Open Access Article
Priyadarshi Sahoo
a,
Manika Dandapata,
Amit Kumar Pradhanb,
Prasanta Kumar Datta
b and
Umakanta Tripathy
*a
aDepartment of Physics, Indian Institute of Technology (Indian School of Mines) Dhanbad, Dhanbad-826004, Jharkhand, India. E-mail: utripathy@iitism.ac.in
bDepartment of Physics, Indian Institute of Technology Kharagpur, Kharagpur-721302, West Bengal, India
First published on 12th May 2026
This study reports the synthesis and nonlinear photophysical characterization of polydopamine (PDA)-based nanofluid derived from dopamine (DA) monomers. The nanofluid's nonlinear photophysical behaviour was systematically examined using the Z-scan technique under both CW and fs laser excitations. Under CW excitation, the samples exhibited strong thermo-optical nonlinearities with self-defocusing, primarily due to the high photothermal conversion efficiency of PDA, which induces significant thermal lensing. In contrast, fs laser excitation induced optical nonlinearities at both 500 nm and 660 nm, where the nanofluid demonstrated positive refractive behaviour characteristic of self-focusing, accompanied by positive absorptive responses arising from two-photon absorption (TPA). The combination of efficient TPA and superior photothermal conversion suggests promising applicability in two-photon photothermal cancer therapy, enabling precise, localized heating with reduced risk to surrounding healthy tissue. Additionally, the broad nonlinear response range positions PDA-based nanofluid as a candidate for photonic applications, including all-optical switching and modulation. Optical limiting studies further confirmed its capability to protect sensitive optical systems from high-intensity laser exposure.
Inspired by the adhesive mechanisms of mussel foot proteins, PDA is synthesized through the oxidative self-polymerization of dopamine (DA) in mildly alkaline conditions. Despite extensive research, the exact molecular mechanism underlying the oxidative self-polymerization of DA remains not fully understood. A widely accepted pathway suggests that DA is initially oxidized by dissolved oxygen to generate dopamine quinone. This intermediate then undergoes intramolecular cyclization to produce 5,6-dihydroxyindole (DHI). The subsequent formation of PDA is believed to result from a combination of covalent polymerization and non-covalent interactions between 5,6-dihydroxyindole and quinone-derived intermediates. These processes collectively drive the self-assembly of DA into the final PDA structure. Under controlled conditions, PDA can be assembled into stable nanoparticles, which enhance its applicability in targeted drug delivery and functional nanomaterial design.1,2,11 This combination of natural inspiration and tunable synthetic versatility underpins PDA's broad potential across biomedical, environmental, and material science domains.
Among the distinct advantages of PDA is its ability to absorb broadly across the visible and near-infrared (NIR) regions, providing it with a remarkable photothermal conversion efficiency. Upon exposure to NIR irradiation, PDA nanoparticles (NPs) efficiently convert absorbed optical energy into localized heat, producing hyperthermia that is capable of targeting and eliminating cancer cells, an approach recognized as photothermal therapy (PTT).12–17 Beyond photothermal applications, PDA has also significantly influenced drug-delivery research, primarily due to its surface chemistry. Functional groups, particularly amine and catechol residues, allow PDA surfaces to be readily modified or functionalized, facilitating effective loading of therapeutic molecules via mechanisms such as π–π interactions or hydrogen bonding.1,18–22 Furthermore, PDA-based nanocarriers exhibit controlled, stimuli-responsive drug release in response to external triggers, including pH, redox conditions, or NIR irradiation. Consequently, PDA serves as a versatile framework for developing multifunctional nanoplatforms capable of integrated therapeutic modalities such as chemo-photothermal, photodynamic-photothermal, and immuno-photothermal combinations. These synergistic treatment methods offer enhanced anti-cancer efficacy while simultaneously reducing issues related to drug resistance and cancer recurrence.23–28 Given the diverse biomedical applications of PDA, we, to the best of our knowledge, have undertaken the first investigation of its nonlinear photophysical properties. Understanding these nonlinear photophysical behaviours holds significant potential for further advancing therapeutic methodologies based on nonlinear optics. In this study, we synthesized a PDA-based nanofluid and systematically explored its nonlinear photophysical properties using the Z-scan technique.
