Open Access Article
Koya M. Hori†
a,
Yoshifumi Toyama†
a,
Takato Mori
a,
Takumu Nakamurab,
Yohei Onob and
Hideto Ito
*a
aGraduate School of Science, Nagoya University, Chikusa, Nagoya 464-8602, Japan. E-mail: ito.hideto.p4@f.mail.nagoya-u.ac.jp
bTokyo Research Center, Advanced Materials Research Laboratory, Advanced Integration Research Center, Research Devision, Tosoh Corporation, 2743-1 Hayakawa, Ayase, Kanagawa 252-1123, Japan
First published on 5th February 2026
1,4-Dihydrodiarenopentalenes, the reduced derivatives of diarenopentalene, have attracted attention owing to their rigid planar π-conjugated ladder framework, photophysical properties, C2-chiral structure, and potential applications in physical organic chemistry and materials science. Unlike the established methods for parent diarenopentalenes, the synthetic method for 1,4-dihydrodiarenopentalenes is less established, and the constructed structures are highly limited to dihydrodibenzopentalenes with trialkylsilyl substituents. Herein, we report a novel method for synthesizing 1,4-dihydrodinaphthopentalene derivatives by mechanochemical annulative dimerization of 2-(arylethynyl)naphthalenes with a lithium(0) wire. This reaction is easy to handle—even in an ambient atmosphere at room temperature—and requires a minimum amount of tetrahydrofuran for efficient grinding, resulting in the formation of various 1,4-diaryl-1,4-dihydrodinaphthopentalenes within 15 min. Furthermore, structural and theoretical analyses, as well as photophysical and chiro-optical measurements, reveal untapped properties of chiral 1,4-dihydrodinaphthopentalene.
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| Fig. 1 (A) Dibenzo[a,e]pentalene and dihydrodibenzopentalene. (B) Previous reports on synthesis of dihydrodibenzopentalenes. (C) Mechanochemical synthesis of dihydrodinaphthopentalenes (this work). | ||
In this regard, we and the Ito/Kubota group have recently developed lithium-mediated mechanochemical transformations of aromatic compounds, such as anionic cyclodehydrogenation,13a Birch reduction,14a Birch reductive arylation,13a and related transformations14b using bulk lithium. Despite the fact that bulk lithium sources (e.g., lithium wire) generally exhibit low reactivity in the solution state owing to their higher atomization enthalpy and melting point than those of sodium and potassium,13a direct vigorous mixing by ball-milling pieces of lithium(0) wire and aromatic compounds with stoichiometric amounts of additives forms aromatic anionic species even in air, realizing highly efficient, quick transformations13a,14 and unprecedented reactions.13b Over the course of our mechanochemistry investigation,15,16 we surprisingly found that mechanochemical grinding of 2-(arylethynyl)naphthalene 1 with lithium(0) wire and aqueous work-up resulted in unexpected formation of 1,4-diaryl-1,4-dihydrodinaphthopentalene 2 (Fig. 1C). To the best of our knowledge, there is no example of annulative dimerization of bare diarylacetylene with alkali metals, whereas 1-phenyl-2-(trialkylsilyl)acetylenes can undergo annulation with lithium(0) or potassium(0) in the solution state using THF to afford dibenzo[a,e]pentalene.10–12 The dihydrodinaphthopentalene core itself is unprecedented, and its fixed planar π-conjugation system, crystallographic packing, photophysical properties, and potential as a novel chiral platform are of interest to the physical organic chemistry community. Herein, we report the synthesis of dihydrodinaphthopentalenes with two dangling aryl substituents via lithium(0)-mediated mechanochemical annulative dimerization of 2-(arylethynyl)naphthalenes. Unlike typical solution-state reactions using alkali metals, the developed mechanochemical reaction can be performed in air at room temperature, without solvents for solubilizing the substrates. The prepared compounds exhibit novel dihydrodinaphthopentalene skeletons, and their crystallographic structures, photophysical and chiroptical properties are characterized.
