions of GQDs, while also providing additional insights into the samples composition, overcoming some of the limitations of the above described techniques. From the results of 4 injections in two microfluidic channels with two different lasers, we obtained a first estimate of the D values for GQDs-01 and GQDs-02, as summarized in Table 1. Data analysis on the sensorgrams (Fig. S3) has been carried out according to references,6,11 with a small variation regarding sample GQDs-02. In this case, given the larger polydispersity of the sample, we were able to individuate at least two major components of the GQDs population, one containing smaller particles, of dimensions comparable to that of GQDs-01, and a second fraction associated with the larger particles, of size ≈20 nm.
| Sample | DSPR × 10−10 (m2 s−1) | Ddeconv × 10−10 (m2 s−1) | ai (nm) | rHD-SPR (nm) | dHDLS (nm) | bTEM (nm) |
|---|---|---|---|---|---|---|
| GQDs-01 | 5.63 ± 0.15 | — | a1 = 0.11 ± 0.09 | 2.61 ± 0.01 | 2.5 ± 0.4 | 2.61 ± 0.7 |
| a2 = 0.85 ± 0.34 | ||||||
| a3 = 0.20 ± 0.16 | ||||||
| GQDs-02 | 2.70 ± 0.12 | D1 = 5.63 ± 0.15 | a1 = 0.14 ± 0.06 | — | 32.1 ± 5.4 | 21.0 ± 5.2 |
| D2 = 1.25 ± 0.07 | a2 = 0.90 ± 0.40 | 11.8 ± 0.7 | ||||
| a3 = 0.25 ± 0.15 |
Under this assumption, the GQDs-02 signal first derivative (Fig. 3) was modeled as a convolution of two exponentially modified Gaussian functions. Multiple peak fitting was performed using the OriginPro software package,22 employing the Levenberg–Marquardt algorithm. During this process, parameters related to the diffusion coefficient for the smaller-sized GQDs-01 were fixed based on prior determinations. Guided by the fitting parameters obtained from the GQDs-01 experiments, we were able to resolve two distinct diffusion coefficients (D1 and D2), as summarized in Table 1.
Starting from the observed D values, we went on to estimate the shape of the quantum dots. We assumed, based on the TEM observations, that the “disk-like” nature of GQDs could be well approximated by an oblate spheroid of thickness (minor semiaxis) a and diameter (degenerate major semi-axes) b.
For both samples, the D values have been used to derive estimates starting from a plausible distribution of diameters. The diffusion coefficient of rigid bodies in a solvent is well described by various modifications of the classical Stokes–Einstein23–25 equation.
![]() | (6) |
Countless theoretical efforts have been directed to the description of general shapes of particles and molecules in terms of microfriction factors.26 We decided to implement three different models of f(p) in a simple Python code that attempts to infer the unknown axis length (either b given a or vice versa) from a measured diffusion coefficient Dtarget.
The following models were employed:
• Hydraulic–radius (original) model, based on a sphere of equivalent hydraulic radius req and the Stokes–Einstein relation.23
• Perrin's analytical solution for spheroids and Gierer's microfriction theory, which use elliptic–integral expressions and friction coefficients to account exactly for shape anisotropy and solvent interactions.26,27
• Modern (Tirado–de la Torre) correction, an empirical polynomial in ln(p) fitted to bead–model hydrodynamic simulations, valid for moderate aspect ratios (2 ≲ p ≤ 10), and smoothly joined to an asymptotic slender-body form
for p > 10.28–30
This last model should be the best option for larger GQDs since it is grounded in extensive physical simulations for all aspect ratios and could be regarded as the golden standard for disk-like particles.28 The Python code performs a simple optimization task, employing the Levenberg–Marquardt algorithm to find the optimal a value which minimizes the difference between an experimentally measured D coefficient and the one predicted by the chosen model. We assumed that the TEM values had approximate uncertainties equal to their distributions FWHM.
We also applied the classical Stokes–Einstein equation to D-SPR results to infer the equivalent hydrodynamic radius and compare it to the DLS size distribution mode. Considering the uncertainties, a good agreement is obtained for both GQDs-01 and GQDs-02 batches, as reported in Table 1. The larger GQDs-02, however, seem to give a slightly better agreement.
Employing b estimates from TEM measurements (Table 1, last column), we obtained reasonable values of the GQDs thickness ai where the i index runs over the three possible models, in order. The Python script used to derive Table 1 results is available as SI.
Analysing the results, a discrepancy emerges between the simplified Stokes–Einstein equation using only the equivalent radius req and the more refined models, such as the Perrin-Gierer and de la Torre corrections. Given the absence of a definitive method to measure the thickness of GQDs in solution, and considering that they are plausibly at least as thick as a single graphene layer, the Stokes–Einstein predictions appear unreliable. Furthermore, it remains uncertain whether the predominant fraction of nanoparticles in the GQDs samples consists of single or multilayer structures. Nonetheless, the findings consistently support the presence of a disk-like morphology, even in moderately alkaline environments.
A ready-to-use, GUI-based, Python script that reproduces the computations in Table 1 is available inside the following GitHub repository: https://github.com/G-S-Basile/D-SPR. The batches of HR-TEM pictures that were used to build the size distribution histograms in Fig. 2c and g are available at the following Renater repository: https://filesender.renater.fr/?s=download&token=9b9a00a6-32b2-43c4-a359-8b216ad16a6b.
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