The Z-scan technique represents a highly versatile and widely adopted experimental method for quantifying nonlinear optical (NLO) parameters such as the nonlinear refractive index (NLR) and the nonlinear absorption coefficient (NLA).29,30 Since its original development by Sheikh-Bahae et al., the method has gained considerable prominence across multiple disciplines, including materials science, photonics, and biophysics.31–41 Fundamentally, the Z-scan is a single-beam technique that exploits the spatial distortion of an intense laser beam as it propagates through a medium, whether solid or liquid, exhibiting nonlinear optical behaviour.29,42 The technique is generally classified into two configurations: open-aperture (OA) and closed-aperture (CA) Z-scan. In the OA configuration, all transmitted light emerging from the sample is collected using a convex lens and subsequently directed toward the detector, enabling the evaluation of nonlinear absorption processes. In contrast, the CA configuration introduces an aperture before the detector, restricting detection to a limited portion of the transmitted beam and thereby facilitating the measurement of nonlinear refraction. In both configurations, the transmitted intensity is typically recorded in the far field to characterize the material's nonlinear optical response with high precision.29,30,43
Here, the nonlinear photophysical behaviour of the PDA-based nanofluid was investigated across two distinct regimes. First, thermally induced nonlinearity was examined using the CA Z-scan technique under continuous wave (CW) laser excitation. Second, to probe ultrafast nonlinear responses, femtosecond (fs) laser excitation sources at two different wavelengths (500 nm and 660 nm) were employed, with both CA and OA Z-scan configurations. This integrated approach enabled a comprehensive assessment of the PDA-based nanofluid's nonlinear photophysical properties across both thermal and ultrafast regimes, providing valuable insights into its potential for advanced photonic and biomedical applications.
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| Fig. 1 The UV-vis absorption spectra of pure DA solution and dispersion of PDA NPs in the solvent (PDA-based nanofluid) at different stirring times. | ||
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| Fig. 3 CA Z-scan signals of pure DA and PDA-based nanofluid at 80 mW laser power. The inset provides a magnified view of the CA Z-scan signal for DA. | ||
This marked enhancement in the nonlinear response can be attributed to the exceptional photothermal conversion efficiency of PDA. When exposed to the 532 nm CW laser, the PDA nanoparticles efficiently absorb photons and convert the absorbed energy into localized heat via a nonradiative decay pathway. Additionally, the use of CW excitation ensures a continuous energy supply, preventing sufficient time for thermal dissipation. This sustained heating generates a temperature gradient within the nanofluid as the laser beam propagates through it. The resulting thermal gradient induces a thermal lens effect, causing a spatial variation in the refractive index of the medium. This refractive index modulation leads to phase distortion of the transmitted laser beam, which manifests as the peak–valley profile observed in the CA Z-scan curve.51–53 Collectively, these findings confirm that PDA-based nanofluid exhibits significant thermally induced optical nonlinearity under CW excitation, a behaviour fundamentally rooted in its high photothermal conversion capability. These results substantiate the potential of PDA-based nanofluids as highly effective materials for photothermal applications.