:
1.0 syn-/anti-mixture. In this reaction, various side products, such as fully aromatized dinaphthopentalene and alkyne reduction products, appear to form, which lowers the yield and mass balance of the reaction. Purification by size-exclusion chromatography (SEC) enabled the isolation of syn-2a in 16% yield. The isolated yield of syn-2a was unsatisfactory, likely owing to the difficulty in separating it from other isomers and impurities during SEC purification. The relative configuration of syn-2a was determined by the X-ray diffraction (XRD) analysis of a single crystal (see Fig. 4A). The use of 4 eq. of lithium(0) also afforded 2a in 21% NMR yield, with increased syn-selectivity (syn/anti = 22
:
1.0). Reducing the amount of lithium(0) from 3 equiv. to 2 or 1 eq. decreased the yield of 2a and syn-selectivity (10% with syn/anti = 3.3
:
1.0; 6% with syn/anti = 3.0
:
1.0) (Table 1, entries 2 and 3). In controlled experiments, the use of other LAG additives, such as 1,4-dioxane, 1,2-dimethoxyethane (DME), cyclopentyl methyl ether (CPME), N,N,N′,N′-tetramethylethylenediamine (TMEDA), and hexane resulted in low yields or no formation of 2a (Table 1, entries 5–7). The addition of 8.0 eq. of THF yielded 2a in an amount comparable to that of the reaction under standard conditions (entry 8), whereas the reactions conducted with 4.6 or 16 eq. of THF were ineffective (entries 9 and 10). Compared with mechanochemical grinding, no reaction occurred when lithium naphthalenide (4.0 eq.) was added to THF (10 mL) at 0 °C (entry 11). Mechanochemical grinding and direct heating using a heat gun (70 °C preset temperature) did not improve the yield of 2a (20%, syn/anti = 4.5
:
1) (Table 1, entry 12). By using a 5 mL stainless–steel jar and a 10-millimeter-diameter stainless–steel ball instead of a 1.5 mL jar and a 7 mm ball, the yield of 2a dramatically dropped to 1% (entry 13). Although we tested lower-frequency ball-milling at 20 Hz to prevent overreaction and lowering the product yield (entry 14),19 the yield of 2a rather decreased to 9.7% (syn/anti = 5.4
:
1) upon the full consumption of starting material. Notably, the reaction under argon atmosphere did not improve the yield of 2a (entry 15). These results indicate that the mechanochemical reaction is highly specific in the solid or slurry state, and that the amount of THF additive, the size of the jar/ball and mixing frequencies greatly influence the reaction progress.
| Entry | Deviation from the standard conditions | Yield of 2a b | Ratio of syn-/anti-2a |
|---|---|---|---|
| a Reactions were conducted in a 1.5 mL stainless–steel jar using a stainless–steel ball with a diameter of 7 mm by ball milling using a Retsch MM400 ball mill machine. The reactions were conducted under air at r.t. (20–25 °C).b 1H-NMR yield using Cl2CHCHCl2 as an internal standard.c Isolated yield of syn-2a by SEC.d The reaction was carried out in a two-neck round-bottom flask using a magnetic stirring bar and a stirrer under N2. | |||
| 1 | None | 23% (syn-2a: 16%c) | 7.5 : 1.0 |
| 2 | Li (4.0 eq.) instead of 3.0 eq. | 21% | 22 : 1.0 |
| 3 | Li (2.0 eq.) instead of 3.0 eq. | 10% | 3.3 : 1.0 |
| 4 | Li (1.0 eq.) instead of 3.0 eq. | 6% | 3.0 : 1.0 |
| 5 | 1,4-Dioxane was used instead of THF | 3% | 2.3 : 1.0 |
| 6 | DME instead of THF | 2% | 1.4 : 1.0 |
| 7 | CPME, TMEDA, or hexane instead of THF | 0% | — |
| 8 | 0.32 mL (8.0 eq.) of THF | 22% | 5.9 : 1.0 |
| 9 | 0.19 mL (4.6 eq.) of THF | 0% | — |
| 10 | 0.64 mL (16 eq.) of THF | 5% | 1.0 : 1.1 |
| 11 | Li naphthalenide (4.0 eq.), THF (10 mL), 0 °C, N2, 3 h | 0% | — |
| 12 | Heating by heat gun at a preset temperature of 70 °C | 20% | 4.5 : 1.0 |
| 13 | Reaction conducted in a 5.0 mL stainless–steel jar using a stainless–steel ball with a diameter of 10 mm | 1% | 1.8 : 1.0 |
| 14 | Ball-milling was conducted at 20 Hz | 9.7% | 5.4 : 1.0 |