We also performed the CA Z-scan measurements on the synthesized PDA-based nanofluids under varying incident laser powers to examine their nonlinear photophysical behaviour as a function of laser power. The experimental outcomes, presented in Fig. 4, clearly demonstrate a laser-power-dependent nonlinear response. Specifically, ΔTP–V exhibited an upward trend with increasing laser power. For instance, a 4-fold increase in laser power led to approximately a 2.2-fold enhancement in ΔTP–V, implying a significant amplification of the induced thermal lensing effect at higher laser powers. Furthermore, analysis of all the CA Z-scan profiles consistently showed that the normalized peak transmittance (ΔTP) exceeded the corresponding valley transmittance (ΔTV), indicative of the presence and contribution of saturable absorption (SA) to the nonlinear response.29,30,54 Interestingly, upon a 4-fold increase in laser power, ΔTP and ΔTV increased by ∼1.8 and ∼3 times, respectively. This disproportionate growth suggests a diminishing contribution of SA as the laser power rises. Moreover, Fig. 4 provides insight into the normalized peak-to-valley separation distances (ΔzP–V). These distances remained around 1.7z0 at lower powers [20 mW (Fig. 4(A)) and 40 mW (Fig. 4(B))], characteristic of intrinsic third-order nonlinear processes.29,30 However, higher powers of 60 mW [Fig. 4(C)] and 80 mW [Fig. 4(D)] displayed increased separations of approximately 2.13z0 and 2.5z0, respectively. This deviation from the standard third-order nonlinear reference (ΔzP–V = 1.7z0) at elevated powers clearly indicates an additional nonlinear contribution, predominantly from thermal effects.53,55
In the case of CW laser excitation, it is speculated that the nonlinearity arises from changes in a material's optical properties due to heat generated by laser absorption. A temperature gradient is created in the sample due to heat generation, which depends on the material's thermal conductivity and the intensity distribution of the Gaussian laser beam. This temperature gradient might lead to a density variation in the sample under study. The process described above can generate a refractive index (n2) gradient across the sample, leading to thermal lensing. In turn, Falconieri proposed a model that comprehensively accounts for the thermal effects of the Z-scan technique, while considering higher-order absorption and the aberrated nature of the lens. For the CW regime, the steady-state thermo-optical normalized transmittance (T(z)) can be given as31,52
![]() | (1) |
![]() | (2) |
![]() | (3) |
Table 1 presents the estimated thermo-optical nonlinear parameters, calculated using eqn (1)–(3). The analysis reveals that ϑ(q) systematically increases with rising laser power, signifying a strengthening of the nonlinear thermo-optical response at higher intensities, consistent with the observed trend in ΔTP–V. Additionally, the fitting parameter q remained unity across all laser power levels, indicating that the observed nonlinearity arises from a single-photon process.52 Inspection of Fig. 1 further confirms that the PDA-based nanofluid exhibits significant linear absorption at 532 nm. Consequently, when irradiated with an intense 532 nm laser beam, the SA effect observed in the samples is predominantly attributed to a one-photon absorption mechanism. Here, the measured n2 magnitudes are of the same order as those reported for processes dominated by saturated atomic absorptive nonlinearity.57 From Table 1, it is evident that both dn/dT and n2 values decrease with increasing laser power. According to eqn (2) and (3), the magnitudes of n2 and dn/dT are directly proportional to the thermal lens strength ϑ(q) and inversely proportional to the on-axis intensity (I0) or the incident laser power (P). Although the thermal lens strength increases with laser power, its rate of increase is considerably lower than that of P and I0. As a result, the inverse dependence on laser power dominates, leading to a reduction in the calculated values of both n2 and dn/dT at higher laser powers.
| Power (mW) | −ϑ(q) | −dn/dT (× 10−4 K−1) | −n2 (×10−12 m2 W−1) |
|---|---|---|---|
| 20 | 1.353 | 5.411 | 3.599 |
| 40 | 1.534 | 3.067 | 2.040 |
| 60 | 1.708 | 2.277 | 1.514 |
| 80 | 1.894 | 1.894 | 1.259 |
From Fig. 5, it is clear that for the CA Z-scan signals, ΔTP–V is 0.894 for PDA and 0.867 for DA at a laser excitation wavelength of 500 nm. At 660 nm excitation, ΔTP–V is 0.975 for PDA and 1.078 for DA. For the OA Z-scan signals, ΔTV is 0.319 for PDA and 0.328 for DA at 500 nm, while at 660 nm it is 0.306 for PDA and 0.280 for DA. These observations show that, at identical concentrations, the ΔTP–V values from the CA Z-scan, as well as the ΔTV values from the OA Z-scan, exhibit no significant differences between DA and PDA-based nanofluids across the tested wavelengths. This indicates that PDA-based nanofluids do not exhibit a measurable enhancement in optical nonlinearity under fs laser excitation, as observed in both CA and OA Z-scan profiles. A probable explanation for this behaviour is that PDA polymerization does not introduce additional ultrafast nonlinear pathways beyond those inherently present in DA monomers, resulting in no change of the femtosecond-scale Z-scan response. In contrast, under CW laser excitation, PDA-based nanofluid exhibits markedly different behaviour. PDA nanoparticles in the nanofluid strongly absorb CW radiation, efficiently converting it into localized heat and thereby inducing prominent thermal effects, which significantly amplify the Z-scan signals. Although the PDA-based nanofluid does not exhibit a measurable enhancement in nonlinear optical response compared to DA on the femtosecond scale, its broader significance lies in the unique and versatile properties of PDA. PDA is renowned for its exceptional and universal surface adhesion, extensive chemical reactivity, intrinsic biocompatibility and biodegradability, remarkable drug-loading capacity, and excellent photothermal conversion efficiency.1,2,5,6 Given these extraordinary characteristics, it remains essential to investigate the nonlinear optical properties of PDA on the femtosecond scale, as insights from such studies could help in designing next-generation optical materials and devices for advanced technological and biomedical applications.