| 15 | Reaction under Ar | 23% | 4.9 : 1.0 |
Next, we performed control experiments to elucidate the reaction profile of the mechanochemical alkyne dimerization. In the deuteration experiments, the addition of D2O instead of H2O followed by sat. NH4Cl aq. in the quenching step produced a mixture of 2a and deuterated product (2a-D) in 11% isolated yield with a 97% deuteration ratio (Fig. 2A). In contrary, additional grinding for 60 min after adding D2O alone resulted in dramatical drop of isolated yield (2.8%) along with almost completion of deuteration at the two benzylic positions (98%D). These indicates that the bis(cyclopentadienyl anion) species E (Fig. 2K) is relatively stable and remained intact even after the addition of D2O, but is rapidly protonated with sat. NH4Cl aq. In addition, extending the mixing time under basic conditions can induce significant degradation. Then we demonstrated trapping this dianion species by other electrophiles. The addition of iodomethane10 and extra grinding for 60 min afforded the dimethylated product 2a-Me in 16% yield as a syn- and anti-mixture (Fig. 2B). Based on our previous findings of the Birch reductive arylation of polycyclic aromatic hydrocarbons with fluoroarenes,13b we found that a similar arylation occurred in the presence of 2-fluoropyridine, affording pyridylated dihydrodinaphthopentalene (2a-Py) in 28% yield (Fig. 2C). Expecting that quenching with I2/THF as an oxidant can afford dinaphthopentalene 3a as well demonstrated in the synthesis of silyl-substituted dibenzo[a,e]pentalene,10 we tried the similar reaction as shown in Fig. 2D. Although the formation of 3a, which was previously synthesized by Takimiya and Kawase20 using an alternative synthetic method, was certainly detected by 1H and 13C NMR spectra and EI-MS, it was obtained as an inseparable mixture of other side products (see Fig. S3 and S4 for details). Interestingly, 1-(phenylethynyl)naphthalene (1b) did not afford the corresponding dihydrodinaphthopentalene 2b (Fig. 2E). Furthermore, the use of diphenylacetylene (1c) afforded a completely different product, 1,2,3-triphenylnaphthalene (4), in 31% yield without any dihydropentalene derivative 2c (Fig. 2F). The similar reaction was also recently reported by Kuwabara, who carried out the reaction in the solution state using lithium(0) and NaOtBu in THF.11a The further early report by Smith and Hoehn also clarified that the reaction of 1c with a stoichiometric amount of lithium(0) in Et2O affords 1,4-dilithio-1,2,3,4-tetraphenyl-1,3-butadiene (A in Fig. 2J), and an excess amount of lithium(0) further promotes the cyclization to not the five-membered-ring intermediate B, but the six-membered-ring product 4.11b In fact, the mechanochemical reaction of 1c with lithium(0) and Et2O for 15 min and aqueous work-up also gave (1E,3E)-1,2,3,4-tetraphenyl-1,3-butadiene (5) in 33% yield (Fig. 2G), which implies that dilithio intermediate A formed and the subsequent cyclization is slower with Et2O than that with THF. To trap the similar intermediate, the mechanochemical reaction of 1a was examined with Et2O for 15 min, resulting in the formation of complex mixture including a major compound having 458 of m/z as a mass peak in APCI-MS analysis (Fig. 2H). While the isolation of the major compound was failed due to the complexity of crude mixture and the presence of various rotamers, two possible structures 6 and 7 can be considered by judging from 1H NMR and MS analysis (Fig. 2I). Particularly, butadiene 6 seem to be contained because the singlet olefinic proton peak in 1H NMR at δ = 6.8 ppm in ClCD2CD2Cl is very resemble to that observed in compound 5 (δ = 6.75–6.73 ppm in CDCl3). This result would be indirect evidence for the initial formation of 1,4-dilithio-1,3-butadiene species derived from 1a.