Since the comparative measurements revealed no significant difference in the nonlinear response between DA and PDA-based nanofluids, DA was excluded from further nonlinear parameter evaluation. The study, therefore, focuses exclusively on PDA-based nanofluids to comprehensively assess and quantify their nonlinear optical parameters. Given that our samples were investigated using an ultrashort laser pulse, any thermal effects on the nonlinear response are expected to be negligible. Under these circumstances, the Sheik-Bahae formalism is well-suited for analyzing the data. A key assumption of this model is that the light–matter interaction is local, so the nonlinear susceptibility is determined solely by the instantaneous intensity of the incident beam. To improve the theoretical description of the Z-scan technique, Sheik-Bahae and co-workers employed a Gaussian decomposition approach. When the thin-sample condition is satisfied, and the measurement is carried out in the low-irradiance limit with a small aperture and minimal phase distortion, the normalized transmittance T(z) for a closed-aperture Z-scan can be written, to first order, as:29,30,43,50
![]() | (4) |
| Δϕ0 = kn2I0Leff | (5) |
The OA Z-scan data were analyzed using the appropriate expression for the normalized transmittance, which is given as follows:29,60,61
![]() | (6) |
The following expressions are used to extract the real (χR(3)) and imaginary (χI(3)) parts of the third-order nonlinear optical susceptibility, as well as its overall magnitude ∣χ(3)∣.29,50,55 The calculated values of these parameters are summarized in Table 2.
| χR(3) = 2n02ϵ0cn2 | (7) |
![]() | (8) |
![]() | (9) |
| Wavelength (λ) (nm) | n2 (× 10−19 m2 W−1) | β (× 10−13 mW−1) | χR(3) (× 10−21 m2 V−2) | χI(3) (× 10−22 m2 V−2) | |χ(3)| (× 10−21 m2 V−2) |
|---|---|---|---|---|---|
| 500 | 2.725 | 145.935 | 2.560 | 54.575 | 6.028 |
| 660 | 7.224 | 55.783 | 6.789 | 27.537 | 7.326 |
To determine the nonlinear optical parameters, the CA Z-scan data for the PDA-based nanofluid were first normalized by dividing them by the corresponding OA Z-scan data. This CA/OA ratio isolates the purely refractive nonlinear contribution by eliminating the influence of nonlinear absorption. The resulting normalized data were then fitted using eqn (4) to extract the n2 values. In parallel, the OA Z-scan data were analyzed using eqn (6) to estimate the β values. Fig. 6 presents the CA and OA Z-scan experimental results along with their corresponding theoretical model fits by eqn (4), and (6), respectively. The n2 is obtained from eqn (5), and β is obtained directly from eqn (6) as a fitting parameter. Finally, the |χ(3)|, was subsequently calculated using eqn (7)–(9). The compiled nonlinear parameters (n2, β, and |χ(3)|) are presented in Table 2.
Table 2 reveals that the n2 and β values remain positive across all investigated wavelengths, indicating a consistent self-focusing and RSA behaviour of the PDA-based nanofluids.29,30,32,55 This RSA behaviour can be explained by considering the linear absorption profile of PDA-based nanofluids. As evident from Fig. 1, the samples exhibit substantial linear absorption at wavelengths corresponding to half of 500 nm and 660 nm. Additionally, under femtosecond excitation (100 fs), the pulse duration is much shorter than the excited-state lifetimes (ps-ns), which suppresses excited-state and sequential absorption, while the low repetition rate (1 kHz) ensures complete thermal relaxation between pulses, eliminating thermal contributions. Consequently, the applied femtosecond laser excitations facilitate two-photon absorption (TPA), leading to the observed RSA behaviour at these wavelengths. Furthermore, the magnitudes of these parameters indicate that the observed nonlinearity is predominantly driven by an electronic polarization mechanism, consistent with the ultrafast response expected under femtosecond excitation.57
The OPL behaviour of the PDA-based nanofluid was further evaluated using the OA Z-scan data. The relationship between the OA normalized transmittance and input fluence is presented in Fig. 7, providing direct insight into the sample's OPL behaviour at 500 nm and 660 nm excitation wavelengths. To obtain the position-dependent input fluence, Fin(z), the OA data were analyzed using the standard expression: Fin(z) = 4(ln
2)1/2Ein/(π3/2w02(1 + x2)), where Ein represents the input pulse energy.67–69 This calculation enabled accurate mapping of the fluence distribution along the propagation axis, facilitating a clear assessment of the OPL performance of the PDA-based nanofluid under fs excitation. From Fig. 7, it is evident that the normalized transmittance of the PDA-based nanofluid decreases progressively with increasing input fluence, confirming that its OPL behaviour is primarily governed by a two-photon-assisted RSA mechanism. Analysis of the OPL curves further reveals that the transmittance remains nearly linear at lower fluence levels but decreases once the fluence exceeds a threshold. This transition point, where the linear response shifts to a nonlinear regime, is defined as the onset optical limiting threshold (OLT).63 The measured onset OLT values were found to be 2 mJ cm−2 for 500 nm excitation and 1.09 mJ cm−2 for 660 nm excitation. These thresholds mark the input fluence levels beyond which the PDA-based nanofluid effectively begins to attenuate high-intensity light, demonstrating its potential as an optical limiting material for laser protection applications.
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| Fig. 7 Optical power limiting (OPL) curves of PDA-based nanofluid under excitation at 500 nm and 660 nm wavelengths. | ||
Overall, the findings of this research suggest that PDA-based nanofluid holds significant promise as a multifunctional material. Although PDA-based nanofluid and DA exhibit similar behavior under femtosecond excitation, indicating comparable two-photon absorption, PDA offers a clear advantage due to its significantly higher photothermal conversion efficiency. Its dual characteristics of high photothermal conversion efficiency and two-photon absorption at 660 nm make it an excellent prospect for two-photon photothermal cancer therapy. As a result, despite similar ultrafast nonlinear responses, PDA is more effective for two-photon photothermal cancer therapy because it converts absorbed energy into heat more efficiently. This enables spatially confined energy deposition through two-photon absorption, allowing precise thermal modulation with enhanced penetration depth and reduced collateral effects. Meanwhile, its OPL behavior demonstrates potential for use in laser safety, optical protection systems, and all-optical switching technologies. Such properties make it suitable for the development of compact optical limiting devices capable of protecting sensitive sensors and human eyes from high-intensity laser exposure. This study provides one of the first comprehensive evaluations of nonlinear photophysical parameters of PDA-based nanofluid under both CW and fs excitations, paving the way for their integration into biomedical platforms, next-generation photonics, and optoelectronic devices.
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4 (v/v) water–ethanol mixture. To begin the polymerization, 0.5 M NaOH solution was added dropwise to the DA solution under continuous stirring using a TARSONS DIGITAL SPINOT (Pt-1000), India magnetic stirrer set at 500 rpm. The final concentration of NaOH in solution was 1.32 mM. A visible colour change from colourless to straw yellow was observed instantly after the addition of NaOH. The introduction of NaOH initiated the self-polymerization of DA, leading to the formation of PDA nanoparticles (PDA NPs) in the solution. After stirring for 1 hour, a stable, light-brown-colored dispersion of PDA NPs was obtained. These PDA NPs dispersed in the solution are collectively referred to as PDA-based nanofluid. Fig. 8 shows the schematic route for PDA-based nanofluid synthesis. The PDA-based nanofluid was directly used as prepared in a 6
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4 (v/v) water–ethanol mixture, without any additional separation or redispersion. The successful synthesis was confirmed through UV-visible absorption spectroscopy, while the particle size and morphology were characterized using high-resolution transmission electron microscopy (HRTEM).
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