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| Fig. 2 (A–H) Control experiments for elucidation of reaction mechanism. (I) Plausible structures for m/z = 458. (J) Proposed reaction pathway to 4 from 1c based on ref. 12b. (K) Proposed reaction pathway in the reaction of 1a with lithium(0). | ||
Based on these control experiments and our expectation, we summarized the proposed mechanism to afford 2c and 4 from 1a and 1c in (Fig. 2J and K). In the reaction of 1c with lithium(0), 1,4-dilithio-1,2,3,4-tetraphenyl-1,3-butadiene (A) was preferentially forms as a s-cis form.10,12b It is well known that there is an equilibrium between s-cis A and s-trans A, which vias to the s-cis form.10,12 While the cyclization of s-trans A is expected difficult because it accompanies energetically unfavorable dearomatization of a benzene ring. In the case of the reaction of 1a, the formation of similar 1,4-dilithio-1,3-butadiene C can initially form, and its s-trans form can be allowed to cyclize in a fashion of 5-endo-trig to afford allyl lithium species D. Then, the formation of bis(cyclopentadienyl) dilithium E 10 via a second cyclization and elimination of benzylic hydrogen atoms followed by quenching with electrophiles affords dihydrodinaphthopentalene derivatives. We rationalize that 1b and 1c did not afford the corresponding dihydropentalenes because the stabilities of the anions corresponding to B were relatively low, that is, the π-benzyl-allyl anion D derived from 1a is more stable than those generated from 1b and 1c. The low yield of 2a could also be due to the lower stability of bis(cyclopentadienyl) dianion E than the corresponding disilylated anion derived from 2-trialkylsilylphenylacetylene,10,12 and the active anion species degraded much more easily in the present reaction.
Next, we explored the substrate scope of various 2-(arylethynyl)naphthalenes 1d–1j. All experiments were performed on a 0.50 mmol scale under air at r.t. (Fig. 3). The use of 2-[{4-(t-butyl)phenyl}ethynyl]naphthalene (1d) afforded a mixture of syn-/anti-2d in 79% yield, and syn-2d was isolated in 18% yield after purification by SEC. The reaction of 2-[(4-methoxyphenyl)ethynyl]naphthalene (1e) proceeded, affording the corresponding diarylated pentalenes syn-/anti-2e in 29% yield. However, isolation by SEC resulted in 4.6% (syn-2e) and 1.5% (anti-2e) yields owing to significant degradation of products in purification. In addition, the reaction of naphthylacetylene with p-(diphenylamino)phenyl group 1f afforded a mixture of syn-/anti-2f in 33% yield, and syn-/anti-2f was isolated by SEC in 8.0% and 6.6% yields, respectively. On the other hand, phenylethynylnaphthalenes containing electron-withdrawing groups, such as 1-[(4-fluorophenyl)ethynyl]naphthalene (1g) and 1-[(3-cyanophenyl)ethynyl]naphthalene (1h), were found to be ineffective in this mechanochemical dimerization. The reaction of 1g underwent to give trace amount of 2g along with the major formation of defluorinated product 2a which can be due to lithium-halogen exchanging.16f In contrast, majority of 1h remained intact after the reaction. Then, 1-(arylethynyl)naphthalenes bearing naphthalen-2-yl (1i) and triphenylene-2-yl (1j) moieties were transformed into a syn-/anti-mixture of 2i (25%) and 2j (14%), and SEC separation afforded syn-2i in 4.6% yields. While the final isolated yields of syn and/or anti isomers were unsatisfactory owing to the difficulties in SEC separation and the significant degradation in SEC, the combined yields of syn-/anti-2 at the silica gel column chromatography were moderate. Notably, a series of compounds are relatively unstable under air and basic conditions probably due to the presence of reactive benzylic/allylic protons on cyclopentadiene structures, and the products having electro-donating aryl groups 2e and 2f show lower stabilities than others. This mechanochemical reaction protocol provides a rapid, simple one-pot synthesis of novel dihydrodinaphthopentalenes.
Because the obtained dihydrodinaphthopentalene has a novel structural motif similar to that of dihydropentalene and can be regarded as a fixed planar stilbene derivative with a C2-symmetric chiral structure, its structural, electronic, photophysical, and chiro-optical properties are of interest. First, we obtained a single crystal of syn-2a and determined its X-ray crystallographic structure (Fig. 4A). It exhibited a slightly bent but almost planar bismethylene-bridged dinaphthylethene core with two dangling phenyl groups whose benzene rings were parallel to each other. In the packing structure, two identical enantiomers were paired and stacked on sterically less-hindered faces through weak CH–π interactions between benzylic protons and aromatic sp2-carbons. This pair (green molecules in Fig. 4A, bottom right) and the opposite enantiomeric pairs (orange molecules in Fig. 4A, bottom right) were alternately aligned. In this packing structure, π–π stacking was not apparent between each molecule.
Next, we measured the UV-vis absorption spectrum of a solution of syn-2a in CH2Cl2 (c = 2.0 × 10−5 M) (Fig. 4B). A sharp absorption maximum at λabs = 284 nm and broad absorption bands containing absorption maxima at λabs = 377 and 396 nm were observed. Compared with a major absorption peak at 333 nm in the longest-wavelength region (300–390 nm) of the absorption spectrum of (E)-1,2-di(naphthalen-2-yl)ethene (8) (see ESI and ref. 18), which features a partial structural motif of syn-2a, the absorption band of syn-2a was red-shifted to 320–430 nm, with a maximum at 377 nm. The molar absorptivity (ε) at the peak maximum diminished from 8.1 × 104 M−1 cm−1 (8 in CH2Cl2; see ESI) to 9.3 × 103 M−1 cm−1 (syn-2a). The red shift of the peak maximum can be attributed to the effect of π-extension derived from a fixed planarity by bis-methylene bridging. The decreased absorptivity was also rationalized by the suppressed allowed transitions caused by the breakdown of molecular symmetry by molecular vibrations and bond rotations.
In the frontier molecular orbitals (MOs) calculated at the B3LYP/6-31G+(d) level of theory, the HOMO and LUMO were mainly delocalized across the dihydrodinaphthopentalene core (Fig. 4C). Time-dependent density functional theory (TD-DFT) calculations at the B3LYP/6-311 + G(d,p)//B3LYP/6-31 + G(d) level also revealed that the experimental absorption maximum at λabs = 396 nm is well reproduced by the allowed HOMO→LUMO transition (S0→S1: λ = 409 nm, oscillator strength (f) = 0.37). By contrast, the second transition, arising from HOMO→LUMO+1 excitations (S0→S2: λ = 372 nm, f = 0.0002) are essentially forbidden (see ESI for details of other transitions). Furthermore, syn-2a exhibited fluorescence upon excitation with 380 nm light, and a broad emission band from 390 to 570 nm with a maximum at λem = 434 nm was observed (Fig. 4B). The emission maximum was also significantly red-shifted compared with that of compound 5 (λem = 384 nm; see ESI for details).
After optimizing the separation conditions, each enantiomer in racemic syn-2a was successfully resolved by high-performance liquid chromatography (HPLC) using a chiral column (DAICEL CHIRALPAK IF) and n-hexane/CH2Cl2 (80
:
20) as the eluent. In the circular dichroism (CD) spectra, the earlier- and later-eluted fractions show levo (green line in Fig. 5A) and dextro (orange line in Fig. 5A) optical rotations in the 230–300 nm range, and the two spectra were almost mirror images. In addition, opposite-sign Cotton effects were observed at ca. 300 nm, which were attributed to the phenyl rings around the chiral carbon centers. However, significant optical rotations were not observed in the range of 330–400 nm, which corresponds to the absorption of the dihydrodinaphthopentalene core. The CD spectrum of (7R,14R)-syn-2a simulated by TD-DFT (Fig. 5B) was identical to the experimentally obtained spectrum of the earlier-eluted fraction (green line in Fig. 5A).
Experimental and characterization data, including crystallo-graphic data, photophysical measurements, and NMR spectra, as well as computational investigations have been included as part of the electronic supplementary information (SI). Supplementary information: syntheses, NMR, UV-vis absorption, emission, CD spectra, DFT calculations, and crystallographic table. See DOI: https://doi.org/10.1039/d5mr00145e.
Footnote |
| † Equal contribution. |
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